Maximum | ||||||||||||||
Number of | Number of | Percentage | ||||||||||||
Number of | Shares to be | Shares | Beneficially | |||||||||||
Shares | Sold Pursuant | Owned | Owned | |||||||||||
Owned Prior | to this | After | After | |||||||||||
Name of Selling Stockholder | to Offering | Prospectus(1) | Offering(2) | Offering(2) | ||||||||||
Iroquois Master Fund, Ltd.(3)
|
42,856 | 42,856 | 0 | * | ||||||||||
Capital Ventures International(4)(5)
|
64,286 | 64,286 | 0 | * |
* | Less than 1% | |
(1) | Represents the maximum number of shares of common stock issued to the selling stockholders and those issuable to the selling stockholders upon exercise of the warrants at the initial exercise price of $19.03 per share. The amounts shown in this column may include shares sold prior to the date of this prospectus supplement. | |
(2) | Assumes that each selling stockholder sells all shares of common stock being registered under this registration statement. However, to our knowledge, there are no agreements, arrangements or understandings with respect to the sale of any shares of our common stock, and each selling stockholder may decide to sell only a portion or none of its shares of our common stock that are registered under this registration statement. | |
(3) | Joshua Silverman has voting and investment control over the shares held by Iroquois Master Fund, Ltd. Mr. Silverman disclaims beneficial ownership of these shares. | |
(4) | Heights Capital Management, Inc., the authorized agent of Capital Ventures International (CVI), has discretionary authority to vote and dispose of the shares held by CVI and may be deemed to be the beneficial owner of these shares. Martin Kobinger, in his capacity as Investment Manager of Heights Capital Management, Inc., may also be deemed to have investment discretion and voting power over the shares held by CVI. Mr. Kobinger disclaims any beneficial ownership of the shares. | |
(5) | This selling stockholder has identified itself as an affiliate of a registered broker-dealer and has represented to us that such selling stockholder acquired its common stock in the ordinary course of business and, at the time of the purchase of the common stock, such selling stockholder had no agreements or understandings, directly or indirectly, with any person to distribute the common stock. To the extent we become aware that such selling stockholder did not acquire its common stock in the ordinary course of business or did have such an agreement or understanding, we will file a prospectus supplement or a post-effective amendment to the registration statement of which this Prospectus forms a part to designate such affiliate an underwriter within the meaning of the Securities Act of 1933. |