1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Employee Stock Options - Right to Buy
|
Â
(1)
|
01/26/2009 |
Common Stock
|
2,564
|
$
22.4007
|
D
|
Â
|
Employee Stock Options - Right to Buy
|
Â
(2)
|
01/25/2010 |
Common Stock
|
4,731
|
$
19.4261
|
D
|
Â
|
Employee Stock Options - Right to Buy
|
Â
(3)
|
01/31/2011 |
Common Stock
|
7,102
|
$
24.2632
|
D
|
Â
|
Employee Stock Options - Right to Buy
|
Â
(4)
|
01/30/2012 |
Common Stock
|
5,470
|
$
22.6799
|
D
|
Â
|
Employee Stock Options - Right to Buy
|
Â
(5)
|
02/19/2013 |
Common Stock
|
5,025
|
$
24.6905
|
D
|
Â
|
Employee Stock Options - Right to Buy
|
Â
(6)
|
01/28/2014 |
Common Stock
|
8,041
|
$
31.5771
|
D
|
Â
|
Employee Stock Options - Right to Buy
|
Â
(7)
|
02/10/2015 |
Common Stock
|
13,233
|
$
31.4022
|
D
|
Â
|
Phantom Stock Units
|
Â
(8)
|
Â
(8)
|
Common Stock
|
1,536
|
$
(8)
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
The Stock Options vested annually at a rate of 20% per year and were fully vested on 1/26/2004. |
(2) |
The Stock Options vested annually at a rate of 20% per year and were fully vested on 1/25/2005. |
(3) |
The Stock Options vest annually at a rate of 20% per year and will be fully vested on 1/31/2006. |
(4) |
The Stock Options vest annually at a rate of 20% per year and will be fully vested on 1/30/2007. |
(5) |
The Stock Options vest annually at a rate of 20% per year and will be fully vested on 2/19/2008. |
(6) |
The Stock Options vest annually at a rate of 20% per year and will be fully vested on 1/28/2009. |
(7) |
The Stock Options vest annually at a rate of 20% per year and will be fully vested on 2/10/2010. |
(8) |
Represents phantom stock units vested under the 2000 Performance Share Plan of Duke Realty Corporation. The units are valued on a one to one basis of the Company's common stock and are to be settled in cash upon the Reporting Person's termination of employment. |