Form 6-K
Table of Contents

 

FORM 6-K

 

U.S. SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 


 

Report of Foreign Private Issuer

Pursuant To Rule 13a-16 or 15d-16 of

the Securities Exchange Act of 1934

 

Commission File Number: 1-15270

 

For the month of February 2003.

Total number of pages:6.

The exhibit index is located on page 2.

 


 

NOMURA HOLDINGS, INC.

(Translation of registrant’s name into English)

 

9-1, Nihonbashi 1-chome

Chuo-ku, Tokyo 103-8645

Japan

(Address of principal executive offices)

 


 

Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.

 

Form 20-F     x                             Form 40-F    ¨

 

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):                     

 

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):                        

 

Indicate by check mark whether by furnishing the information contained in this Form, the registrant is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.

 

Yes ¨                        No x

 

If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82-


 


Table of Contents

 

Information furnished on this form:

 

EXHIBIT

 

Exhibit Number


    

Page Number


1. [English Translation of Report on Corporate Stock Repurchase]

    

4

 

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Table of Contents

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

NOMURA HOLDINGS, INC.

By:

 

/s/    MASANORI ITATANI        


   

Masanori Itatani

Director

 

Date:   February 12, 2003             

 

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Table of Contents

(English Translation)

 

Report on Corporate Stock Repurchase

(report pursuant to Article 24-6, paragraph 1 of Securities and Exchange Law)

 

Director General of Kanto Finance Bureau

 

February 10, 2003

 

Nomura Holdings, Inc.

President & CEO Junichi Ujiie

 

Address of Principal Office: 9-1, Nihonbashi 1-chome, Chuo-ku, Tokyo, JAPAN

TEL: 81-3-5255-1000

Contact Person: Nomura Holdings, Inc.

 General Manager of General Affairs Dept. Katsuo Tsunematsu

 

Address of Nearest Contact: Same as the above

TEL: Same as the above

Contact Person: Same as the above

 

Locations where Copies of Report of Corporate Stock Repurchase are Available for Public Inspection

 

Name


 

Address


Tokyo Stock Exchange, Inc.

 

2-1, Kabutocho, Nihonbashi, Chuo-ku, Tokyo

Osaka Securities Exchange Co., Ltd.

 

1-6-10, Kitahama, Chuo-ku, Osaka

Nagoya Stock Exchange Co., Ltd.

 

3-3-17, Sakae, Naka-ku, Nagoya

Osaka Branch of Nomura Securities Co., Ltd.

 

2-5-4, Kitahama, Chuo-ku, Osaka

Nagoya Branch of Nomura Securities Co., Ltd.

 

2-19-22, Nishiki, Naka-ku, Nagoya

Yokohama Branch of Nomura Securities Co., Ltd.

 

4-52, Onoecho, Naka-ku, Yokohama

Kobe Branch of Nomura Securities Co., Ltd.

 

1-5-32, Sannomiyacho, Chuo-ku, Kobe

Chiba Branch of Nomura Securities Co., Ltd.

 

1-14-13, Fujimi, Cho-ku, Chiba

 

(Note) Although the Securities and Exchange Law does not require us to keep the report for public inspection at Osaka, Nagoya, Yokohama and Kobe Branches of Nomura Securities Co., Ltd., we will do so for investors’ convenience.

 

 

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Table of Contents

(English Translation)

 

Class of Shares                Common Stock

 

1.   State of Corporate Stock Repurchase

 

  (1)   State of Repurchase in accordance with the Resolution at Annual General Meeting of Shareholders (“AGM”)

 

as of January 31, 2003

 

Section


  

Number of Shares


  

Total Value of Shares


  

Remarks


 

Resolution at AGM (Resolution on June 26, 2002)

  

100,000,000 shares

  

250,000,000,000 yen

  

(Note

)

Stock repurchase during this reporting month (Date of Stock Repurchase)

  

Jan. 7

  

127,000 shares

  

171,323,000 yen

      
    

Jan. 8

  

1,539,000 shares

  

2,062,043,000 yen

      
    

Jan. 9

  

592,000 shares

  

780,746,000 yen

      
    

Jan. 10

  

739,000 shares

  

988,621,000 yen

      

Aggregate number of shares repurchased as of the end of this reporting month

  

20,016,000 shares

  

26,919,637,000 yen

      

Progress with stock repurchase

  

20.0%

  

10.8%

      

 

(Note) The ratio of (i) the total number of shares for authorized for repurchase at the annual general meeting of shareholders pursuant to Article 210, paragraph 1 under the Commercial Code divided by (ii) the total number of outstanding shares as of the date of closing of the annual general meeting of shareholders is 5.1%.

 

  (2)   Repurchase from Subsidiaries

 

Not applicable.

 

  (3)   Repurchase for Retirement of Shares by Valuation Allowance

 

Not applicable.

 

2.   Disposition of Shares Repurchased

 

Not applicable.

 

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Table of Contents

(English Translation)

 

3.   State of Possession of Shares Repurchased

 

as of January 31, 2003

 

Section


  

Number of Shares


    

Remarks


Total number of outstanding shares

  

1,965,919,860 shares

      

Number of shares repurchased and currently possessed

  

20,016,000 shares

      

Number of shares repurchased and currently possessed for retirement of shares by valuation allowance

  

—  

      

 

(End)

 

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