UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT PURSUANT

TO SECTION 13 OR 15(d) OF THE

SECURITIES EXCHANGE ACT OF 1934

 

 

April 10, 2014

Date of Report (Date of earliest event reported)

 

 

KONA GRILL, INC.

(Exact Name of Registrant as Specified in its Charter)

 

 

 

Delaware		001-34082		20-0216690
(State or other jurisdiction of incorporation)		(Commission File Number)		(IRS Employer Identification No.)

7150 E. Camelback Road, Suite 220 Scottsdale, Arizona 85251

(Address of principal executive offices) (Zip Code)

 

 

(480) 922-8100

(Registrant's telephone number, including area code)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

[	]  Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

[	]  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

[	]  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

[	]  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

  

 

Item 2.02

Results of Operations and Financial Condition.

 

On April 10, 2014, Kona Grill, Inc. (the “Company”) issued a press release announcing preliminary unaudited restaurant sales for the first quarter of 2014.

 

The press release issued by the registrant in connection with the announcement is attached to this report as Exhibit 99.1. The information in this Report on Form 8-K (including the exhibit) is being furnished pursuant to Item 2.02 and shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that section.

 

The registrant does not have, and expressly disclaims, any obligation to release publicly any updates or any changes in the registrant’s expectations or any change in events, conditions, or circumstances on which any forward-looking statement is based.

 

 

 

Item 8.01

Other Events.

 

On April 10, 2014, the Company issued a press release entitled “Kona Grill Announces Preliminary First Quarter 2014 Sales.”  

 

The press release issued by the Company in connection with the announcement is attached to this report as Exhibit 99.1.

 

 

 

Item 9.01

Financial Statements and Exhibits.

 

(d)

Exhibits.

 

99.1

Press release from Kona Grill, Inc. dated April 10, 2014 titled, “Kona Grill Announces Preliminary First Quarter 2014 Sales”

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Date: April 10, 2014	KONA GRILL, INC.
	By:	/s/ Christi Hing
		Christi Hing
		Chief Financial Officer

     

 

EXHIBIT INDEX

 

Exhibit Number	Description
99.1	Press release from Kona Grill, Inc. dated April 10, 2014 titled, “Kona Grill Announces Preliminary First Quarter 2014 Sales”