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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Option (Right to Buy) | $ 34.56 | 05/05/2000 | 05/05/2009 | Common Stock | 15,000 | 15,000 | D | ||||||||
Stock Option (Right to Buy) | $ 26.375 | 01/28/2002 | 01/28/2010 | Common Stock | 25,000 | 25,000 | D | ||||||||
Stock Option (Right to Buy) | $ 29.16 | 05/29/2003 | 05/29/2011 | Common Stock | 21,000 | 21,000 | D | ||||||||
Stock Option (Right to Buy) | $ 32.22 | 01/25/2004 | 01/25/2012 | Common Stock | 5,400 | 5,400 | D | ||||||||
Stock Option (Right to Buy) | $ 25.11 | 01/24/2005 | 01/24/2013 | Common Stock | 4,000 | 4,000 | D | ||||||||
Stock Option (Right to Buy) | $ 31.52 | (2) | 01/23/2014 | Common Stock | 4,100 | 4,100 | D | ||||||||
Stock Option (Right to Buy) | $ 33.75 | 02/18/2005 | A | 3,600 | (3) | 02/18/2015 | Common Stock | 3,600 | (4) | 3,600 | D | ||||
Deferred Stock Units | $ 0 (5) | (6) | (6) | Common Stock | 4,334.686 | 4,334.686 | D | ||||||||
Restricted Stock | $ 0 (5) | (7) | (7) | Common Stock | 5,000 | 5,000 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
PFUND WILLIAM H SNAP-ON INCORPORATED 10801 CORPORATE DRIVE PLEASANT PRAIRIE, WI 53158 |
V.P. - Investor Relations |
Jason D. Bartel under Power of Attorney for William H. Pfund | 02/22/2005 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes 5.781 shares acquired through the Company's DRIP plan and 35.697 shares acquired through the Company's Employee Stock Purchase Plan. |
(2) | One half of option vested on 1/23/2005 and the remainder vests on 1/23/2006. |
(3) | One half of the option vests on 2/18/2006 and the remainder vests on 2/18/2007. |
(4) | Grant of stock option from the Company. There is not a price for the security. |
(5) | 1 for 1. |
(6) | Payment will begin within 30 days first beginning after the earliest of the date specified in advance of the deferral by the reporting person, death, disability, retirement or termination of employment. |
(7) | The units vest on the achievement of certain company initiatives over the 2003-2005 period. |