cpii_8-k.htm
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
DC 20549
FORM
8-K
CURRENT
REPORT
PURSUANT
TO SECTION 13 OR 15(d)
OF
THE SECURITIES EXCHANGE ACT OF 1934
Date of
report (Date of earliest event reported): February 26, 2010
CPI
INTERNATIONAL, INC.
(Exact
Name of Registrant as Specified in Charter)
Delaware
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000-51928
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75-3142681
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(State
or Other Jurisdiction
of
Incorporation)
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(Commission
File Number)
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(IRS
Employer
Identification
No.)
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811
Hansen Way, Palo Alto, CA
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94303-1110 |
(Address
of Principal Executive Offices)
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(Zip
Code) |
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Registrant's
telephone number, including area code: (650)
846-2900
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N/A
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(Former
Name or Former Address, if Changed Since Last
Report)
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Check the appropriate
box below if the Form 8-K filing is intended to simultaneously satisfy the
filing obligation of the registrant under any of the following provisions (see
General Instruction A.2.):
o Written communications pursuant to Rule 425
under the Securities Act (17 CFR 230.425)
o Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
o Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
o Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (7 CFR
240.13e-4(c))
Item
8.01. Other
Events.
In its
Current Report on Form 8-K filed on August 6, 2007, CPI International, Inc.
included as Exhibit 10.1 a copy of Communications & Power Industries, Inc.'s
Amended and Restated Credit Agreement dated as of August 1, 2007. CPI
International, Inc. is refiling this Amended and Restated Credit Agreement as
Exhibit 99.1 to this Form 8-K. The Amended and Restated Credit
Agreement filed as Exhibit 99.1 to this Form 8-K includes certain exhibits and
schedules that were previously omitted from the version filed as an exhibit to
the prior Form 8-K. The
Amended and Restated Credit Agreement filed as Exhibit 99.1 is Communications
& Power Industries, Inc.'s currently effective credit
agreement.
In its
Annual Report on Form 10-K filed on December 30, 2004, CPI International, Inc.
included as Exhibit 10.1 a copy of Communications & Power Industries, Inc.'s
Amended and Restated Credit Agreement dated as of November 29,
2004. CPI International, Inc. is refiling this agreement as Exhibit
99.2 to this Form 8-K. The Amended and Restated Credit Agreement
filed as Exhibit 99.2 to this Form 8-K includes certain exhibits and schedules
that were previously omitted from the version filed as an exhibit to the prior
Form 10-K. The
Credit Agreement filed as Exhibit 99.2 was amended, restated and replaced in
2007 by the Amended and Restated Credit Agreement filed as Exhibit
99.1.
In their
Quarterly Report on Form 10-Q filed on February 12, 2004, Communications &
Power Industries Holding Corporation and Communications & Power Industries,
Inc. included as Exhibit 10.1 a copy of Communications & Power Industries,
Inc.'s Credit Agreement dated as of January 23, 2004. CPI
International, Inc. is refiling this agreement as Exhibit 99.3 to this Form
8-K. The Credit Agreement filed as Exhibit 99.3 to this Form 8-K
includes certain exhibits and schedules that were previously omitted from the
prior Form 10-Q. The
Credit Agreement filed as Exhibit 99.3 was amended, restated and replaced in
November 2004 by the Credit Agreement filed as Exhibit 99.2.
Item
9.01. Financial
Statements and Exhibits.
(d) Exhibits
99.1 Amended
and Restated Credit Agreement dated August 1, 2007 among Communications &
Power Industries, Inc., as Borrower, CPI International, Inc. as a Guarantor, the
other Guarantors party thereto, the Lenders party thereto, and UBS Securities
LLC and Bear, Stearns & Co. Inc., as Joint Lead Arrangers and Bookrunners,
and UBS AG, Stamford Branch, as Administrative Agent, Collateral Agent, Issuing
Bank, and UBS Loan Finance LLC, as Swingline Lender, Bear Stearns Corporate
Lending Inc., as Syndication Agent, The Royal Bank Of Scotland PLC as
Documentation Agent, and RBS Securities Corp. as Co-Arranger and
Bookrunner.
99.2 Credit
Agreement, dated as of January 23, 2004, amended and restated as of November 29,
2004, among Communications & Power Industries, Inc., as Borrower, the
Guarantors named therein, the Lenders from time to time party thereto, UBS
Securities LLC, Bear, Stearns & Co. Inc., UBS Loan Finance LLC, UBS AG,
Stamford Branch, Bear Stearns Corporate Lending Inc., Wachovia Bank, National
Association, and Wachovia Capital Markets, LLC.
99.3 Credit
Agreement, dated as of January 23, 2004, among Communications & Power
Industries, Inc., as Borrower, the Guarantors named therein, the Lenders from
time to time party thereto, UBS Securities LLC, Bear, Stearns & Co. Inc.,
UBS Loan Finance LLC, UBS AG, Stamford Branch, Bear Stearns Corporate Lending
Inc., Wachovia Bank, National Association, and Wachovia Capital Markets,
LLC.
SIGNATURE
Pursuant to
the requirements of Securities Exchange Act of 1934, the registrant has duly
caused this report to be signed on its behalf by the undersigned hereunto duly
authorized.
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CPI
INTERNATIONAL, INC.
(Registrant)
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Date: February 26,
2010 |
By: |
/s/ JOEL A.
LITTMAN |
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Joel A.
Littman
Chief Financial Officer
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INDEX
TO EXHIBITS
Exhibit
Number
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Description
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99.1
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Amended
and Restated Credit Agreement dated August 1, 2007 among Communications
& Power Industries, Inc., as Borrower, CPI International, Inc. as a
Guarantor, the other Guarantors party thereto, the Lenders party thereto,
and UBS Securities LLC and Bear, Stearns & Co. Inc., as Joint Lead
Arrangers and Bookrunners, and UBS AG, Stamford Branch, as Administrative
Agent, Collateral Agent, Issuing Bank, and UBS Loan Finance LLC, as
Swingline Lender, Bear Stearns Corporate Lending Inc., as Syndication
Agent, The Royal Bank Of Scotland PLC as Documentation Agent, and RBS
Securities Corp. as Co-Arranger and Bookrunner.
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99.2
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Credit
Agreement, dated as of January 23, 2004, amended and restated as of
November 29, 2004, among Communications & Power Industries, Inc., as
Borrower, the Guarantors named therein, the Lenders from time to time
party thereto, UBS Securities LLC, Bear, Stearns & Co. Inc., UBS Loan
Finance LLC, UBS AG, Stamford Branch, Bear Stearns Corporate Lending Inc.,
Wachovia Bank, National Association, and Wachovia Capital Markets,
LLC.
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99.3
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Credit
Agreement, dated as of January 23, 2004, among Communications & Power
Industries, Inc., as Borrower, the Guarantors named therein, the Lenders
from time to time party thereto, UBS Securities LLC, Bear, Stearns &
Co. Inc., UBS Loan Finance LLC, UBS AG, Stamford Branch, Bear Stearns
Corporate Lending Inc., Wachovia Bank, National Association, and Wachovia
Capital Markets, LLC.
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