1
|
NAME OF REPORTING PERSON
WESTERN INVESTMENT LLC
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) o
(b) o
|
|
3
|
SEC USE ONLY
|
||
4
|
SOURCE OF FUNDS
OO, WC
|
||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
|
¨
|
|
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
DELAWARE
|
||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
447,421
|
|
8
|
SHARED VOTING POWER
- 0 -
|
||
9
|
SOLE DISPOSITIVE POWER
447,421
|
||
10
|
SHARED DISPOSITIVE POWER
- 0 -
|
||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
447,421
|
||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
o
|
|
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
4.7%
|
||
14
|
TYPE OF REPORTING PERSON
OO
|
1
|
NAME OF REPORTING PERSON
ARTHUR D. LIPSON
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) o
(b) o
|
|
3
|
SEC USE ONLY
|
||
4
|
SOURCE OF FUNDS
OO
|
||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
|
¨
|
|
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
USA
|
||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
447,421
|
|
8
|
SHARED VOTING POWER
- 0 -
|
||
9
|
SOLE DISPOSITIVE POWER
447,421
|
||
10
|
SHARED DISPOSITIVE POWER
- 0 -
|
||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
447,421
|
||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
o
|
|
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
4.7%
|
||
14
|
TYPE OF REPORTING PERSON
IN
|
1
|
NAME OF REPORTING PERSON
WESTERN INVESTMENT HEDGED PARTNERS L.P.
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) o
(b) o
|
|
3
|
SEC USE ONLY
|
||
4
|
SOURCE OF FUNDS
WC
|
||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
|
¨
|
|
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
DELAWARE
|
||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
185,999
|
|
8
|
SHARED VOTING POWER
- 0 -
|
||
9
|
SOLE DISPOSITIVE POWER
185,999
|
||
10
|
SHARED DISPOSITIVE POWER
- 0 -
|
||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
185,999
|
||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
o
|
|
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
2.0%
|
||
14
|
TYPE OF REPORTING PERSON
PN
|
1
|
NAME OF REPORTING PERSON
WESTERN INVESTMENT TOTAL RETURN PARTNERS L.P.
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) o
(b) o
|
|
3
|
SEC USE ONLY
|
||
4
|
SOURCE OF FUNDS
WC
|
||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
|
¨
|
|
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
DELAWARE
|
||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
154,446
|
|
8
|
SHARED VOTING POWER
- 0 -
|
||
9
|
SOLE DISPOSITIVE POWER
154,446
|
||
10
|
SHARED DISPOSITIVE POWER
- 0 -
|
||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
154,446
|
||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
o
|
|
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
1.6%
|
||
14
|
TYPE OF REPORTING PERSON
PN
|
1
|
NAME OF REPORTING PERSON
WESTERN INVESTMENT TOTAL RETURN FUND LTD.
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) o
(b) o
|
|
3
|
SEC USE ONLY
|
||
4
|
SOURCE OF FUNDS
WC
|
||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
|
¨
|
|
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
CAYMAN ISLANDS
|
||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
106,676
|
|
8
|
SHARED VOTING POWER
- 0 -
|
||
9
|
SOLE DISPOSITIVE POWER
106,676
|
||
10
|
SHARED DISPOSITIVE POWER
- 0 -
|
||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
106,676
|
||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
o
|
|
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
1.1%
|
||
14
|
TYPE OF REPORTING PERSON
CO
|
1
|
NAME OF REPORTING PERSON
BENCHMARK PLUS INSTITUTIONAL PARTNERS, L.L.C.
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) o
(b) o
|
|
3
|
SEC USE ONLY
|
||
4
|
SOURCE OF FUNDS
WC
|
||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
|
¨
|
|
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
DELAWARE
|
||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
259,042
|
|
8
|
SHARED VOTING POWER
- 0 -
|
||
9
|
SOLE DISPOSITIVE POWER
259,042
|
||
10
|
SHARED DISPOSITIVE POWER
- 0 -
|
||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
259,042
|
||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
o
|
|
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
2.7%
|
||
14
|
TYPE OF REPORTING PERSON
OO
|
1
|
NAME OF REPORTING PERSON
BENCHMARK PLUS MANAGEMENT, L.L.C.
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) o
(b) o
|
|
3
|
SEC USE ONLY
|
||
4
|
SOURCE OF FUNDS
OO
|
||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
|
¨
|
|
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
DELAWARE
|
||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
259,042
|
|
8
|
SHARED VOTING POWER
- 0 -
|
||
9
|
SOLE DISPOSITIVE POWER
259,042
|
||
10
|
SHARED DISPOSITIVE POWER
- 0 -
|
||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
259,042
|
||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
o
|
|
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
2.7%
|
||
14
|
TYPE OF REPORTING PERSON
OO
|
1
|
NAME OF REPORTING PERSON
ROBERT FERGUSON
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) o
(b) o
|
|
3
|
SEC USE ONLY
|
||
4
|
SOURCE OF FUNDS
OO
|
||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
|
¨
|
|
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
USA
|
||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
259,042
|
|
8
|
SHARED VOTING POWER
- 0 -
|
||
9
|
SOLE DISPOSITIVE POWER
259,042
|
||
10
|
SHARED DISPOSITIVE POWER
- 0 -
|
||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
259,042
|
||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
o
|
|
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
2.7%
|
||
14
|
TYPE OF REPORTING PERSON
IN
|
1
|
NAME OF REPORTING PERSON
SCOTT FRANZBLAU
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) o
(b) o
|
|
3
|
SEC USE ONLY
|
||
4
|
SOURCE OF FUNDS
OO
|
||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
|
¨
|
|
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
USA
|
||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
259,042
|
|
8
|
SHARED VOTING POWER
- 0 -
|
||
9
|
SOLE DISPOSITIVE POWER
259,042
|
||
10
|
SHARED DISPOSITIVE POWER
- 0 -
|
||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
259,042
|
||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
o
|
|
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
2.7%
|
||
14
|
TYPE OF REPORTING PERSON
IN
|
Item 1.
|
Security and Issuer.
|
Item 3.
|
Source and Amount of Funds or Other Consideration.
|
Item 4.
|
Purpose of Transaction.
|
Item 5.
|
Interest in Securities of the Issuer.
|
|
(e)
|
Not applicable.
|
Item 6.
|
Contracts, Arrangements, Understandings or Relationships With Respect to Securities of the Issuer.
|
Item 7.
|
Material to be Filed as Exhibits.
|
|
99.1
|
Joint Filing Agreement by and among Western Investment LLC, Western Investment Hedged Partners L.P., Western Investment Total Return Partners L.P., Western Investment Total Return Fund Ltd., Arthur D. Lipson, Benchmark Plus Institutional Partners, L.L.C., Benchmark Plus Management, L.L.C., Robert Ferguson and Scott Franzblau, dated July 2, 2010.
|
Dated: July 2, 2010
|
WESTERN INVESTMENT LLC
|
||
By:
|
/s/ Arthur D. Lipson | ||
Name:
|
Arthur D. Lipson
|
||
Title:
|
Managing Member
|
WESTERN INVESTMENT HEDGED PARTNERS L.P.
|
|||
By:
|
Western Investment LLC
|
||
General Partner
|
|||
By:
|
/s/ Arthur D. Lipson | ||
Name:
|
Arthur D. Lipson
|
||
Title:
|
Managing Member
|
WESTERN INVESTMENT TOTAL RETURN PARTNERS L.P.
|
|||
By:
|
Western Investment LLC
|
||
General Partner
|
|||
By:
|
/s/ Arthur D. Lipson | ||
Name:
|
Arthur D. Lipson
|
||
Title:
|
Managing Member
|
WESTERN INVESTMENT TOTAL RETURN FUND LTD.
|
|||
By:
|
Western Investment LLC
|
||
Investment Manager
|
|||
By:
|
/s/ Arthur D. Lipson | ||
Name:
|
Arthur D. Lipson
|
||
Title:
|
Managing Member
|
/s/ Arthur D. Lipson | |
ARTHUR D. LIPSON
|
BENCHMARK PLUS INSTITUTIONAL PARTNERS, L.L.C.
|
|||
By:
|
Benchmark Plus Management, L.L.C.
|
||
Managing Member
|
|||
By:
|
/s/ Robert Ferguson | ||
Name:
|
Robert Ferguson
|
||
Title:
|
Managing Member
|
||
By:
|
/s/ Scott Franzblau | ||
Name:
|
Scott Franzblau
|
||
Title:
|
Managing Member
|
BENCHMARK PLUS MANAGEMENT, L.L.C.
|
|||
By:
|
/s/ Robert Ferguson | ||
Name:
|
Robert Ferguson
|
||
Title:
|
Managing Member
|
||
By:
|
/s/ Scott Franzblau | ||
Name:
|
Scott Franzblau
|
||
Title:
|
Managing Member
|
/s/ Robert Ferguson | |
ROBERT FERGUSON
|
s/ Scott Franzblau | |
SCOTT FRANZBLAU
|
Name and Position
|
Principal Occupation
|
Principal Business Address
|
Citizenship
|
|||
Don M. Seymour
Director
|
Businessperson
dms Management Ltd.
|
dms Management
P.O. Box 31910
dms House, 20 Genesis Close, Grand Cayman KY1-1208, Cayman Islands
|
Cayman Islands
|
|||
David Bree
Director
|
Businessperson
dms Management Ltd.
|
dms Management
P.O. Box 31910
dms House, 20 Genesis Close, Grand Cayman KY1-1208, Cayman Islands
|
Cayman Islands
|
|||
J.D. Clark & Co.
Secretary
|
Trust Company
|
2225 Washington Blvd.
Ogden, Utah 84401
|
United States
|
Date of
Purchase
|
Shares of Common Stock
Purchased
|
Price Per
Share ($)
|
5/3/2010
|
2,300
|
7.8511
|
|
5/5/2010
|
600
|
7.3885
|
|
5/5/2010
|
800
|
7.4188
|
|
5/6/2010
|
3,300
|
7.1005
|
|
5/7/2010
|
800
|
6.9488
|
|
5/10/2010
|
5,300
|
7.3839
|
|
5/10/2010
|
17,700
|
7.3875
|
|
5/11/2010
|
9,800
|
7.4302
|
|
5/12/2010
|
3,400
|
7.5188
|
|
5/13/2010
|
10,300
|
7.5822
|
|
5/14/2010
|
1,500
|
7.4485
|
|
5/17/2010
|
800
|
7.2521
|
|
5/19/2010
|
1,100
|
7.0304
|
|
5/20/2010
|
200
|
6.7785
|
|
5/21/2010
|
14,200
|
6.8614
|
|
5/24/2010
|
1,100
|
6.8531
|
|
5/25/2010
|
3,700
|
6.6348
|
|
5/26/2010
|
700
|
6.6085
|
|
5/27/2010
|
800
|
6.9552
|
|
5/28/2010
|
600
|
6.9630
|
|
6/1/2010
|
12,800
|
6.9775
|
|
6/2/2010
|
8,600
|
7.0364
|
|
6/3/2010
|
300
|
7.1385
|
|
6/4/2010
|
1,800
|
6.9925
|
6/7/2010
|
3,200
|
6.8761
|
|
6/10/2010
|
1,800
|
6.9654
|
|
6/11/2010
|
400
|
7.0856
|
|
6/14/2010
|
4,600
|
7.1447
|
|
6/15/2010
|
2,900
|
7.2374
|
|
6/17/2010
|
99
|
7.2585
|
|
7/1/2010
|
11,600
|
6.9508
|
|
7/2/2010 | 11,900 | 6.9711 |
5/3/2010
|
2,300
|
7.8511
|
|
5/5/2010
|
700
|
7.3885
|
|
5/5/2010
|
700
|
7.4196
|
|
5/6/2010
|
3,300
|
7.1005
|
|
5/7/2010
|
800
|
6.9488
|
|
5/10/2010
|
5,100
|
7.3840
|
|
5/10/2010
|
17,200
|
7.3875
|
|
5/11/2010
|
9,800
|
7.4302
|
|
5/12/2010
|
3,400
|
7.5188
|
|
5/13/2010
|
10,300
|
7.5822
|
|
5/14/2010
|
1,500
|
7.4485
|
|
5/17/2010
|
800
|
7.2521
|
|
5/19/2010
|
1,100
|
7.0304
|
|
5/20/2010
|
200
|
6.7785
|
|
5/21/2010
|
14,200
|
6.8614
|
|
5/24/2010
|
1,100
|
6.8531
|
|
5/25/2010
|
3,700
|
6.6348
|
|
5/26/2010
|
700
|
6.6085
|
|
6/14/2010
|
4,600
|
7.1447
|
|
6/15/2010
|
3,000
|
7.2374
|
|
7/1/2010
|
11,600
|
6.9504
|
|
7/2/2010 | 11,870 | 6.9711 |
5/10/2010
|
5,100
|
7.3840
|
|
5/10/2010
|
17,200
|
7.3875
|
|
5/11/2010
|
9,800
|
7.4302
|
|
5/12/2010
|
3,500
|
7.5188
|
|
5/13/2010
|
10,200
|
7.5822
|
|
5/14/2010
|
1,600
|
7.4485
|
|
5/17/2010
|
900
|
7.2521
|
|
5/19/2010
|
1,000
|
7.0304
|
|
5/20/2010
|
100
|
6.7785
|
|
5/21/2010
|
14,300
|
6.8614
|
|
5/24/2010
|
1,157
|
6.8531
|
|
5/25/2010
|
3,611
|
6.6348
|
|
5/26/2010
|
600
|
6.6085
|
|
5/27/2010
|
702
|
6.9552
|
|
5/28/2010
|
500
|
6.9630
|
|
6/1/2010
|
12,854
|
6.9775
|
|
6/2/2010
|
8,700
|
7.0364
|
|
6/3/2010
|
300
|
7.1385
|
|
6/4/2010
|
1,700
|
6.9925
|
|
6/7/2010
|
3,152
|
6.8761
|
|
6/10/2010
|
1,800
|
6.9654
|
|
6/11/2010
|
300
|
7.0856
|
|
6/14/2010
|
4,600
|
7.1447
|
|
6/15/2010
|
2,900
|
7.2374
|
6/18/2010
|
3,500
|
7.2734
|
|
6/18/2010
|
20,100*
|
7.2555
|
|
6/21/2010
|
6,600
|
7.3095
|
|
6/21/2010
|
20,100*
|
7.2855
|
|
6/22/2010
|
22,860
|
7.2816
|
|
6/23/2010
|
22,352
|
7.1978
|
6/24/2010
|
40,022
|
7.1613
|
|
6/25/2010
|
28,300
|
7.1629
|
|
6/28/2010
|
2,100
|
7.1826
|
|
6/28/2010
|
8,200
|
7.1712
|
|
6/29/2010
|
17,108
|
7.0559
|
|
6/29/2010
|
13,000
|
7.0208
|
|
6/30/2010
|
29,800
|
7.0250
|
|
7/1/2010
|
25,000
|
6.9508
|