8-K/A

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K/A

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of

The Securities Exchange Act of 1934

Date of Report (Date of earliest event reported) May 25, 2016

 

 

HANMI FINANCIAL CORPORATION

(Exact name of registrant as specified in its charter)

 

 

 

Delaware   000-30421   95-4788120

(State or other jurisdiction

of incorporation)

 

(Commission

File Number)

 

(IRS Employer

Identification No.)

 

3660 Wilshire Boulevard, Penthouse Suite A

Los Angeles, California

  90010
(Address of principal executive offices)   (Zip Code)

Registrant’s telephone number, including area code: (213) 382-2200

Not Applicable

(Former name or former address, if changed since last report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 


Explanatory Note

In the original filing, the item was incorrectly tagged as 2.02. Except as otherwise noted, all other information in the Initial Form 8-K remains unchanged.

 

Item 5.07 Submission of Matters to a Vote of Security Holders.

The annual meeting of stockholders of Hanmi Financial Corporation (the “Company”) was held on May 25, 2016. Proxies were solicited by the Company’s management pursuant to Section 14 of the Securities Exchange Act of 1934, as amended. At the meeting, the stockholders voted on the following items:

(1) election of directors;

(2) approval, on an advisory and nonbinding basis, of the compensation paid to the Company’s Named Executive Officers as described in the proxy statement for the meeting; and

(3) ratification of the selection of KPMG LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2016.

A total of 28,969,096 shares of the Company’s common stock were represented and voted at the meeting, constituting 90.02% of the issued and outstanding shares of common stock entitled to vote at the meeting.

The final results of the stockholder votes were as follows:

(1) Nine board nominees for director were elected by a majority of votes cast for a term of one year or until their successors are duly elected and qualified. The voting results are as follows:

 

Nominee

   For      Against      Broker Non-Vote

John J. Ahn

       25,408,304            58,371            3,497,950  

Christie K. Chu

       25,413,911            52,024            3,497,950  

Harry Chung

       25,446,497            19,438            3,497,950  

Paul Seon-Hong Kim

       25,391,498            74,427            3,497,950  

C. G. Kum

       25,459,777            6,159            3,497,950  

Joon Hyung Lee

       25,327,014            138,921            3,497,950  

Joseph K. Rho

       25,333,354            132,581            3,497,950  

David L. Rosenblum

       25,427,948            37,987            3,497,950  

Michael Yang

       25,456,834            9,101            3,497,950  

 

  (2) The advisory vote on executive compensation received the vote of a majority of shares represented and entitled to vote at the meeting. The voting results are as follows:

 

For

  

Against

  

Abstain

  

Broker Non-Vote

24,767,202

   682,781    21,163    3,497,950

 

  (3) The stockholders ratified the selection of KPMG LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2016. The voting results are as follows:

 

For

  

Against

  

Abstain

  

Broker Non-Vote

28,023,052

   904,712    41,332    —  


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Date: August 2, 2016     HANMI FINANCIAL CORPORATION
    By:   /s/ C. G. Kum
      C. G. Kum
      President and Chief Executive Officer