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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Options (right to buy) | $ 24.93 | 04/11/2005 | A | 3,000 | 10/11/2005 | 04/10/2015 | Common Stock | 3,000 | $ 24.93 | 3,000 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
MACFARLANE CHARLES S 215 S CASCADE ST FERGUS FALLS, MN 56537-2801 |
President, Otter Tail Power Co |
/s/ Charles S MacFarlane by Debra J Lill -POA | 04/13/2005 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Shares of Common Stock acquired under the Corporation's Stock Incentive Plan, which is a grant of Restricted Stock. The 3,000 shares granted 4/11/05 have a grant price of $24.93 and vest at 25% yearly beginning 4/8/06. See below for other holdings: 1. Direct holding of 730 shares. 2. Direct holding of 4,648.2895 shares held in the Dividend Reinvestment Plan. 3. Direct holding of 3,431 shares which no longer carries the restriction. 4. Direct holding of 2,804.0879 shares held in the Employee Stock Purchase Plan. 5. Indirect holding of 501.2182 shares held by ESOP. 6. Indirect holding of 149.0214 shares held by his children in custodian accounts. 7. 10,000 stock options with expiration date of 12/9/2011. 8. 3,000 stock options with expiration date of 4/7/2012. 9. 8,000 stock options with expiration date of 4/13/2013. 10. 3,000 stock options with expiration date of 4/11/2014. |