djco20140911_8k.htm

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d)

OF THE SECURITIES AND EXCHANGE ACT OF 1934

 

Date of Report (Date of Earliest Event Reported): September 10, 2014

 

  

DAILY JOURNAL CORPORATION

(Exact Name of Registrant as Specified in its Charter)

 

 

 

 

SOUTH CAROLINA

0-14665

95-4133299

(State or Other Jurisdiction

(Commission File No.)

(I.R.S. Employer

of Incorporation)

Identification No.)

  

 

 

915 East First Street

Los Angeles, CA 90012-4050

(Address of Principal Executive Offices and Zip Code)

 

Registrant’s telephone number, including area code: (213) 229-5300

 

Not applicable

(Former name or former address, if changed from last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (See General Instructions A.2. below):

 

☐

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

☐

Soliciting material pursuant to Rule 14a–12 under the Exchange Act (17 CFR 240.14a–12)

 

☐

Pre-commencement communication pursuant to Rule 14d–2(b) under the Exchange Act (17 CFR 240.14d–2(b))

 

☐

Pre-commencement communications pursuant to Rule 13e–4(c) under the Exchange Act (17 CFR 240.13e–4(c))

 

 
 
 

 

Item 5.07

Submission of Matters to a Vote of Security Holders

 

On September 10, 2014, the Company held its 2014 Annual Meeting of Shareholders. A total of 1,189,360 shares were represented in person or by valid proxy, and the shareholders voted on three proposals. The final results for the votes regarding each proposal are set forth below:

 

Election of Directors. The Company’s shareholders elected five directors to serve until the next annual meeting of shareholders and the election of their successors. The number of votes cast for each of the directors is set forth below. There were 425,460 broker non-votes.

 

 

FOR

WITHHOLD

Charles T. Munger

742,396

21,504

J.P. Guerin

682,201

81,699

Gerald L. Salzman

725,001

38,899

Peter D. Kaufman

763,752

148

Gary L. Wilcox

763,752

148

 

Ratification of Independent Accountants. The Company’s shareholders ratified the appointment of BDO USA, LLP as the Company’s independent registered public accounting firm for the current fiscal year. The vote totals were 1,188,258 FOR and 864 AGAINST, with 238 ABSTENTIONS.

 

Advisory Vote on the Company’s Executive Compensation. The Company’s shareholders voted in favor of a resolution approving the Company’s executive compensation. The vote totals were 764,976 FOR and 542 AGAINST, with 1,266 ABSTENTIONS. There were 422,576 broker non-votes.

 

 

[SIGNATURE PAGE FOLLOWS]

 

 
 
 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

DAILY JOURNAL CORPORATION

  
       
       
 

By:

/s/ Gerald L. Salzman

  
 

Gerald L. Salzman

  
 

Chief Executive Officer

  
 

President

  
 

Chief Financial Officer

  
 

Treasurer

  
       
       
       

 

Dated: September 12, 2014