FORM 6-K
U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Report of Foreign Private Issuer
Pursuant to Rule 13a-16 or 15d-16 of
the Securities Exchange Act of 1934
Commission File Number: 1-15270
For the month of August 2017
NOMURA HOLDINGS, INC.
(Translation of registrant’s name into English)
9-1, Nihonbashi 1-chome
Chuo-ku, Tokyo 103-8645
Japan
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.
Form 20-F X Form 40-F
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):
Information furnished on this form:
| Exhibit Number | ||
| 1. |
(English Translation) Share Buyback Report for the reporting month from July 1, 2017 to July 31, 2017 | |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| NOMURA HOLDINGS, INC. | ||||
| Date: August 10, 2017 | By: | /s/ Hajime Ikeda | ||
| Hajime Ikeda | ||||
| Senior Managing Director | ||||
[Translation of Share Buyback Report for the reporting month from July 1, 2017 to July 31, 2017 filed with the Director General of the Kanto Finance Bureau by Nomura Holdings, Inc. on August 10, 2017]
Class of Shares: Common Stock
| 1. | Status of repurchase |
| (1) | Status of a repurchase pursuant to a resolution at a general meeting of shareholders |
Not applicable
| (2) | Status of a repurchase pursuant to a resolution at the meeting of a board of directors (“Board”) |
| as of July 31, 2017 | ||||||||||||
| Number of Shares | Total Repurchase Amount (JPY) |
|||||||||||
| Authorization pursuant to the resolution of the Board (April 27, 2017) (Period of repurchase: from May 17, 2017 to March 30, 2018) |
100,000,000 | 80,000,000,000 | ||||||||||
| Repurchases during this reporting month (Date of repurchase) |
|
(Date) — |
|
— | — | |||||||
| Total |
— | 0 | 0 | |||||||||
| Aggregate shares repurchased as of the end of this reporting month |
0 | 0 | ||||||||||
| Progress of share repurchase (%) |
0.0 | 0.0 | ||||||||||
| 2. | Status of disposition |
| as of July 31, 2017 | ||||||||||
| Number of shares disposed in the reporting month |
Aggregate amount of disposition (JPY) |
|||||||||
| Treasury shares disposed subject to procedures for issuance of new shares |
(Date) | — | — | |||||||
| Subtotal |
— | — | — | |||||||
| Treasury shares canceled |
(Date) | — | — | |||||||
| Subtotal |
— | — | — | |||||||
| Treasury shares transferred upon merger, share exchange or demerger |
(Date) | — | — | |||||||
| Subtotal |
— | — | — | |||||||
| Other (upon request for purchasing “less-than-a-full-unit shares”) |
(Date) July 24 |
40 | 26,688 | |||||||
| Subtotal |
— | 40 | 26,688 | |||||||
| Other (exercise of stock acquisition rights) |
(Date) July 3 July 4 July 5 July 6 July 7 July 10 July 11 July 12 July 13 July 14 July 18 July 19 July 20 July 21 July 24 July 25 July 26 July 27 July 28 July 31 |
|
81,800 17,300 54,700 15,000 19,000 12,000 20,900 104,600 101,500 20,700 62,200 9,300 119,000 22,900 4,000 6,000 10,000 42,000 2,000 18,100 |
|
|
3,865,800 5,343,300 1,946,700 7,110,000 2,384,000 4,635,000 4,050,900 5,985,600 8,615,500 4,101,700 6,875,200 9,300 5,566,000 3,928,900 1,896,000 479,000 4,740,000 7,870,000 948,000 909,100 |
| |||
| Subtotal |
— | 743,000 | 81,260,000 | |||||||
| Total |
— | 743,040 | 81,286,688 | |||||||
| 3. | Status of shares held in treasury |
| as of July 31, 2017 | ||||
| As of the end of the reporting month |
Number of Shares | |||
| Total number of issued shares |
3,822,562,601 | |||
| Number of shares held in treasury |
273,964,064 | |||