As filed with the Securities and Exchange Commission on September 13, 2011 | Registration No. 333- |
California
(State or Other Jurisdiction of Incorporation or Organization)
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95-3280412
(I.R.S. Employer Identification No.)
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15350 Sherman Way, Suite 350
Van Nuys, California
(Address of Principal Executive Offices)
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91406
(Zip Code)
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Large accelerated filer o
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Accelerated filer o |
Non-accelerated filer o (Do not check if smaller reporting company) | Smaller reporting company x |
Title of Securities
To Be Registered
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Amount To Be
Registered(1)
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Proposed Maximum
Offering Price
Per Share(2)
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Proposed Maximum
Aggregate Offering
Price(2)
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Amount Of
Registration Fee
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Common Stock,
without par value
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1,000,000
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$0.30
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$300,000
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$34.83
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(1)
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Pursuant to Rule 416 under the Securities Act of 1933, as amended (the “Securities Act”), this Registration Statement also covers such additional shares as may hereinafter be offered or issued to prevent dilution resulting from stock splits, stock dividends or similar transactions effected without the receipt of consideration.
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(2)
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Estimated solely for the purpose of calculating the registration fee pursuant to Rule 457(h) under the Securities Act of 1933, as amended, based on a per share price of $0.30, the average of the high and low reported sales prices of the Registrant's common stock on the OTCBB on September 9, 2011.
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(a)
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The Registrant’s Annual Report on Form 10-K for the fiscal year ended December 31, 2010, as filed with the Commission on March 23, 2011;
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(b)
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All other reports filed pursuant to Sections 13(a) or 15(d) of the Securities Exchange Act of 1934, as amended, since the end of the fiscal year covered by the annual report referred to in (a) above; and
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(c)
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The description of the Registrant’s Common Stock contained in the Registrant’s Registration Statement on Form 8-A, dated December 5, 1986, filed with the Commission, and any amendment or report filed for the purpose of updating such description.
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Exhibit No.
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Exhibit Description
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4.1
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Restated Articles of Incorporation (incorporated by reference to Exhibit 3.1 to the Company’s Annual Report on Form 10-K for the year ended December 31, 2002).
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4.2
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Amended and Restated Bylaws (incorporated by reference to Exhibit 3.1 to the Company’s Current Report on Form 8-K filed with the Commission on March 28, 2007).
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4.3
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Rights Agreement dated as of March 3, 1998, between the Company and U.S. Stock Transfer Corporation (incorporated by reference to Exhibit 4 to the Company’s Current Report on Form 8-K filed with the Commission on March 5, 1998).
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4.4
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Amendment and Extension of Rights Agreement dated as of March 3, 1998, between the Company and Computershare Trust Company, N.A. (incorporated by reference to Exhibit 99.1 to the Company’s Current Report on Form 8-K filed with the Commission on March 24, 2008).
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4.5
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Form of certificate of Common Stock (incorporated by reference to Exhibit 4.4 to the Company’s Registration Statement on Form S-8 (File No. 333-135663) filed with the Commission on July 10, 2006).
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5.1
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Opinion of Stubbs Alderton & Markiles, LLP.
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10.1
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Amended and Restated 2004 Stock Purchase Plan.
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23.1
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Consent of Stonefield Josephson, Inc., Independent Registered Public Accounting Firm.
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23.2
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Consent of Marcum LLP, Independent Registered Public Accounting Firm.
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23.3
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Consent of Stubbs Alderton & Markiles, LLP (included in its opinion filed as Exhibit 5.1).
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24.1
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Power of Attorney (included on signature page)
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HEMACARE CORPORATION
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(Registrant) | |||
By:
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/s/ Pete van der Wal | ||
Pete van der Wal, President, Chief Executive
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Officer and Chief Financial Officer
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Signature
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Title
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Date
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/s/ Pete van der Wal
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President and Chief Executive Officer and Director
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September 12, 2011
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Pete van der Wal
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(Principal Executive Officer)
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/s/ Lisa Bacerra
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Chief Financial Officer
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September 12, 2011
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Lisa Bacerra
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(Principal Financial and Accounting Officer)
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/s/ Steven B. Gerber, M.D.
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Chairman of the Board
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September 12, 2011
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Steven B. Gerber, M.D.
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/s/ Julian L. Steffenhagen
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Director
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September 12, 2011
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Julian L. Steffenhagen
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/s/ Teresa S. Sligh, M.D.
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Director
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September 12, 2011
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Teresa S. Sligh, M.D.
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/s/ Terry Van Der Tuuk
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Director
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September 12, 2011
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Terry Van Der Tuuk
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Exhibit No.
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Exhibit Description
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4.1
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Restated Articles of Incorporation (incorporated by reference to Exhibit 3.1 to the Company’s Annual Report on Form 10-K for the year ended December 31, 2002).
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4.2
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Amended and Restated Bylaws (incorporated by reference to Exhibit 3.1 to the Company’s Current Report on Form 8-K filed with the Commission on March 28, 2007).
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4.3
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Rights Agreement dated as of March 3, 1998, between the Company and U.S. Stock Transfer Corporation (incorporated by reference to Exhibit 4 to the Company’s Current Report on Form 8-K filed with the Commission on March 5, 1998).
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4.4
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Amendment and Extension of Rights Agreement dated as of March 3, 1998, between the Company and Computershare Trust Company, N.A. (incorporated by reference to Exhibit 99.1 to the Company’s Current Report on Form 8-K filed with the Commission on March 24, 2008).
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4.5
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Form of certificate of Common Stock (incorporated by reference to Exhibit 4.4 to the Company’s Registration Statement on Form S-8 (File No. 333-135663) filed with the Commission on July 10, 2006).
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5.1
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Opinion of Stubbs Alderton & Markiles, LLP.
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10.1
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Amended and Restated 2004 Stock Purchase Plan.
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23.1
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Consent of Stonefield Josephson, Inc., Independent Registered Public Accounting Firm.
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23.2
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Consent of Marcum LLP, Independent Registered Public Accounting Firm.
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23.3
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Consent of Stubbs Alderton & Markiles, LLP (included in its opinion filed as Exhibit 5.1).
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24.1
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Power of Attorney (included on signature page)
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