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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
2007 Stock Incentive Plan Restricted Stock Units (RSU) | (4) | 02/22/2010 | M | 2,791 | 02/22/2010 | 02/22/2010(5) | Common Stock | 2,791 | $ 0 | 2,791 | D | ||||
2007 Stock Incentive Plan Restricted Stock Units (RSU) | (4) | 02/19/2010 | A | 13,009 | (6) | 02/19/2014(6) | Common Stock | 13,009 | $ 0 (7) | 13,009 | D | ||||
2007 Stock Incentive Plan Stock Options (8) | $ 20.61 | 02/19/2010 | A | 36,932 | (9) | 02/19/2020 | Common Stock | 36,932 | $ 0 (7) | 36,932 | D | ||||
2007 Stock Incentive Plan Performance Shares | (10) | 02/19/2010 | A | 13,009 | (10) | (10) | Common Stock | 13,009 | $ 0 (7) | 13,009 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
MANOGUE CAROLINE B 100 ENDO BOULEVARD CHADDS FORD, PA 19317 |
Exec. V.P., CLO & Secy |
/s/ Caroline B. Manogue | 02/23/2010 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This represents vesting of restricted stock units granted to Ms. Manogue on February 21, 2008. Upon each vesting date, each vested restricted stock unit automatically converts into one (1) share of common stock of Endo Pharmaceuticals Holdings Inc. |
(2) | This represents stock withheld by issuer to satisfy tax withholding obligations on shares acquired upon vesting of restricted stock units. |
(3) | $20.48 represents the average of the high and low share price on February 19, 2010. |
(4) | Upon each vesting date, each vested restricted stock unit automatically converts into one (1) share of common stock of Endo Pharmaceuticals Holdings Inc. |
(5) | Fifty percent (50%) of Ms. Manogue's February 21, 2008 grant of restricted stock units (RSUs) generally vest on each of February 21, 2010 and February 21, 2012. The 2,791 shown here is the amount that vested on February 22, 2010 (since February 21, 2010 was a Sunday). Upon vesting, we consider the underlying RSUs to be expired. |
(6) | These restricted stock units (RSUs) generally vest 100% on February 19, 2014. Upon vesting, we consider the underlying RSUs to be expired. |
(7) | These securities were granted to Ms. Manogue in consideration of her services as the Chief Legal Officer of Endo Pharmaceuticals Holdings Inc. |
(8) | Representing the right to buy shares of common stock, par value $.01 per share, of Endo Pharmaceuticals Holdings Inc. |
(9) | These stock options are generally exercisable 25% per year on each of February 19, 2011, February 19, 2012, February 19, 2013 and February 19, 2014. |
(10) | Represents target quantity of shares issuable. The exact number of shares issuable will be determined based on acheivement of certain company performance targets over a cumulative 3-year period, as determined by the Compensation Committee of the Board of Directors of Endo Pharmaceuticals Holdings Inc. The executive can earn between 0% and 200% of the target shares. |