UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Option (Right to buy) | 02/15/2014(6) | 02/15/2023 | Common Stock | 16,430 | $ 17.34 | D | Â |
Stock Option (Right to buy) | 02/17/2018(7) | 02/17/2027 | Common Stock | 15,880 | $ 14.12 | D | Â |
Performance Units | 02/19/2019(8) | Â (8) | Common Stock | 33,492 | $ (8) | D | Â |
Performance Units | 02/17/2020(9) | Â (9) | Common Stock | 20,996 | $ (9) | D | Â |
Performance Units | 02/16/2021(10) | Â (10) | Common Stock | 38,043 | $ (10) | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Chandler Tommye Karen 15 W 6TH STREET SUITE 900 TULSA, OK 74119 |
 |  |  Sr. V.P. & COO |  |
/s/ Mark D. Denny as attorney-in-fact | 10/26/2018 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | These restricted shares are granted under the Issuer's Omnibus Equity Incentive Plan and represent the last tranche of vesting for an original grant that vests and has vested. |
(2) | These restricted shares are granted under the Issuer's Omnibus Equity Incentive Plan and will vest completely on the third anniversary after the date of the grant. |
(3) | These restricted shares are granted under the Issuer's Omnibus Equity Incentive Plan and represent the last two tranches of vesting for an original grant that vests and has vested. |
(4) | These restricted shares are granted under the Issuer's Omnibus Equity Incentive Plan and will vest completely on the first anniversary after the date of the grant. |
(5) | These restricted shares are granted under the Issuer's Omnibus Equity Incentive Plan and will vest in three equal annual installments beginning on the first anniversary date of the grant. |
(6) | This stock option was granted under the Issuer's Omnibus Equity Incentive Plan and became exercisable as to 25% on each of the first four anniversaries of the date of the grant. |
(7) | This stock option was granted under the Issuer's Omnibus Equity Incentive Plan and becomes exercisable as to 25% on each of the first four anniversaries of the date of the grant. |
(8) | These performance share units are granted under the Issuer's Omnibus Equity Incentive Plan. Each performance share unit represents a share of common stock. The performance share units will be payable, if at all, in common stock, based upon the Issuer's total shareholders return measured against an industry peer group, over a three year performance period ending December 31, 2018. The final number of shares of common stock granted can range from 0% to 200% of the performance share units. |
(9) | These performance share units are granted under the Issuer's Omnibus Equity Incentive Plan. Each performance share unit represents a share of common stock. The performance share units will be payable, if at all, in common stock, based upon the Issuer's total shareholders return measured against an industry peer group, over a three year performance period ending December 31, 2019. The final number of shares of common stock granted can range from 0% to 200% of the performance share units. |
(10) | These performance share units are granted under the Issuer's Omnibus Equity Incentive Plan. Each performance share unit represents a share of common stock. The performance share units will be payable, if at all, in common stock, based upon the Issuer's total shareholders return measured (i) against an industry peer group, (ii) on an absolute share return basis and (iii) based on a return on average capital employed metric, over a three year performance period ending December 31, 2020. The final number of shares of common stock granted can range from 0% to 200% of the performance share units. |
 Remarks: Exhibit 24 - TK Chandler Power of Attorney |