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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
James J. Kim GRAT Remainder Trust UA Dated November 14, 2008 854 MT. PLEASANT ROAD BRYN MAWR, PA 19010 |
See Ex. 99.1 |
Christie B Tillapaugh, as Attorney in Fact, for Trustees | 01/04/2011 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | (1) The James J. Kim 2008 Qualified Annuity Trust UA Dated November 14, 2008 (the "2008 GRAT") was formed on November 14, 2008 and received 10,000,000 shares on that date as a gift from James J. Kim. On December 29, 2009, James J. Kim was distributed 1,930,555 shares from the 2008 GRAT. On December 31, 2010, the reporting person received a gift of 6,189,831 shares of Issuer common stock from the 2008 GRAT. On the same date, the remaining 1,879,614 shares held by the 2008 GRAT were distributed to James J. Kim and the 2008 GRAT was terminated. Upon receipt of the 6,189,831 shares of Issuer common stock, the reporting person then contributed all 6,189,831 shares to Sujoda Investments, LP ("SI, LP"), a family limited partnership established for the benefit of members of the James J. Kim family, in exchange for the issuance of limited partnership units of SI, LP. |