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FORM 6-K

U.S. SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

Report of Foreign Private Issuer

Pursuant to Rule 13a-16 or 15d-16 of

the Securities Exchange Act of 1934

Commission File Number: 1-15270

For the month of January 2015

NOMURA HOLDINGS, INC.

(Translation of registrant’s name into English)

9-1, Nihonbashi 1-chome

Chuo-ku, Tokyo 103-8645

Japan

(Address of principal executive offices)

Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.

Form 20-F      X            Form 40-F              

 

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):             

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):             

 

 

 

 

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Information furnished on this form:

EXHIBIT

 

Exhibit Number
1.		(English Translation) Share Buyback Report for the reporting month from December 1, 2014 to December 31, 2014

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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

		NOMURA HOLDINGS, INC.
Date: January 14, 2015		By:		/s/ Hajime Ikeda
				Hajime Ikeda
				Managing Director

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[Translation of Share Buyback Report for the reporting month from December 1, 2014 to December 31, 2014 filed with the Director General of the Kanto Finance Bureau by Nomura Holdings, Inc. on January 14, 2015]

Class of Shares: Common Stock

 

1.	Status of repurchase

 

(1)	Status of a repurchase pursuant to a resolution at a general meeting of shareholders

Not applicable

 

(2)	Status of a repurchase pursuant to a resolution at the meeting of a board of directors (“Board”)

 

		as of December 31, 2014
		Number of Shares						Total Repurchase Amount (JPY)
Authorization pursuant to the resolution of the Board (October 28, 2014)					40,000,000				28,000,000,000
(Period of repurchase: from November 13, 2014 to January 16, 2015)
Repurchases during this reporting month (Date of repurchase)		(Date)
		Dec 11			702,100				488,985,390
		Dec 15			1,683,000				1,164,097,290
		Dec 16			1,380,400				941,792,080
		Dec 17			1,433,000				983,385,700
		Dec 18			1,327,800				921,167,420
Total		—			6,526,300				4,499,427,880
Aggregate shares repurchased as of the end of this reporting month					6,526,300				4,499,427,880
Progress of share repurchase (%)					16.3				16.1

 

2.	Status of disposition

 

		as of December 31, 2014
		Number of shares disposed in the reporting month						Aggregate amount of disposition (JPY)
Treasury shares disposed subject to procedures for issuance of new shares		(Date)			—				—
Subtotal		—			—				—
Treasury shares canceled		(Date)			—				—
Subtotal		—			—				—
Treasury shares transferred upon merger, share exchange or demerger		(Date)			—				—
Subtotal		—			—				—
Other (upon request for purchasing “less-than-a-full-unit shares”)		(Date)			—				—
Subtotal		—			—				—
Other (exercise of stock acquisition rights)		(Date)
		Dec 1			47,000				2,871,000
		Dec 2			523,100				3,790,100
		Dec 3			181,800				2,439,800
		Dec 4			80,500				5,362,500
		Dec 5			62,800				4,224,800
		Dec 8			152,000				3,125,000
		Dec 9			105,700				3,377,700
		Dec 10			65,100				10,995,100
		Dec 11			71,700				1,855,700
		Dec 12			10,700				1,794,700
		Dec 15			11,300				2,836,300
		Dec 16			37,300				7,215,300
		Dec 17			2,000				596,000
		Dec 18			285,400				582,400
		Dec 19			110,100				1,001,100
		Dec 22			2,000				596,000
		Dec 24			3,900				300,900
		Dec 25			92,500				1,874,500
		Dec 26			605,200				605,200
		Dec 30			14,000				14,000
Subtotal		—			2,464,100				55,458,100
Total		—			2,464,100				55,458,100

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3.	Status of shares held in treasury

 

		as of December 31, 2014
As of the end of the reporting month		Number of Shares
Total number of issued shares			3,822,562,601
Number of shares held in treasury			177,439,356