FORM 6-K
U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Report of Foreign Private Issuer
Pursuant to Rule 13a-16 or 15d-16 of
the Securities Exchange Act of 1934
Commission File Number: 1-15270
For the month of March 2019
NOMURA HOLDINGS, INC.
(Translation of registrant’s name into English)
9-1, Nihonbashi 1-chome
Chuo-ku, Tokyo 103-8645
Japan
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.
Form 20-F X Form 40-F
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):
Information furnished on this form:
| Exhibit Number | ||
| 1. | (English Translation) Share Buyback Report for the reporting month from February 1, 2019 to February 28, 2019. | |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| NOMURA HOLDINGS, INC. | ||||||
| Date: March 12, 2019 | By: | /s/ Hajime Ikeda | ||||
| Hajime Ikeda | ||||||
| Senior Managing Director | ||||||
[Translation of Share Buyback Report for the reporting month from February 1, 2019 to February 28, 2019
filed with the Director General of the Kanto Finance Bureau by Nomura Holdings, Inc. on March 12, 2019]
Class of Shares: Common Stock
| 1. | Status of repurchase |
| (1) | Status of a repurchase pursuant to a resolution at a general meeting of shareholders |
Not applicable
| (2) | Status of a repurchase pursuant to a resolution at the meeting of a board of directors (“Board”) |
as of February 28, 2019
| Number of Shares | Total Repurchase Amount (JPY) |
|||||||||||
| Authorization pursuant to the resolution of the Board (April 26, 2018) (Period of repurchase: from May 16, 2018 to March 29, 2019 (excluding the ten business days following the announcement of each quarterly financial results)) |
100,000,000 | 70,000,000,000 | ||||||||||
| Repurchases during this reporting month (Date of repurchase) |
|
(Date) — |
|
— | — | |||||||
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|
|
|
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| Total |
— | — | — | |||||||||
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|
|
|
|
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| Aggregate shares repurchased as of the end of this reporting month |
100,000,000 | 51,702,988,850 | ||||||||||
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| Progress of share repurchase (%) |
100.0 | 73.9 | ||||||||||
| 2. | Status of disposition |
as of February 28, 2019
| Number of shares disposed in the reporting month |
Aggregate amount of disposition (JPY) |
|||||||||
| Treasury shares disposed subject to procedures for issuance of new shares |
(Date) — |
— | — | |||||||
| Subtotal |
— | — | — | |||||||
| Treasury shares canceled |
(Date) — |
— | — | |||||||
| Subtotal |
— | — | — | |||||||
| Treasury shares transferred upon merger, share exchange or demerger |
(Date) — |
— | — | |||||||
| Subtotal |
— | — | — | |||||||
| Other (upon request for purchasing “less-than-a-full-unit shares”) |
(Date) — |
— | — | |||||||
| Subtotal |
— | — | — | |||||||
| Other (exercise of stock acquisition rights) |
(Date) February 1 February 4 February 5 February 6 February 7 February 8 February 12 February 13 February 14 February 15 February 18 February 19 February 21 February 22 February 25 February 26 February 27 February 28 |
|
2,500 206,600 146,800 197,300 84,800 348,600 10,900 28,100 29,500 345,500 122,800 31,200 47,000 5,400 11,400 159,000 26,600 25,800 |
|
|
2,500 206,600 146,800 197,300 975,800 348,600 10,900 28,100 29,500 345,500 122,800 31,200 47,000 5,400 11,400 159,000 26,600 25,800 |
| |||
| Subtotal |
— | 1,829,800 | 2,720,800 | |||||||
| Total |
— | 1,829,800 | 2,720,800 | |||||||
| 3. | Status of shares held in treasury |
| as of February 28, 2019
|
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| As of the end of the reporting month |
Number of Shares | |||
| Total number of issued shares |
3,493,562,601 | |||
| Number of shares held in treasury |
183,422,878 | |||