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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Non-Qualified Stock Option (right to buy) | $ 31.38 | 11/10/2005 | M | 2,000 | (2) | 12/02/2012 | Common Stock | 2,000 | $ 0 | 4,500 | D | ||||
Non-Qualified Stock Option (right to buy) | $ 31.38 | 11/10/2005 | M | 500 | (2) | 12/02/2012 | Common Stock | 500 | $ 0 | 4,000 | D | ||||
Non-Qualified Stock Option (right to buy) | $ 31.38 | 11/10/2005 | M | 250 | (2) | 12/02/2012 | Common Stock | 250 | $ 0 | 3,750 | D | ||||
Series B Preferred Stock (1) | (3) | 10/04/2005 | J | V | 1.3615 | (3) | (3) | Common Stock | 1.3615 | $ 152.1 | 111.9117 | I | by 401(k) |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
COEL KEVIN S 2855 CAMPUS DRIVE, SUITE 300 SAN MATEO, CA 94403 |
VP & Controller |
By: Gary S. Cullen, Attorney-in-Fact For: Kevin S.Coel | 11/14/2005 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | These shares were acquired under the CNF Thrift and Stock Plan either as matching contributions or in lieu of cash dividends. |
(2) | The option vests in four quarterly annual installments beginning on January 1 following grant date. |
(3) | These shares were acquired under the CNF Thrift and Stock Plan as matching contributions or in lieu of cash dividends on other Series B preferred. Each Series B share converts to 4.708 shares of common stock at the option of the Trustee. Upon termination of plan participation each Series B preferred share, with a market value of $152.10, is converted to the equivalent number of common shares, but in no event fewer than 4.708 shares. |