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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Options to purchase Pogo Common Stock | $ 24.0938 | 11/06/2007 | D | 10,000 | (2) | 05/31/2010 | Common Stock | 10,000 | (2) | 0 | D | ||||
Options to purchase Pogo Common Stock | $ 28.8 | 11/06/2007 | D | 5,000 | (3) | 05/31/2011 | Common Stock | 5,000 | (3) | 0 | D | ||||
Options to purchase Pogo Common Stock | $ 31.175 | 11/06/2007 | D | 5,000 | (4) | 05/31/2012 | Common Stock | 5,000 | (4) | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
WELLS STEPHEN A 5 GREENWAY PLAZA, SUITE 2700 HOUSTON, TX 77046 |
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Stephen A. Wells | 11/06/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Disposed of pursuant to the merger agreement between issurer and Plains Exploration & Production Company in exchange for aggregate consideration of $58.4833/share (which may consist of cash, Plains stock, or a combination thereof) as provided for in the merger agreement. |
(2) | This option which provided for vesting in three equal annual installments beginning June 1, 2001 was converted in the merger into a cash payment of $343,895.50 representing the product of the number of shares subject to the option and the difference between the exercise price of the option and the aggregate consideration per share provided for in the merger agreement. |
(3) | This option which provided for vesting in three equal annual installments beginning June 1, 2002 was converted in the merger into a cash payment of $148,416.50 representing the product of the number of shares subject to the option and the difference between the exercise price of the option and the aggregate consideration per share provided for in the merger agreement. |
(4) | This option which provided for vesting in three equal annual installments beginning June 1, 2003 was converted in the merger into a cash payment of $136,541.50 representing the product of the number of shares subject to the option and the difference between the exercise price of the option and the aggregate consideration per share provided for in the merger agreement. |