FORM 6-K
U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Report of Foreign Private Issuer
Pursuant to Rule 13a-16 or 15d-16 of
the Securities Exchange Act of 1934
Commission File Number: 1-15270
For the month of July 2016
NOMURA HOLDINGS, INC.
(Translation of registrant’s name into English)
9-1, Nihonbashi 1-chome
Chuo-ku, Tokyo 103-8645
Japan
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.
Form 20-F X Form 40-F
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):
Information furnished on this form:
| Exhibit Number | ||
| 1. | (English Translation) Share Buyback Report for the reporting month from June 1, 2016 to June 30, 2016 | |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| NOMURA HOLDINGS, INC. | ||||
| Date: July 8, 2016 |
By: | /s/ Hajime Ikeda | ||
| Hajime Ikeda | ||||
| Senior Managing Director | ||||
[Translation of Share Buyback Report for the reporting month from June 1, 2016 to June 30, 2016 filed with the Director General of the Kanto Finance Bureau by Nomura Holdings, Inc. on July 8, 2016]
Class of Shares: Common Stock
| 1. | Status of repurchase |
(1) Status of a repurchase pursuant to a resolution at a general meeting of shareholders
Not applicable
(2) Status of a repurchase pursuant to a resolution at the meeting of a board of directors (“Board”)
| as of June 30, 2016 | ||||||||||
| Number of Shares | Total Repurchase Amount (JPY) |
|||||||||
| Authorization pursuant to the resolution of the Board (April 27, 2016) (Period of repurchase: from May 18, 2016 to July 22, 2016) |
35,000,000 | 20,000,000,000 | ||||||||
| Repurchases during this reporting month (Date of repurchase) |
(Date) June 1 June 2 June 3 June 6 June 7 |
|
2,301,700 2,301,700 2,301,700 2,145,400 711,600 |
|
|
1,100,353,990 1,053,743,280 1,044,531,290 943,879,390 315,894,930 |
| |||
| Total |
— | 9,762,100 | 4,458,402,880 | |||||||
| Aggregate shares repurchased as of the end of this reporting month |
35,000,000 | 16,324,582,570 | ||||||||
| Progress of share repurchase (%) |
100.0 | 81.6 | ||||||||
| 2. | Status of disposition |
| as of June 30, 2016 | ||||||||||
| Number of shares disposed in the reporting month |
Aggregate amount of disposition (JPY) |
|||||||||
| Treasury shares disposed subject to procedures for issuance of new shares |
(Date) | — | — | |||||||
| Subtotal |
— | — | — | |||||||
| Treasury shares canceled |
(Date) | — | — | |||||||
| Subtotal |
— | — | — | |||||||
| Treasury shares transferred upon merger, share exchange or demerger |
(Date) | |
— |
|
— | |||||
| Subtotal |
— | — | — | |||||||
| Other (upon request for purchasing “less-than-a-full-unit shares”) |
(Date) June 21 |
70 | 28,455 | |||||||
| Subtotal |
— | 70 | 28,455 | |||||||
| Other (exercise of stock acquisition rights) |
(Date) June 1 June 2 June 3 June 6 June 7 June 8 June 9 June 10 June 13 June 14 June 15 June 16 June 17 June 20 June 21 June 22 June 23 June 24 June 27 June 29 |
|
58,000 175,700 86,700 36,000 56,600 66,900 49,800 51,800 45,000 31,500 158,000 11,400 33,400 109,900 97,600 27,800 259,400 295,800 88,600 41,500 |
|
|
58,000 771,700 86,700 36,000 56,600 66,900 49,800 51,800 45,000 31,500 158,000 904,400 33,400 109,900 97,600 27,800 259,400 295,800 88,600 41,500 |
| |||
| Subtotal |
— | 1,781,400 | 3,270,400 | |||||||
| Total |
— | 1,781,470 | 3,298,855 | |||||||
| 3. | Status of shares held in treasury |
| as of June 30, 2016 | ||||
| As of the end of the reporting month |
Number of Shares | |||
| Total number of issued shares |
3,822,562,601 | |||
| Number of shares held in treasury |
234,052,872 | |||