As filed with the Securities and Exchange Commission on
August 11, 2009
Registration Statement
No. 333-
SECURITIES AND EXCHANGE
COMMISSION
Washington, D.C.
20549
Form S-11
FOR REGISTRATION
UNDER
THE SECURITIES ACT OF
1933
OF CERTAIN REAL ESTATE
COMPANIES
Starwood Property Trust,
Inc.
(Exact name of registrant as
specified in its governing instruments)
Starwood Property Trust,
Inc.
591 West Putnam
Avenue
Greenwich, CT 06830
(203) 422-7700
(Address, including Zip Code,
and Telephone Number, including Area Code, of Registrants
Principal Executive Offices)
Ellis F. Rinaldi, Esq.
Executive Vice President &
General Counsel
Starwood Property Trust,
Inc.
591 West Putnam
Avenue
Greenwich, CT 06830
(203) 422-7773
(Name, Address, including Zip
Code, and Telephone Number, including Area Code, of Agent for
Service)
Copies to:
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David J. Goldschmidt, Esq.
Skadden, Arps, Slate, Meagher & Flom LLP
Four Times Square
New York, New York 10036
Tel
(212) 735-3574
Fax
(917) 777-3574
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Edward Petrosky, Esq.
James OConnor, Esq.
J. Gerard Cummins, Esq.
Sidley Austin LLP
787 Seventh Avenue
New York, New York 10019
Tel (212) 839-5455
Fax (212) 839-5599
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Approximate date of commencement of proposed sale to the
public: As soon as practicable after the
effective date of this registration statement.
If any of the Securities being registered on this Form are to be
offered on a delayed or continuous basis pursuant to
Rule 415 under the Securities Act, check the following
box: o
If this Form is filed to register additional securities for an
offering pursuant to Rule 462(b) under the Securities Act,
check the following box and list the Securities Act registration
statement number of the earlier effective registration statement
for the same
offering. þ Registration
No. 333-159754
If this Form is a post-effective amendment filed pursuant to
Rule 462(c) under the Securities Act, check the following
box and list the Securities Act registration statement number of
the earlier effective registration statement for the same
offering. o
If this Form is a post-effective amendment filed pursuant to
Rule 462(d) under the Securities Act, check the following
box and list the Securities Act registration statement number of
the earlier effective registration statement for the same
offering. o
If delivery of the prospectus is expected to be made pursuant to
Rule 434, check the following
box. o
Indicate by check mark whether the registrant is a large
accelerated filer, an accelerated filer, a non-accelerated
filer, or a smaller reporting company. See the definitions of
large accelerated filer, accelerated
filer and smaller reporting company in Rule
12b-2 of the
Exchange Act. (Check one):
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Large
accelerated
filer o
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Accelerated
filer o
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Non-accelerated
filer þ
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Smaller reporting
company o
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(Do not check if a smaller
reporting company)
CALCULATION
OF REGISTRATION FEE
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Proposed Maximum
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Amount of
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Title of Each Class of
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Aggregate
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Registration
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Securities to be Registered
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Offering
Price(1)
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Fee
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Common Stock, $0.01 par value per share
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$155,250,000
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$8,663
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(1) |
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The Registrant previously
registered shares of its common stock for a proposed maximum
aggregate offering price of $776,250,000.00 (representing
38,812,500 shares of its common stock at the initial public
offering price of $20.00) on a Registration Statement on
Form S-11
(File
No. 333-159754),
as amended, for which a filing fee of $43,315.00 was paid. This
Registration for a proposed maximum aggregate offering price of
$155,250,000 represents an additional 7,762,500 shares of
common stock at the initial public offering price of $20.00.
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Explanatory
Note
This registration statement is being filed pursuant to
Rule 462(b) (Rule 462(b)) under the
Securities Act of 1933, as amended, and General
Instruction G of
Form S-11,
and includes the registration statement facing page, this page,
the signature page, an exhibit index, opinions of counsel and
the accountants consent. Pursuant to Rule 462(b), the
contents of our registration statement on
Form S-11,
as amended (File
No. 333-159754),
including the exhibits thereto, which was declared effective by
the Securities and Exchange Commission on August 11, 2009
(the Initial Registration Statement), are
incorporated by reference into this registration statement. This
registration statement covers the registration of an additional
$155,250,000 of our common stock for sale in the offering
related to the Initial Registration Statement, representing an
additional 7,762,500 shares of common stock at the initial
public offering price of $20.00.
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the
registrant certifies that it has reasonable grounds to believe
that it meets all of the requirements for filing on
Form S-11
and has duly caused this Registration Statement to be signed on
its behalf by the undersigned, thereunto duly authorized, in the
Town of Greenwich, State of Connecticut, on August 11, 2009.
Starwood Property Trust, Inc.
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By:
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/s/ Barry
S. Sternlicht
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Barry S. Sternlicht
Chief Executive Officer
We, the undersigned officers and directors of Starwood Property
Trust, Inc., hereby severally constitute and appoint Ellis F.
Rinaldi and Barry S. Sternlicht, and each of them singly (with
full power to each of them to act alone), our true and lawful
attorneys-in-fact and agents, with full power of substitution
and resubstitution in each of them for him and in his name,
place and stead, and in any and all capacities, to sign any and
all amendments (including post-effective amendments) to this
Registration Statement, and any other registration statement for
the same offering pursuant to Rule 462(b) under the
Securities Act of 1933, and to file the same, with all exhibits
thereto and other documents in connection therewith, with the
Securities and Exchange Commission, granting unto said
attorneys-in-fact and agents, and each of them, full power and
authority to do and perform each and every act and thing
requisite or necessary to be done in and about the premises, as
full to all intents and purposes as he might or could do in
person, hereby ratifying and confirming all that said
attorneys-in-fact and agents or any of them, or their or his
substitute or substitutes, may lawfully do or cause to be done
by virtue hereof.
Pursuant to the requirements of the Securities Act of 1933, this
Registration Statement has been signed below by the following
persons in the capacities and on the date indicated.
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Signatures
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Title
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Date
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By: /s/ Barry
S. Sternlicht
Barry
S. Sternlicht
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Chairman of the Board of Directors and Chief Executive Officer
(Principal Executive Officer)
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August 11, 2009
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By: /s/ Barbara
J. Anderson
Barbara
J. Anderson
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Chief Financial Officer and Treasurer (Principal Financial and
Accounting Officer)
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August 11, 2009
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By: /s/ Jeffrey
G. Dishner
Jeffrey
G. Dishner
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Director
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August 11, 2009
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By: /s/ Ellis
F. Rinaldi
Ellis
F. Rinaldi
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Director
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August 11, 2009
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