Katy Industries, Inc. Form 8-K dated 3/29/06
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
__________________
FORM
8-K
_______________
CURRENT
REPORT
Pursuant
to Section 13 OR 15(d) of The Securities Exchange Act of 1934
Date
of
Report (Date of earliest event reported): March 29, 2006
Katy
Industries, Inc.
(Exact
name of registrant as specified in its charter)
|
Delaware
|
001-05558
|
75--1277589
|
|
(State
of Incorporation)
|
(Commission
File Number)
|
(IRS
Employer Identification No.)
|
765
Straits Turnpike
Middlebury,
Connecticut 06762
(Address
of principal executive offices) (Zip Code)
(203)
598-0397
(Registrant’s
telephone number, including area code)
Check
the
appropriate box below if the Form 8-K filing is intended to simultaneously
satisfy the filing obligation of the registrant under any of the following
provisions:
[
]
Written communications pursuant to Rule 425 under the Securities
Act
[
]
Soliciting material pursuant to Rule 14a-12 under the Exchange Act
[
]
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange
Act
[
]
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange
Act
Item
1.01 Entry into a Material Definitive Agreement
Effective
May 31, 2005, Katy Industries, Inc. announced the retirement of C. Michael
Jacobi as President and Chief Executive Officer. Mr. Jacobi also resigned
as member of the Board of Directors, effective May 31, 2005. In connection
with his retirement, Katy Industries, Inc. entered into a separation agreement
with C. Michael Jacobi, a copy of which is filed as Exhibit 99.1.
Item
9.01 Financial
Statements and Exhibits
(c) Exhibits.
Exhibit
99.1 Separation Agreement dated June 9, 2005.
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant
has
duly caused this report to be signed on its behalf by the undersigned hereunto
duly authorized.
KATY
INDUSTRIES, INC.
(Registrant)
By:
/s/
Amir Rosenthal
Amir
Rosenthal
Vice
President, Chief Financial Officer,
General
Counsel and Secretary
Date:
March 29, 2006
Exhibits
Exhibit
No. Description
99.1 Separation
Agreement dated June 9, 2005.