UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13D
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(AMENDMENT NO. 1)*
Fidelity National Information Services, Inc.
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(NAME OF ISSUER)
Common Stock, par value $0.01 per share
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(TITLE OF CLASS OF SECURITIES)
31620M 10 6
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(CUSIP NUMBER)
James Westra, Esq.
Weil, Gotshal & Manges LLP
100 Federal Street
34th Floor
Boston, MA 02110
(617) 772-8300
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(NAME, ADDRESS AND TELEPHONE NUMBER OF PERSON AUTHORIZED TO
RECEIVE NOTICES AND COMMUNICATIONS)
November 9, 2006
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(DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition that is the subject of this Schedule 13D, and is filing this
schedule because of ss.ss.240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the
following box. [ ]
NOTE: Schedules filed in paper format shall include a signed original and five
copies of the schedule, including all exhibits. See ss.240.13d-7 for other
parties to whom copies are to be sent.
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
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CUSIP No. 49455P 13D Page 2 of 17
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1 NAME OF REPORTING PERSON: THL EQUITY ADVISORS V, LLC
I.R.S. IDENTIFICATION NO. [ ]
OF ABOVE PERSON (ENTITIES ONLY):
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a) [_]
(b) [X]
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3 SEC USE ONLY
------------------- ----------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS: OO
------------------- ----------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [_]
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6 CITIZENSHIP OR PLACE OF ORGANIZATION: DELAWARE
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NUMBER OF 7 SOLE VOTING POWER: -0-
SHARES
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BENEFICIALLY 8 SHARED VOTING POWER: 11,536,671 (SEE ITEM 5)
OWNED BY
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EACH 9 SOLE DISPOSITIVE POWER: -0-
REPORTING
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PERSON WITH 10 SHARED DISPOSITIVE POWER: 11,536,671 (SEE ITEM 5)
------------------- ----------------------------------------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: 11,536,671
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12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: [_]
------------------- ----------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 6.07%
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14 TYPE OF REPORTING PERSON: OO
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CUSIP No. 49455P 13D Page 3 of 17
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1 NAME OF REPORTING PERSON: THOMAS H. LEE ADVISORS, LLC
I.R.S. IDENTIFICATION NO. [ ]
OF ABOVE PERSON (ENTITIES ONLY):
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a) [_]
(b) [X]
------------------- ----------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
------------------- ----------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS: OO
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [_]
------------------- ----------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION: DELAWARE
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NUMBER OF 7 SOLE VOTING POWER: -0-
SHARES
------- ---------------------------------------------------------------------------------------------
BENEFICIALLY 8 SHARED VOTING POWER: 11,790,998 (SEE ITEM 5)
OWNED BY
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EACH 9 SOLE DISPOSITIVE POWER: -0-
REPORTING
------- ---------------------------------------------------------------------------------------------
PERSON WITH 10 SHARED DISPOSITIVE POWER: 11,790,998 (SEE ITEM 5)
------------------- ----------------------------------------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: 11,790,998
------------------- ----------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: [ ]
------------------- ----------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 6.21%
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14 TYPE OF REPORTING PERSON: OO
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CUSIP No. 49455P 13D Page 4 of 17
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1 NAME OF REPORTING PERSON: THL FNIS HOLDINGS, LLC
I.R.S. IDENTIFICATION NO. [ ]
OF ABOVE PERSON (ENTITIES ONLY):
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a) [_]
(b) [X]
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3 SEC USE ONLY
------------------- ----------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS: OO
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [_]
------------------- ----------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION: DELAWARE
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NUMBER OF 7 SOLE VOTING POWER: -0-
SHARES
------- ---------------------------------------------------------------------------------------------
BENEFICIALLY 8 SHARED VOTING POWER: 11,411,825
OWNED BY
------- ---------------------------------------------------------------------------------------------
EACH 9 SOLE DISPOSITIVE POWER: -0-
REPORTING
------- ---------------------------------------------------------------------------------------------
PERSON WITH 10 SHARED DISPOSITIVE POWER: 11,411,825
------------------- ----------------------------------------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: 11,411,825
------------------- ----------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: [ ]
------------------- ----------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 6.0%
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14 TYPE OF REPORTING PERSON: OO
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CUSIP No. 49455P 13D Page 5 of 17
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1 NAME OF REPORTING PERSON: THOMAS H. LEE EQUITY (CAYMAN) FUND V, L.P.
I.R.S. IDENTIFICATION NO. [ ]
OF ABOVE PERSON (ENTITIES ONLY):
------------------- ----------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a) [_]
(b) [X]
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3 SEC USE ONLY
------------------- ----------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS: OO
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [_]
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6 CITIZENSHIP OR PLACE OF ORGANIZATION: CAYMAN ISLANDS
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NUMBER OF 7 SOLE VOTING POWER: -0-
SHARES
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BENEFICIALLY 8 SHARED VOTING POWER: 124,846
OWNED BY
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EACH 9 SOLE DISPOSITIVE POWER: -0-
REPORTING
------- ---------------------------------------------------------------------------------------------
PERSON WITH 10 SHARED DISPOSITIVE POWER: 124,846
------------------- ----------------------------------------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: 124,846
------------------- ----------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: [ ]
------------------- ----------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 0.07%
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14 TYPE OF REPORTING PERSON: PN
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CUSIP No. 49455P 13D Page 6 of 17
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1 NAME OF REPORTING PERSON: PUTNAM INVESTMENT HOLDINGS, LLC
I.R.S. IDENTIFICATION NO. [ ]
OF ABOVE PERSON (ENTITIES ONLY):
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a) [_]
(b) [X]
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3 SEC USE ONLY
------------------- ----------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS: OO
------------------- ----------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [_]
------------------- -------------------------------------------------- -------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION: DELAWARE
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NUMBER OF 7 SOLE VOTING POWER: -0-
SHARES
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BENEFICIALLY 8 SHARED VOTING POWER: 71,007
OWNED BY
------- ---------------------------------------------------------------------------------------------
EACH 9 SOLE DISPOSITIVE POWER: -0-
REPORTING
------- ---------------------------------------------------------------------------------------------
PERSON WITH 10 SHARED DISPOSITIVE POWER: 71,007
------------------- ----------------------------------------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: 71,007
------------------- ----------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: [ ]
------------------- ----------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 0.04%
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14 TYPE OF REPORTING PERSON: OO
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CUSIP No. 49455P 13D Page 7 of 17
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1 NAME OF REPORTING PERSON: PUTNAM INVESTMENTS EMPLOYEES' SECURITIES COMPANY I LLC
I.R.S. IDENTIFICATION NO. [ ]
OF ABOVE PERSON (ENTITIES ONLY):
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a) [_]
(b) [X]
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3 SEC USE ONLY
------------------- ----------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS: OO
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [_]
------------------- -------------------------------------------------- -------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION: DELAWARE
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NUMBER OF 7 SOLE VOTING POWER: -0-
SHARES
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BENEFICIALLY 8 SHARED VOTING POWER: 61,018
OWNED BY
------- ---------------------------------------------------------------------------------------------
EACH 9 SOLE DISPOSITIVE POWER: -0-
REPORTING
------- ---------------------------------------------------------------------------------------------
PERSON WITH 10 SHARED DISPOSITIVE POWER: 61,018
------------------- ----------------------------------------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: 61,018
------------------- ----------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: [ ]
------------------- ----------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 0.03%
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14 TYPE OF REPORTING PERSON: OO
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CUSIP No. 49455P 13D Page 8 of 17
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1 NAME OF REPORTING PERSON: PUTNAM INVESTMENTS EMPLOYEES' SECURITIES COMPANY II LLC
I.R.S. IDENTIFICATION NO. [ ]
OF ABOVE PERSON (ENTITIES ONLY):
------------------- ----------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (A) [_]
(b) [X]
------------------- ----------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
------------------- ----------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS: OO
------------------- ----------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [_]
------------------- ----------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION: DELAWARE
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NUMBER OF 7 SOLE VOTING POWER: -0-
SHARES
------- ---------------------------------------------------------------------------------------------
BENEFICIALLY 8 SHARED VOTING POWER: 54,481
OWNED BY
------- ---------------------------------------------------------------------------------------------
EACH 9 SOLE DISPOSITIVE POWER: -0-
REPORTING
------- ---------------------------------------------------------------------------------------------
PERSON WITH 10 SHARED DISPOSITIVE POWER: 54,481
------------------- ----------------------------------------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: 54,481
------------------- ----------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: [ ]
------------------- ----------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 0.03%
------------------- ----------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON: OO
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CUSIP No. 49455P 13D Page 9 of 17
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1 NAME OF REPORTING PERSON: THOMAS H. LEE INVESTORS LIMITED PARTNERSHIP
I.R.S. IDENTIFICATION NO. [ ]
OF ABOVE PERSON (ENTITIES ONLY):
------------------- ----------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a) [_]
(b) [X]
------------------- ----------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
------------------- ----------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS: OO
------------------- ----------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [_]
------------------- ----------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION: DELAWARE
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NUMBER OF 7 SOLE VOTING POWER: -0-
SHARES
------- ---------------------------------------------------------------------------------------------
BENEFICIALLY 8 SHARED VOTING POWER: 67,821
OWNED BY
------- ---------------------------------------------------------------------------------------------
EACH 9 SOLE DISPOSITIVE POWER: -0-
REPORTING
------- ---------------------------------------------------------------------------------------------
PERSON WITH 10 SHARED DISPOSITIVE POWER: 67,821
------------------- ----------------------------------------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: 67,821
------------------- ----------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: [ ]
------------------- ----------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 0.04%
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14 TYPE OF REPORTING PERSON: PN
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CUSIP No. 49455P 13D Page 10 of 17
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1 NAME OF REPORTING PERSON: PUTNAM INVESTMENTS, LLC
I.R.S. IDENTIFICATION NO. [ ]
OF ABOVE PERSON (ENTITIES ONLY):
------------------- ----------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a) [_]
(b) [X]
------------------- ----------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
------------------- ----------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS: OO
------------------- ----------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [_]
------------------- ----------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION: DELAWARE
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NUMBER OF 7 SOLE VOTING POWER: -0-
SHARES
------- ---------------------------------------------------------------------------------------------
BENEFICIALLY 8 SHARED VOTING POWER: 186,506 (SEE ITEM 5)
OWNED BY
------- ---------------------------------------------------------------------------------------------
EACH 9 SOLE DISPOSITIVE POWER: -0-
REPORTING
------- ---------------------------------------------------------------------------------------------
PERSON WITH 10 SHARED DISPOSITIVE POWER: 186,506 (SEE ITEM 5)
------------------- ----------------------------------------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: 186,506
------------------- ----------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: [ ]
------------------- ----------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 0.1%
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14 TYPE OF REPORTING PERSON: OO
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SCHEDULE 13D
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This Amendment No. 1 supplements and amends Items 4, 5, 6 and 7 of the
statements on Schedule 13D relating to the common stock, $0.01 par value per
share ("FIS Common Stock"), of Fidelity National Information Services, Inc., a
Georgia Corporation ("FIS"), filed on February 1, 2006 jointly on behalf of the
following persons (collectively, the "Reporting Persons"): (1) THL Equity
Advisors V, LLC ("Advisors V"), (2) THL FNIS Holdings, LLC, a Delaware limited
liability company ("FNIS Holdings"), (3) Thomas H. Lee Equity (Cayman) Fund V,
L.P., a Cayman Islands exempted limited partnership ("Cayman Fund"), (4) Thomas
H. Lee Investors Limited Partnership, a Massachusetts Limited Partnership
("Investors"), (5) Thomas H. Lee Advisors, LLC, a Delaware limited liability
company ("Advisors"), (6) Putnam Investments Employees' Securities Company I
LLC, a Delaware limited liability company ("Putnam I"), (7) Putnam Investments
Employees' Securities Company II, LLC, a Delaware limited liability company
("Putnam II"), (8) Putnam Investment Holdings, LLC, a Delaware limited liability
company ("Putnam Holdings" and together with Putnam I and Putnam II, the "Putnam
Entities"), and (9) Putnam Investments, LLC ("Putnam"). Each Item below amends
and supplements the information disclosed under the corresponding Item of the
Schedule 13D. Unless otherwise indicated herein, capitalized terms used but not
defined in this Amendment No. 1 shall have the same meanings herein as are
ascribed to such terms in the Schedule 13D.
ITEM 4. PURPOSE OF TRANSACTION.
Item 4 of the Schedule 13D is hereby amended and supplemented by
deleting it in its entirety and replacing it with the following:
The Reporting Persons acquired 14,390,998 shares, in the aggregate, of
FIS Common Stock as merger consideration for the shares of common stock of FIS
DE that it owned prior to the Merger. All of the shares of FIS Common Stock held
by the Reporting Persons were acquired primarily for investment purposes. Each
of the Reporting Persons intends to monitor its investment in FIS on an ongoing
basis and to take such measures as it deems appropriate from time to time in
furtherance of such interests. Each of the Reporting Persons may from time to
time acquire additional FIS Common Stock, dispose of some or all of the shares
of FIS Common Stock then beneficially owned by it, discuss FIS's business,
operations, or other affairs with FIS's management, board of directors,
shareholders or others, explore an extraordinary corporate transaction, such as
a sale, merger, reorganization or liquidation involving FIS or take such other
actions similar to those enumerated above or as such Reporting Person may deem
appropriate.
As further described in Item 6 below, the Reporting Persons became
parties to a Shareholders Agreement, dated September 14, 2005, among FIS, the
Reporting Persons and the other shareholders of FIS DE (the "Shareholders
Agreement"), in connection with the Merger, which grants the Reporting Persons
(collectively) the right to designate one individual who will serve as a member
of the board of directors of FIS. Thomas M. Hagerty has been designated by the
Reporting Persons to the board of directors of FIS.
On November 9, 2006, FNIS Holdings, Cayman Fund, Investors and the
Putnam Entities entered into an underwriting agreement (the "Underwriting
Agreement") among FIS, FNIS Holdings, Cayman Fund, Investors, the Putnam
Entities (together with FNIS Holdings, Cayman Fund and Investors, the "THL
Page 11 of 17
Entities") Bear, Stearns & Co. Inc. and certain other parties named therein
pursuant to which the THL Entities agreed to sell an aggregate of 2,600,000
shares of FIS Common Stock pursuant to an underwritten offering registered on
FIS's registration statement on Form S-3 (File No. 333-131593). The sales of FIS
Common Stock closed on November 15, 2006, as described below in Item 5.
The description of the Underwriting Agreement in this Schedule 13D is
qualified in its entirety by reference to such agreement, which is included as
Exhibit 4 hereto and incorporated by reference herein.
Notwithstanding the foregoing, except as described in this Item 4 and
in Item 6, none of the Reporting Persons has any present plan or proposal which
relate to or would result in any of the matters referred to in Items (a) through
(j) of Item 4 of Schedule 13D of the Securities and Exchange Commission. Each
Reporting Person does, however, reserve the right to adopt such plans or
proposals subject to compliance with applicable regulatory requirements.
ITEM 5. INTEREST IN SECURITIES OF THE ISSUER.
Item 5 of the Schedule 13D is hereby amended and supplemented by
deleting it in its entirety and replacing it with the following:
On November 15, 2006, pursuant to the Underwriting Agreement, FNIS
Holdings sold 2,516,390 shares of FIS Common Stock, Cayman Fund sold 27,529
shares of FIS Common Stock, Putnam Holdings sold 15,658 shares of FIS Common
Stock, Putnam I sold 13,455 shares of FIS Common Stock, Putnam II sold 12,013
shares of FIS Common Stock and Investors sold 14,955 shares of FIS Common Stock.
FNIS Holdings has direct beneficial ownership of 11,411,825 shares of
FIS Common Stock, representing 6.0% of the outstanding shares of FIS Common
Stock. FNIS Holdings disclaims beneficial ownership of the shares of FIS Common
Stock held by the other Reporting Persons.
Cayman Fund has direct beneficial ownership of 124,846 shares of FIS
Common Stock, representing 0.07% of the outstanding shares of FIS Common Stock.
Cayman Fund disclaims beneficial ownership of the shares of FIS Common Stock
held by the other Reporting Persons.
Investors has direct beneficial ownership of 67,821 shares of FIS
Common Stock, representing 0.04% of the outstanding shares of FIS Common Stock.
Investors disclaims beneficial ownership of the shares of FIS Common Stock held
by the other Reporting Persons.
As the manager of FNIS Holdings and the general partner of Cayman Fund,
Advisors V may be deemed to be the beneficial owner of 11,536,671 shares of FIS
Common Stock, representing 6.07% of the outstanding shares of FIS Common Stock.
Advisors V disclaims beneficial ownership of the shares of FIS Common Stock held
by the other Reporting Persons.
As the general partner of Thomas H. Lee Partners, L.P. ("Partners"),
which is the sole member of Advisors V, which is the Manager of FNIS Holdings
Page 12 of 17
and General Partner of Cayman Fund, and pursuant to the terms of the Third
Amended and Restated Limited Partnership Agreement of Thomas H. Lee Equity Fund
V, L.P., which requires the Putnam Entities and Investors to dispose of their
shares of FIS Common Stock pro rata with FNIS Holdings and Cayman Fund, Advisors
may be deemed to be the beneficial owner of 11,790,998 shares of FIS Common
Stock, representing 6.21% of the outstanding shares of FIS Common Stock.
Advisors disclaims beneficial ownership of the shares of FIS Common Stock held
by the Putnam Entities and Investors.
As sole member of Advisors V, Partners may be deemed to be the
beneficial owner of 11,790,998 shares of FIS Common Stock, representing 6.21% of
the outstanding shares of FIS Common Stock. Partners disclaims beneficial
ownership of the shares of FIS Common Stock held by the Putnam Entities and
Investors.
Putnam I has direct beneficial ownership of 61,018 shares of FIS Common
Stock, representing 0.03% of the outstanding shares of FIS Common Stock. Putnam
I disclaims beneficial ownership of the shares of FIS Common Stock held by the
other Reporting Persons.
Putnam II has direct beneficial ownership of 54,481 shares of FIS
Common Stock, representing 0.03% of the outstanding shares of FIS Common Stock.
Putnam II disclaims beneficial ownership of the shares of FIS Common Stock held
by the other Reporting Persons.
As the managing member of each of Putnam I and Putnam II, and the
direct beneficial owner of 71,007 shares of FIS Common Stock, Putnam Holdings
may be deemed to be the beneficial owner of 186,506 shares of FIS Common Stock,
representing 0.1% of the outstanding shares of FIS Common Stock.
As the sole member of Putnam Holdings, which is the managing member of
each of Putnam I and Putnam II, Putnam Investments, LLC may be deemed to be the
beneficial owner of 186,506 shares of FIS Common Stock, representing 0.1% of the
outstanding shares of FIS Common Stock.
ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH
RESPECT TO SECURITIES OF THE ISSUER.
Item 6 of the Schedule 13D is hereby amended and supplemented by adding
at the end thereof the following:
"On November 9, 2006, the Reporting Persons and certain other
shareholders of FIS entered into an Underwriting Agreement pursuant to which the
THL Entities agreed to sell an aggregate of 2,600,000 shares of FIS Common Stock
pursuant to an underwritten offering registered on FIS's registration statement
on Form S-3 (File No. 333-131593).
The description of the Underwriting Agreement in this Schedule 13D is
qualified in its entirety by reference to such agreement, which is included as
Exhibit 4 hereto and incorporated by reference herein."
Page 13 of 17
ITEM 7. MATERIAL TO BE FILED AS EXHIBITS.
Item 7 of the Schedule 13D is hereby amended and supplemented by adding
at the end thereof the following:
" 5. Underwriting Agreement, dated as of November 9, 2006, among FIS,
THL FNIS Holdings, LLC, Thomas H. Lee Equity (Cayman) Fund V, L.P., Putnam
Investment Holdings, LLC, Putnam Investments Employees' Securities Company I
LLC, Putnam Investments Employees' Securities Company II LLC, Thomas H. Lee
Investors Limited Partnership, TPG FNIS Holdings, LLC, TPG Parallel III, L.P.,
TPG Investors III, L.P., FOF Partners III, L.P., FOF Partners III-B, L.P., TPG
Dutch Parallel III, C.V., Evercore METC Capital Partners II L.P. and Bear,
Stearns & Co. Inc. (filed herewith)."
Page 14 of 17
Signatures
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After reasonable inquiry and to the best knowledge and belief of each
of the undersigned, such person certifies that the information set forth in this
Schedule 13D with respect to such person is true, complete and correct.
Dated: November [ ], 2006
THL FNIS HOLDINGS, LLC
By: THL Equity Advisors V, LLC, its manager
By: Thomas H. Lee Partners, L.P., its sole member
By: Thomas H. Lee Advisors LLC, its general partner
By: /s/ Thomas M. Hagerty
-----------------------------------------------
Name: Thomas M. Hagerty
Title: Managing Director
THOMAS H. LEE EQUITY (CAYMAN) FUND V, L.P.
By: THL Equity Advisors V, LLC, its general partner
By: Thomas H. Lee Partners, L.P., its sole member
By: Thomas H. Lee Advisors LLC, its general partner
By: /s/ Thomas M. Hagerty
-----------------------------------------------
Name: Thomas M. Hagerty
Title: Managing Director
THL EQUITY ADVISORS V, LLC
By: Thomas H. Lee Partners, L.P., its sole member
By: Thomas H. Lee Advisors LLC, its general partner
By: /s/ Thomas M. Hagerty
-----------------------------------------------
Name: Thomas M. Hagerty
Title: Managing Director
Page 15 of 17
THOMAS H. LEE INVESTORS LIMITED PARTNERSHIP
By: THL Investment Management Corp., its general
partner
By: /s/ Thomas M. Hagerty
-----------------------------------------------
Name: Thomas M. Hagerty
Title: Vice President
THOMAS H. LEE ADVISORS, LLC
By: /s/ Thomas M. Hagerty
-----------------------------------------------
Name: Thomas M. Hagerty
Title: Managing Director
PUTNAM INVESTMENTS EMPLOYEES' SECURITIES COMPANY I
LLC
By: Putnam Investment Holdings, LLC, its managing
member
By: Putnam Investments LLC, its sole member
By: Thomas H. Lee Advisors, LLC, as Attorney in
Fact
By: /s/ Thomas M. Hagerty
-----------------------------------------------
Name: Thomas M. Hagerty
Title: Managing Director
PUTNAM INVESTMENTS EMPLOYEES' SECURITIES COMPANY II,
LLC
By: Putnam Investment Holdings, LLC, its managing
member
By: Putnam Investments LLC, its sole member
By: Thomas H. Lee Advisors, LLC, as Attorney in
Fact
By: /s/ Thomas M. Hagerty
-----------------------------------------------
Name: Thomas M. Hagerty
Title: Managing Director
Page 16 of 17
PUTNAM INVESTMENT HOLDINGS, LLC
By: Putnam Investments LLC, its sole member
By: Thomas H. Lee Advisors, LLC, as Attorney in
Fact
By: /s/ Thomas M. Hagerty
-----------------------------------------------
Name: Thomas M. Hagerty
Title: Managing Director
PUTNAM INVESTMENTS, LLC
By: Thomas H. Lee Advisors, LLC, as Attorney in
Fact
By: /s/ Thomas M. Hagerty
-----------------------------------------------
Name: Thomas M. Hagerty
Title: Managing Director
Page 17 of 17