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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 2270 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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(A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | |||||||||
Option (Right to purchase Class A Common Stock) | $ 25.008 | Â | Â | Â | Â | Â | Â (3) | 06/01/2022 | Class A Common Stock | Â | 62,500 | Â | ||
Option (Right to purchase Class A Common Stock) | $ 25.024 | Â | Â | Â | Â | Â | Â (4) | 06/18/2022 | Class A Common Stock | Â | 15,625 | Â | ||
Option (Right to purchase Class A Common Stock) | $ 30.176 | Â | Â | Â | Â | Â | Â (5) | 06/10/2023 | Class A Common Stock | Â | 31,250 | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Macau Carlos L 3000 TAFT STREET HOLLYWOOD, FL 33021 |
 |  |  EVP-CFO & Treasurer |  |
Carlos L. Macau | 11/13/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes 750 shares of Class A Common Stock acquired by the Reporting Person on October 23, 2013 upon receipt of shares distributed by the Issuer pursuant to a 5 for 4 stock split. |
(2) | Represents shares held for the benefit of the Reporting Person by the HEICO Corporation 401(k), based on a plan statement dated October 31, 2014 and includes 57 shares of Common Stock and 58 shares of Class A Common Stock acquired by the Reporting Person on October 23, 2013 upon receipt of shares distributed by the Issuer pursuant to a 5 for 4 stock split. |
(3) | The Reporting Person owns directly Options entitling the Reporting Person to purchase an aggregate of 62,500 shares of Class A Common Stock at an exercise price of $25.0080 per share, as adjusted for stock splits and stock dividends. These Options become exercisable on various dates and expire on June 1, 2022. |
(4) | The Reporting Person owns directly Options entitling the Reporting Person to purchase an aggregate of 15,625 shares of Class A Common Stock at an exercise price of $25.0240 per share, as adjusted for stock splits and stock dividends. These Options become exercisable on various dates and expire on June 18, 2022. |
(5) | The Reporting Person owns directly Options entitling the Reporting Person to purchase an aggregate of 31,250 shares of Class A Common Stock at an exercise price of $30.1760 per share, as adjusted for stock splits and stock dividends. These Options become exercisable on various dates and expire on June 10, 2023. |