1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Stock Option (Right to Buy)
|
Â
(3)
|
09/27/2020 |
Common Stock
|
120,000
|
$
16.5
|
D
|
Â
|
Stock Option (Right to Buy)
|
Â
(4)
|
04/10/2021 |
Common Stock
|
18,000
|
$
27.13
|
D
|
Â
|
Stock Option (Right to Buy)
|
Â
(5)
|
04/08/2022 |
Common Stock
|
30,000
|
$
3.86
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Represents a restricted stock unit award that vests in 3 successive equal annual installments, with the first 1/3rd of the units vesting on April 1, 2013. |
(2) |
Represents a restricted stock unit award that vests as to 100% of the units subject to the award on April 1, 2014. |
(3) |
Stock option vests as to 1/5th of the total number of shares subject to the option on August 23, 2011, and thereafter shall vest as to 1/60th of the total number of shares subject to the option in equal monthly installments. |
(4) |
Stock option vests as to 1/48th of the total number of shares subject to the option on February 1, 2011, and thereafter shall vest as to 1/48th of the total number of shares subject to the option in equal monthly installments. |
(5) |
Stock option vests as to 1/48th of the total number of shares subject to the option on May 1, 2012, and thereafter shall vest as to 1/48th of the total number of shares subject to the option in equal monthly installments. |