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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13f Cover Page
Report for the Calendar Year or Quarter Ended July 30, 2008
If amended report check here: |_| Amendment Number: ____
This Amendment (Check only one): |_| is a restatement
|_| adds new holding
entries.
PRIOR FILINGS FOR THE NOMURA GROUP WERE REPORTED UNDER THE NAME NOMURA
SECURITIES COMPANY, WITH CIK NUMBER 0000110097. SUBSEQUENT FILINGS WILL
BE MADE UNDER THE NAME NOMURA HOLDINGS, INC., CIK NUMBER 0001163653.
NOMURA HOLDINGS, INC. (NHI) IS THE PARENT HOLDING COMPANY OF A NUMBER
OF OPERATING SUBSIDIARIES, SOME OF WHICH ARE OR MAY BE INSTITUTIONAL
INVESTMENT MANAGERS FOR THE PURPOSES OF THE REPORTING REQUIREMENTS UNDER
SECTION 13(F) OF THE SECURITIES EXCHANGE ACT OF 1934 (THE ACT) AND THE RULES
PROMULGATED THEREUNDER. NHI ITSELF DOES NOT DIRECTLY EXERCISE INVESTMENT
DISCRETION WITH RESPECT TO ANY SECTION 13(F) SECURITIES POSITIONS. IN
THAT NHI'S OWNERSHIP INTEREST IN SUCH OPERATING SUBSIDIARIES IS DEEMED THE
EXERCISE OF INVESTMENT DISCRETION REGARDING CERTAIN OF SUCH SUBSIDIARIES'
MANAGED ACCOUNTS, THE INFORMATION REQUIRED BY FORM 13F IS REPORTED BY NHI
ON BEHALF OF CERTAIN OF NHI'S OPERATING SUBSIDIARIES WHICH ARE INSTITUTIONAL
INVESTMENT MANAGERS SUBJECT TO SECTION 13(F)OF THE ACT.
Nomura Holdings Inc.
--------------------------------------------------------------------------------
Name of Institutional Investment Manager
1-9-1, Nihonbashi, Chuo-ku, Tokyo 103-8011, Japan
--------------------------------------------------------------------------------
Business Address (Street) (City) (State) (Zip)
13F File Number: 001-15270
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Brendan G. Daly Head of Compliance and Surveillance 212-667-1246
--------------------------------------------------------------------------------
Name (Title) (Phone)
/s/ Brendan G. Daly
------------------------------------------
(Manual Signature of Person Duly
Authorized to Submit This Report)
New York, NY August 12, 2008
------------------------------------------
(Place and Date of Signing)
Report Type:
[ ] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[X] 13F COMBINATION REPORT.
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 4
Form 13F Information Table Entry Total: 109
Form 13F Information Table Value Total: $337,781
(thousands)
List of Other Included Managers:
Name and 13F file numbers of ALL Institutional Investment Managers with respect
to which this schedule is filed (other than the one filing this report): (List
in alphabetical order).
13F File No.: Name:
------------- ---------------------
6. 28-05739 Global Funds Management, S.A.
------------- ---------------------
2. 28-04985 Nomura International plc
------------- ---------------------
4. 28-04993 Nomura Securities (Bermuda)
------------- ---------------------
1. 28-04983 Nomura Securities International, Inc.
------------- ---------------------
1Page 1 07-08-13 14:21:11
FORM 13F
INFORMATION TABLE
QUARTER ENDING
06/30/2008
NAME OF ISSUER TITLE CUSIP VALUE SHARES SH PUT INVSTMT OTHER VOTING AUTHORITY
OF CLASS X1000 PRN AMT PRN CALL DSCRETN MANAGERS
------------------------------ ---------- --------- ---------- ------------ --- ---- ------- -------- ----------------
0SHIP FINANCE INTERNATIONAL L G81075106 1,047 000000035468 SH DEFINED 02 SOLE
TSAKOS ENERGY NAVIGATION LTD G9108L108 1,092 000000029459 SH DEFINED 02 SOLE
DRYSHIPS INC Y2109Q101 751 000000009377 SH DEFINED 02 SOLE
SEASPAN CORP Y75638109 682 000000028399 SH DEFINED 02 SOLE
AMR CORP 001765106 145 000000028420 SH DEFINED 04 SOLE
ALTUS PHARMACEUTICALS INC 02216N105 3,852 000000866624 SH DEFINED 02 SOLE
ARMSTRONG WORLD INDS INC NEW 04247X102 1,234 000000042237 SH DEFINED 01 SOLE
AVENTINE RENEWABLE ENERGY 05356X403 156 000000035540 SH DEFINED 02 SOLE
BURLINGTON NORTHN SANTA FE C 12189T104 305 000000003057 SH DEFINED 02 SOLE
CABLEVISION SYS CORP 12686C109 329 000000014600 SH DEFINED 01 SOLE
CAMECO CORP 13321L108 1,050 000000024500 SH DEFINED 04 SOLE
CAPSTONE TURBINE CORP 14067D102 268 000000064091 SH DEFINED 02 SOLE
CATERPILLAR INC DEL 149123101 1,128 000000015290 SH DEFINED 02 SOLE
CISCO SYS INC 17275R102 890 000000038277 SH DEFINED 02 SOLE
CITIGROUP INC 172967101 1,111 000000066357 SH DEFINED 02 SOLE
CITIGROUP INC 172967101 241 000000014400 SH DEFINED 04 SOLE
COCA COLA CO 191216100 1,277 000000024585 SH DEFINED 02 SOLE
COLGATE PALMOLIVE CO 194162103 308 000000004458 SH DEFINED 02 SOLE
COMCAST CORP NEW 20030N200 267 000000014243 SH DEFINED 01 SOLE
COMVERGE INC 205859101 282 000000020242 SH DEFINED 02 SOLE
CONOCOPHILLIPS 20825C104 10,692 000000113283 SH DEFINED 02 SOLE
CORE MARK HOLDING CO INC 218681104 1,525 000000058235 SH DEFINED 01 SOLE
CREE INC 225447101 866 000000037977 SH DEFINED 02 SOLE
CROCS INC 227046109 932 000000116376 SH DEFINED 02 SOLE
DANA HOLDING CORP 235825205 4,046 000000756382 SH DEFINED 01 SOLE
DELTA AIR LINES INC DEL 247361702 331 000000058176 SH DEFINED 01 SOLE
ECHELON CORP 27874N105 238 000000021878 SH DEFINED 02 SOLE
ENERGY CONVERSION DEVICES IN 292659109 618 000000008404 SH DEFINED 02 SOLE
ENERNOC INC 292764107 263 000000014674 SH DEFINED 02 SOLE
EVERGREEN SOLAR INC 30033R108 577 000000059594 SH DEFINED 02 SOLE
EXELON CORP 30161N101 631 000000007021 SH DEFINED 02 SOLE
FTI CONSULTING INC 302941109 705 000000010302 SH DEFINED 01 SOLE
EDERAL MOGUL CORP 313549404 6,764 000000419356 SH DEFINED 01 SOLE
FIRST SOLAR INC 336433107 644 000000002362 SH DEFINED 02 SOLE
FLUOR CORP NEW 343412102 1,007 000000010826 SH DEFINED 02 SOLE
FUELCELL ENERGY INC 35952H106 201 000000028404 SH DEFINED 02 SOLE
GERDAU S A 373737105 1,899 000000079100 SH DEFINED 04 SOLE
GOL LINHAS AEREAS INTLG S A 38045R107 1,327 000000117700 SH DEFINED 04 SOLE
GOODYEAR TIRE & RUBR CO 382550101 606 000000034000 SH DEFINED 01 SOLE
GOOGLE INC 38259P508 368 000000000700 SH DEFINED 04 SOLE
GRACE W R & CO DEL NEW 38388F108 482 000000020521 SH DEFINED 01 SOLE
GROUP 1 AUTOMOTIVE INC 398905109 446 000000022450 SH DEFINED 01 SOLE
HAYES LEMMERZ INTL INC 420781304 14,988 000000161449 SH DEFINED 01 SOLE
HOME DEPOT INC 437076102 669 000000028567 SH DEFINED 02 SOLE
HONEYWELL INTL INC 438516106 891 000000017721 SH DEFINED 02 SOLE
HORNBECK OFFSHORE SVCS INC N 440543106 869 000000015388 SH DEFINED 01 SOLE
1Page 2 08-08-12 16:14:23
0 FORM 13F
INFORMATION TABLE
QUARTER ENDING
06/30/2008
NAME OF ISSUER TITLE CUSIP VALUE SHARES SH PUT INVSTMT OTHER VOTING AUTHORITY
OF CLASS X1000 PRN AMT PRN CALL DSCRETN MANAGERS
------------------------------ ---------- --------- ---------- ------------ --- ---- ------- -------- ----------------
0HUNTSMAN CORP 447011107 604 000000052991 SH DEFINED 01 SOLE
IDENIX PHARMACEUTICALS INC 45166R204 2,154 000000301476 SH DEFINED 02 SOLE
IDEARC INC 451663108 162 000000069000 SH DEFINED 01 SOLE
INFOSYS TECHNOLOGIES LTD 456788108 217 000000005000 SH DEFINED 04 SOLE
INNOPHOS HOLDINGS INC 45774N108 396 000000012409 SH DEFINED 01 SOLE
INTEL CORP 458140100 785 000000036592 SH DEFINED 02 SOLE
INTERNATIONAL BUSINESS MACHS 459200101 398 000000003363 SH DEFINED 02 SOLE
ISHARES INC 464286400 3,171 000000035515 SH DEFINED 02 SOLE
ISHARES INC 464286731 254 000000018000 SH DEFINED 02 SOLE
ISHARES TR 464287184 2,138 000000049037 SH DEFINED 02 SOLE
ISHARES TR 464287234 2,881 000000063698 SH DEFINED 02 SOLE
ISHARES TR 464287390 741 000000013475 SH DEFINED 02 SOLE
ISHARES TR 464287655 11,496 000000166500 SH DEFINED 02 SOLE
ITRON INC 465741106 898 000000009135 SH DEFINED 02 SOLE
JA SOLAR HOLDINGS CO LTD 466090107 609 000000036157 SH DEFINED 02 SOLE
JOHNSON & JOHNSON 478160104 746 000000011597 SH DEFINED 02 SOLE
KRAFT FOODS INC 50075N104 247 000000008695 SH DEFINED 02 SOLE
LDK SOLAR CO LTD 50183L107 591 000000015612 SH DEFINED 02 SOLE
LAS VEGAS SANDS CORP 517834107 3,745 000000079550 SH DEFINED 02 SOLE
LEHMAN BROS HLDGS INC 524908100 2,018 000000101903 SH DEFINED 02 SOLE
LIMITED BRANDS INC 532716107 292 000000017337 SH DEFINED 02 SOLE
MEMC ELECTR MATLS INC 552715104 632 000000010271 SH DEFINED 02 SOLE
MCDONALDS CORP 580135101 436 000000007765 SH DEFINED 02 SOLE
MEDCATH CORP 58404W109 391 000000021747 SH DEFINED 01 SOLE
MEDIS TECHNOLOGIES LTD 58500P107 203,482 000000066979 SH DEFINED 02 SOLE
MERCK & CO INC 589331107 753 000000019994 SH DEFINED 02 SOLE
MERRILL LYNCH & CO INC 590188108 1,618 000000051028 SH DEFINED 02 SOLE
MERRILL LYNCH & CO INC 590188108 231 000000007300 SH DEFINED 04 SOLE
MIRANT CORP NEW 60467R100 1,351 000000034530 SH DEFINED 01 SOLE
MONEYGRAM INTL INC 60935Y109 135 000000150000 SH DEFINED 01 SOLE
MOTOROLA INC 620076109 622 000000084834 SH DEFINED 02 SOLE
NRG ENERGY INC 629377508 744 000000017350 SH DEFINED 01 SOLE
NORTHWEST AIRLS CORP 667280408 167 000000025103 SH DEFINED 01 SOLE
ORMAT TECHNOLOGIES INC 686688102 494 000000010071 SH DEFINED 02 SOLE
OVERSEAS SHIPHOLDING GROUP I 690368105 1,234 000000015523 SH DEFINED 02 SOLE
OWENS CORNING NEW 690742101 3,045 000000133862 SH DEFINED 01 SOLE
PANTRY INC 698657103 339 000000031829 SH DEFINED 01 SOLE
PEPSICO INC 713448108 312 000000004916 SH DEFINED 02 SOLE
PFIZER INC 717081103 228 000000013097 SH DEFINED 02 SOLE
PLUG POWER INC 72919P103 182 000000077766 SH DEFINED 02 SOLE
POTASH CORP SASK INC 73755L107 342 000000001500 SH DEFINED 04 SOLE
POWER INTEGRATIONS INC 739276103 896 000000028352 SH DEFINED 02 SOLE
PROCTER & GAMBLE CO 742718109 1,124 000000018497 SH DEFINED 02 SOLE
SPDR SERIES TRUST 78464A888 1,702 000000103609 SH DEFINED 02 SOLE
SANDISK CORP 80004C101 727 000000038927 SH DEFINED 02 SOLE
SEACOR HOLDINGS INC 811904101 561 000000006270 SH DEFINED 01 SOLE
1Page 3 08-08-12 16:14:23
0 FORM 13F
INFORMATION TABLE
QUARTER ENDING
06/30/2008
NAME OF ISSUER TITLE CUSIP VALUE SHARES SH PUT INVSTMT OTHER VOTING AUTHORITY
OF CLASS X1000 PRN AMT PRN CALL DSCRETN MANAGERS
------------------------------ ---------- --------- ---------- ------------ --- ---- ------- -------- ----------------
0SOLUTIA INC 834376501 3,312 000000258418 SH DEFINED 01 SOLE
SUNPOWER CORP 867652109 1,049 000000014582 SH DEFINED 02 SOLE
SUNTECH PWR HLDGS CO LTD 86800C104 628 000000016785 SH DEFINED 02 SOLE
TEXAS INSTRS INC 882508104 204 000000007247 SH DEFINED 02 SOLE
3M CO 88579Y101 230 000000003308 SH DEFINED 02 SOLE
TIME WARNER INC 887317105 993 000000067158 SH DEFINED 02 SOLE
TIME WARNER CABLE INC 88732J108 686 000000025913 SH DEFINED 01 SOLE
TYSON FOODS INC 902494103 1,057 000000070790 SH DEFINED 02 SOLE
VCA ANTECH INC 918194101 681 000000024520 SH DEFINED 02 SOLE
VERASUN ENERGY CORP 92336G106 372 000000132088 SH DEFINED 02 SOLE
VERENIUM CORPORATION 92340P100 147 000000076234 SH DEFINED 02 SOLE
VERIZON COMMUNICATIONS INC 92343V104 7 000000000200 SH DEFINED 04 SOLE
VIRGIN MEDIA INC 92769L101 415 000000030556 SH DEFINED 01 SOLE
WELLS FARGO & CO NEW 949746101 891 000000037526 SH DEFINED 02 SOLE
WINN DIXIE STORES INC 974280307 314 000000019659 SH DEFINED 01 SOLE
YINGLI GREEN ENERGY HLDG CO 98584B103 577 000000036299 SH DEFINED 02 SOLE
ZOLTEK COS INC 98975W104 880 000000036292 SH DEFINED 02 SOLE