1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Options (Tandem Stock Appreciation)
|
Â
(1)
|
03/03/2023 |
Common Shares
|
143,381
|
$
4.15
(6)
|
D
|
Â
|
Options (Tandem Stock Appreciation)
|
Â
(2)
|
03/13/2022 |
Common Shares
|
96,855
|
$
11.2
(6)
|
D
|
Â
|
Options (Tandem Stock Appreciation)
|
Â
(3)
|
03/10/2019 |
Common Shares
|
53,228
|
$
20.05
(6)
|
D
|
Â
|
Rights (Restricted Share Units)
|
03/03/2019 |
Â
(4)
|
Common Shares
|
56,528
|
$
4.15
(6)
|
D
|
Â
|
Rights (Restricted Share Units)
|
03/13/2018 |
Â
(4)
|
Common Shares
|
22,763
|
$
11.2
(6)
|
D
|
Â
|
Rights (Restricted Share Units)
|
03/10/2017 |
Â
(4)
|
Common Shares
|
11,903
|
$
20.05
(6)
|
D
|
Â
|
Rights (Performance Share Units)
|
03/03/2019 |
Â
(5)
|
Common Shares
|
113,055
|
$
4.15
(6)
|
D
|
Â
|
Rights (Performance Share Units)
|
03/13/2018 |
Â
(5)
|
Common Shares
|
45,525
|
$
11.2
(6)
|
D
|
Â
|
Rights (Performance Share Units)
|
03/10/2017 |
Â
(5)
|
Common Shares
|
47,611
|
$
20.05
(6)
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
1/3 will vest on March 3, 2017; 1/3 will vest on March 3, 2018; 1/3 will vest on March 3, 2019. |
(2) |
1/3 vested on March 13, 2016; 1/3 will vest on March 13, 2017; 1/3 will vest on March 13, 2018. |
(3) |
1/3 vested on March 10, 2015; 1/3 vested on March 10, 2016; 1/3 will vest on March 10, 2017. |
(4) |
Each Restricted Share Unit (each, a "RSU") is the economic equivalent of one common share of Encana Corporation. RSUs are subject to the officer's active employment on the vesting date. |
(5) |
Each Performance Share Unit (each, a "PSU") is the economic equivalent of one common share of Encana Corporation. PSUs are subject to achievement of performance criteria on the vesting date. |
(6) |
Grants were issued in Canadian dollars. The price has been converted to US dollars using the Bank of Canada exchange rate on the grant date. |