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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
MOORE WILLIAM B 818 S. KANSAS AVE. TOPEKA, KS 66612 |
President & COO |
Cynthia S. Couch by power of attorney | 01/04/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | 730 shares were forfeited for the payment of taxes upon the vesting of 34,375 restricted share units granted to the Reporting Person under the Issuer's Long Term Incentive and Share Award Plan. The grant of the restricted share units was previously reported in a Form 4 filed by the Reporting Person. |
(2) | Includes 14,783 restricted share units that are subject to forfeiture. |
(3) | Grant of restricted share units. One-third of the award will vest on each of the first three anniversaries of the grant date if the officer's employment with the Issuer continues uninterrupted through the applicable vesting date. A prorated portion of the award will also vest if the Issuer terminates the officer's employment other than for cause, the officer terminates his employment for good reason, or the officer's employment terminates on account of his death, disability or retirement. |
(4) | Includes 73,883 restricted share units that are subject to forfeiture and 2,541 shares acquired through the reinvestment of dividends. |
(5) | Includes 46 shares acquired through the reinvestment of dividends. |
(6) | Shares are held in a trust. The reporting person is a trustee of the trust. |