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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
RSU Award | $ 0 | 03/20/2016 | M | 10,890 | 03/20/2016(6) | 03/20/2018 | Common Stock | 10,890 | $ 0 (7) | 21,138 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
SINDHU PRADEEP 1133 INNOVATION WAY SUNNYVALE, CA 94089 |
X | EVP CTO |
/s/ Rob Mobassaly, as Attorney-in-Fact for Pradeep Sindhu | 03/22/2016 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Represents shares withheld from the released share award for the payment of applicable income and payroll withholding taxes due on release. |
(2) | Represent the transfer of shares to the Sindhu Family Trust from the reporting person immediately upon vesting of the Restricted Stock Unit. |
(3) | The total reflects transfers that occurred over time, without consideration, from the reporting person and his spouse to the Sindhu Family Trust, and reflects the correction of immaterial administrative errors reported in the previously reported totals. |
(4) | On February 29, 2016, the Sindhu Family Trust transferred 585,000 shares of Juniper Networks common stock to the Pradeep Sindhu 2016 Annuity Trust A dated February 26, 2016 for the benefit of the reporting person and his two adult children, of which the reporting person is the sole trustee. |
(5) | On February 29, 2016, the Sindhu Family Trust transferred 585,000 shares of Juniper Networks common stock to the Marie-Francoise Bertrand 2016 Annuity Trust A dated February 26, 2016 for the benefit of the reporting person's spouse and her two adult children, of which the reporting person is the sole trustee. |
(6) | This award vests from the original grant date as to thirty-four percent on the one year anniversary of the grant date and thirty-three percent annually on the second anniversary and third anniversary. |
(7) | Column 8 is not an applicable reportable field. |