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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
DAVENPORT CRAIG T C/O ENDOCARE, INC. 201 TECHNOLOGY DRIVE IRVINE, CA 92618 |
X | Chairman, CEO and President |
/s/ Clint B. Davis, as attorney-in-fact | 06/23/2008 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | June 19, 2008 was the "payout date" for a total of 6,352 vested deferred stock units (DSUs) granted to Mr. Davenport in 2006 under our Employee DSU Program. The vesting of these DSUs was previously reported in a Form 4 filed on February 23, 2007, as amended on April 25, 2007. This Form 4 is being filed to report the Company's withholding of 2,229 shares to cover taxes resulting from the issuance of the shares underlying the DSUs on the "payout date." Mr. Davenport elected to have the net number of shares (after taxes) issued in the name of the trust identified below in footnote (2). |
(2) | Held by The Davenport Family Trust UTA dated December 3, 1986, Craig T. Davenport and Peggy L. Davenport, trustees. |
(3) | Includes a total of 29,197 vested DSUs. These DSUs vested on March 6, 2008 as reported in a Form 4 filed on March 10, 2008. |