8-K

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): October 22, 2015

 

 

Regional Management Corp.

(Exact name of registrant as specified in its charter)

 

 

 

Delaware   001-35477   57-0847115

(State or other jurisdiction

of incorporation)

 

(Commission

File Number)

 

(IRS Employer

Identification No.)

509 West Butler Road

Greenville, South Carolina 29607

(Address of principal executive offices) (zip code)

(864) 422-8011

(Registrant’s telephone number, including area code)

Not Applicable

(Former name or former address, if changed since last report.)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 


Item 2.02. Results of Operations and Financial Condition.

On October 22, 2015, Regional Management Corp. (the “Company”) issued a press release announcing financial results for the quarter and nine months ended September 30, 2015. The full text of the press release is attached hereto as Exhibit 99.1 and is incorporated herein by reference.

This information is intended to be furnished under Item 2.02 of Form 8-K, “Results of Operations and Financial Condition,” and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such a filing.

 

Item 8.01. Other Events.

On October 22, 2015, the Company announced its intention to market for sale its existing and forward-flow charged-off loan portfolio. The sales announcement issued on October 22, 2015, by Garnet Capital Advisors, LLC, as marketing agent for the Company, is attached hereto as Exhibit 99.2 and is incorporated herein by reference.

 

Item 9.01. Financial Statements and Exhibits.

(d) The following exhibit is attached to this Current Report on Form 8-K:

 

Exhibit

No.

  

Description of Exhibit

99.1    Press Release issued by Regional Management Corp. on October 22, 2015, announcing financial results for Regional Management Corp. for the quarter and nine months ended September 30, 2015
99.2    Sales Announcement issued on October 22, 2015, by Garnet Capital Advisors, LLC as marketing agent for Regional Management Corp.


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

    Regional Management Corp.
Date: October 22, 2015     By:    

/s/ Donald E. Thomas

     

Donald E. Thomas

Executive Vice President and

Chief Financial Officer


EXHIBIT INDEX

 

Exhibit

No.

  

Description of Exhibit

99.1    Press Release issued by Regional Management Corp. on October 22, 2015, announcing financial results for Regional Management Corp. for the quarter and nine months ended September 30, 2015
99.2    Sales Announcement issued on October 22, 2015, by Garnet Capital Advisors, LLC as marketing agent for Regional Management Corp.