Clough Global Equity Fund

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT

INVESTMENT COMPANY

Investment Company Act file number: 811-21712

CLOUGH GLOBAL EQUITY FUND

(Exact name of registrant as specified in charter)

1290 Broadway, Suite 1100, Denver, Colorado 80203

(Address of principal executive offices) (Zip code)

Erin D. Nelson

Clough Global Equity Fund

1290 Broadway, Suite 1100

Denver, Colorado 80203

(Name and address of agent for service)

Registrant’s Telephone Number, including Area Code: (303) 623-2577

Date of fiscal year end: March 31

Date of reporting period: July 1, 2012 – June 30, 2013


Item 1 – Proxy Voting Record.

 

-2-


Vote Summary

 

  LENOVO GROUP LTD
  Security   Y5257Y107   Meeting Type   Annual General Meeting
  Ticker Symbol     Meeting Date   03-Jul-2012
  ISIN   HK0992009065   Agenda   703878011 - Management
  Record Date   28-Jun-2012   Holding Recon Date   28-Jun-2012
  City / Country   HONG KONG / Hong Kong   Vote Deadline Date   26-Jun-2012
  SEDOL(s)   5924279 - 6218089 - B01DLP9 - B175X83   Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  CMMT   PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK:- http://www.hkexnews.hk/listedco/listconews/sehk/ 2012/0531/LTN20120531246.pdf   Non-Voting      
  CMMT   PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF “ABSTAIN” WILL BE TREATED-THE SAME AS A “TAKE NO ACTION” VOTE.   Non-Voting      
  1   To receive and consider the audited accounts for the year ended March 31, 2012 together with the reports of the directors and auditor thereon   Management   For   For  
  2   To declare a final dividend for the issued ordinary shares for the year ended March 31, 2012   Management   For   For  
  3(a)   To re-elect Mr. Zhao John Huan as director   Management   For   For  
  3(b)   To re-elect Mr. Nobuyuki Idei as director   Management   For   For  
  3(c)   To re-elect Mr. Zhu Linan as director   Management   For   For  
  3(d)   To re-elect Ms. Ma Xuezheng as director   Management   For   For  
  3(e)   To re-elect Mr. Ting Lee Sen as director   Management   For   For  
  3(f)   To re-elect Mr. William O. Grabe as director   Management   For   For  
  3(g)   To authorize the board of directors to fix directors’ fees   Management   For   For  
  4   To re-appoint PricewaterhouseCoopers as auditor and authorize the board of directors to fix auditor’s remuneration   Management   For   For  
  5   Ordinary Resolution - To grant a general mandate to the directors to allot, issue and deal with additional ordinary shares not exceeding 20% of the aggregate nominal amount of the issued ordinary share capital of the Company   Management   For   For  
  6   Ordinary Resolution - To grant a general mandate to the directors to repurchase ordinary shares not exceeding 10% of the aggregate nominal amount of the issued ordinary share capital of the Company   Management   For   For  
  7   Ordinary Resolution - To extend the general mandate to the directors to issue new ordinary shares of the Company by adding the number of the shares repurchased   Management   For   For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote
Date
   Date
Confirmed
  260203   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     3,179,040       0    26-Jun-2012    28-Jun-2012
  260227   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     745,819       0    26-Jun-2012    28-Jun-2012
  260282   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     1,216,869       0    26-Jun-2012    28-Jun-2012

 

  GT CAPITAL HOLDINGS INC
  Security   Y29045104   Meeting Type   Annual General Meeting
  Ticker Symbol     Meeting Date   11-Jul-2012
  ISIN   PHY290451046   Agenda   703943096 - Management
  Record Date   24-May-2012   Holding Recon Date   24-May-2012
  City / Country   MAKATI CITY / Philippines   Vote Deadline Date   22-Jun-2012
  SEDOL(s)   B77H110   Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  CMMT   PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 101275 DUE TO CHANGE IN SE-QUENCE OF AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARD-ED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU.   Non-Voting      
  CMMT   PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ ONLY-FOR RESOLUTION “6” AND ‘IN FAVOR’ OR ‘ABSTAIN’ ONLY FOR RESOLUTION NUMBERS “1-.1 TO 1.9”. THANK YOU.   Non-Voting      
  1.1   Election of Director: Dr. George S.K. TY   Management   For   For  
  1.2   Election of Director: Arthur V. TY   Management   For   For  
  1.3   Election of Director: Alfred V. TY   Management   For   For  
  1.4   Election of Director: Carmelo Maria Luza Bautista   Management   For   For  
  1.5   Election of Director: Roderico V. Puno   Management   For   For  
  1.6   Election of Director: Solomon S. Cua   Management   For   For  
  1.7   Election of Director: Manuel Q. Bengson   Management   For   For  
  1.8   Election of Independent Director: Jaime Miguel G. Belmonte   Management   For   For  
  1.9   Election of Independent Director: Renato C. Valencia   Management   For   For  
  2   Approval of minutes of previous annual and special stockholders’ meetings   Management   For   For  
  3   Approval of annual report   Management   For   For  
  4   Ratification of all acts and resolutions of the Board of Directors and Executive Officers   Management   For   For  
  5   Election of Sycip Gorres Velayo & Co. as independent auditors   Management   For   For  
  6   At their discretion, the proxies named above are authorized to vote upon such other matters as may properly come before the meeting   Management   Abstain   For  
  CMMT   PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN TEXT OF RESOLUTIONS 4 AND-6. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.   Non-Voting      


    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote
Date
   Date
Confirmed
  260203   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     62,400       0    26-Jun-2012    28-Jun-2012
  260227   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     14,800       0    26-Jun-2012    28-Jun-2012
  260282   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     24,200       0    26-Jun-2012    28-Jun-2012

 

  MAN WAH HOLDINGS LTD
  Security   G5800U107   Meeting Type   Annual General Meeting
  Ticker Symbol     Meeting Date   19-Jul-2012
  ISIN   BMG5800U1071   Agenda   703939263 - Management
  Record Date   18-Jul-2012   Holding Recon Date   18-Jul-2012
  City / Country   TBD / Bermuda   Vote Deadline Date   05-Jul-2012
  SEDOL(s)   B58VHF3 - B58YWF7 - B5WN7S8   Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  CMMT   PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ FOR-ALL RESOLUTIONS. THANK YOU.   Non-Voting      
  CMMT   PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK:- http://www.hkexnews.hk/listedco/listconews/sehk/ 2012/0618/LTN20120618664.pdf   Non-Voting      
  1   To receive, consider and adopt the reports of the directors and the auditors and the audited consolidated financial statements of the Company for the year ended 31 March 2012   Management   For   For  
  2   To declare a final dividend of HK7 cents per share for the year ended 31 March 2012   Management   For   For  
  3   To approve the re-election of Mr. Alan Marnie as an executive director of the Company and the terms of his appointment (including remuneration)   Management   For   For  
  4   To approve the re-election of Mr. Wong Man Li as an executive director of the Company and the terms of his appointment (including remuneration)   Management   For   For  
  5   To approve the re-election of Ms. Hui Wai Hing as an executive director of the Company and the terms of her appointment (including remuneration)   Management   For   For  
  6   To approve the re-election of Mr. Chau Shing Yim, David as an independent non-executive director of the Company and the terms of his appointment (including remuneration)   Management   For   For  
  7   To authorise the board of directors to approve and confirm the remuneration for Mr. Lee Teck Leng, Robson   Management   For   For  
  8   To authorise the board of directors to approve and confirm the remuneration for Mr. Ong Chor Wei   Management   For   For  
  9   To re-appoint Deloitte Touche Tohmatsu as auditors of the Company and to authorise the board of directors of the Company to fix their remuneration   Management   For   For  
  10   To grant a general mandate to the directors of the Company to allot, issue and deal with new shares of the Company not exceeding 20% of its issued share capital   Management   For   For  
  11   To grant a general mandate to the directors of the Company to repurchase shares of the Company not exceeding 10% of its issued share capital   Management   For   For  
  12   To extend the general mandate granted to the directors of the Company to allot, issue and deal with new shares by an amount not exceeding the amount of the shares repurchased by the Company   Management   For   For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote
Date
   Date
Confirmed
  260203   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     6,430,900       0    26-Jun-2012    11-Jul-2012
  260227   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     1,498,600       0    26-Jun-2012    11-Jul-2012
  260282   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     2,456,000       0    26-Jun-2012    11-Jul-2012

 

  ROWAN COMPANIES PLC
  Security   G7665A101   Meeting Type   Annual
  Ticker Symbol   RDC   Meeting Date   25-Jul-2012
  ISIN   GB00B6SLMV12   Agenda   933659534 - Management
  Record Date   04-Jun-2012   Holding Recon Date   04-Jun-2012
  City / Country                       / United States   Vote Deadline Date   23-Jul-2012
  SEDOL(s)     Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  1.   TO RE-ELECT THOMAS R. HIX AS A CLASS III DIRECTOR FOR A TERM TO EXPIRE AT THE ANNUAL GENERAL MEETING TO BE HELD IN 2015.   Management   For   For  
  2.   TO RE-ELECT SUZANNE P. NIMOCKS AS A CLASS III DIRECTOR FOR A TERM TO EXPIRE AT THE ANNUAL GENERAL MEETING TO BE HELD IN 2015.   Management   For   For  
  3.   TO RE-ELECT P. DEXTER PEACOCK AS A CLASS III DIRECTOR FOR A TERM TO EXPIRE AT THE ANNUAL GENERAL MEETING TO BE HELD IN 2015.   Management   For   For  
  4.   AN ORDINARY RESOLUTION TO RATIFY THE AUDIT COMMITTEE’S APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR U.S. INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2012.   Management   For   For  
  5.   AN ORDINARY RESOLUTION TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE UK LLP AS OUR U.K. STATUTORY AUDITORS UNDER THE COMPANIES ACT 2006(TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING AT WHICH ACCOUNTS ARE LAID BEFORE THE COMPANY).   Management   For   For  
  6.   AN ORDINARY RESOLUTION TO RATIFY THAT THE AUDIT COMMITTEE IS AUTHORIZED TO DETERMINE OUR U.K. STATUTORY AUDITORS’ REMUNERATION.   Management   For   For  
  7.   A NON-BINDING ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.   Management   For   For  


    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote
Date
   Date
Confirmed
  000260203   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     44,922       0    26-Jun-2012    26-Jun-2012
  000260227   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     10,559       0    26-Jun-2012    26-Jun-2012
  000260282   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     17,295       0    26-Jun-2012    26-Jun-2012

 

  TE CONNECTIVITY LTD
  Security   H84989104   Meeting Type   Special
  Ticker Symbol   TEL   Meeting Date   25-Jul-2012
  ISIN   CH0102993182   Agenda   933660133 - Management
  Record Date   06-Jun-2012   Holding Recon Date   06-Jun-2012
  City / Country                       / Switzerland   Vote Deadline Date   23-Jul-2012
  SEDOL(s)     Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  1.   TO APPROVE THE REALLOCATION OF LEGAL RESERVES (FROM CAPITAL CONTRIBUTIONS) (CHF 9,745 MILLION) TO FREE RESERVES   Management   For   For  
  2.   TO APPROVE ANY ADJOURNMENTS OR POSTPONEMENTS OF THE EXTRAORDINARY GENERAL MEETING   Management   For   For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote
Date
   Date
Confirmed
  000274050   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     3,600       20,000    26-Jun-2012    26-Jun-2012
  000274051   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     100       38,500    26-Jun-2012    26-Jun-2012
  000274052   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     500       100,000    26-Jun-2012    26-Jun-2012

 

  TE CONNECTIVITY LTD
  Security   H84989104   Meeting Type   Special
  Ticker Symbol   TEL   Meeting Date   25-Jul-2012
  ISIN   CH0102993182   Agenda   933668141 - Management
  Record Date   05-Jul-2012   Holding Recon Date   05-Jul-2012
  City / Country                       / Switzerland   Vote Deadline Date   23-Jul-2012
  SEDOL(s)     Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  1.   TO APPROVE THE REALLOCATION OF LEGAL RESERVES (FROM CAPITAL CONTRIBUTIONS) (CHF 9,745 MILLION) TO FREE RESERVES   Management   For   For  
  2.   TO APPROVE ANY ADJOURNMENTS OR POSTPONEMENTS OF THE EXTRAORDINARY GENERAL MEETING   Management   For   For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote
Date
   Date
Confirmed
  000274050   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     11,800       0    11-Jul-2012    11-Jul-2012
  000274051   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     19,300       0    11-Jul-2012    11-Jul-2012
  000274052   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     50,200       0    11-Jul-2012    11-Jul-2012

 

  SABMILLER PLC, WOKING SURREY
  Security   G77395104   Meeting Type   Annual General Meeting
  Ticker Symbol     Meeting Date   26-Jul-2012
  ISIN   GB0004835483   Agenda   703947929 - Management
  Record Date     Holding Recon Date   24-Jul-2012
  City / Country   SURREY / United Kingdom   Vote Deadline Date   17-Jul-2012
  SEDOL(s)   0483548 - 5837708 - 6145240 - B01DQ76   Quick Code  


     Item   Proposal   Type   Vote   For/Against
Management
   
  1   To receive and adopt the financial statements for the year ended 31 March 2012, together with the reports of the directors and auditors therein   Management   For   For  
  2   To receive and, if thought fit, to approve the Directors’ Remuneration Report 2012 contained in the Annual Report for the year ended 31 March 2012   Management   For   For  
  3   To elect Dr A J Clark as a director of the Company   Management   For   For  
  4   To re-elect Mr M H Armour as a director of the Company   Management   For   For  
  5   To re-elect Mr G C Bible as a director of the Company   Management   For   For  
  6   To re-elect Mr D S Devitre as a director of the Company   Management   For   For  
  7   To re-elect Mrs L M S Knox as a director of the Company   Management   For   For  
  8   To re-elect Mr E A G Mackay as a director of the Company   Management   For   For  
  9   To re-elect Mr P J Manser as a director of the Company   Management   For   For  
  10   To re-elect Mr J A Manzoni as a director of the Company   Management   For   For  
  11   To re-elect Mr M Q Morland as a director of the Company   Management   For   For  
  12   To re-elect Dr D F Moyo as a director of the Company   Management   For   For  
  13   To re-elect Mr C A Perez Davila as a director of the Company   Management   For   For  
  14   To re-elect Mr M C Ramaphosa as a director of the Company   Management   For   For  
  15   To re-elect Mr A Santo Domingo Davila as a director of the Company   Management   For   For  
  16   To re-elect Ms H A Weir as director of the Company   Management   For   For  
  17   To re-elect Mr H A Willard as a director of the Company   Management   For   For  
  18   To re-elect Mr J S Wilson as a director of the Company   Management   For   For  
  19   To declare a final dividend of 69.5 US cents per share   Management   For   For  
  20   To re-appoint PricewaterhouseCoopers LLP as auditors of the Company   Management   For   For  
  21   To authorise the directors to determine the remuneration of the auditors   Management   For   For  
  22   To give a general power and authority to the directors to allot shares   Management   For   For  
  23   To give a general power and authority to the directors to allot shares for cash otherwise than pro rata to all shareholders   Management   For   For  
  24   To give a general authority to the directors to make market purchases of ordinary shares of USD 0.10 each in the capital of the Company   Management   For   For  
  25   To approve the calling of general meetings, other than an annual general meeting, on not less than 14 clear days’ notice   Management   For   For  
    PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION IN THE TEXT OF RESOLUT-ION 8.IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY-FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.   Non-Voting      

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote
Date
   Date
Confirmed
  260203   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     63,300       0    20-Jul-2012    20-Jul-2012
  260227   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     14,900       0    20-Jul-2012    20-Jul-2012
  260282   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     24,300       0    20-Jul-2012    20-Jul-2012

 

  ASCOTT RESIDENCE TRUST
  Security   Y0261Y102   Meeting Type   ExtraOrdinary General Meeting
  Ticker Symbol     Meeting Date   27-Jul-2012
  ISIN   SG1T08929278   Agenda   703962399 - Management
  Record Date     Holding Recon Date   25-Jul-2012
  City / Country   SINGAPORE / Singapore   Vote Deadline Date   23-Jul-2012
  SEDOL(s)   B10SSL7 - B12TY87   Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  1   The divestment of an interest in a serviced residence property in Singapore and the acquisition of interests in serviced residence properties in Singapore and the people’s Republic of China   Management   For   For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote
Date
   Date
Confirmed
  260203   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     1,781,824       0    16-Jul-2012    24-Jul-2012
  260227   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     416,874       0    16-Jul-2012    24-Jul-2012
  260282   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     682,302       0    16-Jul-2012    24-Jul-2012

 

  NATIONAL GRID PLC
  Security   636274300   Meeting Type   Annual
  Ticker Symbol   NGG   Meeting Date   30-Jul-2012
  ISIN   US6362743006   Agenda   933661402 - Management
  Record Date   01-Jun-2012   Holding Recon Date   01-Jun-2012
  City / Country                       / United States   Vote Deadline Date   17-Jul-2012
  SEDOL(s)     Quick Code  


     Item   Proposal   Type   Vote   For/Against
Management
   
  1   TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS   Management   No Action    
  2   TO DECLARE A FINAL DIVIDEND   Management   No Action    
  3   TO ELECT SIR PETER GERSHON   Management   No Action    
  4   TO RE-ELECT STEVE HOLLIDAY   Management   No Action    
  5   TO RE-ELECT ANDREW BONFIELD   Management   No Action    
  6   TO RE-ELECT TOM KING   Management   No Action    
  7   TO RE-ELECT NICK WINSER   Management   No Action    
  8   TO RE-ELECT KEN HARVEY   Management   No Action    
  9   TO RE-ELECT LINDA ADAMANY   Management   No Action    
  10   TO RE-ELECT PHILIP AIKEN   Management   No Action    
  11   TO ELECT NORA BROWNELL   Management   No Action    
  12   TO ELECT PAUL GOLBY   Management   No Action    
  13   TO ELECT RUTH KELLY   Management   No Action    
  14   TO RE-ELECT MARIA RICHTER   Management   No Action    
  15   TO RE-ELECT GEORGE ROSE   Management   No Action    
  16   TO REAPPOINT THE AUDITORS PRICEWATERHOUSECOOPERS LLP   Management   No Action    
  17   TO AUTHORISE THE DIRECTORS TO SET THE AUDITORS’ REMUNERATION   Management   No Action    
  18   TO APPROVE THE DIRECTORS’ REMUNERATION REPORT   Management   No Action    
  19   TO AUTHORISE THE DIRECTORS TO ALLOT ORDINARY SHARES   Management   No Action    
  S20   TO DISAPPLY PRE-EMPTION RIGHTS   Management   No Action    
  S21   TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN ORDINARY SHARES   Management   No Action    
  S22   TO AUTHORISE THE DIRECTORS TO HOLD GENERAL MEETINGS ON 14 CLEAR DAYS’ NOTICE   Management   No Action    
  S23   TO AMEND THE EXISTING ARTICLES OF ASSOCIATION   Management   No Action    

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote
Date
   Date
Confirmed
  000274050   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     11,300       47,372    26-Jun-2012    26-Jun-2012
  000274051   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     4,900       100,499    26-Jun-2012    26-Jun-2012
  000274052   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     51,729       199,000    26-Jun-2012    26-Jun-2012

 

  MONRO MUFFLER BRAKE, INC.
  Security   610236101   Meeting Type   Annual
  Ticker Symbol   MNRO   Meeting Date   07-Aug-2012
  ISIN   US6102361010   Agenda   933668280 - Management
  Record Date   19-Jun-2012   Holding Recon Date   19-Jun-2012
  City / Country                       / United States   Vote Deadline Date   06-Aug-2012
  SEDOL(s)     Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  1.   DIRECTOR   Management      
   

1      RICHARD A. BERENSON

    For   For  
   

2      DONALD GLICKMAN

    For   For  
   

3      JAMES R. WILEN

    For   For  
   

4      ELIZABETH A. WOLSZON

    For   For  
   

5      JOHN W. VAN HEEL

    For   For  
  2.   TO APPROVE AN AMENDMENT TO THE COMPANY’S RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 45,000,000 TO 65,000,000.   Management   For   For  
  3.   TO APPROVE, ON A NON-BINDING BASIS, THE COMPENSATION PAID TO THE COMPANY’S NAMED EXECUTIVE OFFICERS.   Management   For   For  
  4.   TO RATIFY THE RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING MARCH 30, 2013.   Management   For   For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote
Date
   Date
Confirmed
  000274050   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     9,200       0    16-Jul-2012    16-Jul-2012
  000274051   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     15,000       0    16-Jul-2012    16-Jul-2012
  000274052   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     39,000       0    16-Jul-2012    16-Jul-2012

 

  LIBERTY MEDIA CORPORATION
  Security   530322106   Meeting Type   Annual
  Ticker Symbol   LMCA   Meeting Date   08-Aug-2012
  ISIN   US5303221064   Agenda   933668533 - Management
  Record Date   25-Jun-2012   Holding Recon Date   25-Jun-2012
  City / Country                       / United States   Vote Deadline Date   07-Aug-2012
  SEDOL(s)     Quick Code  


     Item   Proposal   Type   Vote   For/Against
Management
   
  1.   DIRECTOR   Management      
   

1      DONNE F. FISHER

    For   For  
   

2      GREGORY B. MAFFEI

    For   For  
   

3      ANDREA L. WONG

    For   For  
  2.   THE SAY-ON-PAY PROPOSAL, TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.   Management   For   For  
  3.   THE SAY-ON-FREQUENCY PROPOSAL, TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY AT WHICH STOCKHOLDERS ARE PROVIDED AN ADVISORY VOTE ON THE COMPENSATION OF NAMED EXECUTIVE OFFICERS.   Management   3 Years   For  
  4.   A PROPOSAL TO ADOPT THE LIBERTY MEDIA CORPORATION 2011 INCENTIVE PLAN.   Management   For   For  
  5.   A PROPOSAL TO ADOPT THE LIBERTY MEDIA CORPORATION 2011 NONEMPLOYEE DIRECTOR INCENTIVE PLAN.   Management   For   For  
  6.   A PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2012.   Management   For   For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote
Date
   Date
Confirmed
  000274050   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     2,170       18,000    20-Jul-2012    20-Jul-2012
  000274051   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     2,387       40,000    20-Jul-2012    20-Jul-2012
  000274052   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     2,546       83,300    20-Jul-2012    20-Jul-2012

 

  LIBERTY INTERACTIVE CORPORATION
  Security   53071M104   Meeting Type   Annual
  Ticker Symbol   LINTA   Meeting Date   08-Aug-2012
  ISIN   US53071M1045   Agenda   933668545 - Management
  Record Date   25-Jun-2012   Holding Recon Date   25-Jun-2012
  City / Country                       / United States   Vote Deadline Date   07-Aug-2012
  SEDOL(s)     Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  1.   A PROPOSAL (THE “TRACKING STOCK PROPOSAL”) TO AMEND AND RESTATE OUR CERTIFICATE OF INCORPORATION TO CREATE A NEW TRACKING STOCK TO BE DESIGNATED THE LIBERTY VENTURES COMMON STOCK AND TO MAKE CERTAIN CONFORMING CHANGES TO OUR EXISTING LIBERTY INTERACTIVE COMMON STOCK.   Management   For   For  
  2.   A PROPOSAL TO AUTHORIZE THE ADJOURNMENT OF THE ANNUAL MEETING BY LIBERTY INTERACTIVE CORPORATION TO PERMIT FURTHER SOLICITATION OF PROXIES, IF NECESSARY OR APPROPRIATE, IF SUFFICIENT VOTES ARE NOT REPRESENTED AT THE ANNUAL MEETING TO APPROVE THE TRACKING STOCK PROPOSAL.   Management   For   For  
  3.   DIRECTOR   Management      
   

1      MICHAEL A. GEORGE

  For   For  
   

2      GREGORY B. MAFFEI

  For   For  
   

3      M. LAVOY ROBISON

  For   For  
  4.   A PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2012.   Management   For   For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote
Date
   Date
Confirmed
  000274050   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     112       78,800    20-Jul-2012    20-Jul-2012
  000274051   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     72,186       123,400    20-Jul-2012    20-Jul-2012
  000274052   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     35,802       299,100    20-Jul-2012    20-Jul-2012

 

  CONTINENTAL RESOURCES, INC.
  Security   212015101   Meeting Type   Special
  Ticker Symbol   CLR   Meeting Date   10-Aug-2012
  ISIN   US2120151012   Agenda   933667478 - Management
  Record Date   29-Jun-2012   Holding Recon Date   29-Jun-2012
  City / Country                       / United States   Vote Deadline Date   09-Aug-2012
  SEDOL(s)     Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  1.   APPROVE ISSUANCE OF SHARES OF COMMON STOCK PURSUANT TO THE TERMS AND CONDITIONS OF A REORGANIZATION AND PURCHASE AND SALE AGREEMENT, DATED AS OF MARCH 27, 2012 (THE AGREEMENT ), IN ACCORDANCE WITH SECTION 312.03(B) OF THE NEW YORK STOCK EXCHANGE LISTED COMPANY MANUAL AND THE REQUIREMENTS OF THE AGREEMENT.   Management   For   For  


    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote
Date
   Date
Confirmed
  000274050   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     4,689       0    11-Jul-2012    11-Jul-2012
  000274051   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     2,200       5,500    11-Jul-2012    11-Jul-2012
  000274052   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     281       19,600    11-Jul-2012    11-Jul-2012

 

  BOSIDENG INTERNATIONAL HOLDINGS LTD
  Security   G12652106   Meeting Type   Annual General Meeting
  Ticker Symbol     Meeting Date   28-Aug-2012
  ISIN   KYG126521064   Agenda   703984357 - Management
  Record Date   22-Aug-2012   Holding Recon Date   22-Aug-2012
  City / Country   HONG KONG / Cayman Islands   Vote Deadline Date   21-Aug-2012
  SEDOL(s)   B24FZ32 - B28GHL3 - B3B7XR8   Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  CMMT   PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ FOR-ALL RESOLUTIONS. THANK YOU.   Non-Voting      
  CMMT   PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK:- http://www.hkexnews.hk/listedco/listconews/SEH K/2012/0726/LTN20120726123.pdf   Non-Voting      
  1   To adopt the financial statements and reports of the directors and auditors for the year ended March 31, 2012   Management   For   For  
  2   To declare a final dividend of HKD 12 cents per ordinary share   Management   For   For  
  3.i   To re-elect Dr. Kong Shengyuan as an executive director   Management   For   For  
  3.ii   To re-elect Ms. Huang Qiaolian as an executive director   Management   For   For  
  3.iii   To re-elect Mr. Shen Jingwu as a non-executive director   Management   For   For  
  3.iv   To re-elect Mr. Dong Binggen as an independent non-executive director   Management   For   For  
  3.v   To authorise the board of directors to fix the directors’ remuneration   Management   For   For  
  4   To appoint the auditors and to authorise the board of directors to fix the remuneration of the auditors   Management   For   For  
  5.A   To grant a general mandate to the directors to allot, issue and deal with the shares in accordance with ordinary resolution number 5(A) as set out in the notice of the Annual General Meeting   Management   For   For  
  5.B   To grant a general mandate to the directors to repurchase the shares in accordance with ordinary resolution number 5(B) as set out in the notice of the Annual General Meeting   Management   For   For  
  5.C   Conditional upon ordinary resolutions number 5(A) and 5(B) being passed, to extend the general mandate to the directors to allot, issue and deal with additional shares by the number of shares repurchased in accordance with ordinary resolution number 5(C) as set out in the notice of the Annual General Meeting   Management   For   For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote Date    Date
Confirmed
  260203   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     22,744,000       0    08-Aug-2012    24-Aug-2012
  260227   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     5,330,000       0    08-Aug-2012    24-Aug-2012
  260282   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     8,708,000       0    08-Aug-2012    24-Aug-2012

 

  M. DIAS BRANCO SA INDUSTRIA E COMERCIO DE ALIMENTO
  Security   P64876108   Meeting Type   ExtraOrdinary General Meeting
  Ticker Symbol     Meeting Date   31-Aug-2012
  ISIN   BRMDIAACNOR7   Agenda   704018844 - Management
  Record Date     Holding Recon Date   29-Aug-2012
  City / Country   EUSEBIO / Brazil   Vote Deadline Date   22-Aug-2012
  SEDOL(s)   B1FRH89   Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  CMMT   IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE   Non-Voting      
  CMMT   PLEASE NOTE THAT VOTES ‘IN FAVOR’ AND ‘AGAINST’ IN THE SAME AGENDA ITEM ARE- NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN-ARE ALLOWED. THANK YOU   Non-Voting      
  I.A   To vote, in accordance with the terms of article 256 and its respective paragraphs of law number 6404.76, regarding the purchase by the company of the business companies Pelagio Participacoes S.A., a closely held Share Corporation, Incorporated and existing in accordance with Brazilian Law, with its head office at Rua Rufino De Alencar 121, room 2 Altos, Downtown in the municipality of Fortaleza, State of Ceara, zip code 60060.620, with corporate taxpayer Id Number, CNPJ.MF, 11.788.655.0001.92 and with its founding documents filed with the Ceara State Board of trade under business identification number, Nire, 23.300.029.658, which has full control over Pelagio Oliveira S.A., a closely held share corporation, with its head office at Avenida Parque Oeste 2101, Distrito Industrial, Municipality of Maracanau, State of Ceara, CONTD   Management   No Action    
  CONT   CONTD with corporate taxpayer Id Number, CNPJ.MF, 07.224.090.0001.43 and its-founding documents filed with the Ceara State Board of trade under business-identification number, Nire, 23300017153   Non-Voting      
  I.B   JBrandao Comercio E Industria Ltda., a limited company, with its head office at Avenida Parque Oeste 2113, Distrito Industrial, Municipality of Maracanau, State of Ceara, with corporate taxpayer Id number, CNPJ.MF, 06.822.340.0001.84 and its founding documents filed with the Ceara State Board of trade under business identification number, Nire, 23200219684, done on December 23, 2011   Management   No Action    
  II.A   To discuss and vote regarding the proposal for the merger, into the company, of the company under its full control Pelagio Oliveira S.A. and, in this regard, to discuss and vote regarding the protocol and justification of merger of Pelagio Oliveira S.A. into the company, which was signed on August 15, 2012, by the managers of both the companies, as well as of the acts and measures contemplated in it   Management   No Action    
  II.B   To appoint the appraisers charged with valuing the equity of Pelagio Oliveira S.A. that is to be merged into the company   Management   No Action    
  II.C   To discuss and vote regarding the valuation report confirming the equity value of Pelagio Oliveira S.A. prepared by the appraisers who were appointed   Management   No Action    
  II.D   To approve the merger of Pelagio Oliveira S.A. into the company   Management   No Action    


    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote Date    Date
Confirmed
  284062   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     12,300       0    23-Aug-2012    28-Aug-2012
  284063   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     20,100       0    23-Aug-2012    28-Aug-2012
  284064   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     52,200       0    23-Aug-2012    28-Aug-2012

 

  H&R BLOCK, INC.
  Security   093671105   Meeting Type   Annual
  Ticker Symbol   HRB   Meeting Date   13-Sep-2012
  ISIN   US0936711052   Agenda   933673370 - Management
  Record Date   12-Jul-2012   Holding Recon Date   12-Jul-2012
  City / Country                       / United States   Vote Deadline Date   12-Sep-2012
  SEDOL(s)     Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  1A.   ELECTION OF DIRECTOR: PAUL J. BROWN   Management   For   For  
  1B.   ELECTION OF DIRECTOR: WILLIAM C. COBB   Management   For   For  
  1C.   ELECTION OF DIRECTOR: MARVIN R. ELLISON   Management   For   For  
  1D.   ELECTION OF DIRECTOR: ROBERT A. GERARD   Management   For   For  
  1E.   ELECTION OF DIRECTOR: DAVID BAKER LEWIS   Management   For   For  
  1F.   ELECTION OF DIRECTOR: VICTORIA J. REICH   Management   For   For  
  1G.   ELECTION OF DIRECTOR: BRUCE C. ROHDE   Management   For   For  
  1H.   ELECTION OF DIRECTOR: TOM D. SEIP   Management   For   For  
  1I.   ELECTION OF DIRECTOR: CHRISTIANNA WOOD   Management   For   For  
  1J.   ELECTION OF DIRECTOR: JAMES F. WRIGHT   Management   For   For  
  2.   RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM   Management   For   For  
  3.   ADVISORY APPROVAL OF THE COMPANY’S NAMED EXECUTIVE OFFICER COMPENSATION.   Management   For   For  
  4.   APPROVAL OF THE 2013 LONG-TERM INCENTIVE PLAN.   Management   For   For  
  5.   APPROVAL OF THE AMENDED AND RESTATED 2000 EMPLOYEE STOCK PURCHASE PLAN.   Management   For   For  
  6.   SHAREHOLDER PROPOSAL CONCERNING PROXY ACCESS, IF PRESENTED AT THE MEETING.   Shareholder   Against   For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote Date    Date
Confirmed
  000274050   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     1,263       207,800    08-Aug-2012    08-Aug-2012
  000274051   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     759       340,000    08-Aug-2012    08-Aug-2012
  000274052   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     227,212       662,100    08-Aug-2012    08-Aug-2012

 

  SAMSONITE INTERNATIONAL S.A, LUXEMBOURG
  Security   L80308106   Meeting Type   Ordinary General Meeting
  Ticker Symbol     Meeting Date   14-Sep-2012
  ISIN   LU0633102719   Agenda   704024708 - Management
  Record Date   11-Sep-2012   Holding Recon Date   11-Sep-2012
  City / Country   LUXEMBOURG / Luxembourg   Vote Deadline Date   07-Sep-2012
  SEDOL(s)   B4KW2N0 - B4Q1532 - B7T3RP2   Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  CMMT   PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ ONLY-FOR ALL RESOLUTIONS. THANK YOU.   Non-Voting      
  1   To approve and adopt the rules of the share award scheme pursuant to which the Company intends to attract skilled and experienced personnel, to incentivize them to remain with the Company’s group and to motivate them to strive for the future development and expansion of the Company’s group by providing them with the opportunity to acquire shares in the Company, a copy of which marked “A” is produced to the meeting and for the purpose of identification signed by the Chairman thereof (the “Share Award Scheme”)   Management   For   For  
  2   To authorize the board of directors of the Company (the “Board”) to grant awards of options or restricted share units (“RSUs”) pursuant to the Share Award Scheme and to allot and issue shares, direct and procure any professional trustee as may be appointed by the Company to assist with the administration, exercise and vesting of options and RSUs to transfer shares and otherwise deal with shares underlying the options and/or RSUs granted pursuant to the Share Award Scheme as and when they vest or are exercised (as case may be)   Management   For   For  
  3   To approve the grant of a mandate authorizing the Board to grant awards of RSUs pursuant to the Share Award Scheme in respect of a maximum number of new shares equal to 10 per cent. of the shares in issue as at the date of adoption of the Share Award Scheme during the period from the date of adoption until the earliest of (a) the conclusion of the Company’s next annual general meeting, (b) the end of the period within which the Company is required by any applicable law or its articles of incorporation to hold its next annual general meeting and (c) the date on which the resolution granting such authorization is varied or revoked by ordinary resolution of the Shareholders in general meeting (the “Applicable Period”) and to allot, issue and deal with shares underlying the RSUs granted pursuant to the Share Award Scheme during the Applicable Period as and when such RSUs vest   Management   For   For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote Date    Date
Confirmed
  260282   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     1,077,000       0    05-Sep-2012    10-Sep-2012


  BRAZIL PHARMA SA
  Security   P1815Q108   Meeting Type   ExtraOrdinary General Meeting
  Ticker Symbol     Meeting Date   17-Sep-2012
  ISIN   BRBPHAACNOR6   Agenda   704042489 - Management
  Record Date     Holding Recon Date   13-Sep-2012
  City / Country   SAO PAULO / Brazil   Vote Deadline Date   06-Sep-2012
  SEDOL(s)   B3Q1YB6   Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  CMMT   IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE   Non-Voting      
  A   To authorize the preparation of the minutes of the extraordinary general meeting in summary form, in accordance with the terms of article 130, paragraph 1, of law number 6404 of December 15, 1976, as amended, from here onwards the Brazilian corporate law   Management   No Action    
  B   To ratify the appointment made by the managers of the company of Famais Franchising S.A. a closely held share corporation with its head office at Rua Gomes De Carvalho 1629, sixth floor, vila olimpia, zip code 04547.006, in the city of Sao Paulo, state of Sao Paulo, with corporate taxpayer id number, CNPJ.MF, 00.259.932.0001.53, from here onwards Farmais, of the specialized company Deloitte Touche Tohmatsu Consultores Ltda. a limited company duly established in accordance with the laws of the federative republic of Brazil, with corporate taxpayer id number, CNPJ.MF, 02.189.924.0001.03, with its head office at Rua Alexandre Dumas 1981, zip code 04717.906, in the city of Sao Paulo, state of Sao Paulo, from here onwards Deloitte Consultores, for the preparation of the valuation report for the shares of Farmais, on the basis CONTD   Management   No Action    
  CONT   CONTD of their respective economic value, from here onwards the valuation-report, to serve as the basis for the increase of the share capital of the-company as a result of the Farmais share merger, as defined below   Non-Voting   No Action    
  C   To consider and vote regarding the valuation report referred to in item B above   Management   No Action    
  D   To consider and vote regarding the protocol of share merger and instrument of justification, from here onwards the protocol, signed by the management of the company and of Farmais, which reflects the terms of the merger of the shares of Farmais into the company, from here onwards the Farmais share merger   Management   No Action    
  E   To consider and vote regarding the substitution ratio of the shares issued by Farmais for new shares to be issued by the company   Management   No Action    
  F   To vote regarding the Farmais share merger   Management   No Action    
  G   To vote regarding the increase of the share capital of the company resulting from the Farmais share merger, as well as the consequent amendment of the main part of article 5 of its corporate bylaws   Management   No Action    
  H   To vote regarding the amendment of article 6 of the corporate bylaws of the company, for the purpose of reflecting the new position of the authorized capital of the company, taking into account the capital increases carried out within the limits of the authorized capital approved at the meetings of the board of directors of the company held on March 28, June 21, July 6 and July 25, 2012, as well as the consequent amendment of the main part of article 5 of the corporate bylaws of the company because of the mentioned capital increases carried out within the limits of the authorized capital   Management   No Action    
  I   The vote regarding the amendment of article 2 of the corporate bylaws of the company to reflect the opening of a new administrative office of the company   Management   No Action    
  J   To approve the amendment and restatement of the corporate bylaws of the company, as a result of the resolutions above   Management   No Action    
  K   To authorize the managers of the company to do all the acts that are necessary for the formalization of the Farmais share merger and of the other matters approved   Management   No Action    
  CMMT   PLEASE NOTE THAT VOTES ‘IN FAVOR’ AND ‘AGAINST’ IN THE SAME AGENDA ITEM ARE NO-T ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN ARE A-LLOWED. THANK YOU   Non-Voting      
  CMMT   PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ADDITIONAL COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLES-S YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.   Non-Voting      

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote Date    Date
Confirmed
  284062   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     164,340       0    04-Sep-2012    04-Sep-2012
  284063   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     269,033       0    04-Sep-2012    04-Sep-2012
  284064   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     704,707       0    04-Sep-2012    04-Sep-2012

 

  VIASAT, INC.
  Security   92552V100   Meeting Type   Annual
  Ticker Symbol   VSAT   Meeting Date   20-Sep-2012
  ISIN   US92552V1008   Agenda   933672455 - Management
  Record Date   23-Jul-2012   Holding Recon Date   23-Jul-2012
  City / Country                       / United States   Vote Deadline Date   19-Sep-2012
  SEDOL(s)     Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  1.   DIRECTOR   Management      
   

1      ROBERT JOHNSON

    For   For  
   

2      JOHN STENBIT

    For   For  
  2.   RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS VIASAT’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM   Management   For   For  
  3.   ADVISORY VOTE ON EXECUTIVE COMPENSATION   Management   For   For  
  4.   APPROVAL OF AMENDMENT TO THE 1996 EQUITY PARTICIPATION PLAN   Management   For   For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote Date    Date
Confirmed
  000274050   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     9,920       19,800    08-Aug-2012    08-Aug-2012
  000274051   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     56,252       0    08-Aug-2012    08-Aug-2012
  000274052   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     113,928       12,400    08-Aug-2012    08-Aug-2012


  SEADRILL LIMITED
  Security   G7945E105   Meeting Type   Annual
  Ticker Symbol   SDRL   Meeting Date   21-Sep-2012
  ISIN   BMG7945E1057   Agenda   933674980 - Management
  Record Date   16-Jul-2012   Holding Recon Date   16-Jul-2012
  City / Country                       / Bermuda   Vote Deadline Date   20-Sep-2012
  SEDOL(s)     Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  1   TO RE-ELECT JOHN FREDRIKSEN AS A DIRECTOR OF THE COMPANY.   Management   For   For  
  2   TO RE-ELECT TOR OLAV TROIM AS A DIRECTOR OF THE COMPANY.   Management   For   For  
  3   TO RE-ELECT KATE BLANKENSHIP AS A DIRECTOR OF THE COMPANY.   Management   For   For  
  4   TO RE-ELECT KATHRINE FREDRIKSEN AS A DIRECTOR OF THE COMPANY.   Management   For   For  
  5   TO RE-ELECT CARL ERIK STEEN AS A DIRECTOR OF THE COMPANY.   Management   For   For  
  6   PROPOSAL TO RE-APPOINT PRICEWATERHOUSECOOPERS, AS OF OSLO, NORWAY AS AUDITORS AND TO AUTHORIZE THE DIRECTORS TO DETERMINE THEIR REMUNERATION.   Management   For   For  
  7   PROPOSAL TO APPROVE THE REMUNERATION OF THE COMPANY’S BOARD OF DIRECTORS OF A TOTAL AMOUNT OF FEES NOT TO EXCEED US$800,000 FOR THE YEAR ENDED DECEMBER 31, 2012.   Management   For   For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote Date    Date
Confirmed
  000274050   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     1,200       25,000    08-Aug-2012    08-Aug-2012
  000274051   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     2,800       40,000    08-Aug-2012    08-Aug-2012
  000274052   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     1,600       110,000    08-Aug-2012    08-Aug-2012

 

  GOLAR LNG LIMITED
  Security   G9456A100   Meeting Type   Annual
  Ticker Symbol   GLNG   Meeting Date   21-Sep-2012
  ISIN   BMG9456A1009   Agenda   933675007 - Management
  Record Date   16-Jul-2012   Holding Recon Date   16-Jul-2012
  City / Country                       / Bermuda   Vote Deadline Date   20-Sep-2012
  SEDOL(s)     Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  1   TO RE-ELECT JOHN FREDRIKSEN AS A DIRECTOR OF THE COMPANY.   Management   For   For  
  2   TO RE-ELECT KATE BLANKENSHIP AS A DIRECTOR OF THE COMPANY.   Management   For   For  
  3   TO RE-ELECT HANS PETTER AAS AS A DIRECTOR OF THE COMPANY.   Management   For   For  
  4   TO RE-ELECT KATHRINE FREDRIKSEN AS A DIRECTOR OF THE COMPANY.   Management   For   For  
  5   TO RE-ELECT TOR OLAV TROIM AS A DIRECTOR OF THE COMPANY.   Management   For   For  
  6   PROPOSAL TO RE-APPOINT PRICEWATERHOUSECOOPERS OF LONDON, ENGLAND AS AUDITORS AND TO AUTHORIZE THE DIRECTORS TO DETERMINE THEIR REMUNERATION.   Management   For   For  
  7   PROPOSAL TO APPROVE THE REMUNERATION OF THE COMPANY’S BOARD OF DIRECTORS OF A TOTAL AMOUNT OF FEES NOT TO EXCEED US$550,000 FOR THE YEAR ENDED DECEMBER 31, 2012.   Management   For   For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote Date    Date
Confirmed
  000274050   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     3,352       85,800    08-Aug-2012    08-Aug-2012
  000274051   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     3,919       134,400    08-Aug-2012    08-Aug-2012
  000274052   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     15,132       368,000    08-Aug-2012    08-Aug-2012

 

  GOLAR LNG PARTNERS LP
  Security   Y2745C102   Meeting Type   Annual
  Ticker Symbol   GMLP   Meeting Date   21-Sep-2012
  ISIN   MHY2745C1021   Agenda   933679992 - Management
  Record Date   15-Aug-2012   Holding Recon Date   15-Aug-2012
  City / Country                       / Bermuda   Vote Deadline Date   20-Sep-2012
  SEDOL(s)     Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  1   TO ELECT BART VELDHUIZEN AS A CLASS I DIRECTOR OF THE PARTNERSHIP WHOSE TERM WILL EXPIRE AT THE 2013 ANNUAL MEETING.   Management   For   For  
  2   TO ELECT CARL ERIK STEEN AS A CLASS II DIRECTOR OF THE PARTNERSHIP WHOSE TERM WILL EXPIRE AT THE 2014 ANNUAL MEETING.   Management   For   For  
  3   TO ELECT HANS PETTER AAS AS A CLASS III DIRECTOR OF THE PARTNERSHIP WHOSE TERM WILL EXPIRE AT THE 2015 ANNUAL MEETING.   Management   For   For  
  4   TO ELECT PAUL LEAND JR., AS A CLASS III DIRECTOR OF THE PARTNERSHIP WHOSE TERM WILL EXPIRE AT THE 2015 ANNUAL MEETING.   Management   For   For  


    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote Date    Date
Confirmed
  000274050   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     2,471       21,700    21-Aug-2012    21-Aug-2012
  000274051   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     39,524       0    21-Aug-2012    21-Aug-2012
  000274052   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     102,759       0    21-Aug-2012    23-Aug-2012

 

  CHINA TELECOM CORP LTD, BEIJING
  Security   Y1505D102   Meeting Type   ExtraOrdinary General Meeting
  Ticker Symbol     Meeting Date   16-Oct-2012
  ISIN   CNE1000002V2   Agenda   704040500 - Management
  Record Date   14-Sep-2012   Holding Recon Date   14-Sep-2012
  City / Country   BEIJING / China   Vote Deadline Date   05-Oct-2012
  SEDOL(s)   3226944 - 6559335 - B01XKW9 - B06KKC5 - B16PQ74   Quick Code   515617000

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  CMMT   PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ FOR-ALL RESOLUTIONS. THANK YOU.   Non-Voting      
  CMMT   PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK:- http://www.hkexnews.hk/listedco/listconews/SEH K/2012/0830/LTN20120830609.pdf A-ND http://www.hkexnews.hk/listedco/listconews/sehk/ 2012/0830/LTN20120830363.pd-f   Non-Voting      
  1   Ordinary resolution numbered 1 of the Notice of EGM dated 30 August 2012 (to approve the agreement in relation to the acquisition of certain assets and associated liabilities of the CDMA Network)   Management   For   For  
  2   Ordinary resolution numbered 2 of the Notice of EGM dated 30 August 2012 (to approve the continuing connected transactions contemplated under the Engineering Framework Agreement and the proposed Annual Caps)   Management   For   For  
  3   Ordinary resolution numbered 3 of the Notice of EGM dated 30 August 2012 (to approve the continuing connected transactions contemplated under the Ancillary Telecommunications Services Framework Agreement and the proposed Annual Caps)   Management   For   For  
  4   Ordinary resolution numbered 4 of the Notice of EGM dated 30 August 2012 (to approve the election of Mr. Chen Liangxian as a Director of the Company)   Management   For   For  
  5   Ordinary resolution numbered 5 of the Notice of EGM dated 30 August 2012 (to approve the election of Mr. Shao Chunbao as a Supervisor of the Company)   Management   For   For  
  6   Ordinary resolution numbered 6 of the Notice of EGM dated 30 August 2012 (to approve the election of Mr. Hu Jing as a Supervisor of the Company)   Management   For   For  
  7.1   Special resolution numbered 7.1 of the Notice of EGM dated 30 August 2012 (to approve the amendments to Article 13 of the articles of association of the Company)   Management   For   For  
  7.2   Special resolution numbered 7.2 of the Notice of EGM dated 30 August 2012 (to approve the amendments to Article 118 of the articles of association of the Company)   Management   For   For  
  7.3   Special resolution numbered 7.3 of the Notice of EGM dated 30 August 2012 (to authorise any Director of the Company to complete registration or fi ling of the amendments to the articles of association)   Management   For   For  
  CMMT   PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF URL LINK. IF YOU HAVE A-LREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DEC-IDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.   Non-Voting      

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote Date    Date
Confirmed
  260203   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     5,818,000       0    05-Sep-2012    11-Oct-2012
  260227   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     1,372,000       0    05-Sep-2012    11-Oct-2012
  260282   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     2,230,000       0    05-Sep-2012    11-Oct-2012

 

  IGUATEMI EMPRESA DE SHOPPING CENTERS SA, SAO PAULO
  Security   P5352J104   Meeting Type   ExtraOrdinary General Meeting
  Ticker Symbol     Meeting Date   17-Oct-2012
  ISIN   BRIGTAACNOR5   Agenda   704073826 - Management
  Record Date     Holding Recon Date   15-Oct-2012
  City / Country   SAO PAULO / Brazil   Vote Deadline Date   09-Oct-2012
  SEDOL(s)   B1NXMK6 - B1RCDX9   Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  CMMT   IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE   Non-Voting      
  CMMT   PLEASE NOTE THAT VOTES ‘IN FAVOR’ AND ‘AGAINST’ IN THE SAME AGENDA ITEM ARE- NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN-ARE ALLOWED. THANK YOU   Non-Voting      
  1   Split of the common shares issued by the Company, at a ratio of two shares to replace one share, such that the owner of each common share issued by the Company will come to the owner of two common shares, immediately after the split   Management   No Action    
  2   The consequent amendment of the main part of article 5 of the corporate bylaws of the Company, to contemplate the new number of shares of the Company, which is 158,510,978 common shares, without a change to the share capital amount, as well as the amendment of paragraph 4 of the same article to adjust the authorized capital to the split, in the same proportion of 1 to 2, with it consequently increasing from 100 million shares to 200 million shares   Management   No Action    

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote
Date
   Date
Confirmed
  284062   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     16,000       0    04-Oct-2012    04-Oct-2012
  284063   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     26,100       0    04-Oct-2012    04-Oct-2012
  284064   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     68,000       0    04-Oct-2012    04-Oct-2012


  COMPANIA DE LOCACAO DAS AMERICAS
  Security   P2R93B103   Meeting Type   ExtraOrdinary General Meeting
  Ticker Symbol     Meeting Date   19-Oct-2012
  ISIN   BRLCAMACNOR3   Agenda   704075919 - Management
  Record Date     Holding Recon Date   12-Oct-2012
  City / Country   SAO PAULO / Brazil   Vote Deadline Date   10-Oct-2012
  SEDOL(s)   B82CQN4   Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  CMMT   IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE   Non-Voting      
  CMMT   PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE TO ELECT A MEMBER MUST-INCLUDE THE NAME OF THE CANDIDATE TO BE ELECTED. IF INSTRUCTIONS TO VOTE ON-THIS ITEM IS RECEIVED WITHOUT A CANDIDATE’S NAME, YOUR VOTE WILL BE PROCESSED-IN FAVOR OR AGAINST OF THE DEFAULT COMPANY’S CANDIDATE. THANK YOU.   Non-Voting      
  1   Election of a member of the board of directors of the company because of a vacant position, to serve out the current term in office, in accordance with the terms of paragraph 2 of article 17 of the corporate bylaws of the company   Management   No Action    
  2   Amendment of the wording of items 1.1 and 3.1 of the second stock option plan for shares issued by the company, which was approved on February 23, 2012, and amended on March 30, 2012, from here onwards plan ii, in order to include the employees of the company among the possible beneficiaries of plan ii   Management   No Action    
  3   Consolidation of plan ii, as a result of the resolution contained in the previous item of the agenda   Management   No Action    

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote
Date
   Date
Confirmed
  284062   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     207,700       0    06-Oct-2012    06-Oct-2012
  284063   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     337,400       0    06-Oct-2012    06-Oct-2012
  284064   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     871,500       0    06-Oct-2012    06-Oct-2012

 

  SEAGATE TECHNOLOGY PLC
  Security   G7945M107   Meeting Type   Annual
  Ticker Symbol   STX   Meeting Date   24-Oct-2012
  ISIN   IE00B58JVZ52   Agenda   933686618 - Management
  Record Date   04-Sep-2012   Holding Recon Date   04-Sep-2012
  City / Country                       / United States   Vote Deadline Date   22-Oct-2012
  SEDOL(s)     Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  1A.   ELECTION OF DIRECTOR: STEPHEN J. LUCZO   Management   For   For  
  1B.   ELECTION OF DIRECTOR: FRANK J. BIONDI, JR.   Management   For   For  
  1C.   ELECTION OF DIRECTOR: MICHAEL R. CANNON   Management   For   For  
  1D.   ELECTION OF DIRECTOR: MEI-WEI CHENG   Management   For   For  
  1E.   ELECTION OF DIRECTOR: WILLIAM T. COLEMAN   Management   For   For  
  1F.   ELECTION OF DIRECTOR: JAY L. GELDMACHER   Management   For   For  
  1G.   ELECTION OF DIRECTOR: DR. SEH-WOONG JEONG   Management   For   For  
  1H.   ELECTION OF DIRECTOR: LYDIA M. MARSHALL   Management   For   For  
  1I.   ELECTION OF DIRECTOR: KRISTEN M. ONKEN   Management   For   For  
  1J.   ELECTION OF DIRECTOR: DR. CHONG SUP PARK   Management   For   For  
  1K.   ELECTION OF DIRECTOR: GREGORIO REYES   Management   For   For  
  1L.   ELECTION OF DIRECTOR: EDWARD J. ZANDER   Management   For   For  
  2.   TO APPROVE THE SEAGATE TECHNOLOGY PLC AMENDED AND RESTATED EMPLOYEE STOCK PURCHASE PLAN.   Management   For   For  
  3.   TO DETERMINE THE PRICE RANGE AT WHICH THE COMPANY CAN RE-ISSUE TREASURY SHARES OFF-MARKET.   Management   For   For  
  4.   TO AUTHORIZE HOLDING THE 2013 ANNUAL GENERAL MEETING OF SHAREHOLDERS OF THE COMPANY AT A LOCATION OUTSIDE OF IRELAND.   Management   For   For  
  5.   TO APPROVE, IN A NON-BINDING ADVISORY VOTE, THE COMPANY’S NAMED EXECUTIVE OFFICER COMPENSATION.   Management   For   For  
  6.   TO RATIFY, IN A NON-BINDING VOTE, THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT AUDITORS FOR FISCAL YEAR 2013 AND TO AUTHORIZE, IN A BINDING VOTE, THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS TO SET THE AUDITORS’ REMUNERATION.   Management   For   For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote Date    Date
Confirmed
  000274050   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     14,161       0    18-Sep-2012    18-Sep-2012
  000274051   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     23,082       0    18-Sep-2012    18-Sep-2012
  000274052   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     60,203       0    18-Sep-2012    18-Sep-2012

 

  CITIC SECURITIES CO LTD
  Security   Y1639N117   Meeting Type   ExtraOrdinary General Meeting
  Ticker Symbol     Meeting Date   29-Oct-2012
  ISIN   CNE1000016V2   Agenda   704052656 - Management
  Record Date   28-Sep-2012   Holding Recon Date   28-Sep-2012
  City / Country   BEIJING / China   Vote Deadline Date   23-Oct-2012
  SEDOL(s)   B6SPB49 - B76VCF4 - B7WHGP4   Quick Code  


     Item   Proposal   Type   Vote   For/Against
Management
   
  CMMT   PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEH K/2012/0910/LTN20120910557.pdf-AND http://www.hkexnews.hk/listedco/listconews/sehk/ 2012/1009/LTN20121009384.p-df   Non-Voting      
  1   To consider and approve the proposed amendments to the Articles of Association of the Company relating to profit distributions (details of which are set out in the circular of the Company dated 11 September 2012) and the management of the Company be authorized to do all such acts as appropriate to effect the amendments and to make relevant registrations and filings in accordance with the relevant requirements of the applicable laws, rules and regulations in the PRC and Hong Kong   Management   For   For  
  2   To consider and approve the appointment of Mr. WEI Benhua as an independent non-executive Director of the Fifth Session of the Board of Directors of the Company   Management   For   For  
  CMMT   PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF URL LINK. IF YOU HAVE A-LREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DEC-IDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.   Non-Voting      

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote Date    Date
Confirmed
  260203   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     999,445       0    18-Sep-2012    24-Oct-2012
  260227   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     235,184       0    18-Sep-2012    24-Oct-2012
  260282   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     382,381       0    18-Sep-2012    24-Oct-2012

 

  NORTHEAST UTILITIES
  Security   664397106   Meeting Type   Annual
  Ticker Symbol   NU   Meeting Date   31-Oct-2012
  ISIN   US6643971061   Agenda   933688256 - Management
  Record Date   04-Sep-2012   Holding Recon Date   04-Sep-2012
  City / Country                       / United States   Vote Deadline Date   30-Oct-2012
  SEDOL(s)     Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  1.   DIRECTOR   Management      
   

1      RICHARD H. BOOTH

    For   For  
   

2      JOHN S. CLARKESON

    For   For  
   

3      COTTON M. CLEVELAND

    For   For  
   

4      SANFORD CLOUD, JR.

    For   For  
   

5      JAMES S. DISTASIO

    For   For  
   

6      FRANCIS A. DOYLE

    For   For  
   

7      CHARLES K. GIFFORD

    For   For  
   

8      PAUL A. LA CAMERA

    For   For  
   

9      KENNETH R. LEIBLER

    For   For  
   

10    THOMAS J. MAY

    For   For  
   

11    CHARLES W. SHIVERY

    For   For  
   

12    WILLIAM C. VAN FAASEN

    For   For  
   

13    FREDERICA M. WILLIAMS

    For   For  
   

14    DENNIS R. WRAASE

    For   For  
  2.   TO CONSIDER AND APPROVE THE FOLLOWING ADVISORY (NON-BINDING) PROPOSAL: “RESOLVED, THAT THE COMPENSATION PAID TO THE COMPANY’S NAMED EXECUTIVE OFFICERS, AS DISCLOSED PURSUANT TO THE COMPENSATION DISCLOSURE RULES OF THE SECURITIES AND EXCHANGE COMMISSION, INCLUDING THE COMPENSATION DISCUSSION AND ANALYSIS, COMPENSATION TABLES AND ANY RELATED MATERIAL IS HEREBY APPROVED.   Management   For   For  
  3.   TO RE-APPROVE THE MATERIAL TERMS OF PERFORMANCE GOALS UNDER THE 2009 NORTHEAST UTILITIES INCENTIVE PLAN AS REQUIRED BY SECTION 162(M) OF THE INTERNAL REVENUE CODE.   Management   For   For  
  4.   TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2012.   Management   For   For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote Date    Date
Confirmed
  000260203   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     14,074       0    18-Sep-2012   
  000260227   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     3,315       0    18-Sep-2012   
  000260282   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     5,398       0    18-Sep-2012   
  000274050   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     11,123       16,498    18-Sep-2012   
  000274051   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     18,135       30,000    18-Sep-2012   
  000274052   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     51,990       66,531    18-Sep-2012   

 

  AVNET,INC.
  Security   053807103   Meeting Type   Annual
  Ticker Symbol   AVT   Meeting Date   02-Nov-2012
  ISIN   US0538071038   Agenda   933688737 - Management
  Record Date   04-Sep-2012   Holding Recon Date   04-Sep-2012
  City / Country                       / United States   Vote Deadline Date   01-Nov-2012
  SEDOL(s)     Quick Code  


     Item   Proposal   Type   Vote   For/Against
Management
   
  1.   DIRECTOR   Management      
   

1      J. VERONICA BIGGINS

    For   For  
   

2      MICHAEL A. BRADLEY

    For   For  
   

3      R. KERRY CLARK

    For   For  
   

4      RICHARD HAMADA

    For   For  
   

5      JAMES A. LAWRENCE

    For   For  
   

6      FRANK R. NOONAN

    For   For  
   

7      RAY M. ROBINSON

    For   For  
   

8      WILLIAM H. SCHUMANN III

    For   For  
   

9      WILLIAM P. SULLIVAN

    For   For  
  2.   ADVISORY VOTE ON EXECUTIVE COMPENSATION.   Management   For   For  
  3.   TO APPROVE THE AVNET, INC. EXECUTIVE INCENTIVE PLAN.   Management   For   For  
  4.   RATIFICATION OF APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 29, 2013.   Management   For   For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote Date    Date
Confirmed
  000274050   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     100       8,581    26-Sep-2012    26-Sep-2012
  000274051   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     100       48,169    26-Sep-2012    26-Sep-2012
  000274052   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     5,817       120,400    26-Sep-2012    26-Sep-2012

 

  KT CORPORATION, SONGNAM
  Security   Y49915104   Meeting Type   ExtraOrdinary General Meeting
  Ticker Symbol     Meeting Date   23-Nov-2012
  ISIN   KR7030200000   Agenda   704063180 - Management
  Record Date   08-Oct-2012   Holding Recon Date   08-Oct-2012
  City / Country   SEOUL / Korea, Republic Of   Vote Deadline Date   08-Nov-2012
  SEDOL(s)   6505316 - B3BHX90   Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  1   Approval of split-off. Approval of physical division   Management   For   For  
  CMMT   PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN MEETING DATE FROM 20 NOV-12 TO 23 NOV 12. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN-THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK Y-OU.   Non-Voting      

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote Date    Date
Confirmed
  260203   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     43,981       0    26-Sep-2012    13-Nov-2012
  260227   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     10,372       0    26-Sep-2012    13-Nov-2012
  260282   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     16,836       0    26-Sep-2012    13-Nov-2012

 

  RAIA DROGASIL SA, SAO PAULO
  Security   P7987N104   Meeting Type   ExtraOrdinary General Meeting
  Ticker Symbol     Meeting Date   30-Nov-2012
  ISIN   BRRADLACNOR0   Agenda   704162546 - Management
  Record Date     Holding Recon Date   28-Nov-2012
  City / Country   SAO PAULO / Brazil   Vote Deadline Date   21-Nov-2012
  SEDOL(s)   B7FQV64   Quick Code  


     Item   Proposal   Type   Vote   For/Against
Management
   
  CMMT   IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE   Non-Voting      
  CMMT   PLEASE NOTE THAT VOTES ‘IN FAVOR’ AND ‘AGAINST’ IN THE SAME AGENDA ITEM ARE- NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN-ARE ALLOWED. THANK YOU   Non-Voting      
  CMMT   PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE TO ELECT A MEMBER MUST-INCLUDE THE NAME OF THE CANDIDATE TO BE ELECTED. IF INSTRUCTIONS TO VOTE ON-THIS ITEM IS RECEIVED WITHOUT A CANDIDATE’S NAME, YOUR VOTE WILL BE PROCESSED-IN FAVOR OR AGAINST OF THE DEFAULT COMPANY’S CANDIDATE. THANK YOU.   Non-Voting      
  I   The approval of the protocol and justification of merger of Raia S.A., a share Corporation, with its head office in the city of Sao Paulo, state of Sao Paulo, at Praca Panamericana, number 57, Alto de Pinheiros, ZIP code 05461.000, with corporate taxpayer ID number, CNPJ.MF, 60.605.664.0001.06, with its founding documents on file with the Sao Paulo State Board of Trade under company ID number NIRE, 35.300.346.319, from here onwards Raia, into the Company, its controlling shareholder and sole shareholder, entered into between the officers of Raia and the Company, from here onwards the Protocol   Management   No Action    
  II   The ratification of the appointment and hiring of Ernst and Young Terco Auditores Independentes S.S., a company with its head office in the city of Sao Paulo, state of Sao Paulo, at Avenida Juscelino Kubitscheck, number 1830, fifth and sixth floors, Itaim Bibi, ZIP code 04543.900, with corporate taxpayer ID number, CNPJ.MF, 61.366.936.0001.25, registered with the Regional Council of Accountants of the State of Sao Paulo   Management   No Action    
    under number 2SP015.199.O.6 and with the Brazilian Securities Commission under number 4715, as the specialized company, from here onwards the Specialized Company, responsible for the valuation of the book equity of Raia and the preparation of its respective valuation report, from here onwards the Valuation Report        
  III   The approval of the Valuation Report   Management   No Action    
  IV   The approval of the proposal for the merger of Raia into the Company, its controlling shareholder and sole shareholder, with the consequent extinction of Raia and transfer of its equity to the Company, from here onwards the Merger   Management   No Action    
  V   The ratification of all the acts done to this time by the managers of the Company for the purpose of implementing the Merger   Management   No Action    
  VI   The authorization for the managers of the Company to take all of the measures that are necessary to formalized the Merger, including before the government agencies with jurisdiction   Management   No Action    
  VII   The proposal for the election of a new full member and new alternate member to fill the vacant positions on the board of directors of the Company   Management   No Action    

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote Date    Date
Confirmed
  284062   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     13,488       0    14-Nov-2012    14-Nov-2012
  284063   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     21,907       0    14-Nov-2012    14-Nov-2012
  284064   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     57,248       0    14-Nov-2012    14-Nov-2012

 

  AUTOZONE, INC.
  Security   053332102   Meeting Type   Annual
  Ticker Symbol   AZO   Meeting Date   12-Dec-2012
  ISIN   US0533321024   Agenda   933700519 - Management
  Record Date   15-Oct-2012   Holding Recon Date   15-Oct-2012
  City / Country                       / United States   Vote Deadline Date   11-Dec-2012
  SEDOL(s)     Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  1.1   ELECTION OF DIRECTOR: SUE E. GOVE   Management   For   For  
  1.2   ELECTION OF DIRECTOR: EARL G. GRAVES, JR.   Management   For   For  
  1.3   ELECTION OF DIRECTOR: ENDERSON GUIMARAES   Management   For   For  
  1.4   ELECTION OF DIRECTOR: J.R. HYDE, III   Management   For   For  
  1.5   ELECTION OF DIRECTOR: W. ANDREW MCKENNA   Management   For   For  
  1.6   ELECTION OF DIRECTOR: GEORGE R. MRKONIC, JR.   Management   For   For  
  1.7   ELECTION OF DIRECTOR: LUIS P. NIETO   Management   For   For  
  1.8   ELECTION OF DIRECTOR: WILLIAM C. RHODES, III   Management   For   For  
  2.   RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2013 FISCAL YEAR.   Management   For   For  
  3.   APPROVAL OF ADVISORY PROPOSAL ON EXECUTIVE COMPENSATION.   Management   For   For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote
Date
   Date
Confirmed
  000274050   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     200       3,500    26-Oct-2012    26-Oct-2012
  000274051   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     2,900       3,000    26-Oct-2012    26-Oct-2012
  000274052   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     1,500       14,000    26-Oct-2012    26-Oct-2012

 

  GOLAR LNG PARTNERS LP
  Security   Y2745C102   Meeting Type   Annual
  Ticker Symbol   GMLP   Meeting Date   13-Dec-2012
  ISIN   MHY2745C1021   Agenda   933701307 - Management
  Record Date   17-Oct-2012   Holding Recon Date   17-Oct-2012
  City / Country                       / Bermuda   Vote Deadline Date   12-Dec-2012
  SEDOL(s)     Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  1.   TO ELECT BART VELDHUIZEN AS A CLASS I DIRECTOR OF THE PARTNERSHIP WHOSE TERM WILL EXPIRE AT THE 2013 ANNUAL MEETING OF LIMITED PARTNERS.   Management   For   For  
  2.   TO ELECT CARL ERIK STEEN AS A CLASS II DIRECTOR OF THE PARTNERSHIP WHOSE TERM WILL EXPIRE AT THE 2014 ANNUAL MEETING OF LIMITED PARTNERS.   Management   For   For  
  3.   TO ELECT HANS PETTER AAS AS A CLASS III DIRECTOR OF THE PARTNERSHIP WHOSE TERM WILL EXPIRE AT THE 2015 ANNUAL MEETING OF LIMITED PARTNERS.   Management   For   For  
  4.   TO ELECT PAUL LEAND JR., AS A CLASS III DIRECTOR OF THE PARTNERSHIP WHOSE TERM WILL EXPIRE AT THE 2015 ANNUAL MEETING OF LIMITED PARTNERS.   Management   For   For  
  5.   TO APPROVE THE ADOPTION OF AN AMENDMENT TO SECTION 13.9 OF THE PARTNERSHIP’S FIRST AMENDED AND RESTATED AGREEMENT OF LIMITED PARTNERSHIP TO REDUCE THE QUORUM REQUIREMENT FOR MEETINGS OF THE LIMITED PARTNERS FROM A MAJORITY TO 33 1/3% OF THE OUTSTANDING UNITS OF THE PARTNERSHIP.   Management   For   For  


    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote
Date
   Date
Confirmed
  000274050   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     2,471       21,700    26-Oct-2012    26-Oct-2012
  000274051   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     39,524       0    26-Oct-2012    26-Oct-2012
  000274052   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     102,759       0    26-Oct-2012    08-Nov-2012

 

  AIR CHINA LTD
  Security   Y002A6104   Meeting Type   ExtraOrdinary General Meeting
  Ticker Symbol     Meeting Date   20-Dec-2012
  ISIN   CNE1000001S0   Agenda   704193426 - Management
  Record Date   20-Nov-2012   Holding Recon Date   20-Nov-2012
  City / Country   BEIJING / China   Vote Deadline Date   13-Dec-2012
  SEDOL(s)   B04KNF1 - B04V2F7 - B04YG10 - B0584Q2   Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  CMMT   PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 138347 DUE TO ADDITION OF-RESOLUTIONS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AN-D YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU.   Non-Voting      
  CMMT   PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ ONLY-FOR ALL RESOLUTIONS. THANK YOU.   Non-Voting      
  CMMT   PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY CARD ARE AVAILABLE BY CLICKING O-N THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEH K/2012/1203/L-TN201212031663.pdf AND http://www.hkexnews.hk/listedco/listconews/SEH K/2012/12-03/LTN201212031645.pdf   Non-Voting      
  1   To consider and approve the proposed adoption of the shareholders’ return plan for the three years from 2012 to 2014 as set out in Appendix II of the circular despatched by the Company on 5 November 2012   Management   For   For  
  2   To consider and approve the proposed amendments to the articles of association of the Company as set out in Appendix I of the circular despatched by the Company on 5 November 2012 and the chairman and/or any person authorised by the chairman be authorised to adjust, at his or her discretion, the said amendments in accordance with the opinion of the relevant PRC authorities (the proposed amendment to the Articles of Association will be submitted to the relevant PRC authorities for approval and filing after being approved at the EGM)   Management   For   For  
  3   To consider and approve the appointment of Deloitte Touche Tohmatsu CPA Ltd. as the Company’s internal control auditor for the year 2012 to audit the effectiveness of the Company’s internal control for the year 2012 and to issue the internal control audit report, and the authorisation to the management of the Company to determine the remuneration of Deloitte Touche Tohmatsu CPA Ltd. for conducting its internal control audit for the year 2012   Management   For   For  
  4   To consider and approve the resolutions concerning the entry into continuing connected transaction agreements for the three years from 1 January 2013 to 31 December 2015 and their respective annual caps   Management   For   For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote Date    Date
Confirmed
  260203   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     901,455       0    10-Dec-2012    17-Dec-2012
  260227   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     212,106       0    10-Dec-2012    17-Dec-2012
  260282   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     345,587       0    10-Dec-2012    17-Dec-2012

 

  INTERNATIONAL MEAL COMPANY HOLDINGS SA, SAO PAULO
  Security   P5789M100   Meeting Type   ExtraOrdinary General Meeting
  Ticker Symbol     Meeting Date   20-Dec-2012
  ISIN   BRIMCHACNOR4   Agenda   704195747 - Management
  Record Date     Holding Recon Date   18-Dec-2012
  City / Country   SAO PAULO / Brazil   Vote Deadline Date   11-Dec-2012
  SEDOL(s)   B57Q1F7   Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  CMMT   IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE   Non-Voting      
  1   To vote regarding the transfer of the head office of the company from Avenida Brigadeiro Faria Lima, 2277, 18th floor, Jardim Paulistano, Sao Paulo, Sao Paulo, Zip Code 01452.000, to Rua Alexandre Dumas, 1711, Edificio Birmann, 2nd floor, Chacara Santo Antonio, Sao Paulo, Sao Paulo, Zip Code 04717.004   Management   No Action    
  CMMT   PLEASE NOTE THAT VOTES ‘IN FAVOR’ AND ‘AGAINST’ IN THE SAME AGENDA ITEM ARE NO-T ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN ARE A-LLOWED. THANK YOU   Non-Voting      
  CMMT   PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ADDITIONAL COMMENT. IF Y-OU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLES-S YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.   Non-Voting      

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote Date    Date
Confirmed
  284062   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     38,400       0    07-Dec-2012    07-Dec-2012
  284063   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     62,600       0    07-Dec-2012    07-Dec-2012
  284064   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     163,000       0    07-Dec-2012    07-Dec-2012

 

  M. DIAS BRANCO SA INDUSTRIA E COMERCIO DE ALIMENTO
  Security   P64876108   Meeting Type   ExtraOrdinary General Meeting
  Ticker Symbol     Meeting Date   28-Dec-2012
  ISIN   BRMDIAACNOR7   Agenda   704210498 - Management
  Record Date     Holding Recon Date   26-Dec-2012
  City / Country   EUSEBIO / Brazil   Vote Deadline Date   19-Dec-2012
  SEDOL(s)   B1FRH89   Quick Code  


     Item   Proposal   Type   Vote   For/Against
Management
   
  CMMT   IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE   Non-Voting      
  CMMT   PLEASE NOTE THAT VOTES ‘IN FAVOR’ AND ‘AGAINST’ IN THE SAME AGENDA ITEM ARE- NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN-ARE ALLOWED. THANK YOU   Non-Voting      
  I   To vote, in accordance with the terms of article 256 and the respective paragraphs of law number 6.404.76, regarding the purchase by the company of the business company Moinho Santa Lucia Ltda., a private law corporate entity, with corporate taxpayer id number, Cnpj, 03.286.775.0001.63, with its head office and venue in the municipality of Aquiraz, State Of Ceara, on Estrada Do Camara, no address number, Bairro Telha, and the founding documents of which are on file with the state of Ceara board of trade under business id registration number, Nire, to 23.200.825.576   Management   No Action    
  II   To discuss and vote regarding the proposal for the merger, into the company, of that same company, Minho Santa Lucia Ltda., and, in this regard, a. To discuss and vote regarding the protocol and justification of merger of Moinho Santa Lucia Ltda. Into the company, which was signed on December 11, 2012, by the managers of both of the companies, as well as of the acts and measures contemplated in it, b. To appoint the appraisers charged with the evaluation of the equity of the company to be merged into the company, c. To discuss and vote regarding the valuation report confirming the equity value of Moinho Santa Lucia Ltda. Prepared by the appraisers who are appointed, and d. To approve the merger of Moinho Santa Lucia Ltda. Into the company. Bearing in mind the amount of the transaction to be submitted to the general CONTD   Management   No Action    
  CONT   CONTD meeting, which is the object of item I of this call notice, and in-accordance with the provision of paragraph 2 of article 256 of law 6.404.76,-the dissenting shareholders at the general meeting will have the right of-withdrawal provided for in article 137 of that same law, the shareholders who-were the owners of the shares that are the object of the reimbursement on may- 25, 2012, will have the right to withdraw, and the reimbursement amounts will-be BRL 17.68 per share, based on the last balance sheet, which is dated-December 31, 2011   Non-Voting      

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote Date    Date
Confirmed
  284062   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     12,300       0    19-Dec-2012    19-Dec-2012
  284063   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     20,100       0    19-Dec-2012    19-Dec-2012
  284064   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     52,200       0    19-Dec-2012    19-Dec-2012

 

  MICRON TECHNOLOGY, INC.    
  Security   595112103   Meeting Type   Annual
  Ticker Symbol   MU   Meeting Date   22-Jan-2013
  ISIN   US5951121038   Agenda   933717665 - Management
  Record Date   23-Nov-2012   Holding Recon Date   23-Nov-2012
  City / Country                       / United States   Vote Deadline Date   18-Jan-2013
  SEDOL(s)     Quick Code  

 

     Item   Proposal  

Type

  Vote   For/Against
Management
   
  1A   ELECTION OF DIRECTOR: ROBERT L. BAILEY   Management   For   For  
  1B   ELECTION OF DIRECTOR: PATRICK J. BYRNE   Management   For   For  
  1C   ELECTION OF DIRECTOR: D. MARK DURCAN   Management   For   For  
  1D   ELECTION OF DIRECTOR: MERCEDES JOHNSON   Management   For   For  
  1E   ELECTION OF DIRECTOR: LAWRENCE N. MONDRY   Management   For   For  
  1F   ELECTION OF DIRECTOR: ROBERT E. SWITZ   Management   For   For  
  2.   TO APPROVE THE AMENDED AND RESTATED 2004 EQUITY INCENTIVE PLAN AND INCREASE THE SHARES RESERVED FOR ISSUANCE THEREUNDER BY 30,000,000.   Management   For   For  
  3.   TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING AUGUST 29, 2013.   Management   For   For  
  4.   TO APPROVE A NON-BINDING RESOLUTION TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS DESCRIBED IN THE PROXY STATEMENT.   Management   For   For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote Date    Date
Confirmed
  000274050   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     233       375,600    18-Dec-2012    18-Dec-2012
  000274051   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     263       610,700    18-Dec-2012    18-Dec-2012
  000274052   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     270       1,593,700    18-Dec-2012    18-Dec-2012

 

  SALLY BEAUTY HOLDINGS, INC.
  Security   79546E104   Meeting Type   Annual
  Ticker Symbol   SBH   Meeting Date   30-Jan-2013
  ISIN   US79546E1047   Agenda   933717944 - Management
  Record Date   03-Dec-2012   Holding Recon Date   03-Dec-2012
  City / Country                       / United States   Vote Deadline Date   29-Jan-2013
  SEDOL(s)     Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  1.   DIRECTOR   Management      
   

1      CHRISTIAN A. BRICKMAN

    For   For  
   

2      MARSHALL E. EISENBERG

    For   For  
   

3      JOHN A. MILLER

    For   For  
  2.   RATIFICATION OF THE SELECTION OF KPMG LLP AS THE CORPORATION’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR 2013.   Management   For   For  
  3.   STOCKHOLDER PROPOSAL BY THE PENSION RESERVES INVESTMENT MANAGEMENT BOARD TO REPEAL CLASSIFIED BOARD.   Shareholder   Against   For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote Date    Date
Confirmed
  000274050   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     1,061       55,000    18-Dec-2012    18-Dec-2012
  000274051   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     1,171       90,000    18-Dec-2012    18-Dec-2012
  000274052   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     883       239,000    18-Dec-2012    18-Dec-2012


  VISA INC.
  Security   92826C839   Meeting Type   Annual
  Ticker Symbol   V   Meeting Date   30-Jan-2013
  ISIN   US92826C8394   Agenda   933718895 - Management
  Record Date   04-Dec-2012   Holding Recon Date   04-Dec-2012
  City / Country                       / United States   Vote Deadline Date   29-Jan-2013
  SEDOL(s)     Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  1A.   ELECTION OF DIRECTOR: GARY P. COUGHLAN   Management   For   For  
  1B.   ELECTION OF DIRECTOR: MARY B. CRANSTON   Management   For   For  
  1C.   ELECTION OF DIRECTOR: FRANCISCO JAVIER FERNANDEZ-CARBAJAL   Management   For   For  
  1D.   ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT   Management   For   For  
  1E.   ELECTION OF DIRECTOR: CATHY E. MINEHAN   Management   For   For  
  1F.   ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON   Management   For   For  
  1G.   ELECTION OF DIRECTOR: DAVID J. PANG   Management   For   For  
  1H.   ELECTION OF DIRECTOR: JOSEPH W. SAUNDERS   Management   For   For  
  1I.   ELECTION OF DIRECTOR: CHARLES W. SCHARF   Management   For   For  
  1J.   ELECTION OF DIRECTOR: WILLIAM S. SHANAHAN   Management   For   For  
  1K.   ELECTION OF DIRECTOR: JOHN A. SWAINSON   Management   For   For  
  2.   APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.   Management   For   For  
  3.   RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2013.   Management   For   For  
  4.   STOCKHOLDER PROPOSAL ON LOBBYING PRACTICES AND EXPENDITURES, IF PROPERLY PRESENTED.   Shareholder   Against   For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote Date    Date
Confirmed
  000274050   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     2,944       0    18-Dec-2012    18-Dec-2012
  000274051   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     4,892       0    18-Dec-2012    18-Dec-2012
  000274052   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     12,541       0    18-Dec-2012    18-Dec-2012

 

  GOLUB CAPITAL BDC, INC.
  Security   38173M102   Meeting Type   Annual
  Ticker Symbol   GBDC   Meeting Date   05-Feb-2013
  ISIN   US38173M1027   Agenda   933721068 - Management
  Record Date   07-Dec-2012   Holding Recon Date   07-Dec-2012
  City / Country                       / United States   Vote Deadline Date   04-Feb-2013
  SEDOL(s)     Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  1.   DIRECTOR   Management      
   

1      LAWRENCE E. GOLUB

    For   For  
   

2      WILLIAM M. WEBSTER IV

    For   For  
  2.   TO RATIFY THE SELECTION OF MCGLADREY LLP TO SERVE AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2013.   Management   For   For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote
Date
   Date
Confirmed
  000274050   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     53,100       0    02-Jan-2013    02-Jan-2013
  000274051   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     87,100       0    02-Jan-2013    02-Jan-2013
  000274052   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     226,900       0    02-Jan-2013    02-Jan-2013

 

  MEDLEY CAPITAL CORPORATION
  Security   58503F106   Meeting Type   Annual
  Ticker Symbol   MCC   Meeting Date   12-Feb-2013
  ISIN   US58503F1066   Agenda   933722375 - Management
  Record Date   18-Dec-2012   Holding Recon Date   18-Dec-2012
  City / Country                       / United States   Vote Deadline Date   11-Feb-2013
  SEDOL(s)     Quick Code  


     Item   Proposal   Type   Vote   For/Against
Management
   
  1.   DIRECTOR   Management      
    1 SETH TAUBE     For   For  
    2 ARTHUR S. AINSBERG     For   For  
  2.   THE RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR MEDLEY CAPITAL CORPORATION FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2013.   Management   For   For  
  3.   TO APPROVE AUTHORIZATION OF MEDLEY CAPITAL CORPORATION, WITH THE APPROVAL OF ITS BOARD OF DIRECTORS, TO SELL SHARES OF ITS COMMON STOCK AT A PRICE OR PRICES BELOW MEDLEY CAPITAL CORPORATION’S THEN CURRENT NET ASSET VALUE PER SHARE IN ONE OR MORE OFFERINGS, SUBJECT TO CERTAIN CONDITIONS AS SET FORTH IN THE PROXY STATEMENT, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.   Management   For   For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote
Date
   Date
Confirmed
  000274050   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     34,088       0    23-Jan-2013    23-Jan-2013
  000274051   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     55,928       0    23-Jan-2013    23-Jan-2013
  000274052   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     146,188       0    23-Jan-2013    23-Jan-2013

 

  PENNANTPARK INVESTMENT CORPORATION
  Security   708062104   Meeting Type   Annual
  Ticker Symbol   PNNT   Meeting Date   26-Feb-2013
  ISIN   US7080621045   Agenda   933720561 - Management
  Record Date   11-Dec-2012   Holding Recon Date   11-Dec-2012
  City / Country                       / United States   Vote Deadline Date   25-Feb-2013
  SEDOL(s)     Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  1.   DIRECTOR   Management      
   

1      ARTHUR H. PENN

    For   For  
  2.   TO RATIFY THE SELECTION OF KPMG LLP TO SERVE AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2013.   Management   For   For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote
Date
   Date
Confirmed
  000274051   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     3,796       0    02-Jan-2013    02-Jan-2013

 

  PENNANTPARK INVESTMENT CORPORATION
  Security   708062104   Meeting Type   Special
  Ticker Symbol   PNNT   Meeting Date   26-Feb-2013
  ISIN   US7080621045   Agenda   933720840 - Management
  Record Date   11-Dec-2012   Holding Recon Date   11-Dec-2012
  City / Country                       / United States   Vote Deadline Date   25-Feb-2013
  SEDOL(s)     Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  1.   TO CONSIDER AND VOTE UPON A PROPOSAL TO AUTHORIZE FLEXIBILITY FOR THE COMPANY, WITH THE APPROVAL OF THE COMPANY’S BOARD OF DIRECTORS, TO SELL SHARES OF THE COMPANY’S COMMON STOCK, DURING THE NEXT 12 MONTHS, AT A PRICE BELOW THE THEN-CURRENT NET ASSET VALUE PER SHARE, SUBJECT TO CERTAIN LIMITATIONS DESCRIBED IN THE JOINT PROXY STATEMENT.   Management   For   For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote
Date
   Date
Confirmed
  000274051   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     3,796       0    02-Jan-2013    02-Jan-2013

 

  QUALCOMM INCORPORATED
  Security   747525103   Meeting Type   Annual
  Ticker Symbol   QCOM   Meeting Date   05-Mar-2013
  ISIN   US7475251036   Agenda   933726397 - Management
  Record Date   07-Jan-2013   Holding Recon Date   07-Jan-2013
  City / Country                       / United States   Vote Deadline Date   04-Mar-2013
  SEDOL(s)     Quick Code  


     Item   Proposal   Type   Vote   For/Against
Management
   
  1A   ELECTION OF DIRECTOR: BARBARA T. ALEXANDER   Management   For   For  
  1B   ELECTION OF DIRECTOR: DONALD G. CRUICKSHANK   Management   For   For  
  1C   ELECTION OF DIRECTOR: RAYMOND V. DITTAMORE   Management   For   For  
  1D   ELECTION OF DIRECTOR: SUSAN HOCKFIELD   Management   For   For  
  1E   ELECTION OF DIRECTOR: THOMAS W. HORTON   Management   For   For  
  1F   ELECTION OF DIRECTOR: PAUL E. JACOBS   Management   For   For  
  1G   ELECTION OF DIRECTOR: SHERRY LANSING   Management   For   For  
  1H   ELECTION OF DIRECTOR: DUANE A. NELLES   Management   For   For  
  1I   ELECTION OF DIRECTOR: FRANCISCO ROS   Management   For   For  
  1J   ELECTION OF DIRECTOR: BRENT SCOWCROFT   Management   For   For  
  1K   ELECTION OF DIRECTOR: MARC I. STERN   Management   For   For  
  02   TO APPROVE THE 2006 LONG-TERM INCENTIVE PLAN, AS AMENDED, WHICH INCLUDES AN INCREASE IN THE SHARE RESERVE BY 90,000,000 SHARES.   Management   For   For  
  03   TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT PUBLIC ACCOUNTANTS FOR OUR FISCAL YEAR ENDING SEPTEMBER 29, 2013.   Management   For   For  
  04   ADVISORY APPROVAL OF THE COMPANY’S EXECUTIVE COMPENSATION.   Management   For   For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
  

Vote

Date

  

Date

Confirmed

  000274050   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     10,089       0    23-Jan-2013    23-Jan-2013
  000274051   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     16,394       0    23-Jan-2013    23-Jan-2013
  000274052   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     249       42,600    23-Jan-2013    23-Jan-2013

 

  TRANSDIGM GROUP INCORPORATED
  Security   893641100   Meeting Type   Annual
  Ticker Symbol   TDG   Meeting Date   06-Mar-2013
  ISIN   US8936411003   Agenda   933729355 - Management
  Record Date   11-Jan-2013   Holding Recon Date   11-Jan-2013
  City / Country                       / United States   Vote Deadline Date   05-Mar-2013
  SEDOL(s)     Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  1.   DIRECTOR   Management      
   

1      MERVIN DUNN

    For   For  
   

2      MICHAEL GRAFF

    For   For  
  2.   TO APPROVE (IN AN ADVISORY VOTE) COMPENSATION PAID TO THE COMPANY’S NAMED EXECUTIVE OFFICERS   Management   For   For  
  3.   TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT ACCOUNTANTS FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2013   Management   For   For  
  4.   TO VOTE ON A STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE MEETING   Shareholder   Abstain    

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
  

Vote

Date

  

Date

Confirmed

  000274050   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     10,900       6,893    01-Feb-2013    01-Feb-2013
  000274051   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     19,500       11,476    01-Feb-2013    01-Feb-2013
  000274052   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     45,700       29,462    01-Feb-2013    01-Feb-2013

 

  GREEN MOUNTAIN COFFEE ROASTERS, INC.
  Security   393122106   Meeting Type   Annual
  Ticker Symbol   GMCR   Meeting Date   07-Mar-2013
  ISIN   US3931221069   Agenda   933726450 - Management
  Record Date   11-Jan-2013   Holding Recon Date   11-Jan-2013
  City / Country                       / United States   Vote Deadline Date   06-Mar-2013
  SEDOL(s)     Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  1   DIRECTOR   Management      
   

1      BARBARA D. CARLINI

    For   For  
   

2      HINDA MILLER

    For   For  
   

3      NORMAN H. WESLEY

    For   For  
  2   ADVISORY VOTE ON EXECUTIVE COMPENSATION   Management   For   For  
  3   TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED ACCOUNTANTS FOR FISCAL 2013.   Management   For   For  


    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
  

Vote

Date

   Date
Confirmed
  000260227   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     2,182       0    23-Jan-2013    23-Jan-2013
  000260282   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     11,300       0    23-Jan-2013    23-Jan-2013
  000274050   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     198       17,700    23-Jan-2013    23-Jan-2013
  000274051   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     159       21,319    23-Jan-2013    23-Jan-2013
  000274052   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     142       85,100    23-Jan-2013    23-Jan-2013

 

  NATIONAL FUEL GAS COMPANY
  Security   636180101   Meeting Type   Annual
  Ticker Symbol   NFG   Meeting Date   07-Mar-2013
  ISIN   US6361801011   Agenda   933726498 - Management
  Record Date   07-Jan-2013   Holding Recon Date   07-Jan-2013
  City / Country                       / United States   Vote Deadline Date   06-Mar-2013
  SEDOL(s)     Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  1.   DIRECTOR   Management      
   

1      DAVID C. CARROLL

    For   For  
   

2      CRAIG G. MATTHEWS

    For   For  
   

3      DAVID F. SMITH

    For   For  
  2.   VOTE TO RATIFY PRICEWATERHOUSECOOPERS LLP AS OUR REGISTERED PUBLIC ACCOUNTING FIRM   Management   For   For  
  3.   ADVISORY APPROVAL OF EXECUTIVE COMPENSATION   Management   For   For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
  

Vote

Date

   Date
Confirmed
  000274050   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     200       15,800    23-Jan-2013    23-Jan-2013
  000274051   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     26,000       0    23-Jan-2013    23-Jan-2013
  000274052   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     67,900       0    23-Jan-2013    23-Jan-2013

 

  CITIC SECURITIES CO LTD
  Security   Y1639N117   Meeting Type   ExtraOrdinary General Meeting
  Ticker Symbol     Meeting Date   13-Mar-2013
  ISIN   CNE1000016V2   Agenda   704248702 - Management
  Record Date   08-Feb-2013   Holding Recon Date   08-Feb-2013
  City / Country   BEIJING     / China   Vote Deadline Date   06-Mar-2013
  SEDOL(s)     Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  CMMT   PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY ARE AVAILABLE BY CLICKING ON THE-URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/ 2013/0125/LTN20130-125578.pdf, http://www.hkexnews.hk/listedco/listconews/sehk/ 2013/0125/LTN20130-125604.pdf AND http://www.hkexnews.hk/listedco/listconews/sehk/ 2013/0221/LTN20-130221529.pdf   Non-Voting      
  1.1   To consider and approve the proposed issuances of Onshore and Offshore Corporate Debt Financing Instruments: Issuing Entity, Size of Issuance and Method of Issuance That (a) the Company will be the issuing entity of the RMB Debt Financing Instruments. The RMB Debt Financing Instruments that will be approved by or filed with the CSRC and other relevant approval and filing authorities in accordance with the relevant regulations will be issued on an one- off or multiple issuances or multi-tranche issuances bases through public offerings in the PRC or through private placements to qualified investors in accordance with CSRC’s relevant regulations; (b) the Company or its wholly- owned offshore subsidiary(ies) will act as the issuing entity(ies) of the Offshore Debt Financing Instruments. The Offshore Debt Financing CONTD   Management   For   For  
  CONT   CONTD Instruments will be issued on an one-off or multiple issuances or-multi-tranche issuances bases through public offerings or private placements-outside the PRC; (c) the sizes of the issuances of the Onshore and Offshore- Corporate Debt Financing Instruments will be no more than RMB 40 billion in-aggregate (including RMB 40 billion, calculated based on the aggregate-balance outstanding on the instruments issued and, in the case of an- instrument denominated in a foreign currency, based on the median price for-the exchange rate announced by the People’s Bank of China on the date of each-issuance), and shall be in compliance with the requirements prescribed in the-relevant laws and regulations on the maximum amount of the debt financing- instruments to be issued; and (d) authorisation be granted to the Board-(which may in CONTD   Non-Voting      
  CONT   CONTD turn authorise the Authorised Committee) to determine, at its sole-discretion, the issuing entity, the size of issue, the number of tranches,-the currency and the method of each issuance in accordance with the relevant-laws and regulations and the advices and suggestions of the regulatory-authorities, the Company’s actual needs of the funds and the then prevailing- market conditions in order to maximise the interest of the Company   Non-Voting      
  1.2   To consider and approve the proposed issuances of Onshore and Offshore Corporate Debt Financing Instruments: Types That (a) the RMB Debt Financing Instruments will include (as the case may be) ordinary bonds, subordinated bonds, subordinated debts, structured notes and the other types permitted to be issued by the regulatory authorities; (b) the Offshore Debt Financing Instruments will include (as the case may be) bonds, subordinated bonds and structured notes; (c) the terms of each of the subordinated debts or subordinated bonds to be issued under the issuances of the Onshore and Offshore Corporate Debt Financing Instruments shall not contain any provision for conversion into shares; and (d) authorisation be granted to the Board (which may in turn authorise the Authorised Committee) to determine, at its sole discretionCONTD   Management   For   For  
  CONT   CONTD , the types of the Onshore and Offshore Corporate Debt Financing-Instruments and the priorities for repayment of creditors in accordance with-the relevant regulations and the then prevailing market conditions   Non-Voting      
  1.3   To consider and approve the proposed issuances of Onshore and Offshore Corporate Debt Financing Instruments: Term That (a) the term of each of the Onshore and Offshore Corporate Debt Financing Instruments shall be no longer than 10 years (inclusive) with a single term or hybrid type with multiple terms; and (b) authorisation be granted to the Board (which may in turn authorise the Authorised Committee) to determine, at its sole discretion, the term and size of each type of the Onshore and Offshore Corporate Debt Financing Instruments in accordance with the relevant regulations and the then prevailing market conditions   Management   For   For  
  1.4   To consider and approve the proposed issuances of Onshore and Offshore Corporate Debt Financing Instruments: Interest Rate That authorisation be granted to the Board (which may in turn authorise the Authorised Committee) to determine, at its sole discretion, together with the sponsor (or the lead underwriter, if any) the interest rate of each of the Onshore and Offshore Corporate Debt Financing Instruments to be issued as well as the method of calculation and payment thereof in accordance with the then prevailing domestic market conditions and the   Management   For   For  
    relevant regulations in respect of the administration on the interest rate of the debt financing instruments (in the case and at the time of an issuance of the RMB Debt Financing Instruments) or in accordance with the then prevailing overseas market conditions (in the case and CONTD        
  CONT   CONTD at the time of an issuance of the Offshore Debt Financing Instruments)   Non-Voting      
  1.5   To consider and approve the proposed issuances of Onshore and Offshore Corporate Debt Financing Instruments: Security and Other Arrangements That (a) authorisation be granted to the Board (which may in turn authorise the Authorised Committee) to determine, at its sole discretion, the security arrangement for the issuances of the RMB Debt Financing Instruments in accordance with the laws; (b) depending on the structure of each issuance, the Company or its qualified wholly-owned offshore subsidiary(ies) will be the issuing entity(ies) of each of the Offshore Debt Financing Instruments to be issued, on the basis of a guarantee or a letter of support or a keep-well agreement to be issued by the Company or the aforesaid wholly- owned offshore subsidiary(ies) and/or a third party; and (c) authorisation be granted to the Board (CONTD   Management   For   For  
  CONT   CONTD which may in turn authorise the Authorised Committee) to determine, at-its sole discretion, the arrangement relating to the provision of guarantee-or the issuance of the letter of support or keep-well agreement in accordance-with the structure of each issuance   Non-Voting      
  1.6   To consider and approve the proposed issuances of Onshore and Offshore Corporate Debt Financing Instruments: Use of Proceeds That (a) the proceeds raised from the issuances of the Onshore and Offshore Corporate Debt Financing Instruments will be used to meet the business operation needs of the Company, adjust the debt structure of the Company, supplement the working capital of the Company and/or make project investments; and (b) authorisation be granted to the Board (which may in turn authorise the Authorised Committee) to determine, at its sole discretion, the use of proceeds in accordance with the Company’s demand for capital   Management   For   For  
  1.7   To consider and approve the proposed issuances of Onshore and Offshore Corporate Debt Financing Instruments: Issuing Price That authorisation be granted to the Board (which may in turn authorise the Authorised Committee) to determine, at its sole discretion, the issuing price of the Onshore and Offshore Corporate Debt Financing Instruments in accordance with the then prevailing market conditions at the time of each issuance and the relevant laws and regulations   Management   For   For  
  1.8   To consider and approve the proposed issuances of Onshore and Offshore Corporate Debt Financing Instruments: Targets of Issue and the Private Placement Arrangements to the Shareholders That (a) the targets of the Onshore and Offshore Corporate Debt Financing Instruments shall be the onshore and offshore investors, respectively, which meet the conditions for subscription; (b) the Onshore and Offshore Corporate Debt Financing Instruments may be placed to the Shareholders; and (c) authorisation be granted to the Board (which may in turn authorise the Authorised Committee) to determine, at its sole discretion, the specific private placement arrangements of each issuance (including whether to make such private placements and the placement proportion, etc.) based on the then prevailing domestic and overseas market conditions, CONTD   Management   For   For  
  CONT   CONTD the specific matters involved in the offerings in accordance with the-laws   Non-Voting      


  1.9   To consider and approve the proposed issuances of Onshore and Offshore Corporate Debt Financing Instruments: Listing of the Debt Financing Instruments That authorisation be granted to the Board (which may in turn authorise the Authorised Committee) to determine, at its sole discretion, the relevant matters involved in the application for the listing of the Onshore and Offshore Corporate Debt Financing Instruments in accordance with the actual conditions of the Company and the then prevailing conditions of the domestic and overseas markets   Management   For   For  
  1.10   To consider and approve the proposed issuances of Onshore and Offshore Corporate Debt Financing Instruments: Safeguard Measures for Debt Repayment of the RMB Debt Financing Instruments That authorisation be granted to the Board (which may in turn authorise the Authorised Committee) in respect of the issuances of the RMB Debt Financing Instruments, to determine, at its sole discretion, that at least the following measures shall be taken by the Company when there is an anticipated or actual failure to pay the principal of the bonds or repay the interests of the bonds due: (1) ceasing to distribute dividends to the Shareholders; (2) suspending the implementation of any capital expenditure projects such as material external investments, acquisitions and mergers, etc.; (3) reducing or ceasing to pay the wages and bonus of CONTD   Management   For   For  
  CONT   CONTD the directors and senior management personnel of the Company; (4) f-reezing the job t ransfer of the key responsibl e personnel   Non-Voting      
  1.11   To consider and approve the proposed issuances of Onshore and Offshore Corporate Debt Financing Instruments: Valid Period of the Resolutions Passed That the validity period of the resolutions passed at the EGM for the issuances of the Onshore and Offshore Corporate Debt Financing Instruments shall be 36 months calculated from the date of approval by the EGM, where the Board and/or its Authorised Committee   Management   For   For  
    had, during the term of the authorisation, decided the issuance or partial issuance of the Onshore and Offshore Corporate Debt Financing Instruments, and provided the Company had also, during the term of the authorisation, obtained the approval, licence, filing or registration from the regulatory authorities on the issuances (if applicable), the Company may, during the validity period of such approval, licence, filing CONTD        
  CONT   CONTD or registration/confirmation, complete the issuance or relevant partial-issuance of the Onshore and Offshore Corporate Debt Financing Instruments   Non-Voting      
  1.12   To consider and approve the proposed issuances of Onshore and Offshore Corporate Debt Financing Instruments: Authorisation for the Issuances of the Onshore and Offshore Corporate Debt Financing Instruments That to ensure effective coordination of the issuances of the Onshore and Offshore Corporate Debt Financing Instruments and specific matters in the issuance processes, authorisation be granted to the Board (which may in turn authorise the Authorised Committee) to deal with, at its sole discretion, all matters in connection with the issuances of the Onshore and Offshore Corporate Debt Financing Instruments in accordance with the relevant laws, regulations and opinions and advices from the regulatory authorities, within the framework and under the principles approved at the EGM, and based upon the general principle of CONTD   Management   For   For  
  CONT   CONTD acting in the best interest of the Company, including but not limited-to: (a) formation and adjustment of specific plans for the issuances of the-Onshore and Offshore Corporate Debt Financing Instruments in accordance with-the applicable laws, regulations and relevant provisions from the regulatory- authorities as well as resolutions passed at the EGM for such purposes, and-based on the actual conditions of the Company and the relevant debt markets,-including, without limitation, determination of the suitable issuing-entity(ies), timing of issuance, specific amount and method of issuance,-terms of issuance, targets and duration, whether to issue on an one-off,-multiple issuances, multi-tranche issuances or multiple- category issuances-bases and, if on multiple issuances, multi-tranche issuances or-multiple- category CONTD   Non-Voting      
  CONT   CONTD issuances bases, the size and term of each issuance, tranche and-category, the ways in which the nominal value and interest rate are- determined, currency (including offshore RMB), pricing method, issuance-arrangements, letter of guarantee, letter of support or keep-well agreement-arrangement, rating arrangement, specific methods of application and-purchase, whether to incorporate terms of repurchase or redemption, specific-private placement arrangement, use of proceeds, registration, listing of the-Onshore and Offshore Corporate Debt   Non-Voting      
    Financing Instruments and place of-listing, measures to mitigate repayment risks, measures to ensure debt-repayment, etc. and all matters relating to the issuances of the Onshore and- Offshore Corporate Debt Financing Instruments; (b) determining and engaging-intermediary agency, signingCONTD        
  CONT   CONTD , executing, amending and completing all agreements and documents-relating to the issuances of the Onshore and Offshore Corporate Debt-Financing Instruments, including, without limitation, the sponsorship-agreement, underwriting agreement, guarantee agreement, letter of support or-keep-well agreement, bond indenture, engagement letter with intermediary- agency, trust agreement, liquidation management agreement, registration and-custody agreement, listing agreement and other legal documents, etc., and-disclosing the relevant information in accordance with the relevant laws,-regulations and the listing rules of the exchanges on which the Company’s-securities are listed (including but not limited to the preliminary and final-offering memoranda of the debt financing instruments, and all announcements-and circulars, etc. CONTD   Non-Voting      
  CONT   CONTD in relation to the issuances of the Onshore and Offshore Corporate Debt-Financing Instruments); (c) select ing and engaging t rustee(s) and-clearance/ settlement manager(s) for the issuances of the Onshore and-Offshore Corporate Debt Financing Instruments, signing the trust agreement(s)-and clearance/settlement management agreement(s) and (if applicable)- formulating rules for meetings of the holders of the debt financing-instruments; (d) undertaking all applications and filings as well as listing-matters with regard to the issuances of the Onshore and Offshore Corporate-Debt Financing Instruments, including, without limitation, preparing,-revising and submitting relevant applications and filings of materials-relating to the issuances and listings of the Onshore and Offshore Corporate-Debt Financing Instruments and CONTD   Non-Voting      
  CONT   CONTD applications and filings of materials in respect of any guarantee,-letter of support or keep-well agreement to be provided by the Company, the-issuing entity(ies) and/or a third party, and signing the relevant-applications and filing documents and other legal documents (e) making-relevant adjustments to matters relating to the issuances of the Onshore and-Offshore Corporate Debt Financing Instruments according to the opinions and-changes in the policies of the regulatory authorities or the changes in-market conditions, or determining whether to continue with all or part of the-work in respect of the issuances of Onshore and Offshore Corporate Debt-Financing Instruments in accordance with the actual situation, unless-re-approval by the Shareholders at general meeting is otherwise required-pursuant to the relevant CONTD   Non-Voting      
  CONT   CONTD laws, regulations and the Articles of Association; and (f) dealing with-other matters in relation to the issuances of the Onshore and Offshore-Corporate Debt Financing Instruments; the above-mentioned authorisation be-valid and effective on and from the date of these resolutions to the date-when these resolutions cease to be effective or to the date when matters- authorised above have been completed (depending on whether the issuances of-the Onshore and Offshore Corporate Debt Financing Instruments have been-completely issued)   Non-Voting      
  2   To consider and approve the potential Connected/Related Transactions involved in the issuances of Onshore and Offshore Corporate Debt Financing Instruments: That 2.1 the Company may, within the range of the Onshore and Offshore Corporate Debt Financing Instruments and the term of the authorisation as set out in the resolution number 1 above, privately place on an one-off, multiple issuances or multitranche issuances bases the Onshore and Offshore Corporate Debt Financing Instruments in an aggregate amount of no more than RMB 15 billion (including RMB15 billion, calculated based on the aggregate balance outstanding on the instruments issued and, in the case of an instrument denominated in a foreign currency, based on the median price for the exchange rate announced by the People’s Bank of China on the date of each CONTD   Management   For   For  
  CONT   CONTD issuance) to its connected/related party(ies), including but not-limited to Shareholder(s) which hold(s) 5% or more of the total issued share-capital of the Company, the Directors, supervisors and senior management- members of the Company who are also Shareholders; 2.2 authorisation be-granted to the management of the Company to determine, at its sole-discretion, specific matters concerning the Connected/Related Transactions;-which shall be conducted in accordance with the applicable general market-practice (if any) and on normal commercial terms; and the interest rate,-term, price and other specific conditions of each issuance of the Onshore and-Offshore Corporate Debt Financing Instruments involved in the- Connected/Related Transactions will be determined in accordance with, among-other things, the relevant PRC lawsCONTD   Non-Voting      
  CONT   CONTD , regulations, market conditions and the capital supply and demand-relationships at the time of each issuance, and based on the market interest-rate, price, term, market fee rates (if any) as may be then applicable to-independent counterparties of the Onshore and Offshore Corporate Debt-Financing Instruments of such type as well as in accordance with the fair-market value after consultation; 2.3 authorisation be granted to the-management of the Company, at its sole discretion, to enter into the-subscription agreement(s) and other relevant agreement(s)   Non-Voting      
    and document(s)-with the connected/related party(ies) intending to subscribe for the Onshore- and Offshore Corporate Debt Financing Instruments to be issued by the-Company, and complete the relevant formalities; and 2.4 the Company be-authorised to, after entering into CONTD        
  CONT   CONTD the subscription agreement(s) and other relevant agreement(s) and-document(s) with the connected/related party(ies), release connected/related-transaction announcement(s) in a timely manner to disclose information- concerning the Connected/Related Transactions in accordance with the listing-rules of the exchanges on which the securities of the Company are listed   Non-Voting      
  3   To consider and approve the establishment of wholly-owned offshore subsidiaries: That 3.1 the Company be authorised to establish a direct wholly-owned offshore subsidiary in Hong Kong or other appropriate offshore jurisdiction, which can be used as the issuing entity of the Offshore Debt Financing Instruments; 3.2 the registered capital of the proposed direct wholly-owned offshore subsidiary be capped at no more than USD 10,000 or equivalent amounts in other currency and the name of the proposed direct wholly-owned offshore subsidiary be confirmed (subject to the final approval and registration by competent approval and registration authorities); 3.3 the issuing entity of the Offshore Debt Financing Instruments can also be the wholly- owned subsidiaries of the aforesaid direct wholly- owned offshore subsidiary (i.e. the CONTD   Management   For   For  
  CONT   CONTD indirect wholly-owned offshore subsidiaries of the Company) and the- management of the Company be authorised to determine, at its sole discretion,-the issuing structure based on the actual circumstances; and 3.4 the-management of the Company be authorised to deal with all matters relating to-the establishment of the proposed direct or indirect wholly-owned offshore-subsidiary(ies) in accordance with the applicable rules, including but not-limited to going through domestic and overseas formalities for approval,-filing and registration   Non-Voting      
  CMMT   PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ADDITIONAL URL. IF YOU H-AVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YO-U DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.   Non-Voting      

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
  

Vote

Date

   Date
Confirmed
  260203   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     3,408,445       0    28-Jan-2013    08-Mar-2013
  260227   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     803,684       0    28-Jan-2013    08-Mar-2013
  260282   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     1,310,881       0    28-Jan-2013    08-Mar-2013

 

  INDUSTRIAL AND COMMERCIAL BANK OF CHINA LTD, BEIJI
  Security   Y3990B112   Meeting Type   ExtraOrdinary General Meeting
  Ticker Symbol     Meeting Date   20-Mar-2013
  ISIN   CNE1000003G1   Agenda   704249425 - Management
  Record Date   15-Feb-2013   Holding Recon Date   15-Feb-2013
  City / Country   BEIJING     / China   Vote Deadline Date   13-Mar-2013
  SEDOL(s)   B1G1QD8 - B1GD009 - B1GT900   Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  CMMT   PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL- LINKS:- http://www.hkexnews.hk/listedco/listconews/sehk/ 2013/0128/LTN20130128352.pdf-AND- http://www.hkexnews.hk/listedco/listconews/sehk/ 2013/0128/LTN20130128343.pdf   Non-Voting      
  1   To consider and approve the election of Sir Malcolm Christopher McCarthy as an independent non-executive director of the Bank   Management   For   For  
  2   To consider and approve the election of Mr. Kenneth Patrick Chung as an independent non- executive director of the Bank   Management   For   For  
  3   To consider and approve the Bank’s 2013 fixed assets investment budget   Management   For   For  
  4   To approve the issue of eligible tier-2 capital instruments on the terms and conditions as set out in the circular dated 29 January 2013   Management   For   For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
  

Vote

Date

   Date
Confirmed
  260203   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     10,295,000       0    01-Feb-2013    15-Mar-2013
  260227   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     2,429,000       0    01-Feb-2013    15-Mar-2013
  260282   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     3,949,000       0    01-Feb-2013    15-Mar-2013

 

  BANK OF CHINA LTD, BEIJING
  Security   Y0698A107   Meeting Type   ExtraOrdinary General Meeting
  Ticker Symbol     Meeting Date   26-Mar-2013
  ISIN   CNE1000001Z5   Agenda   704265114 - Management
  Record Date   22-Feb-2013   Holding Recon Date   22-Feb-2013
  City / Country   BEIJING     / China   Vote Deadline Date   19-Mar-2013
  SEDOL(s)   B154564 - B15ZP90 - B15ZV58   Quick Code  


     Item   Proposal   Type   Vote   For/Against
Management
   
  CMMT   PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL- LINKS:- http://www.hkexnews.hk/listedco/listconews/sehk/ 2013/0207/LTN20130207604.pdf-AND- http://www.hkexnews.hk/listedco/listconews/sehk/ 2013/0207/LTN20130207602.pdf   Non-Voting      
  1   To consider and approve the proposal on the election of Mr. Wang Shiqiang as Non-executive Director of the Bank   Management   For   For  
  2   To consider and approve the proposal on downward adjustment to the conversion price of the A share convertible bonds of the Bank   Management   For   For  
  3   To consider and approve the proposal in relation to the amendments of the Articles of Association of the Bank   Management   For   For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
  

Vote

Date

   Date
Confirmed
  260203   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     16,320,000       0    01-Apr-2013    21-Mar-2013
  260227   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     3,850,000       0    01-Apr-2013    21-Mar-2013
  260282   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     6,260,000       0    01-Apr-2013    21-Mar-2013

 

  CANON INC.
  Security   J05124144   Meeting Type   Annual General Meeting
  Ticker Symbol     Meeting Date   28-Mar-2013
  ISIN   JP3242800005   Agenda   704289962 - Management
  Record Date   31-Dec-2012   Holding Recon Date   31-Dec-2012
  City / Country   TOKYO         / Japan   Vote Deadline Date   20-Mar-2013
  SEDOL(s)   5485271 - 6172323 - B021CR1 - B16MTZ4   Quick Code   77510

 

     Item   Proposal   Type   Vote   For/Against
Management
   
    Please reference meeting materials.   Non-Voting      
  1   Approve Appropriation of Surplus   Management   For   For  
  2.1   Appoint a Director   Management   For   For  
  2.2   Appoint a Director   Management   For   For  
  2.3   Appoint a Director   Management   For   For  
  2.4   Appoint a Director   Management   For   For  
  2.5   Appoint a Director   Management   For   For  
  2.6   Appoint a Director   Management   For   For  
  2.7   Appoint a Director   Management   For   For  
  2.8   Appoint a Director   Management   For   For  
  2.9   Appoint a Director   Management   For   For  
  2.10   Appoint a Director   Management   For   For  
  2.11   Appoint a Director   Management   For   For  
  2.12   Appoint a Director   Management   For   For  
  2.13   Appoint a Director   Management   For   For  
  2.14   Appoint a Director   Management   For   For  
  2.15   Appoint a Director   Management   For   For  
  2.16   Appoint a Director   Management   For   For  
  2.17   Appoint a Director   Management   For   For  
  2.18   Appoint a Director   Management   For   For  
  2.19   Appoint a Director   Management   For   For  
  2.20   Appoint a Director   Management   For   For  
  2.21   Appoint a Director   Management   For   For  
  3   Approve Payment of Accrued Benefits associated with Abolition of Retirement Benefit System for Current Directors   Management   For   For  
  4   Amend the Compensation to be received by Directors   Management   For   For  
  5   Approve Payment of Bonuses to Directors   Management   For   For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
  

Vote

Date

   Date
Confirmed
  260203   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     52,800       0    05-Mar-2013    05-Mar-2013
  260227   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     12,500       0    05-Mar-2013    05-Mar-2013
  260282   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     20,300       0    05-Mar-2013    05-Mar-2013


  MEDLEY CAPITAL CORPORATION
  Security   58503F106   Meeting Type   Annual
  Ticker Symbol   MCC   Meeting Date   04-Apr-2013
  ISIN   US58503F1066   Agenda   933726905 - Management
  Record Date   14-Jan-2013   Holding Recon Date   14-Jan-2013
  City / Country                       / United States   Vote Deadline Date   03-Apr-2013
  SEDOL(s)     Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  1.   DIRECTOR   Management      
   

1      SETH TAUBE

    For   For  
   

2      ARTHUR S. AINSBERG

    For   For  
  2.   THE RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR MEDLEY CAPITAL CORPORATION FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2013.   Management   For   For  
  3.   TO APPROVE AUTHORIZATION OF MEDLEY CAPITAL CORPORATION, WITH THE APPROVAL OF ITS BOARD OF DIRECTORS, TO SELL SHARES OF ITS COMMON STOCK AT A PRICE OR PRICES BELOW MEDLEY CAPITAL CORPORATION’S THEN CURRENT NET ASSET VALUE PER SHARE IN ONE OR MORE OFFERINGS, SUBJECT TO CERTAIN CONDITIONS AS SET FORTH IN THE PROXY STATEMENT, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.   Management   For   For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
  

Vote

Date

   Date
Confirmed
  000274050   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     34,088       0    23-Jan-2013    23-Jan-2013
  000274051   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     55,928       0    23-Jan-2013    23-Jan-2013
  000274052   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     146,188       0    23-Jan-2013    23-Jan-2013

 

  SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.)
  Security   806857108   Meeting Type   Annual
  Ticker Symbol   SLB   Meeting Date   10-Apr-2013
  ISIN   AN8068571086   Agenda   933739382 - Management
  Record Date   20-Feb-2013   Holding Recon Date   20-Feb-2013
  City / Country                       / United States   Vote Deadline Date   09-Apr-2013
  SEDOL(s)     Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  1A.   ELECTION OF DIRECTOR: PETER L.S. CURRIE   Management   For   For  
  1B.   ELECTION OF DIRECTOR: TONY ISAAC   Management   For   For  
  1C.   ELECTION OF DIRECTOR: K. VAMAN KAMATH   Management   For   For  
  1D.   ELECTION OF DIRECTOR: PAAL KIBSGAARD   Management   For   For  
  1E.   ELECTION OF DIRECTOR: NIKOLAY KUDRYAVTSEV   Management   For   For  
  1F.   ELECTION OF DIRECTOR: ADRIAN LAJOUS   Management   For   For  
  1G.   ELECTION OF DIRECTOR: MICHAEL E. MARKS   Management   For   For  
  1H.   ELECTION OF DIRECTOR: LUBNA S. OLAYAN   Management   For   For  
  1I.   ELECTION OF DIRECTOR: L. RAFAEL REIF   Management   For   For  
  1J.   ELECTION OF DIRECTOR: TORE I. SANDVOLD   Management   For   For  
  1K.   ELECTION OF DIRECTOR: HENRI SEYDOUX   Management   For   For  
  2.   TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY’S EXECUTIVE COMPENSATION.   Management   For   For  
  3.   TO APPROVE THE COMPANY’S 2012 FINANCIAL STATEMENTS AND DECLARATIONS OF DIVIDENDS.   Management   For   For  
  4.   TO APPROVE THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.   Management   For   For  
  5.   TO APPROVE THE ADOPTION OF THE 2013 SCHLUMBERGER OMNIBUS INCENTIVE PLAN.   Management   For   For  
  6.   TO APPROVE THE ADOPTION OF AN AMENDMENT AND RESTATEMENT OF THE SCHLUMBERGER DISCOUNT STOCK PURCHASE PLAN.   Management   For   For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
  

Vote

Date

   Date
Confirmed
  000274050   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     2,000       5,800    05-Mar-2013    05-Mar-2013
  000274051   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     12,600       0    05-Mar-2013    05-Mar-2013
  000274052   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     32,800       0    05-Mar-2013    05-Mar-2013


  ELAN CORPORATION, PLC
  Security   284131208   Meeting Type   Special
  Ticker Symbol   ELN   Meeting Date   12-Apr-2013
  ISIN   US2841312083   Agenda   933757594 - Management
  Record Date   18-Mar-2013   Holding Recon Date   18-Mar-2013
  City / Country                       / United States   Vote Deadline Date   11-Apr-2013
  SEDOL(s)     Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  1.   TO AUTHORIZE THE COMPANY TO MAKE MARKET PURCHASES OF ITS ORDINARY SHARES PURSUANT TO THE TENDER OFFER.   Management   For   For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
   Unavailable
Shares
  

Vote

Date

   Date
Confirmed
  000274050   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON   128,472    0    01-Apr-2013    01-Apr-2013
  000274051   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON   235,915    0    01-Apr-2013    01-Apr-2013
  000274052   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON   543,397    0    01-Apr-2013    01-Apr-2013

 

  OWENS CORNING
  Security   690742101   Meeting Type   Annual
  Ticker Symbol   OC   Meeting Date   18-Apr-2013
  ISIN   US6907421019   Agenda   933744612 - Management
  Record Date   26-Feb-2013   Holding Recon Date   26-Feb-2013
  City / Country                       / United States   Vote Deadline Date   17-Apr-2013
  SEDOL(s)     Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  1.   DIRECTOR   Management      
  1   RALPH F. HAKE     For   For  
  2   J. BRIAN FERGUSON     For   For  
  3   F. PHILIP HANDY     For   For  
  4   MICHAEL H. THAMAN     For   For  
  2.   TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013.   Management   For   For  
  3.   TO APPROVE THE EMPLOYEE STOCK PURCHASE PLAN.   Management   For   For  
  4.   TO APPROVE THE 2013 STOCK PLAN.   Management   For   For  
  5.   TO APPROVE, ON AN ADVISORY BASIS, NAMED EXECUTIVE OFFICER COMPENSATION.   Management   For   For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
  

Vote

Date

   Date
Confirmed
  000274050   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     35,012       13,300    01-Apr-2013    01-Apr-2013
  000274051   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     17,207       64,000    01-Apr-2013    01-Apr-2013
  000274052   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     134,589       70,000    01-Apr-2013    01-Apr-2013

 

  EBAY INC.
  Security   278642103   Meeting Type   Annual
  Ticker Symbol   EBAY   Meeting Date   18-Apr-2013
  ISIN   US2786421030   Agenda   933756934 - Management
  Record Date   13-Mar-2013   Holding Recon Date   13-Mar-2013
  City / Country                       / United States   Vote Deadline Date   17-Apr-2013
  SEDOL(s)     Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  1A.   ELECTION OF DIRECTOR: DAVID M. MOFFETT   Management   For   For  
  1B.   ELECTION OF DIRECTOR: RICHARD T. SCHLOSBERG, III   Management   For   For  
  1C.   ELECTION OF DIRECTOR: THOMAS J. TIERNEY   Management   For   For  
  2.   TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.   Management   For   For  
  3.   STOCKHOLDER PROPOSAL REGARDING CORPORATE LOBBYING DISCLOSURE.   Shareholder   Against   For  
  4.   STOCKHOLDER PROPOSAL REGARDING PRIVACY AND DATA SECURITY.   Shareholder   Against   For  
  5.   RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT AUDITORS FOR OUR FISCAL YEAR ENDING DECEMBER 31, 2013.   Management   For   For  


    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
  

Vote

Date

   Date
Confirmed
  000274050   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     500       41,000    01-Apr-2013    01-Apr-2013
  000274051   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     14,700       58,000    01-Apr-2013    01-Apr-2013
  000274052   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     7,600       168,000    01-Apr-2013    01-Apr-2013

 

  M. DIAS BRANCO SA INDUSTRIA E COMERCIO DE ALIMENTO
  Security   P64876108   Meeting Type   Annual General Meeting
  Ticker Symbol     Meeting Date   19-Apr-2013
  ISIN   BRMDIAACNOR7   Agenda   704340532 - Management
  Record Date     Holding Recon Date   17-Apr-2013
  City / Country   EUSEBIO     / Brazil   Vote Deadline Date   10-Apr-2013
  SEDOL(s)   B1FRH89   Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  CMMT   IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE   Non-Voting      
  CMMT   PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE TO ELECT A MEMBER MUST-INCLUDE THE NAME OF THE CANDIDATE TO BE ELECTED. IF INSTRUCTIONS TO VOTE ON-THIS ITEM IS RECEIVED WITHOUT A CANDIDATE’S NAME, YOUR VOTE WILL BE PROCESSED-IN FAVOR OR AGAINST OF THE DEFAULT COMPANY’S CANDIDATE. THANK YOU.   Non-Voting      
  CMMT   PLEASE NOTE THAT VOTES ‘IN FAVOR’ AND ‘AGAINST’ IN THE SAME AGENDA ITEM ARE- NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN-ARE ALLOWED. THANK YOU   Non-Voting      
  I   To approve, upon the board of directors annual report, financial statements, accompanied by independent auditors report related to fiscal year ended on December 31, 2012   Management   No Action    
  II   Deliberate on the allocation of net profit resulted from 2012 fiscal year, accordance with a proposal from the board of directors at meeting held on March 04, 2012   Management   No Action    
  III   To elect and instate the members of the board of directors   Management   No Action    
  IV   To establish the aggregate annual remuneration of the management of the company   Management   No Action    

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
  

Vote

Date

   Date
Confirmed
  284062   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     12,300       0    22-Mar-2013    22-Mar-2013
  284063   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     20,100       0    22-Mar-2013    22-Mar-2013
  284064   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     52,200       0    22-Mar-2013    22-Mar-2013

 

 

  M. DIAS BRANCO SA INDUSTRIA E COMERCIO DE ALIMENTO
  Security   438516106   Meeting Type   Annual
  Ticker Symbol   HON   Meeting Date   22-Apr-2013
  ISIN   US4385161066   Agenda   933739368 - Management
  Record Date   22-Feb-2013   Holding Recon Date   22-Feb-2013
  City / Country                        /United States   Vote Deadline Date   19-Apr-2013
  SEDOL(s)     Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  1A.   ELECTION OF DIRECTOR: GORDON M. BETHUNE   Management   For   For  
  1B.   ELECTION OF DIRECTOR: KEVIN BURKE   Management   For   For  
  1C.   ELECTION OF DIRECTOR: JAIME CHICO PARDO   Management   For   For  
  1D.   ELECTION OF DIRECTOR: DAVID M. COTE   Management   For   For  
  1E.   ELECTION OF DIRECTOR: D. SCOTT DAVIS   Management   For   For  
  1F.   ELECTION OF DIRECTOR: LINNET F. DEILY   Management   For   For  
  1G.   ELECTION OF DIRECTOR: JUDD GREGG   Management   For   For  
  1H.   ELECTION OF DIRECTOR: CLIVE HOLLICK   Management   For   For  
  1I.   ELECTION OF DIRECTOR: GRACE D. LIEBLEIN   Management   For   For  
  1J.   ELECTION OF DIRECTOR: GEORGE PAZ   Management   For   For  
  1K.   ELECTION OF DIRECTOR: BRADLEY T. SHEARES   Management   For   For  
  1L.   ELECTION OF DIRECTOR: ROBIN L. WASHINGTON   Management   For   For  
  2.   APPROVAL OF INDEPENDENT ACCOUNTANTS.   Management   For   For  
  3.   ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION.   Management   For   For  
  4.   INDEPENDENT BOARD CHAIRMAN.   Shareholder   Against   For  
  5.   RIGHT TO ACT BY WRITTEN CONSENT.   Shareholder   Against   For  
  6.   ELIMINATE ACCELERATED VESTING IN A CHANGE IN CONTROL.   Shareholder   Against   For  


    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
  

Vote

Date

   Date
Confirmed
  000274050   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     1,000       38,000    01-Apr-2013    01-Apr-2013
  000274051   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     300       75,000    01-Apr-2013    01-Apr-2013
  000274052   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     200       164,800    01-Apr-2013    01-Apr-2013

 

  ASCOTT RESIDENCE TRUST
  Security   Y0261Y102   Meeting Type   Annual General Meeting
  Ticker Symbol     Meeting Date   23-Apr-2013
  ISIN   SG1T08929278   Agenda   704351737 - Management
  Record Date     Holding Recon Date   19-Apr-2013
  City / Country   SINGAPORE   / Singapore   Vote Deadline Date   17-Apr-2013
  SEDOL(s)   B10SSL7 - B12TY87   Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  1   To receive and adopt the Report of DBS Trustee Limited, as trustee of Ascott Reit (the “Trustee”), the Statement by Ascott Residence Trust Management Limited, as manager of Ascott Reit (the “Manager”) and the Audited Financial Statements of Ascott Reit for the year ended 31 December 2012 and the Auditors’ Report thereon   Management   For   For  
  2   To re-appoint Messrs KPMG LLP as the Auditors of Ascott Reit and to hold office until the conclusion of the next AGM of Ascott Reit and to authorise the Manager to fix their remuneration   Management   For   For  
  3   That authority be and is hereby given to the Manager to: (a) (i) issue units in Ascott Reit (“Units”) whether by way of rights, bonus or otherwise; and/or (ii) make or grant offers, agreements or options (collectively, “Instruments”) that might or would require Units to be issued, including but not limited to the creation and issue of (as well as adjustments to) securities, warrants, debentures or other instruments convertible into Units, at any time and upon such terms and conditions and for such purposes and to such persons as the Manager may in its absolute discretion deem fit; and (b) issue Units in pursuance of any Instrument made or granted by the Manager while this Resolution was in force (notwithstanding that the authority conferred by this Resolution may have ceased to be in force at the time such Units are CONTD   Management   For   For  
  CONT   CONTD issued), provided that: (1) the aggregate number of Units to be issued-pursuant to this Resolution (including Units to be issued in pursuance of-Instruments made or granted pursuant to this Resolution) shall not exceed-fifty per cent. (50%) of the total number of issued Units (as calculated in-accordance with sub- paragraph (2) below), of which the aggregate number of-Units to be issued other than on a pro rata basis to Unitholders (including-Units to be issued in pursuance of Instruments made or granted pursuant to-this Resolution) shall not exceed twenty per cent. (20%) of the total number-of issued Units (as calculated in accordance with sub-paragraph (2) below);-(2) subject to such manner of calculation as may be prescribed by the-Singapore Exchange Securities Trading Limited (the “SGX-ST”) for the purpose- of CONTD   Non-Voting      
  CONT   CONTD determining the aggregate number of Units that may be issued under-sub-paragraph (1) above, the total number of issued Units shall be based on-the total number of issued Units at the time this Resolution is passed, after-adjusting for: (a) any new Units arising from the conversion or exercise of-any Instruments which are outstanding at the time this Resolution is passed;-and (b) any subsequent bonus issue, consolidation or subdivision of Units;-(3) in exercising the authority conferred by this Resolution, the Manager-shall comply with the provisions of the Listing Manual of the SGX-ST for the-time being in force (unless such compliance has been waived by the SGX-ST)- and the trust deed constituting Ascott Reit (as amended, varied or-supplemented from time to time) (the “Trust Deed”) for the time being in- force CONTD   Non-Voting      
  CONT   CONTD (unless otherwise exempted or waived by the Monetary Authority of-Singapore); (4) (unless revoked or varied by the Unitholders in a general-meeting) the authority conferred by this Resolution shall continue in force-until (a) the conclusion of the next AGM of Ascott Reit or (b) the date by-which the next AGM of Ascott Reit is required by applicable regulations to be-held, whichever is the earlier; (5) where the terms of the issue of the-Instruments provide for adjustment to the number of Instruments or Units into-which the Instruments may be converted, in the event of rights, bonus or-other capitalisation issues or any other events, the Manager is authorised to-issue additional Instruments or Units pursuant to such adjustment- notwithstanding that the authority conferred by this Resolution may have-ceased to be in CONTD   Non-Voting      
  CONT   CONTD force at the time the Instruments or Units are issued; and (6) the-Manager and the Trustee be and are hereby severally authorised to complete-and do all such acts and things (including executing all such documents as-may be required) as the Manager or, as the case may be, the Trustee may-consider expedient or necessary or in the interest of Ascott Reit to give- effect to the authority conferred by this Resolution   Non-Voting      

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
  

Vote

Date

   Date
Confirmed
  260203   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     2,342,253       0    30-Apr-2013    18-Apr-2013
  260227   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     549,077       0    30-Apr-2013    18-Apr-2013
  260282   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     899,766       0    30-Apr-2013    18-Apr-2013

 

  CENTENE CORPORATION
  Security   15135B101   Meeting Type   Annual
  Ticker Symbol   CNC   Meeting Date   23-Apr-2013
  ISIN   US15135B1017   Agenda   933738859 - Management
  Record Date   22-Feb-2013   Holding Recon Date   22-Feb-2013
  City / Country                       / United States   Vote Deadline Date   22-Apr-2013
  SEDOL(s)     Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  1.   DIRECTOR   Management      
   

1      ORLANDO AYALA

    For   For  
   

2      PAMELA A. JOSEPH

    For   For  
   

3      TOMMY G. THOMPSON

    For   For  
  2.   RATIFICATION OF APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013   Management   For   For  
  3.   ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION   Management   For   For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
  

Vote

Date

   Date
Confirmed
  000274050   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     16,600       0    01-Apr-2013    01-Apr-2013
  000274051   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     29,800       0    01-Apr-2013    01-Apr-2013
  000274052   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     70,800       0    01-Apr-2013    01-Apr-2013

 

  WELLS FARGO & COMPANY
  Security   949746101   Meeting Type   Annual
  Ticker Symbol   WFC   Meeting Date   23-Apr-2013
  ISIN   US9497461015   Agenda   933743696 - Management
  Record Date   26-Feb-2013   Holding Recon Date   26-Feb-2013
  City / Country                       / United States   Vote Deadline Date   22-Apr-2013
  SEDOL(s)     Quick Code  


     Item   Proposal   Type   Vote   For/Against
Management
   
  1A)   ELECTION OF DIRECTOR: JOHN D. BAKER II   Management   For   For  
  1B)   ELECTION OF DIRECTOR: ELAINE L. CHAO   Management   For   For  
  1C)   ELECTION OF DIRECTOR: JOHN S. CHEN   Management   For   For  
  1D)   ELECTION OF DIRECTOR: LLOYD H. DEAN   Management   For   For  
  1E)   ELECTION OF DIRECTOR: SUSAN E. ENGEL   Management   For   For  
  1F)   ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR.   Management   For   For  
  1G)   ELECTION OF DIRECTOR: DONALD M. JAMES   Management   For   For  
  1H)   ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN   Management   For   For  
  1I)   ELECTION OF DIRECTOR: FEDERICO F. PENA   Management   For   For  
  1J)   ELECTION OF DIRECTOR: HOWARD V. RICHARDSON   Management   For   For  
  1K)   ELECTION OF DIRECTOR: JUDITH M. RUNSTAD   Management   For   For  
  1L)   ELECTION OF DIRECTOR: STEPHEN W. SANGER   Management   For   For  
  1M)   ELECTION OF DIRECTOR: JOHN G. STUMPF   Management   For   For  
  1N)   ELECTION OF DIRECTOR: SUSAN G. SWENSON   Management   For   For  
  2.   ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION.   Management   For   For  
  3.   PROPOSAL TO APPROVE THE COMPANY’S AMENDED AND RESTATED LONG-TERM INCENTIVE COMPENSATION PLAN.   Management   For   For  
  4.   PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013.   Management   For   For  
  5.   STOCKHOLDER PROPOSAL TO ADOPT A POLICY REQUIRING AN INDEPENDENT CHAIRMAN.   Shareholder   Against   For  
  6.   STOCKHOLDER PROPOSAL TO PROVIDE A REPORT ON THE COMPANY’S LOBBYING POLICIES AND PRACTICES.   Shareholder   Against   For  
  7.   STOCKHOLDER PROPOSAL TO REVIEW AND REPORT ON INTERNAL CONTROLS OVER THE COMPANY’S MORTGAGE SERVICING AND FORECLOSURE PRACTICES.   Shareholder   Against   For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
  

Vote

Date

   Date
Confirmed
  000274050   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     178       41,500    01-Apr-2013    01-Apr-2013
  000274051   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     182       67,500    01-Apr-2013    01-Apr-2013
  000274052   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     428       176,000    01-Apr-2013    01-Apr-2013

 

  NOBLE ENERGY, INC.
  Security   655044105   Meeting Type   Annual
  Ticker Symbol   NBL   Meeting Date   23-Apr-2013
  ISIN   US6550441058   Agenda   933772914 - Management
  Record Date   06-Mar-2013   Holding Recon Date   06-Mar-2013
  City / Country                       / United States   Vote Deadline Date   22-Apr-2013
  SEDOL(s)     Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  1A.   ELECTION OF DIRECTOR: JEFFREY L. BERENSON   Management   For   For  
  1B.   ELECTION OF DIRECTOR: MICHAEL A. CAWLEY   Management   For   For  
  1C.   ELECTION OF DIRECTOR: EDWARD F. COX   Management   For   For  
  1D.   ELECTION OF DIRECTOR: CHARLES D. DAVIDSON   Management   For   For  
  1E.   ELECTION OF DIRECTOR: THOMAS J. EDELMAN   Management   For   For  
  1F.   ELECTION OF DIRECTOR: ERIC P. GRUBMAN   Management   For   For  
  1G.   ELECTION OF DIRECTOR: KIRBY L. HEDRICK   Management   For   For  
  1H.   ELECTION OF DIRECTOR: SCOTT D. URBAN   Management   For   For  
  1I.   ELECTION OF DIRECTOR: WILLIAM T. VAN KLEEF   Management   For   For  
  1J.   ELECTION OF DIRECTOR: MOLLY K. WILLIAMSON   Management   For   For  
  2.   TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY’S INDEPENDENT AUDITOR.   Management   For   For  
  3.   TO APPROVE, IN A NON-BINDING ADVISORY VOTE, THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS.   Management   For   For  
  4.   TO APPROVE AN AMENDMENT AND RESTATEMENT OF THE COMPANY’S 1992 STOCK OPTION AND RESTRICTED STOCK PLAN.   Management   For   For  
  5.   TO APPROVE AN AMENDMENT TO THE COMPANY’S CERTIFICATE OF INCORPORATION.   Management   For   For  
  6.   TO APPROVE AN AMENDMENT TO THE COMPANY’S BY-LAWS, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.   Management   For   For  


    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
  

Vote

Date

   Date
Confirmed
  000274050   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     100       3,200    04-Apr-2013    04-Apr-2013
  000274051   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     100       7,600    04-Apr-2013    04-Apr-2013
  000274052   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     100       13,900    04-Apr-2013    04-Apr-2013

 

  HCA HOLDINGS, INC
  Security   40412C101   Meeting Type   Annual
  Ticker Symbol   HCA   Meeting Date   24-Apr-2013
  ISIN   US40412C1018   Agenda   933743999 - Management
  Record Date   01-Mar-2013   Holding Recon Date   01-Mar-2013
  City / Country                       / United States   Vote Deadline Date   23-Apr-2013
  SEDOL(s)     Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  1   DIRECTOR   Management      
  1   RICHARD M. BRACKEN     For   For  
  2   R. MILTON JOHNSON     For   For  
  3   JOHN P. CONNAUGHTON     For   For  
  4   KENNETH W. FREEMAN     For   For  
  5   THOMAS F. FRIST III     For   For  
  6   WILLIAM R. FRIST     For   For  
  7   CHRISTOPHER R. GORDON     For   For  
  8   JAY O. LIGHT     For   For  
  9   GEOFFREY G. MEYERS     For   For  
  10   MICHAEL W. MICHELSON     For   For  
  11   JAMES C. MOMTAZEE     For   For  
  12   STEPHEN G. PAGLIUCA     For   For  
  13   WAYNE J. RILEY, M.D.     For   For  
  2   TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2013   Management   For   For  
  3   ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION   Management   For   For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
  

Vote

Date

   Date
Confirmed
  000274050   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     977       29,500    01-Apr-2013    01-Apr-2013
  000274051   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     515       49,000    01-Apr-2013    01-Apr-2013
  000274052   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     247       128,700    01-Apr-2013    01-Apr-2013

 

  BORGWARNER INC.
  Security   099724106   Meeting Type   Annual
  Ticker Symbol   BWA   Meeting Date   24-Apr-2013
  ISIN   US0997241064   Agenda   933744698 - Management
  Record Date   01-Mar-2013   Holding Recon Date   01-Mar-2013
  City / Country                       / United States   Vote Deadline Date   23-Apr-2013
  SEDOL(s)     Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  1.1   ELECTION OF DIRECTOR: JERE A. DRUMMOND   Management   For   For  
  1.2   ELECTION OF DIRECTOR: JOHN R. MCKERNAN, JR.   Management   For   For  
  1.3   ELECTION OF DIRECTOR: ERNEST J. NOVAK, JR.   Management   For   For  
  1.4   ELECTION OF DIRECTOR: JAMES R. VERRIER   Management   For   For  
  2.   TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR 2013.   Management   For   For  
  3.   ADVISORY APPROVAL OF THE COMPANY’S EXECUTIVE COMPENSATION AS DISCLOSED IN THE PROXY STATEMENT.   Management   For   For  
  4.   STOCKHOLDER PROPOSAL CONCERNING DECLASSIFICATION OF THE COMPANY’S BOARD OF DIRECTORS.   Shareholder   For   For  


    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote
Date
   Date
Confirmed
  000274050   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     2,700       14,500    01-Apr-2013    01-Apr-2013
  000274051   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     4,000       24,000    01-Apr-2013    01-Apr-2013
  000274052   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     12,800       60,000    01-Apr-2013    01-Apr-2013

 

  CIGNA CORPORATION
  Security   125509109   Meeting Type   Annual
  Ticker Symbol   CI   Meeting Date   24-Apr-2013
  ISIN   US1255091092   Agenda   933746022 - Management
  Record Date   25-Feb-2013   Holding Recon Date   25-Feb-2013
  City / Country                       / United States   Vote Deadline Date   23-Apr-2013
  SEDOL(s)     Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  1.1   ELECTION OF DIRECTOR: DAVID M. CORDANI   Management   For   For  
  1.2   ELECTION OF DIRECTOR: ISAIAH HARRIS, JR.   Management   For   For  
  1.3   ELECTION OF DIRECTOR: JANE E. HENNEY, M.D.   Management   For   For  
  1.4   ELECTION OF DIRECTOR: DONNA F. ZARCONE   Management   For   For  
  2.   RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS, LLP AS CIGNA’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013.   Management   For   For  
  3.   ADVISORY APPROVAL OF CIGNA’S EXECUTIVE COMPENSATION.   Management   For   For  
  4.   APPROVAL OF AN AMENDMENT TO THE CIGNA LONG-TERM INCENTIVE PLAN.   Management   For   For  
  5.   CONSIDERATION OF A SHAREHOLDER PROPOSAL ON LOBBYING DISCLOSURE.   Shareholder   Against   For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote
Date
   Date
Confirmed
  000274050   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     4,900       0    01-Apr-2013    01-Apr-2013
  000274051   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     9,000       0    01-Apr-2013    01-Apr-2013
  000274052   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     21,100       0    01-Apr-2013    01-Apr-2013

 

  CITIGROUP INC.
  Security   172967424   Meeting Type   Annual
  Ticker Symbol   C   Meeting Date   24-Apr-2013
  ISIN   US1729674242   Agenda   933746375 - Management
  Record Date   25-Feb-2013   Holding Recon Date   25-Feb-2013
  City / Country                       / United States   Vote Deadline Date   23-Apr-2013
  SEDOL(s)     Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  1A.   ELECTION OF DIRECTOR: MICHAEL L. CORBAT   Management   For   For  
  1B.   ELECTION OF DIRECTOR: FRANZ B. HUMER   Management   For   For  
  1C.   ELECTION OF DIRECTOR: ROBERT L. JOSS   Management   For   For  
  1D.   ELECTION OF DIRECTOR: MICHAEL E. O’NEILL   Management   For   For  
  1E.   ELECTION OF DIRECTOR: JUDITH RODIN   Management   For   For  
  1F.   ELECTION OF DIRECTOR: ROBERT L. RYAN   Management   For   For  
  1G.   ELECTION OF DIRECTOR: ANTHONY M. SANTOMERO   Management   For   For  
  1H.   ELECTION OF DIRECTOR: JOAN E. SPERO   Management   For   For  
  1I.   ELECTION OF DIRECTOR: DIANA L. TAYLOR   Management   For   For  
  1J.   ELECTION OF DIRECTOR: WILLIAM S. THOMPSON, JR.   Management   For   For  
  1K.   ELECTION OF DIRECTOR: ERNESTO ZEDILLO PONCE DE LEON   Management   For   For  
  2.   PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS CITI’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013.   Management   For   For  
  3.   ADVISORY APPROVAL OF CITI’S 2012 EXECUTIVE COMPENSATION.   Management   For   For  
  4.   AMENDMENT TO THE CITIGROUP 2009 STOCK INCENTIVE PLAN (RELATING TO DIVIDEND EQUIVALENTS).   Management   For   For  
  5.   STOCKHOLDER PROPOSAL REQUESTING THAT EXECUTIVES RETAIN A SIGNIFICANT PORTION OF THEIR STOCK UNTIL REACHING NORMAL RETIREMENT AGE.   Shareholder   Against   For  
  6.   STOCKHOLDER PROPOSAL REQUESTING A REPORT ON LOBBYING AND GRASSROOTS LOBBYING CONTRIBUTIONS.   Shareholder   Against   For  
  7.   STOCKHOLDER PROPOSAL REQUESTING THAT THE BOARD INSTITUTE A POLICY TO MAKE IT MORE PRACTICAL TO DENY INDEMNIFICATION FOR DIRECTORS.   Shareholder   Against   For  


    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote
Date
   Date
Confirmed
  000260203   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     20,353       0    01-Apr-2013    01-Apr-2013
  000260227   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     4,783       0    01-Apr-2013    01-Apr-2013
  000260282   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     8,464       0    01-Apr-2013    01-Apr-2013
  000274050   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     296       147,700    01-Apr-2013    01-Apr-2013
  000274051   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     8,862       252,000    01-Apr-2013    01-Apr-2013
  000274052   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     30,985       596,000    01-Apr-2013    01-Apr-2013

 

  CIA HERING SA, BLUMENAU
  Security   P50753105   Meeting Type   Annual General Meeting
  Ticker Symbol     Meeting Date   25-Apr-2013
  ISIN   BRHGTXACNOR9   Agenda   704362045 - Management
  Record Date     Holding Recon Date   23-Apr-2013
  City / Country   BLUMENAU / Brazil   Vote Deadline Date   15-Apr-2013
  SEDOL(s)   2404815 - B010V16   Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  CMMT   IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE   Non-Voting      
  CMMT   PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE TO ELECT A MEMBER MUST-INCLUDE THE NAME OF THE CANDIDATE TO BE ELECTED. IF INSTRUCTIONS TO VOTE ON-THIS ITEM IS RECEIVED WITHOUT A CANDIDATE’S NAME, YOUR VOTE WILL BE PROCESSED-IN FAVOR OR AGAINST OF THE DEFAULT COMPANY’S CANDIDATE. THANK YOU.   Non-Voting      
  CMMT   PLEASE NOTE THAT VOTES ‘IN FAVOR’ AND ‘AGAINST’ IN THE SAME AGENDA ITEM ARE- NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN-ARE ALLOWED. THANK YOU   Non-Voting      
  I   To receive the administrators accounts, to examine, discuss and vote on the financial statements regarding the fiscal year ended on December 31, 2012   Management   No Action    
  II   Approval of the capital budget for the 2013 fiscal year   Management   No Action    
  III   To decide on the allocation of the results from the fiscal year ended on December 31, 2012, the distribution of the dividends and on the ratification of the distribution of dividends and interest on own decided on by the board of directors   Management   No Action    
  IV   To elect the members of the board of directors   Management   No Action    
  V   To set the global remuneration of the company directors, executive committee and the consultant committee   Management   No Action    

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
   Unavailable
Shares
   Vote
Date
   Date
Confirmed
  284062   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON   20,499    0    29-Mar-2013    29-Mar-2013
  284063   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON   33,399    0    29-Mar-2013    29-Mar-2013
  284064   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON   87,300    0    29-Mar-2013    29-Mar-2013

 

  SONAE SIERRA BRASIL SA
  Security   P8731D103   Meeting Type   Annual General Meeting
  Ticker Symbol     Meeting Date   25-Apr-2013
  ISIN   BRSSBRACNOR1   Agenda   704408411 - Management
  Record Date     Holding Recon Date   23-Apr-2013
  City / Country   SAO PAULO / Brazil   Vote Deadline Date   16-Apr-2013
  SEDOL(s)   B67HNG2   Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  CMMT   IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE   Non-Voting      
  CMMT   PLEASE NOTE THAT VOTES ‘IN FAVOR’ AND ‘AGAINST’ IN THE SAME AGENDA ITEM ARE- NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN-ARE ALLOWED. THANK YOU   Non-Voting      
  I   To receive the administrator’s accounts, examine, discuss and approve the financial statements relating to the fiscal year that ended on December 31, 2012   Management   No Action    
  II   To decide on the allocation of the result of the fiscal year and the distribution of dividends, as well as of the proposal of the capital budget   Management   No Action    
  III   To set the global remuneration of the managers of the company   Management   No Action    

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote
Date
   Date
Confirmed
  284062   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     20,825       0    12-Apr-2013    12-Apr-2013
  284063   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     34,054       0    12-Apr-2013    12-Apr-2013
  284064   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     89,108       0    12-Apr-2013    12-Apr-2013


  PFIZER INC.
  Security   717081103   Meeting Type   Annual
  Ticker Symbol   PFE   Meeting Date   25-Apr-2013
  ISIN   US7170811035   Agenda   933743090 - Management
  Record Date   27-Feb-2013   Holding Recon Date   27-Feb-2013
  City / Country                       / United States   Vote Deadline Date   24-Apr-2013
  SEDOL(s)     Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  1A   ELECTION OF DIRECTOR: DENNIS A. AUSIELLO   Management   For   For  
  1B   ELECTION OF DIRECTOR: M. ANTHONY BURNS   Management   For   For  
  1C   ELECTION OF DIRECTOR: W. DON CORNWELL   Management   For   For  
  1D   ELECTION OF DIRECTOR: FRANCES D. FERGUSSON   Management   For   For  
  1E   ELECTION OF DIRECTOR: WILLIAM H. GRAY, III   Management   For   For  
  1F   ELECTION OF DIRECTOR: HELEN H. HOBBS   Management   For   For  
  1G   ELECTION OF DIRECTOR: CONSTANCE J. HORNER   Management   For   For  
  1H   ELECTION OF DIRECTOR: JAMES M. KILTS   Management   For   For  
  1I   ELECTION OF DIRECTOR: GEORGE A. LORCH   Management   For   For  
  1J   ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON   Management   For   For  
  1K   ELECTION OF DIRECTOR: IAN C. READ   Management   For   For  
  1L   ELECTION OF DIRECTOR: STEPHEN W. SANGER   Management   For   For  
  1M   ELECTION OF DIRECTOR: MARC TESSIER- LAVIGNE   Management   For   For  
  2   RATIFY THE SELECTION OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013   Management   For   For  
  3   ADVISORY APPROVAL OF EXECUTIVE COMPENSATION   Management   For   For  
  4   SHAREHOLDER PROPOSAL REGARDING EXECUTIVE EQUITY RETENTION   Shareholder   Against   For  
  5   SHAREHOLDER PROPOSAL REGARDING ACTION BY WRITTEN CONSENT   Shareholder   Against   For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote
Date
   Date
Confirmed
  000274050   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     400       69,000    01-Apr-2013    01-Apr-2013
  000274051   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     45,000       87,000    01-Apr-2013    01-Apr-2013
  000274052   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     28,700       265,000    01-Apr-2013    01-Apr-2013

 

  ARCOS DORADOS HOLDINGS INC
  Security   G0457F107   Meeting Type   Annual
  Ticker Symbol   ARCO   Meeting Date   25-Apr-2013
  ISIN   VGG0457F1071   Agenda   933764676 - Management
  Record Date   19-Mar-2013   Holding Recon Date   19-Mar-2013
  City / Country                       / United States   Vote Deadline Date   24-Apr-2013
  SEDOL(s)     Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  1.   CONSIDERATION AND APPROVAL OF THE FINANCIAL STATEMENTS OF THE COMPANY CORRESPONDING TO THE FISCAL YEAR ENDED DECEMBER 31, 2012, THE INDEPENDENT REPORT OF THE EXTERNAL AUDITORS ERNST & YOUNG (PISTRELLI, HENRY MARTIN Y ASOCIADOS S.R.L., MEMBER FIRM OF ERNST & YOUNG GLOBAL), AND THE NOTES CORRESPONDING TO THE FISCAL YEAR ENDED DECEMBER 31, 2012.   Management   For   For  
  2.   APPOINTMENT AND REMUNERATION OF ERNST & YOUNG (PISTRELLI, HENRY MARTIN Y ASOCIADOS S.R.L., MEMBER FIRM OF ERNST & YOUNG GLOBAL), AS THE COMPANY’S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2012.   Management   For   For  
  3.   DIRECTOR   Management      
   

1      MRS. ANNETTE FRANQUI

    For   For  
   

2      MR. C HERNANDEZ-ARTIGAS

    For   For  
   

3      MR. A. RAMIREZ MAGANA

    For   For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote
Date
   Date
Confirmed
  000274050   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     22,700       26,000    01-Apr-2013    01-Apr-2013
  000274051   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     54,800       43,000    01-Apr-2013    01-Apr-2013
  000274052   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     94,600       112,000    01-Apr-2013    01-Apr-2013


  NOBLE CORPORATION
  Security   H5833N103   Meeting Type   Annual
  Ticker Symbol   NE   Meeting Date   26-Apr-2013
  ISIN   CH0033347318   Agenda   933745246 - Management
  Record Date   01-Mar-2013   Holding Recon Date   01-Mar-2013
  City / Country                       / Switzerland   Vote Deadline Date   25-Apr-2013
  SEDOL(s)     Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  1.   DIRECTOR   Management      
   

1      MICHAEL A. CAWLEY

    For   For  
   

2      GORDON T. HALL

    For   For  
   

3      ASHLEY ALMANZA

    For   For  
  2.   APPROVAL OF THE 2012 ANNUAL REPORT, THE CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY FOR FISCAL YEAR 2012 AND THE STATUTORY FINANCIAL STATEMENTS OF THE COMPANY FOR FISCAL YEAR 2012   Management   For   For  
  3.   APPROVAL OF DIVIDEND PAYMENT FUNDED FROM CAPITAL CONTRIBUTION RESERVE IN THE AMOUNT OF USD $1.00 PER SHARE   Management   For   For  
  4.   RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2013 AND THE ELECTION OF PRICEWATERHOUSECOOPERS AG AS STATUTORY AUDITOR FOR A ONE-YEAR TERM   Management   For   For  
  5.   APPROVAL OF THE DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE OFFICERS OF THE COMPANY UNDER SWISS LAW FOR FISCAL YEAR 2012   Management   For   For  
  6.   APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS   Management   For   For  
  7.   APPROVAL OF AN EXTENSION OF BOARD AUTHORITY TO ISSUE AUTHORIZED SHARE CAPITAL UNTIL APRIL 25, 2015   Management   For   For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote
Date
   Date
Confirmed
  000274050   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     3,528       23,000    01-Apr-2013    01-Apr-2013
  000274051   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     38,323       18,700    01-Apr-2013    01-Apr-2013
  000274052   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     3,025       110,500    01-Apr-2013    01-Apr-2013

 

  NOBLE CORPORATION
  Security   H5833N103   Meeting Type   Annual
  Ticker Symbol   NE   Meeting Date   26-Apr-2013
  ISIN   CH0033347318   Agenda   933789250 - Management
  Record Date   08-Apr-2013   Holding Recon Date   08-Apr-2013
  City / Country                       / Switzerland   Vote Deadline Date   25-Apr-2013
  SEDOL(s)     Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  1.   DIRECTOR   Management      
   

1      MICHAEL A. CAWLEY

    For   For  
   

2      GORDON T. HALL

    For   For  
   

3      ASHLEY ALMANZA

    For   For  
  2.   APPROVAL OF THE 2012 ANNUAL REPORT, THE CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY FOR FISCAL YEAR 2012 AND THE STATUTORY FINANCIAL STATEMENTS OF THE COMPANY FOR FISCAL YEAR 2012   Management   For   For  
  3.   APPROVAL OF DIVIDEND PAYMENT FUNDED FROM CAPITAL CONTRIBUTION RESERVE IN THE AMOUNT OF USD $1.00 PER SHARE   Management   For   For  
  4.   RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2013 AND THE ELECTION OF PRICEWATERHOUSECOOPERS AG AS STATUTORY AUDITOR FOR A ONE-YEAR TERM   Management   For   For  
  5.   APPROVAL OF THE DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE OFFICERS OF THE COMPANY UNDER SWISS LAW FOR FISCAL YEAR 2012   Management   For   For  
  6.   APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS   Management   For   For  
  7.   APPROVAL OF AN EXTENSION OF BOARD AUTHORITY TO ISSUE AUTHORIZED SHARE CAPITAL UNTIL APRIL 25, 2015   Management   For   For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote
Date
   Date
Confirmed
  000274050   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     3,528       23,000    18-Apr-2013    18-Apr-2013
  000274051   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     38,323       18,700    18-Apr-2013    18-Apr-2013
  000274052   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     3,025       110,500    18-Apr-2013    18-Apr-2013

 

  COMPANIA DE LOCACAO DAS AMERICAS
  Security   P2R93B103   Meeting Type   Annual General Meeting
  Ticker Symbol     Meeting Date   30-Apr-2013
  ISIN   BRLCAMACNOR3   Agenda   704365394 - Management
  Record Date     Holding Recon Date   25-Apr-2013
  City / Country   SAO PAULO / Brazil   Vote Deadline Date   19-Apr-2013
  SEDOL(s)     Quick Code  


     Item   Proposal   Type   Vote   For/Against
Management
   
  CMMT   IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE   Non-Voting      
  CMMT   PLEASE NOTE THAT VOTES ‘IN FAVOR’ AND ‘AGAINST’ IN THE SAME AGENDA ITEM ARE- NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN-ARE ALLOWED. THANK YOU   Non-Voting      
  I   To receive the administrators accounts, to examine, discuss and vote on the administrations report, the financial statements and the accounting statements accompanied by the independent auditors report regarding the fiscal year ending on December 31, 2012   Management   No Action    
  II   To approve the destination of net profits from the 2012 fiscal year and to pay company dividends   Management   No Action    
  III   To set the directors and board of directors remunerations   Management   No Action    

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote
Date
   Date
Confirmed
    
  284062   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     207,700       0    30-Mar-2013    30-Mar-2013   
  284063   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     337,400       0    30-Mar-2013    30-Mar-2013   
  284064   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     871,500       0    30-Mar-2013    30-Mar-2013   

 

  AREZZO INDUSTRIA E COMERCIO SA
  Security   P04508100   Meeting Type   Annual General Meeting
  Ticker Symbol     Meeting Date   30-Apr-2013
  ISIN   BRARZZACNOR3   Agenda   704414313 - Management
  Record Date     Holding Recon Date   26-Apr-2013
  City / Country   BELO HORIZON TE / Brazil   Vote Deadline Date   18-Apr-2013
  SEDOL(s)   B3NS1W0   Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  CMMT   IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE   Non-Voting    
  CMMT   PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE TO ELECT A MEMBER MUST-INCLUDE THE NAME OF THE CANDIDATE TO BE ELECTED. IF INSTRUCTIONS TO VOTE ON-THIS ITEM IS RECEIVED WITHOUT A CANDIDATE’S NAME, YOUR VOTE WILL BE PROCESSED-IN FAVOR OR AGAINST OF THE DEFAULT COMPANY’S CANDIDATE. THANK YOU.   Non-Voting    
  CMMT   PLEASE NOTE THAT VOTES ‘IN FAVOR’ AND ‘AGAINST’ IN THE SAME AGENDA ITEM ARE- NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN-ARE ALLOWED. THANK YOU.   Non-Voting    
  I   To examine, discuss and vote upon the board of directors annual report, the financial statements and independent auditors report relating to fiscal year ended December 31, 2012   Management   No Action  
  II   Discuss the administration’s proposal for allocation of net profits for the fiscal year ended on December 31, 2012   Management   No Action  
  III   To approve the proposal for the capital budget for the year 2013 fiscal year   Management   No Action  
  IV   To set the global remuneration of the company managers for the 2013 fiscal year   Management   No Action  
  V   To elect the members of the board of directors   Management   No Action  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote
Date
   Date
Confirmed
  284062   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     21,638       0    16-Apr-2013    16-Apr-2013
  284063   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     35,505       0    16-Apr-2013    16-Apr-2013
  284064   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     92,080       0    16-Apr-2013    16-Apr-2013

 

  BHG SA - BRAZIL HOSPITALITY GROUP, SAO PAULO
  Security   P1668A101   Meeting Type   Annual General Meeting
  Ticker Symbol     Meeting Date   30-Apr-2013
  ISIN   BRBHGRACNOR9   Agenda   704431787 - Management
  Record Date     Holding Recon Date   26-Apr-2013
  City / Country   SAO PAULO / Brazil   Vote Deadline Date   19-Apr-2013
  SEDOL(s)   B23CS02   Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  CMMT   IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE   Non-Voting      
  CMMT   PLEASE NOTE THAT VOTES ‘IN FAVOR’ AND ‘AGAINST’ IN THE SAME AGENDA ITEM ARE- NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN-ARE ALLOWED. THANK YOU   Non-Voting      
  1   To receive the administrators accounts, to examine, discuss and vote on the administrations report, the financial statements and the accounting statements accompanied by the independent auditors report, regarding the fiscal year ended on December 31, 2012   Management   No Action    
  2   To decide on the allocation of the net profits from the 2012 fiscal year   Management   No Action    
  3   To elect the members of the board of directors, with term in office until AGM which will examine the company’s accounts related to the fiscal year ending on December 31, 2014   Management   No Action    
  4   To set the global remuneration of the company managers   Management   No Action    
  CMMT   PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE TO ELECT A MEMBER MUST INCLUDE-THE NAME OF THE CANDIDATE TO BE ELECTED. IF INSTRUCTIONS TO VOTE ON THIS ITEM-IS RECEIVED WITHOUT A CANDIDATE’S NAME, YOUR VOTE WILL BE PROCESSED IN FAVOR-OR AGAINST OF THE DEFAULT COMPANY’S CANDIDATE. THANK YOU.   Non-Voting      
  CMMT   PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ADDITIONAL COMMENT. IF Y-OU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLES-S YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.   Non-Voting      


    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote
Date
   Date
Confirmed
  284062   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     84,200       0    17-Apr-2013    24-Apr-2013
  284063   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     138,714       0    17-Apr-2013    24-Apr-2013
  284064   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     354,877       0    17-Apr-2013    24-Apr-2013

 

  BHG SA - BRAZIL HOSPITALITY GROUP, SAO PAULO
  Security   P1668A101   Meeting Type   ExtraOrdinary General Meeting
  Ticker Symbol     Meeting Date   30-Apr-2013
  ISIN   BRBHGRACNOR9   Agenda   704432260 - Management
  Record Date     Holding Recon Date   26-Apr-2013
  City / Country   SAO PAULO / Brazil   Vote Deadline Date   19-Apr-2013
  SEDOL(s)   B23CS02   Quick Code  

 

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  CMMT   IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE   Non-Voting      
  CMMT   PLEASE NOTE THAT VOTES ‘IN FAVOR’ AND ‘AGAINST’ IN THE SAME AGENDA ITEM ARE- NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN-ARE ALLOWED. THANK YOU   Non-Voting      
  I   To amend the sole paragraph of article 8 of the corporate bylaws of the company to make it compatible with that which is provided for in paragraph 3 of article 35 of the Brazilian corporate law   Management   No Action    

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote
Date
   Date
Confirmed
  284062   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     84,200       0    17-Apr-2013    24-Apr-2013
  284063   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     138,714       0    17-Apr-2013    24-Apr-2013
  284064   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     354,877       0    17-Apr-2013    24-Apr-2013

 

  UNICASA INDUSTRIA DE MOVEIS SA
  Security   P9449Z105   Meeting Type   ExtraOrdinary General Meeting
  Ticker Symbol     Meeting Date   30-Apr-2013
  ISIN   BRUCASACNOR1   Agenda   704432272 - Management
  Record Date     Holding Recon Date   23-Apr-2013
  City / Country   AT. BENTO GONCALV ES, RS / Brazil   Vote Deadline Date   19-Apr-2013
  SEDOL(s)     Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  CMMT   IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE   Non-Voting      
  CMMT   PLEASE NOTE THAT VOTES ‘IN FAVOR’ AND ‘AGAINST’ IN THE SAME AGENDA ITEM ARE- NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN-ARE ALLOWED. THANK YOU   Non-Voting      
  1   To elect a member of the board of directors of the company to replace the independent member of the board of directors in light of the resignation of the latter   Management   No Action    
  2   To ratify again the system under which Mr. Frank Zietolie is married as stated at the extraordinary general meeting of Unicasa, held on February 27, 2012, as being married under the complete separate property system   Management   No Action    

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote
Date
   Date
Confirmed
  284062   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     64,300       0    17-Apr-2013    17-Apr-2013
  284063   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     104,600       0    17-Apr-2013    17-Apr-2013
  284064   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     268,600       0    17-Apr-2013    17-Apr-2013

 

  UNICASA INDUSTRIA DE MOVEIS SA
  Security   P9449Z105   Meeting Type   Annual General Meeting
  Ticker Symbol     Meeting Date   30-Apr-2013
  ISIN   BRUCASACNOR1   Agenda   704432450 - Management
  Record Date     Holding Recon Date   23-Apr-2013
  City / Country   AT. BENTO GONCALV ES / Brazil   Vote Deadline Date   19-Apr-2013
  SEDOL(s)     Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  CMMT   IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE   Non-Voting      
  CMMT   PLEASE NOTE THAT VOTES ‘IN FAVOR’ AND ‘AGAINST’ IN THE SAME AGENDA ITEM ARE- NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN-ARE ALLOWED. THANK YOU   Non-Voting      
  1   To take knowledge of the directors accounts, to examine, discuss and approve the Company’s consolidated financial statements, accompanied by the independent auditors report regarding the fiscal year ended on December 31, 2012   Management   No Action    
  2   To decide on the allocation of the net profits from the 2012 fiscal year   Management   No Action    
  3   To set the managers remuneration   Management   No Action    


    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote
Date
   Date
Confirmed
  284062   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     64,300       0    17-Apr-2013    17-Apr-2013
  284063   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     104,600       0    17-Apr-2013    17-Apr-2013
  284064   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     268,600       0    17-Apr-2013    17-Apr-2013

 

  ALLERGAN, INC.
  Security   018490102   Meeting Type   Annual
  Ticker Symbol   AGN   Meeting Date   30-Apr-2013
  ISIN   US0184901025   Agenda   933747618 - Management
  Record Date   06-Mar-2013   Holding Recon Date   06-Mar-2013
  City / Country                       / United States   Vote Deadline Date   29-Apr-2013
  SEDOL(s)     Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  1A   ELECTION OF DIRECTOR: DAVID E.I. PYOTT   Management   For   For  
  1B   ELECTION OF DIRECTOR: MICHAEL R. GALLAGHER   Management   For   For  
  1C   ELECTION OF DIRECTOR: DEBORAH DUNSIRE, M.D.   Management   For   For  
  1D   ELECTION OF DIRECTOR: DAWN HUDSON   Management   For   For  
  1E   ELECTION OF DIRECTOR: TREVOR M. JONES, PH.D.   Management   For   For  
  1F   ELECTION OF DIRECTOR: LOUIS J. LAVIGNE, JR.   Management   For   For  
  1G   ELECTION OF DIRECTOR: PETER J. MCDONNELL, M.D.   Management   For   For  
  1H   ELECTION OF DIRECTOR: TIMOTHY D. PROCTOR   Management   For   For  
  1I   ELECTION OF DIRECTOR: RUSSELL T. RAY   Management   For   For  
  2   RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM   Management   For   For  
  3   ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS   Management   For   For  
  4   APPROVE THE AMENDMENT AND RESTATEMENT OF OUR AMENDED AND RESTATED CERTIFICATE OF INCORPORATION   Management   For   For  
  5.1   STOCKHOLDER PROPOSAL #1 - RIGHT TO ACT BY WRITTEN CONSENT   Shareholder   Against   For  
  5.2   STOCKHOLDER PROPOSAL #2 - DISCLOSURE OF LOBBYING PRACTICES   Shareholder   Against   For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote
Date
   Date
Confirmed
  000274050   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     1,200       8,800    01-Apr-2013    01-Apr-2013
  000274051   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     16,400       0    01-Apr-2013    01-Apr-2013
  000274052   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     42,500       0    01-Apr-2013    01-Apr-2013

 

  FREESCALE SEMICONDUCTOR, LTD.
  Security   G3727Q101   Meeting Type   Annual
  Ticker Symbol   FSL   Meeting Date   30-Apr-2013
  ISIN   BMG3727Q1015   Agenda   933749016 - Management
  Record Date   01-Mar-2013   Holding Recon Date   01-Mar-2013
  City / Country                       / United States   Vote Deadline Date   29-Apr-2013
  SEDOL(s)     Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  1   DIRECTOR   Management      
  1   CHINH E. CHU     For   For  
  2   JOHN T. DICKSON     For   For  
  3   DANIEL J. HENEGHAN     For   For  
  4   THOMAS H. LISTER     For   For  
  5   GREGG A. LOWE     For   For  
  6   JOHN W. MARREN     For   For  
  7   J. DANIEL MCCRANIE     For   For  
  8   JAMES A. QUELLA     For   For  
  9   PETER SMITHAM     For   For  
  10   GREGORY L. SUMME     For   For  
  11   CLAUDIUS E. WATTS IV     For   For  
  2   THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013, AND THE AUTHORIZATION OF THE AUDIT AND LEGAL COMMITTEE TO DETERMINE THE INDEPENDENT AUDITORS’ FEES.   Management  

For

  For  
  3   NON-BINDING ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.   Management   For   For  


    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote
Date
   Date
Confirmed
  000274051   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     4,866       0    01-Apr-2013    01-Apr-2013

 

  CHARTER COMMUNICATIONS, INC.
  Security   16117M305   Meeting Type   Annual
  Ticker Symbol   CHTR   Meeting Date   30-Apr-2013
  ISIN   US16117M3051   Agenda   933750362 - Management
  Record Date   01-Mar-2013   Holding Recon Date   01-Mar-2013
  City / Country                       / United States   Vote Deadline Date   29-Apr-2013
  SEDOL(s)     Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  1   DIRECTOR   Management      
   

1      W. LANCE CONN

    For   For  
   

2      DARREN GLATT

    For   For  
   

3      CRAIG A. JACOBSON

    For   For  
   

4      BRUCE A. KARSH

    For   For  
   

5      EDGAR LEE

    For   For  
   

6      JEFFREY A. MARCUS

    For   For  
   

7      JOHN D. MARKLEY, JR.

    For   For  
   

8      DAVID C. MERRITT

    For   For  
   

9      STAN PARKER

    For   For  
   

10    THOMAS M. RUTLEDGE

    For   For  
   

11    ERIC L. ZINTERHOFER

    For   For  
  2   AN AMENDMENT INCREASING THE NUMBER OF SHARES IN THE COMPANY’S 2009 STOCK INCENTIVE PLAN.   Management   For   For  
  3   THE RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDED DECEMBER 31, 2013.   Management   For   For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote
Date
   Date
Confirmed
  000274050   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     4,600       15,000    01-Apr-2013    01-Apr-2013
  000274051   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     200       34,900    01-Apr-2013    01-Apr-2013
  000274052   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     53,000       30,000    01-Apr-2013    01-Apr-2013

 

  MEAD JOHNSON NUTRITION COMPANY
  Security   582839106   Meeting Type   Annual
  Ticker Symbol   MJN   Meeting Date   30-Apr-2013
  ISIN   US5828391061   Agenda   933755362 - Management
  Record Date   15-Mar-2013   Holding Recon Date   15-Mar-2013
  City / Country                       / United States   Vote Deadline Date   29-Apr-2013
  SEDOL(s)     Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  1A.   ELECTION OF DIRECTOR: STEVEN M. ALTSCHULER, M.D.   Management   For   For  
  1B.   ELECTION OF DIRECTOR: HOWARD B. BERNICK   Management   For   For  
  1C.   ELECTION OF DIRECTOR: KIMBERLY A. CASIANO   Management   For   For  
  1D.   ELECTION OF DIRECTOR: ANNA C. CATALANO   Management   For   For  
  1E.   ELECTION OF DIRECTOR: CELESTE A. CLARK, PH.D.   Management   For   For  
  1F.   ELECTION OF DIRECTOR: JAMES M. CORNELIUS   Management   For   For  
  1G.   ELECTION OF DIRECTOR: STEPHEN W. GOLSBY   Management   For   For  
  1H.   ELECTION OF DIRECTOR: PETER KASPER JAKOBSEN   Management   For   For  
  1I.   ELECTION OF DIRECTOR: PETER G. RATCLIFFE   Management   For   For  
  1J.   ELECTION OF DIRECTOR: ELLIOTT SIGAL, M.D., PH.D.   Management   For   For  
  1K.   ELECTION OF DIRECTOR: ROBERT S. SINGER   Management   For   For  
  2.   ADVISORY APPROVAL OF NAMED EXECUTIVE OFFICER COMPENSATION   Management   For   For  
  3.   THE RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013   Management   For   For  


    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote
Date
   Date
Confirmed
  000274050   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     12,400       9,400    01-Apr-2013    01-Apr-2013
  000274051   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     23,400       19,000    01-Apr-2013    01-Apr-2013
  000274052   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     200       92,000    01-Apr-2013    01-Apr-2013

 

  SOLAR SENIOR CAPITAL LTD
  Security   83416M105   Meeting Type   Annual
  Ticker Symbol   SUNS   Meeting Date   30-Apr-2013
  ISIN   US83416M1053   Agenda   933763446 - Management
  Record Date   14-Mar-2013   Holding Recon Date   14-Mar-2013
  City / Country                       / United States   Vote Deadline Date   29-Apr-2013
  SEDOL(s)     Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  1.   DIRECTOR   Management      
   

1      BRUCE SPOHLER

    For   For  
   

2      STEVEN HOCHBERG

    For   For  
  2.   TO APPROVE A PROPOSAL TO AUTHORIZE SOLAR SENIOR CAPITAL LTD. TO SELL SHARES OF ITS COMMON STOCK AT A PRICE OR PRICES BELOW SOLAR SENIOR CAPITAL LTD.‘S THEN CURRENT NET ASSET VALUE PER SHARE IN ONE OR MORE OFFERINGS, IN EACH CASE SUBJECT TO THE APPROVAL OF ITS BOARD OF DIRECTORS AND COMPLIANCE WITH THE CONDITIONS SET FORTH IN THE PROXY STATEMENT PERTAINING THERETO.   Management   For   For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote
Date
   Date
Confirmed
  000274050   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     39,147       0    01-Apr-2013    01-Apr-2013
  000274051   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     64,139       0    01-Apr-2013    01-Apr-2013
  000274052   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     167,431       0    01-Apr-2013    01-Apr-2013

 

  CABOT OIL & GAS CORPORATION
  Security   127097103   Meeting Type   Annual
  Ticker Symbol   COG   Meeting Date   02-May-2013
  ISIN   US1270971039   Agenda   933746046 - Management
  Record Date   08-Mar-2013   Holding Recon Date   08-Mar-2013
  City / Country                       / United States   Vote Deadline Date   01-May-2013
  SEDOL(s)     Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  1A   ELECTION OF DIRECTOR: ROBERT L. KEISER   Management   For   For  
  1B   ELECTION OF DIRECTOR: W. MATT RALLS   Management   For   For  
  2   TO RATIFY THE APPOINTMENT OF THE FIRM PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR ITS 2013 FISCAL YEAR.   Management   For   For  
  3   TO APPROVE, BY NON-BINDING ADVISORY VOTE, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.   Management   For   For  
  4   TO CONSIDER A STOCKHOLDER PROPOSAL TO ELIMINATE ACCELERATED VESTING OF OUR SENIOR EXECUTIVES’ EQUITY AWARDS IN THE EVENT OF A CHANGE IN CONTROL.   Shareholder   Against   For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote
Date
   Date
Confirmed
  000274050   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     15,800       8,600    01-Apr-2013    01-Apr-2013
  000274051   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     30,600       14,600    01-Apr-2013    01-Apr-2013
  000274052   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     65,100       39,000    01-Apr-2013    01-Apr-2013

 

  EOG RESOURCES, INC.
  Security   26875P101   Meeting Type   Annual
  Ticker Symbol   EOG   Meeting Date   02-May-2013
  ISIN   US26875P1012   Agenda   933763054 - Management
  Record Date   08-Mar-2013   Holding Recon Date   08-Mar-2013
  City / Country                       / United States   Vote Deadline Date   01-May-2013
  SEDOL(s)     Quick Code  


     Item   Proposal   Type   Vote   For/Against
Management
   
  1A.   ELECTION OF DIRECTOR: CHARLES R. CRISP   Management   For   For  
  1B.   ELECTION OF DIRECTOR: JAMES C. DAY   Management   For   For  
  1C.   ELECTION OF DIRECTOR: MARK G. PAPA   Management   For   For  
  1D.   ELECTION OF DIRECTOR: H. LEIGHTON STEWARD   Management   For   For  
  1E.   ELECTION OF DIRECTOR: DONALD F. TEXTOR   Management   For   For  
  1F.   ELECTION OF DIRECTOR: WILLIAM R. THOMAS   Management   For   For  
  1G.   ELECTION OF DIRECTOR: FRANK G. WISNER   Management   For   For  
  2.   TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF DELOITTE & TOUCHE LLP, INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AS AUDITORS FOR THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2013.   Management   For   For  
  3.   TO APPROVE THE AMENDED AND RESTATED EOG RESOURCES, INC. 2008 OMNIBUS EQUITY COMPENSATION PLAN.   Management   For   For  
  4.   TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS.   Management   For   For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote
Date
   Date
Confirmed
  000274050   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     5,000       0    01-Apr-2013    01-Apr-2013
  000274051   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     10,000       0    01-Apr-2013    01-Apr-2013
  000274052   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     21,300       0    01-Apr-2013    01-Apr-2013

 

  OASIS PETROLEUM INC
  Security   674215108   Meeting Type   Annual
  Ticker Symbol   OAS   Meeting Date   03-May-2013
  ISIN   US6742151086   Agenda   933749167 - Management
  Record Date   06-Mar-2013   Holding Recon Date   06-Mar-2013
  City / Country                       / United States   Vote Deadline Date   02-May-2013
  SEDOL(s)     Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  1.   DIRECTOR   Management      
   

1      MICHAEL MCSHANE

    For   For  
   

2      THOMAS B. NUSZ

    For   For  
  2.   TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2013.   Management   For   For  
  3.   TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR EXECUTIVE OFFICERS AS DESCRIBED IN THE “EXECUTIVE COMPENSATION AND OTHER INFORMATION - COMPENSATION DISCUSSION AND ANALYSIS” (CD&A) SECTION OF THE ACCOMPANYING PROXY STATEMENT, AS DISCLOSED PURSUANT TO THE COMPENSATION DISCLOSURE RULES OF SECURITIES AND EXCHANGE COMMISSION (“SEC”), INCLUDING THE COMPENSATION TABLES.   Management   For   For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote
Date
   Date
Confirmed
  000274050   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     32,400       0    01-Apr-2013    01-Apr-2013
  000274051   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     61,900       0    01-Apr-2013    01-Apr-2013
  000274052   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     137,700       0    01-Apr-2013    01-Apr-2013

 

  AKORN, INC.
  Security   009728106   Meeting Type   Annual
  Ticker Symbol   AKRX   Meeting Date   03-May-2013
  ISIN   US0097281069   Agenda   933769107 - Management
  Record Date   08-Mar-2013   Holding Recon Date   08-Mar-2013
  City / Country                       / United States   Vote Deadline Date   02-May-2013
  SEDOL(s)     Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  1.   DIRECTOR   Management      
   

1      JOHN N. KAPOOR, PHD

    For   For  
   

2      RONALD M. JOHNSON

    For   For  
   

3      BRIAN TAMBI

    For   For  
   

4      STEVEN J. MEYER

    For   For  
   

5      ALAN WEINSTEIN

    For   For  
   

6      KENNETH S. ABRAMOWITZ

    For   For  
   

7      ADRIENNE L. GRAVES, PHD

    For   For  
  2.   PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP TO SERVE AS AKORN’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013.   Management   For   For  
  3.   SAY ON PAY - AN ADVISORY VOTE ON APPROVAL OF THE COMPANY’S EXECUTIVE COMPENSATION PROGRAM.   Management   For   For  


    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote
Date
   Date
Confirmed
  000274050   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     44,800       0    02-Apr-2013    02-Apr-2013
  000274051   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     92,400       0    02-Apr-2013    02-Apr-2013
  000274052   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     189,600       0    02-Apr-2013    02-Apr-2013

 

  FMC TECHNOLOGIES, INC.
  Security   30249U101   Meeting Type   Annual
  Ticker Symbol   FTI   Meeting Date   03-May-2013
  ISIN   US30249U1016   Agenda   933773118 - Management
  Record Date   11-Mar-2013   Holding Recon Date   11-Mar-2013
  City / Country                       / United States   Vote Deadline Date   02-May-2013
  SEDOL(s)     Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  1A.   ELECTION OF DIRECTOR: ELEAZAR DE CARVALHO FILHO   Management   For   For  
  1B.   ELECTION OF DIRECTOR: CLAIRE S. FARLEY   Management   For   For  
  1C.   ELECTION OF DIRECTOR: JOSEPH H. NETHERLAND   Management   For   For  
  2.   RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013.   Management   For   For  
  3.   ADVISORY APPROVAL OF 2012 EXECUTIVE COMPENSATION.   Management   For   For  
  4.   REAPPROVE THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER THE AMENDED AND RESTATED INCENTIVE COMPENSATION AND STOCK PLAN.   Management   For   For  
  5.   STOCKHOLDER PROPOSAL CONCERNING ACCELERATED VESTING OF SENIOR EXECUTIVE EQUITY AWARDS UPON A CHANGE IN CONTROL.   Shareholder   Against   For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote
Date
   Date
Confirmed
  000274050   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     13,300       0    04-Apr-2013    04-Apr-2013
  000274051   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     27,400       0    04-Apr-2013    04-Apr-2013
  000274052   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     57,000       0    04-Apr-2013    04-Apr-2013

 

  ALTERA CORPORATION
  Security   021441100   Meeting Type   Annual
  Ticker Symbol   ALTR   Meeting Date   06-May-2013
  ISIN   US0214411003   Agenda   933758700 - Management
  Record Date   08-Mar-2013   Holding Recon Date   08-Mar-2013
  City / Country                       / United States   Vote Deadline Date   03-May-2013
  SEDOL(s)     Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  1A.   ELECTION OF DIRECTOR: JOHN P. DAANE   Management   For   For  
  1B.   ELECTION OF DIRECTOR: T. MICHAEL NEVENS   Management   For   For  
  1C.   ELECTION OF DIRECTOR: A. BLAINE BOWMAN   Management   For   For  
  1D.   ELECTION OF DIRECTOR: ELISHA W. FINNEY   Management   For   For  
  1E.   ELECTION OF DIRECTOR: KEVIN MCGARITY   Management   For   For  
  1F.   ELECTION OF DIRECTOR: SHANE V. ROBISON   Management   For   For  
  1G.   ELECTION OF DIRECTOR: JOHN SHOEMAKER   Management   For   For  
  1H.   ELECTION OF DIRECTOR: THOMAS H. WAECHTER   Management   For   For  
  2.   TO APPROVE AN AMENDMENT TO THE 2005 EQUITY INCENTIVE PLAN TO INCREASE BY 3,000,000 THE NUMBER OF SHARES OF COMMON STOCK RESERVED FOR ISSUANCE UNDER THE PLAN.   Management   For   For  
  3.   TO APPROVE AN AMENDMENT TO THE 2005 EQUITY INCENTIVE PLAN REGARDING NON- EMPLOYEE DIRECTOR EQUITY AWARDS.   Management   For   For  
  4.   TO APPROVE AN AMENDMENT TO THE 1987 EMPLOYEE STOCK PURCHASE PLAN TO INCREASE BY 1,000,000 THE NUMBER OF SHARES OF COMMON STOCK RESERVED FOR ISSUANCE UNDER THE PLAN.   Management   For   For  
  5.   TO APPROVE, ON AN ADVISORY BASIS, NAMED EXECUTIVE OFFICER COMPENSATION.   Management   For   For  
  6.   TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013.   Management   For   For  


    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote
Date
   Date
Confirmed
  000274050   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     22,300       0    01-Apr-2013    01-Apr-2013
  000274051   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     42,900       0    01-Apr-2013    01-Apr-2013
  000274052   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     88,200       0    01-Apr-2013    01-Apr-2013

 

  DRESSER-RAND GROUP INC.
  Security   261608103   Meeting Type   Annual
  Ticker Symbol   DRC   Meeting Date   07-May-2013
  ISIN   US2616081038   Agenda   933753522 - Management
  Record Date   13-Mar-2013   Holding Recon Date   13-Mar-2013
  City / Country                       / United States   Vote Deadline Date   06-May-2013
  SEDOL(s)     Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  1A.   ELECTION OF DIRECTOR: WILLIAM E. MACAULAY   Management   For   For  
  1B.   ELECTION OF DIRECTOR: VINCENT R. VOLPE JR.   Management   For   For  
  1C.   ELECTION OF DIRECTOR: RITA V. FOLEY   Management   For   For  
  1D.   ELECTION OF DIRECTOR: LOUIS A. RASPINO   Management   For   For  
  1E.   ELECTION OF DIRECTOR: PHILIP R. ROTH   Management   For   For  
  1F.   ELECTION OF DIRECTOR: STEPHEN A. SNIDER   Management   For   For  
  1G.   ELECTION OF DIRECTOR: MICHAEL L. UNDERWOOD   Management   For   For  
  1H.   ELECTION OF DIRECTOR: JOSEPH C. WINKLER III   Management   For   For  
  2.   RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013.   Management   For   For  
  3.   ADOPT AN ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION.   Management   For   For  
  4.   APPROVE THE COMPANY’S PERFORMANCE GOALS UNDER THE 2008 STOCK INCENTIVE PLAN.   Management   For   For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote
Date
   Date
Confirmed
  000274050   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     18,400       0    01-Apr-2013    01-Apr-2013
  000274051   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     30,100       0    01-Apr-2013    01-Apr-2013
  000274052   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     78,100       0    01-Apr-2013    01-Apr-2013

 

  BOSTON SCIENTIFIC CORPORATION
  Security   101137107   Meeting Type   Annual
  Ticker Symbol   BSX   Meeting Date   07-May-2013
  ISIN   US1011371077   Agenda   933757304 - Management
  Record Date   15-Mar-2013   Holding Recon Date   15-Mar-2013
  City / Country                       / United States   Vote Deadline Date   06-May-2013
  SEDOL(s)     Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  1A.   ELECTION OF DIRECTOR: KATHARINE T. BARTLETT   Management   For   For  
  1B.   ELECTION OF DIRECTOR: BRUCE L. BYRNES   Management   For   For  
  1C.   ELECTION OF DIRECTOR: NELDA J. CONNORS   Management   For   For  
  1D.   ELECTION OF DIRECTOR: KRISTINA M. JOHNSON   Management   For   For  
  1E.   ELECTION OF DIRECTOR: MICHAEL F. MAHONEY   Management   For   For  
  1F.   ELECTION OF DIRECTOR: ERNEST MARIO   Management   For   For  
  1G.   ELECTION OF DIRECTOR: N.J. NICHOLAS, JR.   Management   For   For  
  1H.   ELECTION OF DIRECTOR: PETE M. NICHOLAS   Management   For   For  
  1I.   ELECTION OF DIRECTOR: UWE E. REINHARDT   Management   For   For  
  1J.   ELECTION OF DIRECTOR: JOHN E. SUNUNU   Management   For   For  
  2.   TO CONSIDER AND VOTE UPON AN ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION.   Management   For   For  
  3.   TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2013 FISCAL YEAR.   Management   For   For  


    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote
Date
   Date
Confirmed
  000274050   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     108,100       0    01-Apr-2013    01-Apr-2013
  000274051   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     213,600       0    01-Apr-2013    01-Apr-2013
  000274052   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     457,500       0    01-Apr-2013    01-Apr-2013

 

  WHITING PETROLEUM CORPORATION
  Security   966387102   Meeting Type   Annual
  Ticker Symbol   WLL   Meeting Date   07-May-2013
  ISIN   US9663871021   Agenda   933758142 - Management
  Record Date   12-Mar-2013   Holding Recon Date   12-Mar-2013
  City / Country                       / United States   Vote Deadline Date   06-May-2013
  SEDOL(s)     Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  1.   DIRECTOR   Management      
   

1      THOMAS L. ALLER

    For   For  
   

2      MICHAEL B. WALEN

    For   For  
  2.   APPROVAL OF THE WHITING PETROLEUM CORPORATION 2013 EQUITY INCENTIVE PLAN.   Management   For   For  
  3.   APPROVAL, BY ADVISORY VOTE, OF THE COMPENSATION OF NAMED EXECUTIVE OFFICERS.   Management   For   For  
  4.   RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013.   Management   For   For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote
Date
   Date
Confirmed
  000274050   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     12,000       0    01-Apr-2013    01-Apr-2013
  000274051   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     21,900       0    01-Apr-2013    01-Apr-2013
  000274052   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     50,700       0    01-Apr-2013    01-Apr-2013

 

  BANK OF AMERICA CORPORATION
  Security   060505104   Meeting Type   Annual
  Ticker Symbol   BAC   Meeting Date   08-May-2013
  ISIN   US0605051046   Agenda   933759017 - Management
  Record Date   13-Mar-2013   Holding Recon Date   13-Mar-2013
  City / Country                       / United States   Vote Deadline Date   07-May-2013
  SEDOL(s)     Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  1A.   ELECTION OF DIRECTOR: SHARON L. ALLEN   Management   For   For  
  1B.   ELECTION OF DIRECTOR: SUSAN S. BIES   Management   For   For  
  1C.   ELECTION OF DIRECTOR: JACK O. BOVENDER, JR.   Management   For   For  
  1D.   ELECTION OF DIRECTOR: FRANK P. BRAMBLE, SR.   Management   For   For  
  1E.   ELECTION OF DIRECTOR: ARNOLD W. DONALD   Management   For   For  
  1F.   ELECTION OF DIRECTOR: CHARLES K. GIFFORD   Management   For   For  
  1G.   ELECTION OF DIRECTOR: CHARLES O. HOLLIDAY, JR.   Management   For   For  
  1H.   ELECTION OF DIRECTOR: LINDA P. HUDSON   Management   For   For  
  1I.   ELECTION OF DIRECTOR: MONICA C. LOZANO   Management   For   For  
  1J.   ELECTION OF DIRECTOR: THOMAS J. MAY   Management   For   For  
  1K.   ELECTION OF DIRECTOR: BRIAN T. MOYNIHAN   Management   For   For  
  1L.   ELECTION OF DIRECTOR: LIONEL L. NOWELL, III   Management   For   For  
  1M.   ELECTION OF DIRECTOR: R. DAVID YOST   Management   For   For  
  2.   AN ADVISORY (NON-BINDING) VOTE TO APPROVE EXECUTIVE COMPENSATION (SAY ON PAY).   Management   For   For  
  3.   RATIFICATION OF THE APPOINTMENT OF THE REGISTERED INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2013.   Management   For   For  
  4.   STOCKHOLDER PROPOSAL - REPORT ON POLITICAL CONTRIBUTIONS.   Shareholder   Against   For  
  5.   STOCKHOLDER PROPOSAL - PROXY ACCESS.   Shareholder   Against   For  
  6.   STOCKHOLDER PROPOSAL - MULTIPLE BOARD SERVICE.   Shareholder   Against   For  
  7.   STOCKHOLDER PROPOSAL - POLITICAL CONTRIBUTIONS.   Shareholder   Against   For  
  8.   STOCKHOLDER PROPOSAL - MORTGAGE SERVICING.   Shareholder   Against   For  


    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote
Date
   Date
Confirmed
  000260282   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     224,987       0    01-Apr-2013    01-Apr-2013
  000274050   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     5,524       504,600    01-Apr-2013    01-Apr-2013
  000274051   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     11,025       486,600    01-Apr-2013    01-Apr-2013
  000274052   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     22,581       2,135,300    01-Apr-2013    01-Apr-2013

 

  CAMERON INTERNATIONAL CORPORATION
  Security   13342B105   Meeting Type   Annual
  Ticker Symbol   CAM   Meeting Date   08-May-2013
  ISIN   US13342B1052   Agenda   933759194 - Management
  Record Date   15-Mar-2013   Holding Recon Date   15-Mar-2013
  City / Country                       / United States   Vote Deadline Date   07-May-2013
  SEDOL(s)     Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  1A   ELECTION OF DIRECTOR: JAMES T. HACKETT   Management   For   For  
  1B   ELECTION OF DIRECTOR: MICHAEL E. PATRICK   Management   For   For  
  1C   ELECTION OF DIRECTOR: JON ERIK REINHARDSEN   Management   For   For  
  1D   ELECTION OF DIRECTOR: BRUCE W. WILKINSON   Management   For   For  
  2   TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2013.   Management   For   For  
  3   TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY’S 2012 EXECUTIVE COMPENSATION.   Management   For   For  
  4   TO APPROVE THE AMENDMENTS TO AND THE RESTATEMENT OF THE COMPANY’S EQUITY INCENTIVE PLAN.   Management   For   For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote
Date
   Date
Confirmed
  000260203   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     100,000       0    01-Apr-2013    01-Apr-2013
  000274050   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     3,521       14,000    01-Apr-2013    01-Apr-2013
  000274051   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     4,383       24,100    01-Apr-2013    01-Apr-2013
  000274052   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     282       41,000    01-Apr-2013    01-Apr-2013

 

  ALLISON TRANSMISSION HOLDINGS, INC.
  Security   01973R101   Meeting Type   Annual
  Ticker Symbol   ALSN   Meeting Date   08-May-2013
  ISIN   US01973R1014   Agenda   933759409 - Management
  Record Date   11-Mar-2013   Holding Recon Date   11-Mar-2013
  City / Country                       / United States   Vote Deadline Date   07-May-2013
  SEDOL(s)     Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  1.   DIRECTOR   Management      
   

1      DAVID F. DENISON

    For   For  
   

2      GREGORY S. LEDFORD

    For   For  
   

3      SETH M. MERSKY

    For   For  
  2.   ADVISORY VOTE ON THE COMPENSATION PAID TO OUR NAMED EXECUTIVE OFFICERS   Management   For   For  
  3.   ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPENSATION PAID TO OUR NAMED EXECUTIVE OFFICERS   Management   3 Years   For  
  4.   RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013   Management   For   For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote
Date
   Date
Confirmed
  000260203   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     4,964       0    01-Apr-2013    01-Apr-2013
  000274050   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     5,855       93,900    01-Apr-2013    01-Apr-2013
  000274051   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     373       173,700    01-Apr-2013    01-Apr-2013
  000274052   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     394       416,400    01-Apr-2013    01-Apr-2013


  SERVICE CORPORATION INTERNATIONAL
  Security   817565104   Meeting Type   Annual
  Ticker Symbol   SCI   Meeting Date   08-May-2013
  ISIN   US8175651046   Agenda   933759738 - Management
  Record Date   12-Mar-2013   Holding Recon Date   12-Mar-2013
  City / Country                       / United States   Vote Deadline Date   07-May-2013
  SEDOL(s)     Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  1.   DIRECTOR   Management      
   

1      ALAN R. BUCKWALTER

    For   For  
   

2      VICTOR L. LUND

    For   For  
   

3      JOHN W. MECOM, JR.

    For   For  
  2.   APPROVAL OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2013.   Management   For   For  
  3.   TO APPROVE, BY ADVISORY VOTE, NAMED EXECUTIVE OFFICER COMPENSATION.   Management   For   For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote
Date
   Date
Confirmed
  000274050   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     30,700       0    01-Apr-2013    01-Apr-2013
  000274051   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     50,600       0    01-Apr-2013    01-Apr-2013
  000274052   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     129,900       0    01-Apr-2013    01-Apr-2013

 

  FAIRCHILD SEMICONDUCTOR INTL., INC.
  Security   303726103   Meeting Type   Annual
  Ticker Symbol   FCS   Meeting Date   08-May-2013
  ISIN   US3037261035   Agenda   933761620 - Management
  Record Date   12-Mar-2013   Holding Recon Date   12-Mar-2013
  City / Country                       / United States   Vote Deadline Date   07-May-2013
  SEDOL(s)     Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  1.1   ELECTION OF DIRECTOR: CHARLES P. CARINALLI   Management   For   For  
  1.2   ELECTION OF DIRECTOR: RANDY W. CARSON   Management   For   For  
  1.3   ELECTION OF DIRECTOR: TERRY A. KLEBE   Management   For   For  
  1.4   ELECTION OF DIRECTOR: ANTHONY LEAR   Management   For   For  
  1.5   ELECTION OF DIRECTOR: THOMAS L. MAGNANTI   Management   For   For  
  1.6   ELECTION OF DIRECTOR: KEVIN J. MCGARITY   Management   For   For  
  1.7   ELECTION OF DIRECTOR: BRYAN R. ROUB   Management   For   For  
  1.8   ELECTION OF DIRECTOR: RONALD W. SHELLY   Management   For   For  
  1.9   ELECTION OF DIRECTOR: MARK S. THOMPSON   Management   For   For  
  2.   PROPOSAL TO APPROVE AN AMENDMENT TO THE FAIRCHILD SEMICONDUCTOR 2007 STOCK PLAN.   Management   For   For  
  3.   PROPOSAL TO APPROVE AN ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION.   Management   For   For  
  4.   PROPOSAL TO RATIFY INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2013.   Management   For   For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote
Date
   Date
Confirmed
  000274050   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     27,400       0    01-Apr-2013    01-Apr-2013
  000274051   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     68,800       0    01-Apr-2013    01-Apr-2013
  000274052   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     115,800       0    01-Apr-2013    01-Apr-2013

 

  MRC GLOBAL INC.
  Security   55345K103   Meeting Type   Annual
  Ticker Symbol   MRC   Meeting Date   08-May-2013
  ISIN   US55345K1034   Agenda   933771277 - Management
  Record Date   19-Mar-2013   Holding Recon Date   19-Mar-2013
  City / Country                       / United States   Vote Deadline Date   07-May-2013
  SEDOL(s)     Quick Code  


     Item   Proposal   Type   Vote   For/Against
Management
   
  1.   DIRECTOR   Management      
   

1      ANDREW R. LANE

    For   For  
   

2      LEONARD M. ANTHONY

   

For  

 

For  

 
   

3      RHYS J. BEST

   

For  

 

For  

 
   

4      PETER C. BOYLAN, III

   

For  

 

For  

 
   

5      HENRY CORNELL

   

For  

 

For  

 
   

6      C.A.S. CRAMPTON

   

For  

 

For  

 
   

7      JOHN F.X. DALY

   

For  

 

For  

 
   

8      CRAIG KETCHUM

   

For  

 

For  

 
   

9      GERARD P. KRANS

   

For  

 

For  

 
   

10    CORNELIS A. LINSE

   

For  

 

For  

 
   

11    JOHN A. PERKINS

   

For  

 

For  

 
   

12    H.B. WEHRLE, III

   

For  

 

For  

 
  2.   ADVISORY VOTE ON EXECUTIVE COMPENSATION.   Management   For   For  
  3.   ADVISORY VOTE ON THE FREQUENCY OF ADVISORY VOTES ON THE COMPANY’S EXECUTIVE COMPENSATION.   Management   1 Year   For  
  4.   RATIFICATION OF ERNST & YOUNG LLP AS OUR INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2013.   Management   For   For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote
Date
   Date
Confirmed
  000274050   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     24,539       0    03-Apr-2013    03-Apr-2013
  000274051   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     40,174       0    03-Apr-2013    03-Apr-2013
  000274052   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     102,755       0    03-Apr-2013    03-Apr-2013

 

  EXPRESS SCRIPTS HOLDING COMPANY
  Security   30219G108   Meeting Type   Annual
  Ticker Symbol   ESRX   Meeting Date   09-May-2013
  ISIN   US30219G1085   Agenda   933758306 -Management
  Record Date   11-Mar-2013   Holding Recon Date   11-Mar-2013
  City / Country                       / United States   Vote Deadline Date   08-May-2013
  SEDOL(s)     Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  1A.   ELECTION OF DIRECTOR: GARY G. BENANAV   Management   For   For  
  1B.   ELECTION OF DIRECTOR: MAURA C. BREEN   Management   For   For  
  1C.   ELECTION OF DIRECTOR: WILLIAM J. DELANEY   Management   For   For  
  1D.   ELECTION OF DIRECTOR: NICHOLAS J. LAHOWCHIC   Management   For   For  
  1E.   ELECTION OF DIRECTOR: THOMAS P. MAC MAHON   Management   For   For  
  1F.   ELECTION OF DIRECTOR: FRANK MERGENTHALER   Management   For   For  
  1G.   ELECTION OF DIRECTOR: WOODROW A. MYERS, JR., MD   Management   For   For  
  1H.   ELECTION OF DIRECTOR: JOHN O. PARKER, JR.   Management   For   For  
  1I.   ELECTION OF DIRECTOR: GEORGE PAZ   Management   For   For  
  1J.   ELECTION OF DIRECTOR: WILLIAM L. ROPER, MD, MPH   Management   For   For  
  1K.   ELECTION OF DIRECTOR: SAMUEL K. SKINNER   Management   For   For  
  1L.   ELECTION OF DIRECTOR: SEYMOUR STERNBERG   Management   For   For  
  2.   TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS.   Management   For   For  
  3.   TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION.   Management   For   For  

 

   

Account

Number

  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote
Date
   Date
Confirmed
  000274050   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     26,000       0    01-Apr-2013    01-Apr-2013
  000274051   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     48,300       0    01-Apr-2013    01-Apr-2013
  000274052   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     110,000       0    01-Apr-2013    01-Apr-2013


  GREAT WALL MOTOR CO LTD
  Security   Y2882P106   Meeting Type   Annual General Meeting
  Ticker Symbol     Meeting Date   10-May-2013
  ISIN   CNE100000338   Agenda   704341243 -Management
  Record Date   09-Apr-2013   Holding Recon Date   09-Apr-2013
  City / Country   HEBEI PROVINC E / China   Vote Deadline Date   03-May-2013
  SEDOL(s)   6718255 -B01XL04 - B1BJQS2   Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  CMMT   PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEH K/2013/0321/LTN20130321483.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEH K/2013/0321/LTN20130321497.pdf   Non-Voting      
  1   To consider and approve the audited financial statements of the Company for the year 2012(details stated in the annual report of the Company for the year 2012)   Management   For   For  
  2   To consider and approve the Report of the Directors for the year 2012 (details stated in the annual report of the Company for the year 2012)   Management   For   For  
  3   To consider and approve the profit distribution proposal for the year 2012 (details stated in the circular of the Company dated 21 March 2013)   Management   For   For  
  4   To consider and approve the annual report of the Company for the year 2012 and its summary report (published on the Company’s website: www.gwm.com.cn)   Management   For   For  
  5   To consider and approve the Report of the Independent Directors for the year 2012 (published on the Company’s website: www.gwm.com.cn)   Management   For   For  
  6   To consider and approve the Report of the Supervisory Committee for the year 2012 (details stated in the annual report of the Company for the year 2012)   Management   For   For  
  7   To consider and approve the strategies of the Company for the year 2013 (details stated in the circular of the Company dated 21 March 2013)   Management   For   For  
  8   To consider and approve the re-appointment of Deloitte Touche Tohmatsu Certified Public Accountants LLP as the Company’s external auditor for the year ending 31 December 2013, the term of such re-appointment shall commence from the date on which this resolution is passed until the date of the next annual general meeting, and to authorise the board of directors (the “Board”) of the Company to fix its remunerations (details stated in the circular dated 21 March 2013)   Management   For   For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote
Date
   Date
Confirmed
  260203   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     846,500       0    01-Apr-2013    06-May-2013
  260227   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     200,000       0    01-Apr-2013    06-May-2013
  260282   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     329,000       0    01-Apr-2013    06-May-2013

 

  CYPRESS SEMICONDUCTOR CORPORATION    
  Security   232806109   Meeting Type   Annual
  Ticker Symbol   CY   Meeting Date   10-May-2013
  ISIN   US2328061096   Agenda   933761391 - Management
  Record Date   15-Mar-2013   Holding Recon Date   15-Mar-2013
  City / Country                       / United States   Vote Deadline Date   09-May-2013
  SEDOL(s)     Quick Code  

 

     Item   Proposal   Type   Vote   For/Against Management    
  1   DIRECTOR   Management      
   

1      T.J. RODGERS

   

For  

 

For  

 
   

2      W. STEVE ALBRECHT

   

For  

 

For  

 
   

3      ERIC A. BENHAMOU

   

For  

 

For  

 
   

4      LLOYD CARNEY

   

For  

 

For  

 
   

5      JAMES R. LONG

   

For  

 

For  

 
   

6      J. DANIEL MCCRANIE

   

For  

 

For  

 
   

7      J.D. SHERMAN

   

For  

 

For  

 
   

8      WILBERT VAN DEN HOEK

   

For  

 

For  

 
  2   THE RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2013.   Management   For   For  
  3   ANNUAL ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.   Management   For   For  
  4   APPROVAL OF THE AMENDED AND RESTATED 2013 STOCK PLAN WHICH: (I) RENAMES PLAN, (II) EXTENDS TERM OF PLAN, (III) LIMITS NON-EMPLOYEE DIRECTOR EQUITY AWARDS, (IV) SEEKS STOCKHOLDER APPROVAL FOR PERFORMANCE-BASED AWARDS UNDER SECTION 162(M) OF IRS CODE, AND (V) REDUCES NUMBER OF OPTIONS/RSUS THAT MAY BE GRANTED TO AN INDIVIDUAL IN A GIVEN FISCAL YEAR.   Management   For   For  
  5   APPROVAL OF THE AMENDED AND RESTATED EMPLOYEE STOCK PURCHASE PLAN WHICH EXTENDS THE TERM OF THE PLAN AND PROVIDES FOR PARTICIPATION BY NON-U.S. EMPLOYEES.   Management   For   For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote
Date
   Date
Confirmed
  000274050   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     67,353       0    01-Apr-2013    01-Apr-2013
  000274051   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     148,016       0    01-Apr-2013    01-Apr-2013
  000274052   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     285,000       0    01-Apr-2013    01-Apr-2013


  BRAZIL PHARMA SA  
  Security   P1815Q108   Meeting Type   Annual General Meeting
  Ticker Symbol     Meeting Date   13-May-2013
  ISIN   BRBPHAACNOR6   Agenda   704373024 - Management
  Record Date     Holding Recon Date   09-May-2013
  City / Country   SAO PAULO / Brazil   Vote Deadline Date   02-May-2013
  SEDOL(s)   B99P0H5   Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  CMMT   IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE   Non-Voting      
  CMMT   PLEASE NOTE THAT VOTES ‘IN FAVOR’ AND ‘AGAINST’ IN THE SAME AGENDA ITEM ARE- NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN-ARE ALLOWED. THANK YOU   Non-Voting      
  CMMT   PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE TO ELECT A MEMBER MUST-INCLUDE THE NAME OF THE CANDIDATE TO BE ELECTED. IF INSTRUCTIONS TO VOTE ON-THIS ITEM IS RECEIVED WITHOUT A CANDIDATE’S NAME, YOUR VOTE WILL BE PROCESSED-IN FAVOR OR AGAINST OF THE DEFAULT COMPANY’S CANDIDATE. THANK YOU.   Non-Voting      
  A   To examine, discuss and vote on the administrations report, the administrators accounts and the financial statements, regarding the fiscal year ended on December 31, 2012   Management   No Action    
  B   To approve the proposal of distribution of the net profits from the 2012 fiscal year   Management   No Action    
  C   To set the global remuneration of the managers   Management   No Action    
  D   To elect the members of the board of directors, as well to elect the chairman and of the vice chairman   Management   No Action    
  CMMT   PLEASE NOTE THAT THIS IS A REVISION DUE TO POSTPONEMENT OF MEETING FROM 30 APR-TO 13 MAY 2013. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN-THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK Y-OU.   Non-Voting      

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote
Date
   Date
Confirmed
  284062   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     183,320       0    03-Apr-2013    03-Apr-2013
  284063   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     300,666       0    03-Apr-2013    03-Apr-2013
  284064   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     790,115       0    03-Apr-2013    03-Apr-2013

 

  BRAZIL PHARMA SA    
  Security   P1815Q108   Meeting Type   ExtraOrdinary General Meeting
  Ticker Symbol     Meeting Date   13-May-2013
  ISIN   BRBPHAACNOR6   Agenda   704373579 - Management
  Record Date     Holding Recon Date   09-May-2013
  City / Country   SAO PAULO     / Brazil   Vote Deadline Date   02-May-2013
  SEDOL(s)   B99P0H5   Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  CMMT   IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE   Non-Voting      
  CMMT   PLEASE NOTE THAT VOTES ‘IN FAVOR’ AND ‘AGAINST’ IN THE SAME AGENDA ITEM ARE- NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN-ARE ALLOWED. THANK YOU   Non-Voting      
  a   To ratify the appointment made by the managers of the Company and of Santana S.A. Drogaria Farmacias, a share Corporation duly established in accordance with the laws of the Federative Republic of Brazil, with corporate taxpayer ID number, CNPJ.MF, 15.103.047.0001.58, with its head office at Avenida Luiz Vianna Filho 2570, Paralela, ZIP code 4173.101, in the city of Salvador, state of Bahia, from here onwards referred to as Santana, of the specialized company Deloitte Touche Tohmatsu Consultores Ltda., a limited company, duly established in accordance with the laws of the Federative Republic of Brazil, with corporate taxpayer ID number, CNPJ.MF, 02.189.924.0001.03, with its head office at Rua Alexandre Dumas 1981, ZIP code 04717.906, in the city of Sao Paulo, state of Sao Paulo, from here onwards referred to as Deloitte CONTD   Management   No Action    
  CONT   CONTD Consultants, for the preparation of the valuation report of the shares-issued by Santana, on the basis of their respective economic value, from here-onwards referred to as the Valuation Report, to serve as a basis for the-increase of the share capital of the Company resulting from the Santana Share-Merger, as defined below   Non-Voting      
  b   To consider and vote regarding the Valuation Report referred to in item a above   Management   No Action    
  c   To consider and vote regarding the Merger Protocol and Instrument of Justification for the Merger of Shares Issued by Santana S.A. Drogaria Farmacias into Brazil Pharma, from here onwards referred to as the Protocol, which was signed by the managers of the Company and of Santana, which reflects the terms of the merger of the shares of Santana into the Company, from here onwards referred to as the Santana Share Merger   Management   No Action    
  d   To consider and vote regarding the substitution ratio of the shares issued by Santana with new shares to be issued by the Company   Management   No Action    
  e   To consider and vote regarding the Santana Share Merger   Management   No Action    
  f   To consider and vote regarding the increase of the share capital of the Company resulting from the Santana Share Merger, as well as the consequent amendment of the main part of article 5 of its corporate bylaws as a result of that increase in the share capital and of the share capital increases carried out within the limit of the authorized capital that were approved at meetings of the Board of Directors of the Company held on July 25, 2012, as corrected on August 31, 2012, and March 14, 2013   Management   No Action    
  g   To consider and vote regarding the amendment of article 6 of the corporate bylaws of the Company, for the purpose of reflecting the new amount of the authorized share capital of the Company, taking into account the share capital increases carried out within the limit of the authorized capital approved at the meetings of the Board of Directors of the Company held on July 25, 2012, as corrected on August 31, 2012, and March 14, 2013   Management   No Action    
  h   To consider and vote regarding the amendment of the corporate name of the Company to Brasil Pharma S.A., and the consequent amendment of the main part of article 1 of the corporate bylaws of the Company   Management   No Action    
  i   To consider and vote regarding the amendment and consolidation of the corporate bylaws of the Company, as a result of the resolutions above   Management   No Action    
  j   To authorize the managers of the Company to do all the acts that are necessary for the formalization of the resolutions above, including the Santana Share Merger and other matters that are approved   Management   No Action    
  CMMT   PLEASE NOTE THAT THIS IS A REVISION DUE TO POSTPONEMENT OF MEETING FROM 30 APR-TO 13 MAY 2013. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN-THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK Y-OU.   Non-Voting      

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote
Date
   Date
Confirmed
  284062   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     183,320       0    03-Apr-2013    03-Apr-2013
  284063   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     300,666       0    03-Apr-2013    03-Apr-2013
  284064   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     790,115       0    03-Apr-2013    03-Apr-2013

 

  SELECT INCOME REIT    
  Security   81618T100   Meeting Type   Annual
  Ticker Symbol   SIR   Meeting Date   13-May-2013
  ISIN   US81618T1007   Agenda   933737302 - Management
  Record Date   19-Feb-2013   Holding Recon Date   19-Feb-2013
  City / Country                       / United States   Vote Deadline Date   10-May-2013
  SEDOL(s)     Quick Code  


     Item   Proposal   Type   Vote   For/Against
Management
   
  1.   TO ELECT THE NOMINEE NAMED IN OUR PROXY STATEMENT TO OUR BOARD OF TRUSTEES AS THE INDEPENDENT TRUSTEE IN CLASS I: JEFFREY P. SOMERS   Management   For   For  
  2.   TO ELECT THE NOMINEE NAMED IN OUR PROXY STATEMENT TO OUR BOARD OF TRUSTEES AS THE MANAGING TRUSTEE IN CLASS I: BARRY M. PORTNOY   Management   For   For  
  3.   TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013.   Management   For   For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote
Date
   Date
Confirmed
  000274050   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     18,300       0    05-Mar-2013    05-Mar-2013
  000274051   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     29,700       0    05-Mar-2013    05-Mar-2013
  000274052   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     77,000       0    05-Mar-2013    05-Mar-2013

 

  ANADARKO PETROLEUM CORPORATION  
  Security   032511107   Meeting Type   Annual
  Ticker Symbol   APC   Meeting Date   14-May-2013
  ISIN   US0325111070   Agenda   933764715 - Management
  Record Date   19-Mar-2013   Holding Recon Date   19-Mar-2013
  City / Country                       / United States   Vote Deadline Date   13-May-2013
  SEDOL(s)     Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  1A.   ELECTION OF DIRECTOR: KEVIN P. CHILTON   Management   For   For  
  1B.   ELECTION OF DIRECTOR: LUKE R. CORBETT   Management   For   For  
  1C.   ELECTION OF DIRECTOR: H. PAULETT EBERHART   Management   For   For  
  1D.   ELECTION OF DIRECTOR: PETER J. FLUOR   Management   For   For  
  1E.   ELECTION OF DIRECTOR: RICHARD L. GEORGE   Management   For   For  
  1F.   ELECTION OF DIRECTOR: PRESTON M. GEREN III   Management   For   For  
  1G.   ELECTION OF DIRECTOR: CHARLES W. GOODYEAR   Management   For   For  
  1H.   ELECTION OF DIRECTOR: JOHN R. GORDON   Management   For   For  
  1I.   ELECTION OF DIRECTOR: ERIC D. MULLINS   Management   For   For  
  1J.   ELECTION OF DIRECTOR: PAULA ROSPUT REYNOLDS   Management   For   For  
  1K.   ELECTION OF DIRECTOR: R. A. WALKER   Management   For   For  
  2.   RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITOR.   Management   For   For  
  3.   ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION.   Management   For   For  
  4.   STOCKHOLDER PROPOSAL - REPORT ON POLITICAL CONTRIBUTIONS.   Shareholder   Against   For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote
Date
   Date
Confirmed
  000274050   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     7,806       7,300    02-Apr-2013    02-Apr-2013
  000274051   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     2,938       30,000    02-Apr-2013    02-Apr-2013
  000274052   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     29,194       34,600    02-Apr-2013    02-Apr-2013

 

  WYNDHAM WORLDWIDE CORPORATION  
  Security   98310W108   Meeting Type   Annual
  Ticker Symbol   WYN   Meeting Date   14-May-2013
  ISIN   US98310W1080   Agenda   933764880 - Management
  Record Date   15-Mar-2013   Holding Recon Date   15-Mar-2013
  City / Country                       / United States   Vote Deadline Date   13-May-2013
  SEDOL(s)     Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  1.   DIRECTOR   Management      
    1 BRIAN MULRONEY     For   For  
    2 MICHAEL H. WARGOTZ     For   For  
  2.   ADVISORY VOTE TO APPROVE THE WYNDHAM WORLDWIDE CORPORATION EXECUTIVE COMPENSATION PROGRAM.   Management   For   For  
  3.   RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP TO SERVE AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2013.   Management   For   For  


    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote
Date
   Date
Confirmed
  000274050   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     24,800       0    09-Apr-2013    09-Apr-2013
  000274051   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     45,300       0    09-Apr-2013    09-Apr-2013
  000274052   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     104,800       0    09-Apr-2013    09-Apr-2013

 

    MORGAN STANLEY    
  Security   617446448   Meeting Type   Annual
  Ticker Symbol   MS   Meeting Date   14-May-2013
  ISIN   US6174464486   Agenda   933767228 - Management
  Record Date   18-Mar-2013   Holding Recon Date   18-Mar-2013
  City / Country                       / United States   Vote Deadline Date   13-May-2013
  SEDOL(s)     Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  1A.   ELECTION OF DIRECTOR: ERSKINE B. BOWLES   Management   For   For  
  1B.   ELECTION OF DIRECTOR: HOWARD J. DAVIES   Management   For   For  
  1C.   ELECTION OF DIRECTOR: THOMAS H. GLOCER   Management   For   For  
  1D.   ELECTION OF DIRECTOR: JAMES P. GORMAN   Management   For   For  
  1E.   ELECTION OF DIRECTOR: ROBERT H. HERZ   Management   For   For  
  1F.   ELECTION OF DIRECTOR: C. ROBERT KIDDER   Management   For   For  
  1G.   ELECTION OF DIRECTOR: KLAUS KLEINFELD   Management   For   For  
  1H.   ELECTION OF DIRECTOR: DONALD T. NICOLAISEN   Management   For   For  
  1I.   ELECTION OF DIRECTOR: HUTHAM S. OLAYAN   Management   For   For  
  1J.   ELECTION OF DIRECTOR: JAMES W. OWENS   Management   For   For  
  1K.   ELECTION OF DIRECTOR: O. GRIFFITH SEXTON   Management   For   For  
  1L.   ELECTION OF DIRECTOR: RYOSUKE TAMAKOSHI   Management   For   For  
  1M.   ELECTION OF DIRECTOR: MASAAKI TANAKA   Management   For   For  
  1N.   ELECTION OF DIRECTOR: LAURA D. TYSON   Management   For   For  
  2.   TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITOR   Management   For   For  
  3.   TO APPROVE THE COMPENSATION OF EXECUTIVES AS DISCLOSED IN THE PROXY STATEMENT (NON-BINDING ADVISORY RESOLUTION)   Management   For   For  
  4.   TO AMEND THE 2007 EQUITY INCENTIVE COMPENSATION PLAN TO INCREASE SHARES AVAILABLE FOR GRANT   Management   For   For  
  5.   TO AMEND THE 2007 EQUITY INCENTIVE COMPENSATION PLAN TO PROVIDE FOR QUALIFYING PERFORMANCE-BASED LONG- TERM INCENTIVE AWARDS UNDER SECTION 162(M)   Management   For   For  
  6.   TO AMEND THE SECTION 162(M) PERFORMANCE FORMULA GOVERNING ANNUAL INCENTIVE COMPENSATION FOR CERTAIN OFFICERS   Management   For   For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote
Date
   Date
Confirmed
  000274050   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     49,058       0    01-Apr-2013    01-Apr-2013
  000274051   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     97,415       0    01-Apr-2013    01-Apr-2013
  000274052   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     207,447       0    01-Apr-2013    01-Apr-2013

 

  CATAMARAN CORPORATION  
  Security   148887102   Meeting Type   Annual
  Ticker Symbol   CTRX   Meeting Date   14-May-2013
  ISIN   CA1488871023   Agenda   933769880 - Management
  Record Date   25-Mar-2013   Holding Recon Date   25-Mar-2013
  City / Country                       / United States   Vote Deadline Date   13-May-2013
  SEDOL(s)     Quick Code  


     Item   Proposal   Type   Vote   For/Against
Management
   
  1.   DIRECTOR   Management      
   

1      MARK THIERER

    For   For  
   

2      PETER BENSEN

    For   For  
   

3      STEVEN COSLER

    For   For  
   

4      WILLIAM DAVIS

    For   For  
   

5      STEVEN EPSTEIN

    For   For  
   

6      BETSY HOLDEN

    For   For  
   

7      KAREN KATEN

    For   For  
   

8      HARRY KRAEMER

    For   For  
   

9      ANTHONY MASSO

    For   For  
  2.   ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION, AS DISCLOSED IN THE COMPANY’S PROXY CIRCULAR AND PROXY STATEMENT.   Management  

For

  For  
  3.   TO APPOINT KPMG LLP AS AUDITORS OF THE COMPANY AND TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX THE AUDITOR’S REMUNERATION AND TERMS OF ENGAGEMENT.   Management  

For

  For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote
Date
   Date
Confirmed
  000274050   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     13,300       0    02-Apr-2013    02-Apr-2013
  000274051   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     4,200       20,000    02-Apr-2013    02-Apr-2013
  000274052   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     3,700       52,500    02-Apr-2013    02-Apr-2013

 

  WELLPOINT, INC.
  Security   94973V107   Meeting Type   Annual
  Ticker Symbol   WLP   Meeting Date   15-May-2013
  ISIN   US94973V1070   Agenda   933767038 - Management
  Record Date   15-Mar-2013   Holding Recon Date   15-Mar-2013
  City / Country                       / United States   Vote Deadline Date   14-May-2013
  SEDOL(s)     Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  1A   ELECTION OF DIRECTOR: SHEILA P. BURKE   Management   For   For  
  1B   ELECTION OF DIRECTOR: GEORGE A. SCHAEFER, JR.   Management   For   For  
  1C   ELECTION OF DIRECTOR: JOSEPH R. SWEDISH   Management   For   For  
  2   TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013.   Management   For   For  
  3   ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.   Management   For   For  
  4   IF PROPERLY PRESENTED AT THE MEETING, TO VOTE ON A SHAREHOLDER PROPOSAL TO REQUIRE SEMI-ANNUAL REPORTING ON POLITICAL CONTRIBUTIONS AND EXPENDITURES.   Shareholder   Against   For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote
Date
   Date
Confirmed
  000274050   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     12,300       0    03-Apr-2013    03-Apr-2013
  000274051   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     22,800       0    03-Apr-2013    03-Apr-2013
  000274052   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     52,300       0    03-Apr-2013    03-Apr-2013

 

  HALLIBURTON COMPANY
  Security   406216101   Meeting Type   Annual
  Ticker Symbol   HAL   Meeting Date   15-May-2013
  ISIN   US4062161017   Agenda   933767317 - Management
  Record Date   18-Mar-2013   Holding Recon Date   18-Mar-2013
  City / Country                       / United States   Vote Deadline Date   14-May-2013
  SEDOL(s)     Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  1A.   ELECTION OF DIRECTOR: A.M. BENNETT   Management   For   For  
  1B.   ELECTION OF DIRECTOR: J.R. BOYD   Management   For   For  
  1C.   ELECTION OF DIRECTOR: M. CARROLL   Management   For   For  
  1D.   ELECTION OF DIRECTOR: N.K. DICCIANI   Management   For   For  
  1E.   ELECTION OF DIRECTOR: M.S. GERBER   Management   For   For  
  1F.   ELECTION OF DIRECTOR: J.C. GRUBISICH   Management   For   For  
  1G.   ELECTION OF DIRECTOR: A.S. JUM’AH   Management   For   For  
  1H.   ELECTION OF DIRECTOR: D.J. LESAR   Management   For   For  
  1I.   ELECTION OF DIRECTOR: R.A. MALONE   Management   For   For  
  1J.   ELECTION OF DIRECTOR: J.L. MARTIN   Management   For   For  
  1K.   ELECTION OF DIRECTOR: D.L. REED   Management   For   For  
  2.   PROPOSAL FOR RATIFICATION OF THE SELECTION OF AUDITORS.   Management   For   For  
  3.   ADVISORY APPROVAL OF THE COMPANY’S EXECUTIVE COMPENSATION.   Management   For   For  
  4.   PROPOSAL TO AMEND AND RESTATE THE HALLIBURTON COMPANY STOCK AND INCENTIVE PLAN.   Management   For   For  
  5.   PROPOSAL ON HUMAN RIGHTS POLICY.   Shareholder   Against   For  


    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote
Date
   Date
Confirmed
  000274050   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     20,300       18,700    03-Apr-2013    03-Apr-2013
  000274051   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     73,500       0    03-Apr-2013    03-Apr-2013
  000274052   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     165,300       0    03-Apr-2013    03-Apr-2013

 

  AMERICAN INTERNATIONAL GROUP, INC.
  Security   026874784   Meeting Type   Annual
  Ticker Symbol   AIG   Meeting Date   15-May-2013
  ISIN   US0268747849   Agenda   933772560 - Management
  Record Date   20-Mar-2013   Holding Recon Date   20-Mar-2013
  City / Country                       / United States   Vote Deadline Date   14-May-2013
  SEDOL(s)     Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  1A.   ELECTION OF DIRECTOR: ROBERT H. BENMOSCHE   Management   For   For  
  1B.   ELECTION OF DIRECTOR: W. DON CORNWELL   Management   For   For  
  1C.   ELECTION OF DIRECTOR: JOHN H. FITZPATRICK   Management   For   For  
  1D.   ELECTION OF DIRECTOR: WILLIAM G. JURGENSEN   Management   For   For  
  1E.   ELECTION OF DIRECTOR: CHRISTOPHER S. LYNCH   Management   For   For  
  1F.   ELECTION OF DIRECTOR: ARTHUR C. MARTINEZ   Management   For   For  
  1G.   ELECTION OF DIRECTOR: GEORGE L. MILES, JR.   Management   For   For  
  1H.   ELECTION OF DIRECTOR: HENRY S. MILLER   Management   For   For  
  1I.   ELECTION OF DIRECTOR: ROBERT S. MILLER   Management   For   For  
  1J.   ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON   Management   For   For  
  1K.   ELECTION OF DIRECTOR: RONALD A. RITTENMEYER   Management   For   For  
  1L.   ELECTION OF DIRECTOR: DOUGLAS M. STEENLAND   Management   For   For  
  1M.   ELECTION OF DIRECTOR: THERESA M. STONE   Management   For   For  
  2.   TO APPROVE THE AMERICAN INTERNATIONAL GROUP, INC. 2013 OMNIBUS INCENTIVE PLAN.   Management   For   For  
  3.   TO VOTE UPON A NON-BINDING SHAREHOLDER RESOLUTION TO APPROVE EXECUTIVE COMPENSATION.   Management   For   For  
  4.   TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF FUTURE EXECUTIVE COMPENSATION VOTES.   Management   1 Year   For  
  5.   TO ACT UPON A PROPOSAL TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS AIG’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013.   Management   For   For  
  6.   TO ACT UPON A SHAREHOLDER PROPOSAL RELATING TO RESTRICTING SERVICE ON OTHER BOARDS BY DIRECTORS OF AIG.   Shareholder   Against   For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote
Date
   Date
Confirmed
  000260203   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     87,220       0    09-Apr-2013    09-Apr-2013
  000274050   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     40,282       159,000    09-Apr-2013    09-Apr-2013
  000274051   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     86,276       255,600    09-Apr-2013    09-Apr-2013
  000274052   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     132,420       623,000    09-Apr-2013    09-Apr-2013

 

  DIAMOND OFFSHORE DRILLING, INC.
  Security   25271C102   Meeting Type   Annual
  Ticker Symbol   DO   Meeting Date   15-May-2013
  ISIN   US25271C1027   Agenda   933772902 - Management
  Record Date   25-Mar-2013   Holding Recon Date   25-Mar-2013
  City / Country                       / United States   Vote Deadline Date   14-May-2013
  SEDOL(s)     Quick Code  


     Item   Proposal   Type   Vote   For/Against
Management
   
  1A   ELECTION OF DIRECTOR: JAMES S. TISCH   Management   For   For  
  1B   ELECTION OF DIRECTOR: LAWRENCE R. DICKERSON   Management   For   For  
  1C   ELECTION OF DIRECTOR: JOHN R. BOLTON   Management   For   For  
  1D   ELECTION OF DIRECTOR: CHARLES L. FABRIKANT   Management   For   For  
  1E   ELECTION OF DIRECTOR: PAUL G. GAFFNEY II   Management   For   For  
  1F   ELECTION OF DIRECTOR: EDWARD GREBOW   Management   For   For  
  1G   ELECTION OF DIRECTOR: HERBERT C. HOFMANN   Management   For   For  
  1H   ELECTION OF DIRECTOR: CLIFFORD M. SOBEL   Management   For   For  
  1I   ELECTION OF DIRECTOR: ANDREW H. TISCH   Management   For   For  
  1J   ELECTION OF DIRECTOR: RAYMOND S. TROUBH   Management   For   For  
  2   RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT AUDITORS OF THE COMPANY FOR FISCAL YEAR 2013.   Management   For   For  
  3   TO APPROVE, ON AN ADVISORY BASIS, EXECUTIVE COMPENSATION.   Management   For   For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote
Date
   Date
Confirmed
  000274050   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     153       15,900    09-Apr-2013    09-Apr-2013
  000274051   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     100       26,300    09-Apr-2013    09-Apr-2013
  000274052   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     67,694       0    09-Apr-2013    09-Apr-2013

 

  ON SEMICONDUCTOR CORPORATION
  Security   682189105   Meeting Type   Annual
  Ticker Symbol   ONNN   Meeting Date   15-May-2013
  ISIN   US6821891057   Agenda   933782799 - Management
  Record Date   28-Mar-2013   Holding Recon Date   28-Mar-2013
  City / Country                       / United States   Vote Deadline Date   14-May-2013
  SEDOL(s)     Quick Code  

 

     Item   Proposal   Type   For   For/Against
Management
   
  1.1   ELECTION OF DIRECTOR: J. DANIEL MCCRANIE   Management   For   For  
  1.2   ELECTION OF DIRECTOR: EMMANUEL T. HERNANDEZ   Management   For   For  
  1.3   ELECTION OF DIRECTOR: TERESA M. RESSEL   Management   For   For  
  2.   ADVISORY (NON-BINDING) RESOLUTION TO APPROVE EXECUTIVE COMPENSATION   Management   For   For  
  3.   RATIFY PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM   Management   For   For  
  4.   TO APPROVE AN AMENDMENT TO THE 2000 EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE NUMBER OF SHARES ISSUABLE THEREUNDER   Management   For   For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote
Date
   Date
Confirmed
  000274050   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     27,415       195,000    18-Apr-2013    18-Apr-2013
  000274051   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     434,372       0    18-Apr-2013    18-Apr-2013
  000274052   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     741,271       200,000    18-Apr-2013    18-Apr-2013

 

  OIL STATES INTERNATIONAL, INC.
  Security   678026105   Meeting Type   Annual
  Ticker Symbol   OIS   Meeting Date   15-May-2013
  ISIN   US6780261052   Agenda   933789539 - Management
  Record Date   26-Mar-2013   Holding Recon Date   26-Mar-2013
  City / Country                       / United States   Vote Deadline Date   14-May-2013
  SEDOL(s)     Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  1.   DIRECTOR   Management      
   

1      MARTIN A. LAMBERT

    For   For  
   

2      MARK G. PAPA

    For   For  
   

3      STEPHEN A. WELLS

    For   For  
  2.   RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE CURRENT YEAR.   Management   For   For  
  3.   PROPOSAL TO APPROVE THE ADVISORY VOTE ON EXECUTIVE COMPENSATION.   Management   For   For  
  4.   PROPOSAL TO APPROVE THE EQUITY PARTICIPATION PLAN AMENDMENT PROPOSAL.   Management   For   For  
  5.   IN THE DISCRETION OF THE PROXIES ON ANY OTHER MATTERS AS MAY PROPERLY COME BEFORE THE MEETING OR ANY ADJOURNMENTS(S) THEREOF.   Management   For   For  


    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote
Date
   Date
Confirmed
  000274050   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     9,774       0    18-Apr-2013    18-Apr-2013
  000274051   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     15,730       0    18-Apr-2013    18-Apr-2013
  000274052   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     4,036       37,000    18-Apr-2013    18-Apr-2013

 

  GEELY AUTOMOBILE HOLDINGS LTD, GEORGE TOWN
  Security   G3777B103   Meeting Type   Annual General Meeting
  Ticker Symbol     Meeting Date   16-May-2013
  ISIN   KYG3777B1032   Agenda   704461970 - Management
  Record Date   13-May-2013   Holding Recon Date   13-May-2013
  City / Country   HONG KONG / Cayman Islands   Vote Deadline Date   02-May-2013
  SEDOL(s)   6531827 - B02V7T8 - B06GCL6   Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  CMMT   PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ FOR-ALL RESOLUTIONS. THANK YOU.   Non-Voting      
  CMMT   PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/sehk/ 2013/0327/LTN20130327696.pdf-and- http://www.hkexnews.hk/listedco/listconews/sehk/ 2013/0327/LTN20130327690.pdf   Non-Voting      
  1   To receive and consider the report of the directors, audited financial statements and auditors’ report for the year ended 31 December 2012   Management   For   For  
  2   To declare a final dividend for the year ended 31 December 2012   Management   For   For  
  3   To re-elect Mr. Li Shu Fu as an executive director   Management   For   For  
  4   To re-elect Mr. Yang Jian as an executive director   Management   For   For  
  5   To re-elect Mr. Gui Sheng Yue as an executive director   Management   For   For  
  6   To re-elect Dr. Zhao Fuquan as an executive director   Management   For   For  
  7   To re-elect Ms. Wei Mei as an executive director   Management   For   For  
  8   To re-elect Mr. Carl Peter Edmund Moriz Forster as a non-executive director   Management   For   For  
  9   To authorise the board of directors of the Company to fix the remuneration of the directors   Management   For   For  
  10   To re-appoint Grant Thornton Hong Kong Limited as the auditors of the Company and to authorise the board of directors of the Company to fix their remuneration   Management   For   For  
  11   To grant a general mandate to the directors to repurchase the Company’s shares   Management   For   For  
  12   To grant a general mandate to the directors to issue, allot and otherwise deal with the Company’s shares   Management   For   For  
  13   To extend the general mandate to allot and issue new shares   Management   For   For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote
Date
   Date
Confirmed
  260203   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     8,410,000       0    30-Apr-2013    14-May-2013
  260227   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     1,990,000       0    30-Apr-2013    14-May-2013
  260282   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     3,275,000       0    30-Apr-2013    14-May-2013

 

  COVANTA HOLDING CORPORATION
  Security   22282E102   Meeting Type   Annual
  Ticker Symbol   CVA   Meeting Date   16-May-2013
  ISIN   US22282E1029   Agenda   933759423 - Management
  Record Date   19-Mar-2013   Holding Recon Date   19-Mar-2013
  City / Country                       / United States   Vote Deadline Date   15-May-2013
  SEDOL(s)     Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  1.   DIRECTOR   Management      
   

1      DAVID M. BARSE

    For   For  
   

2      RONALD J. BROGLIO

    For   For  
   

3      PETER C.B. BYNOE

    For   For  
   

4      LINDA J. FISHER

    For   For  
   

5      JOSEPH M. HOLSTEN

    For   For  
   

6      ANTHONY J. ORLANDO

    For   For  
   

7      WILLIAM C. PATE

    For   For  
   

8      ROBERT S. SILBERMAN

    For   For  
   

9      JEAN SMITH

    For   For  
   

10    SAMUEL ZELL

    For   For  
  2.   TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS COVANTA HOLDING CORPORATION’S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE 2013 FISCAL YEAR.   Management   For   For  


    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote
Date
   Date
Confirmed
  000274050   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     54,500       0    01-Apr-2013    01-Apr-2013
  000274051   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     106,700       0    01-Apr-2013    01-Apr-2013
  000274052   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     230,700       0    01-Apr-2013    01-Apr-2013

 

  AETNA INC.
  Security   00817Y108   Meeting Type   Annual
  Ticker Symbol   AET   Meeting Date   17-May-2013
  ISIN   US00817Y1082   Agenda   933769260 - Management
  Record Date   15-Mar-2013   Holding Recon Date   15-Mar-2013
  City / Country                       / United States   Vote Deadline Date   16-May-2013
  SEDOL(s)     Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  1A.   ELECTION OF DIRECTOR: FERNANDO AGUIRRE   Management   For   For  
  1B.   ELECTION OF DIRECTOR: MARK T. BERTOLINI   Management   For   For  
  1C.   ELECTION OF DIRECTOR: FRANK M. CLARK   Management   For   For  
  1D.   ELECTION OF DIRECTOR: BETSY Z. COHEN   Management   For   For  
  1E.   ELECTION OF DIRECTOR: MOLLY J. COYE, M.D.   Management   For   For  
  1F.   ELECTION OF DIRECTOR: ROGER N. FARAH   Management   For   For  
  1G.   ELECTION OF DIRECTOR: BARBARA HACKMAN FRANKLIN   Management   For   For  
  1H.   ELECTION OF DIRECTOR: JEFFREY E. GARTEN   Management   For   For  
  1I.   ELECTION OF DIRECTOR: ELLEN M. HANCOCK   Management   For   For  
  1J.   ELECTION OF DIRECTOR: RICHARD J. HARRINGTON   Management   For   For  
  1K.   ELECTION OF DIRECTOR: EDWARD J. LUDWIG   Management   For   For  
  1L.   ELECTION OF DIRECTOR: JOSEPH P. NEWHOUSE   Management   For   For  
  2.   APPROVAL OF THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM   Management   For   For  
  3.   APPROVAL OF THE PROPOSED AMENDMENT TO THE AMENDED AETNA INC. 2010 STOCK INCENTIVE PLAN   Management   For   For  
  4.   APPROVAL OF THE COMPANY’S EXECUTIVE COMPENSATION ON A NON-BINDING ADVISORY BASIS   Management   For   For  
  5.   SHAREHOLDER PROPOSAL ON INDEPENDENT BOARD CHAIR   Shareholder   Against   For  
  6.   SHAREHOLDER PROPOSAL ON SIMPLE MAJORITY VOTE   Shareholder   Against   For  
  7.   SHAREHOLDER PROPOSAL ON POLITICAL CONTRIBUTIONS - BOARD OVERSIGHT   Shareholder   Against   For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote
Date
   Date
Confirmed
  000274050   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     4,051       18,500    09-Apr-2013    09-Apr-2013
  000274051   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     19,513       17,100    09-Apr-2013    09-Apr-2013
  000274052   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     82,762       12,700    09-Apr-2013    09-Apr-2013

 

  TRANSOCEAN, LTD.
  Security   H8817H100   Meeting Type   Contested-Annual
  Ticker Symbol   RIG   Meeting Date   17-May-2013
  ISIN   CH0048265513   Agenda   933786735 - Management
  Record Date   20-Mar-2013   Holding Recon Date   20-Mar-2013
  City / Country                       / Switzerland   Vote Deadline Date   16-May-2013
  SEDOL(s)     Quick Code  


     Item   Proposal   Type   Vote   For/Against
Management
   
  1   APPROVAL OF THE 2012 ANNUAL REPORT, INCLUDING THE CONSOLIDATED FINANCIAL STATEMENT OF TRANSOCEAN LTD. FOR FISCAL YEAR 2012 AND THE STATUTORY FINANCIAL STATEMENTS OF TRANSOCEAN LTD. FOR FISCAL YEAR 2012.   Management   For   For  
  2   APPROPRIATION OF THE AVAILABLE EARNINGS FOR FISCAL YEAR 2012.   Management   For   For  
  3A   APPROVAL OF THE COMPANY’S PAYMENT OF A DIVIDEND IN PRINCIPLE.   Management   For   For  
  3B1   COMPANY DISTRIBUTION PROPOSAL, IN AN AMOUNT OF USD 2.24 PER SHARE. MARK EITHER 3B1 OR 3B2 BUT NOT BOTH (IF YOU VOTE FOR BOTH 3B1 AND 3B2 YOUR VOTE WILL BE INVALID AND WILL NOT BE COUNTED).   Management   For   For  
  3B2   ICAHN GROUP DISTRIBUTION PROPOSAL, IN AN AMOUNT OF USD 4.00 PER SHARE. MARK EITHER 3B1 OR 3B2 BUT NOT BOTH (IF YOU VOTE FOR BOTH 3B1 AND 3B2 YOUR VOTE WILL BE INVALID AND WILL NOT BE COUNTED).   Management   No Action    
  4   READOPTION OF AUTHORIZED SHARE CAPITAL, ALLOWING THE BOARD OF DIRECTORS TO ISSUE UP TO A MAXIMUM OF 74,728,750 SHARES OF THE COMPANY.   Management   For   For  
  5   REPEAL OF STAGGERED BOARD.   Management   Abstain    
  6A   ELECTION OF COMPANY NOMINEE: FREDERICO F. CURADO COMPANY MANAGEMENT RECOMMENDS A VOTE “FOR” THIS NOMINEE; PLEASE NOTE: YOU CAN ONLY VOTE “FOR” ON 5 OF THE 8 NOMINEES LISTED IN PROPOSALS 6A - 6H. (IF YOU VOTE FOR MORE THAN FIVE NOMINEES, ALL OF YOUR VOTES ON PROPOSAL 6 WILL BE INVALID AND WILL NOT BE COUNTED; YOU MAY ALSO VOTE AGAINST OR ABSTAIN FROM VOTING FOR ANY OF THE REMAINING THREE CANDIDATES)   Management   For   For  
  6B   ELECTION OF COMPANY NOMINEE: STEVEN L. NEWMAN COMPANY MANAGEMENT RECOMMENDS A VOTE “FOR” THIS NOMINEE; PLEASE NOTE: YOU CAN ONLY VOTE “FOR” ON 5 OF THE 8 NOMINEES LISTED IN PROPOSALS 6A - 6H. (IF YOU VOTE FOR MORE THAN FIVE NOMINEES, ALL OF YOUR VOTES ON PROPOSAL 6 WILL BE INVALID AND WILL NOT BE COUNTED; YOU MAY ALSO VOTE AGAINST OR ABSTAIN FROM VOTING FOR ANY OF THE REMAINING THREE CANDIDATES)   Management   For   For  
  6C   ELECTION OF COMPANY NOMINEE: THOMAS W. CASON COMPANY MANAGEMENT RECOMMENDS A VOTE “FOR” THIS NOMINEE; PLEASE NOTE: YOU CAN ONLY VOTE “FOR” ON 5 OF THE 8 NOMINEES LISTED IN PROPOSALS 6A - 6H. (IF YOU VOTE FOR MORE THAN FIVE NOMINEES, ALL OF YOUR VOTES ON PROPOSAL 6 WILL BE INVALID AND WILL NOT BE COUNTED; YOU MAY ALSO VOTE AGAINST OR ABSTAIN FROM VOTING FOR ANY OF THE REMAINING THREE CANDIDATES)   Management   For   For  
  6D   ELECTION OF COMPANY NOMINEE: ROBERT M. SPRAGUE COMPANY MANAGEMENT RECOMMENDS A VOTE “FOR” THIS NOMINEE; PLEASE NOTE: YOU CAN ONLY VOTE “FOR” ON 5 OF THE 8 NOMINEES LISTED IN PROPOSALS 6A - 6H. (IF YOU VOTE FOR MORE THAN FIVE NOMINEES, ALL OF YOUR VOTES ON PROPOSAL 6 WILL BE INVALID AND WILL NOT BE COUNTED; YOU MAY ALSO VOTE AGAINST OR ABSTAIN FROM VOTING FOR ANY OF THE REMAINING THREE CANDIDATES)   Management   For   For  
  6E   ELECTION OF COMPANY NOMINEE: J. MICHAEL TALBERT COMPANY MANAGEMENT RECOMMENDS A VOTE “FOR” THIS NOMINEE; PLEASE NOTE: YOU CAN ONLY VOTE “FOR” ON 5 OF THE 8 NOMINEES LISTED IN PROPOSALS 6A - 6H. (IF YOU VOTE FOR MORE THAN FIVE NOMINEES, ALL OF YOUR VOTES ON PROPOSAL 6 WILL BE INVALID AND WILL NOT BE COUNTED; YOU MAY ALSO VOTE AGAINST OR ABSTAIN FROM VOTING FOR ANY OF THE REMAINING THREE CANDIDATES)   Management   For   For  
  6F   ELECTION OF ICAHN GROUP NOMINEE: JOHN J. LIPINSKI COMPANY MANAGEMENT RECOMMENDS A VOTE “AGAINST” THIS NOMINEE; PLEASE NOTE: YOU CAN ONLY VOTE “FOR” ON 5 OF THE 8 NOMINEES LISTED IN PROPOSALS 6A - 6H. (IF YOU VOTE FOR MORE THAN FIVE NOMINEES, ALL OF YOUR VOTES ON PROPOSAL 6 WILL BE INVALID AND WILL NOT BE COUNTED; YOU MAY ALSO VOTE AGAINST OR ABSTAIN FROM VOTING FOR ANY OF THE REMAINING THREE CANDIDATES)   Management   Against   For  
  6G   ELECTION OF ICAHN GROUP NOMINEE: JOSE MARIA ALAPONT COMPANY MANAGEMENT RECOMMENDS A VOTE “AGAINST” THIS NOMINEE; PLEASE NOTE: YOU CAN ONLY VOTE “FOR” ON 5 OF THE 8 NOMINEES LISTED IN PROPOSALS 6A - 6H. (IF YOU VOTE FOR MORE THAN FIVE NOMINEES, ALL OF YOUR VOTES ON PROPOSAL 6 WILL BE INVALID AND WILL NOT BE COUNTED; YOU MAY ALSO VOTE AGAINST OR ABSTAIN FROM VOTING FOR ANY OF THE REMAINING THREE CANDIDATES)   Management   Against   For  
  6H   ELECTION OF ICAHN GROUP NOMINEE: SAMUEL MERKSAMER COMPANY MANAGEMENT RECOMMENDS A VOTE “AGAINST” THIS NOMINEE; PLEASE NOTE: YOU CAN ONLY VOTE “FOR” ON 5 OF THE 8 NOMINEES LISTED IN PROPOSALS 6A - 6H. (IF YOU VOTE FOR MORE THAN FIVE NOMINEES, ALL OF YOUR VOTES ON PROPOSAL 6 WILL BE INVALID AND WILL NOT BE COUNTED; YOU MAY ALSO VOTE AGAINST OR ABSTAIN FROM VOTING FOR ANY OF THE REMAINING THREE CANDIDATES)   Management   Against   For  
  7   APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2013 AND REELECTION OF ERNST & YOUNG LTD., ZURICH, AS THE COMPANY’S AUDITOR FOR A FURTHER ONE- YEAR TERM.   Management   For   For  
  8   ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION.   Management   For   For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote
Date
   Date
Confirmed
  000260203   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     40,600       0    18-Apr-2013    18-Apr-2013
  000274050   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     10,822       0    18-Apr-2013    18-Apr-2013
  000274051   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     22,701       0    18-Apr-2013    18-Apr-2013
  000274052   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     46,006       0    18-Apr-2013    18-Apr-2013

 

  TRANSOCEAN, LTD.
  Security   H8817H100   Meeting Type   Contested-Annual
  Ticker Symbol   RIG   Meeting Date   17-May-2013
  ISIN   CH0048265513   Agenda   933786735 - Management
  Record Date   20-Mar-2013   Holding Recon Date   20-Mar-2013
  City / Country                       / Switzerland   Vote Deadline Date   16-May-2013
  SEDOL(s)     Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  1   APPROVAL OF THE 2012 ANNUAL REPORT, INCLUDING THE CONSOLIDATED FINANCIAL STATEMENT OF TRANSOCEAN LTD. FOR FISCAL YEAR 2012 AND THE STATUTORY FINANCIAL STATEMENTS OF TRANSOCEAN LTD. FOR FISCAL YEAR 2012.   Management      
  2   APPROPRIATION OF THE AVAILABLE EARNINGS FOR FISCAL YEAR 2012.   Management      
  3A   APPROVAL OF THE COMPANY’S PAYMENT OF A DIVIDEND IN PRINCIPLE.   Management      
  3B1   COMPANY DISTRIBUTION PROPOSAL, IN AN AMOUNT OF USD 2.24 PER SHARE. MARK EITHER 3B1 OR 3B2 BUT NOT BOTH (IF YOU VOTE FOR BOTH 3B1 AND 3B2 YOUR VOTE WILL BE INVALID AND WILL NOT BE COUNTED).   Management      
  3B2   ICAHN GROUP DISTRIBUTION PROPOSAL, IN AN AMOUNT OF USD 4.00 PER SHARE. MARK EITHER 3B1 OR 3B2 BUT NOT BOTH (IF YOU VOTE FOR BOTH 3B1 AND 3B2 YOUR VOTE WILL BE INVALID AND WILL NOT BE COUNTED).   Management      
  4   READOPTION OF AUTHORIZED SHARE CAPITAL, ALLOWING THE BOARD OF DIRECTORS TO ISSUE UP TO A MAXIMUM OF 74,728,750 SHARES OF THE COMPANY.   Management      
  5   REPEAL OF STAGGERED BOARD.   Management      
  6A   ELECTION OF COMPANY NOMINEE: FREDERICO F. CURADO COMPANY MANAGEMENT RECOMMENDS A VOTE “FOR” THIS NOMINEE; PLEASE NOTE: YOU CAN ONLY VOTE “FOR” ON 5 OF THE 8 NOMINEES LISTED IN PROPOSALS 6A - 6H. (IF YOU VOTE FOR MORE THAN FIVE NOMINEES, ALL OF YOUR VOTES ON PROPOSAL 6 WILL BE INVALID AND WILL NOT BE COUNTED; YOU MAY ALSO VOTE AGAINST OR ABSTAIN FROM VOTING FOR ANY OF THE REMAINING THREE CANDIDATES)   Management      
  6B   ELECTION OF COMPANY NOMINEE: STEVEN L. NEWMAN COMPANY MANAGEMENT RECOMMENDS A VOTE “FOR” THIS NOMINEE; PLEASE NOTE: YOU CAN ONLY VOTE “FOR” ON 5 OF THE 8 NOMINEES LISTED IN PROPOSALS 6A - 6H. (IF YOU VOTE FOR MORE THAN FIVE NOMINEES, ALL OF YOUR VOTES ON PROPOSAL 6 WILL BE INVALID AND WILL NOT BE COUNTED; YOU MAY ALSO VOTE AGAINST OR ABSTAIN FROM VOTING FOR ANY OF THE REMAINING THREE CANDIDATES)   Management      
  6C   ELECTION OF COMPANY NOMINEE: THOMAS W. CASON COMPANY MANAGEMENT RECOMMENDS A VOTE “FOR” THIS NOMINEE; PLEASE NOTE: YOU CAN ONLY VOTE “FOR” ON 5 OF THE 8 NOMINEES LISTED IN PROPOSALS 6A - 6H. (IF YOU VOTE FOR MORE THAN FIVE NOMINEES, ALL OF YOUR VOTES ON PROPOSAL 6 WILL BE INVALID AND WILL NOT BE COUNTED; YOU MAY ALSO VOTE AGAINST OR ABSTAIN FROM VOTING FOR ANY OF THE REMAINING THREE CANDIDATES)   Management      
  6D   ELECTION OF COMPANY NOMINEE: ROBERT M. SPRAGUE COMPANY MANAGEMENT RECOMMENDS A VOTE “FOR” THIS NOMINEE; PLEASE NOTE: YOU CAN ONLY VOTE “FOR” ON 5 OF THE 8 NOMINEES LISTED IN PROPOSALS 6A - 6H. (IF YOU VOTE FOR MORE THAN FIVE NOMINEES, ALL OF YOUR VOTES ON PROPOSAL 6 WILL BE INVALID AND WILL NOT BE COUNTED; YOU MAY ALSO VOTE AGAINST OR ABSTAIN FROM VOTING FOR ANY OF THE REMAINING THREE CANDIDATES)   Management      
  6E   ELECTION OF COMPANY NOMINEE: J. MICHAEL TALBERT COMPANY MANAGEMENT RECOMMENDS A VOTE “FOR” THIS NOMINEE; PLEASE NOTE: YOU CAN ONLY VOTE “FOR” ON 5 OF THE 8 NOMINEES LISTED IN PROPOSALS 6A - 6H. (IF YOU VOTE FOR MORE THAN FIVE NOMINEES, ALL OF YOUR VOTES ON PROPOSAL 6 WILL BE INVALID AND WILL NOT BE COUNTED; YOU MAY ALSO VOTE AGAINST OR ABSTAIN FROM VOTING FOR ANY OF THE REMAINING THREE CANDIDATES)   Management      
  6F   ELECTION OF ICAHN GROUP NOMINEE: JOHN J. LIPINSKI COMPANY MANAGEMENT RECOMMENDS A VOTE “AGAINST” THIS NOMINEE; PLEASE NOTE: YOU CAN ONLY VOTE “FOR” ON 5 OF THE 8 NOMINEES LISTED IN PROPOSALS 6A - 6H. (IF YOU VOTE FOR MORE THAN FIVE NOMINEES, ALL OF YOUR VOTES ON PROPOSAL 6 WILL BE INVALID AND WILL NOT BE COUNTED; YOU MAY ALSO VOTE AGAINST OR ABSTAIN FROM VOTING FOR ANY OF THE REMAINING THREE CANDIDATES)   Management      
  6G   ELECTION OF ICAHN GROUP NOMINEE: JOSE MARIA ALAPONT COMPANY MANAGEMENT RECOMMENDS A VOTE “AGAINST” THIS NOMINEE; PLEASE NOTE: YOU CAN ONLY VOTE “FOR” ON 5 OF THE 8 NOMINEES LISTED IN PROPOSALS 6A - 6H. (IF YOU VOTE FOR MORE THAN FIVE NOMINEES, ALL OF YOUR VOTES ON PROPOSAL 6 WILL BE INVALID AND WILL NOT BE COUNTED; YOU MAY ALSO VOTE AGAINST OR ABSTAIN FROM VOTING FOR ANY OF THE REMAINING THREE CANDIDATES)   Management      
  6H   ELECTION OF ICAHN GROUP NOMINEE: SAMUEL MERKSAMER COMPANY MANAGEMENT RECOMMENDS A VOTE “AGAINST” THIS NOMINEE; PLEASE NOTE: YOU CAN ONLY VOTE “FOR” ON 5 OF THE 8 NOMINEES LISTED IN PROPOSALS 6A - 6H. (IF YOU VOTE FOR MORE THAN FIVE NOMINEES, ALL OF YOUR VOTES ON PROPOSAL 6 WILL BE INVALID AND WILL NOT BE COUNTED; YOU MAY ALSO VOTE AGAINST OR ABSTAIN FROM VOTING FOR ANY OF THE REMAINING THREE CANDIDATES)   Management      
  7   APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2013 AND REELECTION OF ERNST & YOUNG LTD., ZURICH, AS THE COMPANY’S AUDITOR FOR A FURTHER ONE- YEAR TERM.   Management      
  8   ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION.   Management      


    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote
Date
   Date
Confirmed
  000260203   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     40,600       0      
  000274050   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     10,822       0      
  000274051   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     22,701       0      
  000274052   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     46,006       0      

 

  TRANSOCEAN, LTD.
  Security   H8817H100   Meeting Type   Contested-Annual
  Ticker Symbol   RIG   Meeting Date   17-May-2013
  ISIN   CH0048265513   Agenda   933805193 - Opposition
  Record Date   20-Mar-2013   Holding Recon Date   20-Mar-2013
  City / Country                       / Switzerland   Vote Deadline Date   16-May-2013
  SEDOL(s)     Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  1   APPROVAL OF THE 2012 ANNUAL REPORT, INCLUDING THE CONSOLIDATED FINANCIAL STATEMENT OF TRANSOCEAN LTD. FOR FISCAL YEAR 2012 AND THE STATUTORY FINANCIAL STATEMENTS OF TRANSOCEAN LTD. FOR FISCAL YEAR 2012.   Management      
  2   APPROPRIATION OF THE AVAILABLE EARNINGS FOR FISCAL YEAR 2012.   Management      
  3A   APPROVAL OF THE COMPANY’S PAYMENT OF A DIVIDEND IN PRINCIPLE.   Management      
  3B1   COMPANY DISTRIBUTION PROPOSAL IN AN AMOUNT OF USD 2.24 PER SHARE MARK EITHER 3B1 OR 3B2 BUT NOT BOTH.   Management      
  3B2   ICAHN GROUP DISTRIBUTION PROPOSAL IN AN AMOUNT OF USD 4.00 PER SHARE. MARK EITHER 3B1 OR 3B2 BUT NOT BOTH.   Management      
  4   READOPTION OF AUTHORIZED SHARE CAPITAL ALLOWING THE BOARD OF DIRECTORS TO ISSUE UP TO A MAXIMUM OF 74,728,750 SHARES OF THE COMPANY   Management      
  5   REPEAL OF STAGGERED BOARD.   Management      
  6A   FREDERICO F. CURADO: ICAHN GROUP RECOMMENDS A VOTE “FOR” THIS NOMINEE; PLEASE NOTE: YOU CAN ONLY VOTE “FOR” ON 5 OF THE 8 NOMINEES LISTED IN PROPOSALS 6A - 6H.   Management      
  6B   STEVEN L. NEWMAN: ICAHN GROUP RECOMMENDS A VOTE “FOR” THIS NOMINEE; PLEASE NOTE: YOU CAN ONLY VOTE “FOR” ON 5 OF THE 8 NOMINEES LISTED IN PROPOSALS 6A - 6H.   Management      
  6C   THOMAS W. CASON: ICAHN GROUP RECOMMENDS A VOTE “AGAINST” THIS NOMINEE; PLEASE NOTE: YOU CAN ONLY VOTE “FOR” ON 5 OF THE 8 NOMINEES LISTED IN PROPOSALS 6A - 6H.   Management      
  6D   ROBERT M. SPRAGUE: ICAHN GROUP RECOMMENDS A VOTE “AGAINST” THIS NOMINEE; PLEASE NOTE: YOU CAN ONLY VOTE “FOR” ON 5 OF THE 8 NOMINEES LISTED IN PROPOSALS 6A - 6H.   Management      
  6E   J. MICHAEL TALBERT: ICAHN GROUP RECOMMENDS A VOTE “AGAINST” THIS NOMINEE; PLEASE NOTE: YOU CAN ONLY VOTE “FOR” ON 5 OF THE 8 NOMINEES LISTED IN PROPOSALS 6A - 6H.   Management      
  6F   JOHN J. LIPINSKI: ICAHN GROUP RECOMMENDS A VOTE “FOR” THIS NOMINEE; PLEASE NOTE: YOU CAN ONLY VOTE “FOR” ON 5 OF THE 8 NOMINEES LISTED IN PROPOSALS 6A - 6H.   Management      
  6G   JOSE MARIA ALAPONT: ICAHN GROUP RECOMMENDS A VOTE “FOR” THIS NOMINEE; PLEASE NOTE: YOU CAN ONLY VOTE “FOR” ON 5 OF THE 8 NOMINEES LISTED IN PROPOSALS 6A - 6H.   Management      
  6H   SAMUEL MERKSAMER: ICAHN GROUP RECOMMENDS A VOTE “FOR” THIS NOMINEE; PLEASE NOTE: YOU CAN ONLY VOTE “FOR” ON 5 OF THE 8 NOMINEES LISTED IN PROPOSALS 6A - 6H.   Management      
  7   APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2013 AND REELECTION OF ERNST & YOUNG LTD., ZURICH, AS THE COMPANY’S AUDITOR FOR A FURTHER ONE- YEAR TERM.   Management      
  8   ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION.   Management      


    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote
Date
   Date
Confirmed
  000260203   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     40,600       0      
  000274050   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     10,822       0      
  000274051   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     22,701       0      
  000274052   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     46,006       0      

 

  TRANSOCEAN, LTD.
  Security   H8817H100   Meeting Type   Contested-Annual
  Ticker Symbol   RIG   Meeting Date   17-May-2013
  ISIN   CH0048265513   Agenda   933816881 - Management
  Record Date   30-Apr-2013   Holding Recon Date   30-Apr-2013
  City / Country                       / Switzerland   Vote Deadline Date   16-May-2013
  SEDOL(s)     Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  1   APPROVAL OF THE 2012 ANNUAL REPORT, INCLUDING THE CONSOLIDATED FINANCIAL STATEMENT OF TRANSOCEAN LTD. FOR FISCAL YEAR 2012 AND THE STATUTORY FINANCIAL STATEMENTS OF TRANSOCEAN LTD. FOR FISCAL YEAR 2012.   Management      
  2   APPROPRIATION OF THE AVAILABLE EARNINGS FOR FISCAL YEAR 2012.   Management      
  3A   APPROVAL OF THE COMPANY’S PAYMENT OF A DIVIDEND IN PRINCIPLE.   Management      
  3B1   COMPANY DISTRIBUTION PROPOSAL, IN AN AMOUNT OF USD 2.24 PER SHARE. MARK EITHER 3B1 OR 3B2 BUT NOT BOTH (IF YOU VOTE FOR BOTH 3B1 AND 3B2 YOUR VOTE WILL BE INVALID AND WILL NOT BE COUNTED).   Management      
  3B2   ICAHN GROUP DISTRIBUTION PROPOSAL, IN AN AMOUNT OF USD 4.00 PER SHARE. MARK EITHER 3B1 OR 3B2 BUT NOT BOTH (IF YOU VOTE FOR BOTH 3B1 AND 3B2 YOUR VOTE WILL BE INVALID AND WILL NOT BE COUNTED).   Management      
  4   READOPTION OF AUTHORIZED SHARE CAPITAL, ALLOWING THE BOARD OF DIRECTORS TO ISSUE UP TO A MAXIMUM OF 74,728,750 SHARES OF THE COMPANY.   Management      
  5   REPEAL OF STAGGERED BOARD.   Management      
  6A   ELECTION OF COMPANY NOMINEE: FREDERICO F. CURADO COMPANY MANAGEMENT RECOMMENDS A VOTE “FOR” THIS NOMINEE; PLEASE NOTE: YOU CAN ONLY VOTE “FOR” ON 5 OF THE 8 NOMINEES LISTED IN PROPOSALS 6A - 6H. (IF YOU VOTE FOR MORE THAN FIVE NOMINEES, ALL OF YOUR VOTES ON PROPOSAL 6 WILL BE INVALID AND WILL NOT BE COUNTED; YOU MAY ALSO VOTE AGAINST OR ABSTAIN FROM VOTING FOR ANY OF THE REMAINING THREE CANDIDATES)   Management      
  6B   ELECTION OF COMPANY NOMINEE: STEVEN L. NEWMAN COMPANY MANAGEMENT RECOMMENDS A VOTE “FOR” THIS NOMINEE; PLEASE NOTE: YOU CAN ONLY VOTE “FOR” ON 5 OF THE 8 NOMINEES LISTED IN PROPOSALS 6A - 6H. (IF YOU VOTE FOR MORE THAN FIVE NOMINEES, ALL OF YOUR VOTES ON PROPOSAL 6 WILL BE INVALID AND WILL NOT BE COUNTED; YOU MAY ALSO VOTE AGAINST OR ABSTAIN FROM VOTING FOR ANY OF THE REMAINING THREE CANDIDATES)   Management      
  6C   ELECTION OF COMPANY NOMINEE: THOMAS W. CASON COMPANY MANAGEMENT RECOMMENDS A VOTE “FOR” THIS NOMINEE; PLEASE NOTE: YOU CAN ONLY VOTE “FOR” ON 5 OF THE 8 NOMINEES LISTED IN PROPOSALS 6A - 6H. (IF YOU VOTE FOR MORE THAN FIVE NOMINEES, ALL OF YOUR VOTES ON PROPOSAL 6 WILL BE INVALID AND WILL NOT BE COUNTED; YOU MAY ALSO VOTE AGAINST OR ABSTAIN FROM VOTING FOR ANY OF THE REMAINING THREE CANDIDATES)   Management      
  6D   ELECTION OF COMPANY NOMINEE: ROBERT M. SPRAGUE COMPANY MANAGEMENT RECOMMENDS A VOTE “FOR” THIS NOMINEE; PLEASE NOTE: YOU CAN ONLY VOTE “FOR” ON 5 OF THE 8 NOMINEES LISTED IN PROPOSALS 6A - 6H. (IF YOU VOTE FOR MORE THAN FIVE NOMINEES, ALL OF YOUR VOTES ON PROPOSAL 6 WILL BE INVALID AND WILL NOT BE COUNTED; YOU MAY ALSO VOTE AGAINST OR ABSTAIN FROM VOTING FOR ANY OF THE REMAINING THREE CANDIDATES)   Management      
  6E   ELECTION OF COMPANY NOMINEE: J. MICHAEL TALBERT COMPANY MANAGEMENT RECOMMENDS A VOTE “FOR” THIS NOMINEE; PLEASE NOTE: YOU CAN ONLY VOTE “FOR” ON 5 OF THE 8 NOMINEES LISTED IN PROPOSALS 6A - 6H. (IF YOU VOTE FOR MORE THAN FIVE NOMINEES, ALL OF YOUR VOTES ON PROPOSAL 6 WILL BE INVALID AND WILL NOT BE COUNTED; YOU MAY ALSO VOTE AGAINST OR ABSTAIN FROM VOTING FOR ANY OF THE REMAINING THREE CANDIDATES)   Management      
  6F   ELECTION OF ICAHN GROUP NOMINEE: JOHN J. LIPINSKI COMPANY MANAGEMENT RECOMMENDS A VOTE “AGAINST” THIS NOMINEE; PLEASE NOTE: YOU CAN ONLY VOTE “FOR” ON 5 OF THE 8 NOMINEES LISTED IN PROPOSALS 6A - 6H. (IF YOU VOTE FOR MORE THAN FIVE NOMINEES, ALL OF YOUR VOTES ON PROPOSAL 6 WILL BE INVALID AND WILL NOT BE COUNTED; YOU MAY ALSO VOTE AGAINST OR ABSTAIN FROM VOTING FOR ANY OF THE REMAINING THREE CANDIDATES)   Shareholder      
  6G   ELECTION OF ICAHN GROUP NOMINEE: JOSE MARIA ALAPONT COMPANY MANAGEMENT RECOMMENDS A VOTE “AGAINST” THIS NOMINEE; PLEASE NOTE: YOU CAN ONLY VOTE “FOR” ON 5 OF THE 8 NOMINEES LISTED IN PROPOSALS 6A - 6H. (IF YOU VOTE FOR MORE THAN FIVE NOMINEES, ALL OF YOUR VOTES ON PROPOSAL 6 WILL BE INVALID AND WILL NOT BE COUNTED; YOU MAY ALSO VOTE AGAINST OR ABSTAIN FROM VOTING FOR ANY OF THE REMAINING THREE CANDIDATES)   Shareholder      
  6H   ELECTION OF ICAHN GROUP NOMINEE: SAMUEL MERKSAMER COMPANY MANAGEMENT RECOMMENDS A VOTE “AGAINST” THIS NOMINEE; PLEASE NOTE: YOU CAN ONLY VOTE “FOR” ON 5 OF THE 8 NOMINEES LISTED IN PROPOSALS 6A - 6H. (IF YOU VOTE FOR MORE THAN FIVE NOMINEES, ALL OF YOUR VOTES ON PROPOSAL 6 WILL BE INVALID AND WILL NOT BE COUNTED; YOU MAY ALSO VOTE AGAINST OR ABSTAIN FROM VOTING FOR ANY OF THE REMAINING THREE CANDIDATES)   Shareholder      
  7   APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2013 AND REELECTION OF ERNST & YOUNG LTD., ZURICH, AS THE COMPANY’S AUDITOR FOR A FURTHER ONE- YEAR TERM.   Management      
  8   ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION.   Management      

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote
Date
   Date
Confirmed
  000260203   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     40,600       0      
  000274050   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     8,622       0      
  000274051   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     18,201       0      
  000274052   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     28,706       0      

 

  TRANSOCEAN, LTD.
  Security   H8817H100   Meeting Type   Contested-Annual
  Ticker Symbol   RIG   Meeting Date   17-May-2013
  ISIN   CH0048265513   Agenda   933820599 - Opposition
  Record Date   30-Apr-2013   Holding Recon Date   30-Apr-2013
  City / Country                       / Switzerland   Vote Deadline Date   16-May-2013
  SEDOL(s)     Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  1   APPROVAL OF THE 2012 ANNUAL REPORT, INCLUDING THE CONSOLIDATED FINANCIAL STATEMENT OF TRANSOCEAN LTD. FOR FISCAL YEAR 2012 AND THE STATUTORY FINANCIAL STATEMENTS OF TRANSOCEAN LTD. FOR FISCAL YEAR 2012.   Management      
  2   APPROPRIATION OF THE AVAILABLE EARNINGS FOR FISCAL YEAR 2012.   Management      
  3A   APPROVAL OF THE COMPANY’S PAYMENT OF A DIVIDEND IN PRINCIPLE.   Management      
  3B1   COMPANY DISTRIBUTION PROPOSAL IN AN AMOUNT OF USD 2.24 PER SHARE MARK EITHER 3B1 OR 3B2 BUT NOT BOTH.   Shareholder      
  3B2   ICAHN GROUP DISTRIBUTION PROPOSAL IN AN AMOUNT OF USD 4.00 PER SHARE. MARK EITHER 3B1 OR 3B2 BUT NOT BOTH.   Management      
  4   READOPTION OF AUTHORIZED SHARE CAPITAL ALLOWING THE BOARD OF DIRECTORS TO ISSUE UP TO A MAXIMUM OF 74,728,750 SHARES OF THE COMPANY.   Shareholder      
  5   REPEAL OF STAGGERED BOARD.   Management      
  6A   FREDERICO F. CURADO: ICAHN GROUP RECOMMENDS A VOTE “FOR” THIS NOMINEE; PLEASE NOTE: YOU CAN ONLY VOTE “FOR” ON 5 OF THE 8 NOMINEES LISTED IN PROPOSALS 6A - 6H.   Management      
  6B   STEVEN L. NEWMAN: ICAHN GROUP RECOMMENDS A VOTE “FOR” THIS NOMINEE; PLEASE NOTE: YOU CAN ONLY VOTE “FOR” ON 5 OF THE 8 NOMINEES LISTED IN PROPOSALS 6A - 6H.   Management      
  6C   THOMAS W. CASON: ICAHN GROUP RECOMMENDS A VOTE “AGAINST” THIS NOMINEE; PLEASE NOTE: YOU CAN ONLY VOTE “FOR” ON 5 OF THE 8 NOMINEES LISTED IN PROPOSALS 6A - 6H.   Shareholder      
  6D   ROBERT M. SPRAGUE: ICAHN GROUP RECOMMENDS A VOTE “AGAINST” THIS NOMINEE; PLEASE NOTE: YOU CAN ONLY VOTE “FOR” ON 5 OF THE 8 NOMINEES LISTED IN PROPOSALS 6A - 6H.   Shareholder      
  6E   J. MICHAEL TALBERT: ICAHN GROUP RECOMMENDS A VOTE “AGAINST” THIS NOMINEE; PLEASE NOTE: YOU CAN ONLY VOTE “FOR” ON 5 OF THE 8 NOMINEES LISTED IN PROPOSALS 6A - 6H.   Shareholder      
  6F   JOHN J. LIPINSKI: ICAHN GROUP RECOMMENDS A VOTE “FOR” THIS NOMINEE; PLEASE NOTE: YOU CAN ONLY VOTE “FOR” ON 5 OF THE 8 NOMINEES LISTED IN PROPOSALS 6A - 6H.   Management      
  6G   JOSE MARIA ALAPONT: ICAHN GROUP RECOMMENDS A VOTE “FOR” THIS NOMINEE; PLEASE NOTE: YOU CAN ONLY VOTE “FOR” ON 5 OF THE 8 NOMINEES LISTED IN PROPOSALS 6A - 6H.   Management      
  6H   SAMUEL MERKSAMER: ICAHN GROUP RECOMMENDS A VOTE “FOR” THIS NOMINEE; PLEASE NOTE: YOU CAN ONLY VOTE “FOR” ON 5 OF THE 8 NOMINEES LISTED IN PROPOSALS 6A - 6H.   Management      
  7   APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2013 AND REELECTION OF ERNST & YOUNG LTD., ZURICH, AS THE COMPANY’S AUDITOR FOR A FURTHER ONE- YEAR TERM.   Management      
  8   ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION.   Management      

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote
Date
   Date
Confirmed
  000260203   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     40,600       0      
  000274050   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     8,622       0      
  000274051   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     18,201       0      
  000274052   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     28,706       0      

 

  ENSCO PLC
  Security   G3157S106   Meeting Type   Annual
  Ticker Symbol   ESV   Meeting Date   20-May-2013
  ISIN   GB00B4VLR192   Agenda   933777320 - Management
  Record Date   28-Mar-2013   Holding Recon Date   28-Mar-2013
  City / Country                       / United States   Vote Deadline Date   17-May-2013
  SEDOL(s)     Quick Code  


     Item   Proposal   Type   Vote   For/Against
Management
   
  1.   TO RE-ELECT FRANCIS S. KALMAN AS A DIRECTOR OF ENSCO PLC.   Management   For   For  
  2.   TO ELECT ROXANNE J. DECYK AS A DIRECTOR OF ENSCO PLC.   Management   For   For  
  3.   TO ELECT MARY FRANCIS CBE AS A DIRECTOR OF ENSCO PLC.   Management   For   For  
  4.   TO RATIFY THE AUDIT COMMITTEE’S APPOINTMENT OF KPMG LLP AS OUR U.S. INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDED 31 DECEMBER 2013.   Management   For   For  
  5.   TO RE-APPOINT KPMG AUDIT PLC AS OUR U.K. STATUTORY AUDITORS UNDER THE U.K. COMPANIES ACT 2006 (TO HOLD OFFICE FROM THE CONCLUSION OF THE MEETING UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING AT WHICH ACCOUNTS ARE LAID BEFORE THE COMPANY).   Management   For   For  
  6.   TO AUTHORIZE THE AUDIT COMMITTEE TO DETERMINE OUR U.K. STATUTORY AUDITORS’ REMUNERATION.   Management   For   For  
  7.   A NON-BINDING ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.   Management   For   For  
  8.   A NON-BINDING VOTE TO APPROVE THE DIRECTORS’ REMUNERATION REPORT FOR THE YEAR ENDED 31 DECEMBER 2012.   Management   For   For  
  9.   A NON-BINDING ADVISORY VOTE TO APPROVE THE REPORTS OF THE AUDITORS AND THE DIRECTORS AND THE U.K. STATUTORY ACCOUNTS FOR THE YEAR ENDED 31 DECEMBER 2012.   Management   For   For  
  10.   TO ADOPT THE ARTICLES OF ASSOCIATION (PRODUCED AT THE MEETING AND INITIALED BY THE CHAIRMAN FOR THE PURPOSE OF IDENTIFICATION) AS THE ARTICLES OF ASSOCIATION OF THE COMPANY, IN SUBSTITUTION FOR AND TO THE EXCLUSION OF THE EXISTING ARTICLES OF ASSOCIATION, WITH EFFECT FROM THE CONCLUSION OF THIS MEETING, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.   Management   For   For  
  11.   TO (I) APPROVE THE TERMS OF THE PROPOSED PURCHASE AGREEMENT OR AGREEMENTS AND (II) AUTHORISE THE COMPANY TO MAKE OFF-MARKET PURCHASES OF CLASS A ORDINARY SHARES PURSUANT TO SUCH AGREEMENT OR AGREEMENTS, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.   Management   For   For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote
Date
   Date
Confirmed
  000260203   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     44,800       0    09-Apr-2013    09-Apr-2013
  000274050   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     7,200       0    09-Apr-2013    09-Apr-2013
  000274051   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     17,700       0    09-Apr-2013    09-Apr-2013
  000274052   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     30,600       0    09-Apr-2013    09-Apr-2013

 

  COMMUNITY HEALTH SYSTEMS, INC.
  Security   203668108   Meeting Type   Annual
  Ticker Symbol   CYH   Meeting Date   21-May-2013
  ISIN   US2036681086   Agenda   933777154 - Management
  Record Date   22-Mar-2013   Holding Recon Date   22-Mar-2013
  City / Country                       / United States   Vote Deadline Date   20-May-2013
  SEDOL(s)     Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  1A.   ELECTION OF DIRECTOR: W. LARRY CASH   Management   For   For  
  1B.   ELECTION OF DIRECTOR: JOHN A. CLERICO   Management   For   For  
  1C.   ELECTION OF DIRECTOR: JAMES S. ELY III   Management   For   For  
  1D.   ELECTION OF DIRECTOR: JOHN A. FRY   Management   For   For  
  1E.   ELECTION OF DIRECTOR: WILLIAM NORRIS JENNINGS, M.D.   Management   For   For  
  1F.   ELECTION OF DIRECTOR: JULIA B. NORTH   Management   For   For  
  1G.   ELECTION OF DIRECTOR: WAYNE T. SMITH   Management   For   For  
  1H.   ELECTION OF DIRECTOR: H. MITCHELL WATSON, JR.   Management   For   For  
  2.   PROPOSAL TO APPROVE THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS.   Management   For   For  
  3.   PROPOSAL TO APPROVE THE 2009 STOCK OPTION AND AWARD PLAN, AS AMENDED AND RESTATED MARCH 20, 2013.   Management   For   For  
  4.   PROPOSAL TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013.   Management   For   For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote
Date
   Date
Confirmed
  000260203   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     14,707       0    09-Apr-2013    09-Apr-2013
  000260282   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     6,806       0    09-Apr-2013    09-Apr-2013
  000274050   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     4,202       29,000    09-Apr-2013    09-Apr-2013
  000274051   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     935       55,500    09-Apr-2013    09-Apr-2013
  000274052   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     121       125,400    09-Apr-2013    09-Apr-2013

 

  JIVE SOFTWARE INC.      
  Security   47760A108   Meeting Type   Annual
  Ticker Symbol   JIVE   Meeting Date   21-May-2013
  ISIN   US47760A1088   Agenda   933778221 - Management
  Record Date   25-Mar-2013   Holding Recon Date   25-Mar-2013
  City / Country                       / United States   Vote Deadline Date   20-May-2013
  SEDOL(s)     Quick Code  


     Item   Proposal   Type   Vote   For/Against
Management
   
  1   DIRECTOR   Management      
   

1      JAMES J. GOETZ

    For   For  
   

2      WILLIAM A. LANFRI

    For   For  
   

3      TED E. SCHLEIN

    For   For  
  2   TO RATIFY THE APPOINTMENT OF KPMG LLP AS JIVE SOFTWARE’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013.   Management   For   For  
  3   TO CONSIDER AN ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION.   Management   For   For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote
Date
   Date
Confirmed
  000260203   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     38,120       0    09-Apr-2013    09-Apr-2013
  000274050   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     53,100       0    09-Apr-2013    09-Apr-2013
  000274051   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     104,900       0    09-Apr-2013    09-Apr-2013
  000274052   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     186,480       0    09-Apr-2013    09-Apr-2013

 

  JPMORGAN CHASE & CO.      
  Security   46625H100   Meeting Type   Annual
  Ticker Symbol   JPM   Meeting Date   21-May-2013
  ISIN   US46625H1005   Agenda   933779728 - Management
  Record Date   22-Mar-2013   Holding Recon Date   22-Mar-2013
  City / Country                       / United States   Vote Deadline Date   20-May-2013
  SEDOL(s)     Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  1A.   ELECTION OF DIRECTOR: JAMES A. BELL   Management   For   For  
  1B.   ELECTION OF DIRECTOR: CRANDALL C. BOWLES   Management   For   For  
  1C.   ELECTION OF DIRECTOR: STEPHEN B. BURKE   Management   For   For  
  1D.   ELECTION OF DIRECTOR: DAVID M. COTE   Management   For   For  
  1E.   ELECTION OF DIRECTOR: JAMES S. CROWN   Management   For   For  
  1F.   ELECTION OF DIRECTOR: JAMES DIMON   Management   For   For  
  1G.   ELECTION OF DIRECTOR: TIMOTHY P. FLYNN   Management   For   For  
  1H.   ELECTION OF DIRECTOR: ELLEN V. FUTTER   Management   For   For  
  1I.   ELECTION OF DIRECTOR: LABAN P. JACKSON, JR.   Management   For   For  
  1J.   ELECTION OF DIRECTOR: LEE R. RAYMOND   Management   For   For  
  1K.   ELECTION OF DIRECTOR: WILLIAM C. WELDON   Management   For   For  
  2.   RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM   Management   For   For  
  3.   ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION   Management   For   For  
  4.   AMENDMENT TO THE FIRM’S RESTATED CERTIFICATE OF INCORPORATION TO AUTHORIZE SHAREHOLDER ACTION BY WRITTEN CONSENT   Management   For   For  
  5.   REAPPROVAL OF KEY EXECUTIVE PERFORMANCE PLAN   Management   For   For  
  6.   REQUIRE SEPARATION OF CHAIRMAN AND CEO   Shareholder   Against   For  
  7.   REQUIRE EXECUTIVES TO RETAIN SIGNIFICANT STOCK UNTIL REACHING NORMAL RETIREMENT AGE   Shareholder   Against   For  
  8.   ADOPT PROCEDURES TO AVOID HOLDING OR RECOMMENDING INVESTMENTS THAT CONTRIBUTE TO HUMAN RIGHTS VIOLATIONS   Shareholder   Against   For  
  9.   DISCLOSE FIRM PAYMENTS USED DIRECTLY OR INDIRECTLY FOR LOBBYING, INCLUDING SPECIFIC AMOUNTS AND RECIPIENTS’ NAMES   Shareholder   Against   For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote
Date
   Date
Confirmed
  000274050   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     16,049       0    18-Apr-2013    18-Apr-2013
  000274051   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     29,688       0    18-Apr-2013    18-Apr-2013
  000274052   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     7,845       60,000    18-Apr-2013    18-Apr-2013


  HEALTH MANAGEMENT ASSOCIATES, INC.
  Security   421933102   Meeting Type   Annual
  Ticker Symbol   HMA   Meeting Date   21-May-2013
  ISIN   US4219331026   Agenda   933782775 - Management
  Record Date   25-Mar-2013   Holding Recon Date   25-Mar-2013
  City / Country                       / United States   Vote Deadline Date   20-May-2013
  SEDOL(s)     Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  1.   DIRECTOR   Management      
   

1      WILLIAM J. SCHOEN

    For   For  
   

2      GARY D. NEWSOME

    For   For  
   

3      KENT P. DAUTEN

    For   For  
   

4      P.J. GOLDSCHMIDT, M.D.

    For   For  
   

5      DONALD E. KIERNAN

    For   For  
   

6      ROBERT A. KNOX

    For   For  
   

7      VICKI A. O’MEARA

    For   For  
   

8      WILLIAM C. STEERE, JR.

    For   For  
   

9      R.W. WESTERFIELD, PH.D.

    For   For  
  2.   TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.   Management   For   For  
  3.   TO APPROVE THE MATERIAL TERMS OF THE PERFORMANCE GOALS IN OUR AMENDED AND RESTATED 1996 EXECUTIVE INCENTIVE COMPENSATION PLAN FOR COMPLIANCE WITH SECTION 162(M) OF THE INTERNAL REVENUE CODE.   Management   For   For  
  4.   TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2013.   Management   For   For  
  5.   STOCKHOLDER PROPOSAL REGARDING THE ISSUANCE OF A SUSTAINABILITY REPORT.   Shareholder   Against   For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote
Date
   Date
Confirmed
  000260203   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     93,569       0    18-Apr-2013    18-Apr-2013
  000260282   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     35,925       0    18-Apr-2013    18-Apr-2013
  000274050   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     22,241       77,000    18-Apr-2013    18-Apr-2013
  000274051   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     173       125,100    18-Apr-2013    18-Apr-2013
  000274052   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     173       326,200    18-Apr-2013    18-Apr-2013

 

  RANGE RESOURCES CORPORATION
  Security   75281A109   Meeting Type   Annual
  Ticker Symbol   RRC   Meeting Date   22-May-2013
  ISIN   US75281A1097   Agenda   933779588 - Management
  Record Date   26-Mar-2013   Holding Recon Date   26-Mar-2013
  City / Country                       / United States   Vote Deadline Date   21-May-2013
  SEDOL(s)     Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  1A.   ELECTION OF DIRECTOR: ANTHONY V. DUB   Management   For   For  
  1B.   ELECTION OF DIRECTOR: V. RICHARD EALES   Management   For   For  
  1C.   ELECTION OF DIRECTOR: ALLEN FINKELSON   Management   For   For  
  1D.   ELECTION OF DIRECTOR: JAMES M. FUNK   Management   For   For  
  1E.   ELECTION OF DIRECTOR: JONATHAN S. LINKER   Management   For   For  
  1F.   ELECTION OF DIRECTOR: MARY RALPH LOWE   Management   For   For  
  1G.   ELECTION OF DIRECTOR: KEVIN S. MCCARTHY   Management   For   For  
  1H.   ELECTION OF DIRECTOR: JOHN H. PINKERTON   Management   For   For  
  1I.   ELECTION OF DIRECTOR: JEFFREY L. VENTURA   Management   For   For  
  2.   A PROPOSAL TO APPROVE THE COMPENSATION PHILOSOPHY, POLICIES AND PROCEDURES DESCRIBED IN THE COMPENSATION DISCUSSION AND ANALYSIS.   Management   For   For  
  3.   TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.   Management   For   For  
  4.   STOCKHOLDER PROPOSAL - A PROPOSAL REQUESTING A REPORT REGARDING FUGITIVE METHANE EMISSIONS.   Shareholder   Against   For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote
Date
   Date
Confirmed
  000274050   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     100       11,200    09-Apr-2013    09-Apr-2013
  000274051   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     100       18,300    09-Apr-2013    09-Apr-2013
  000274052   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     2,847       44,953    09-Apr-2013    09-Apr-2013


  NATIONAL OILWELL VARCO, INC.
  Security   637071101   Meeting Type   Annual
  Ticker Symbol   NOV   Meeting Date   22-May-2013
  ISIN   US6370711011   Agenda   933784464 - Management
  Record Date   01-Apr-2013   Holding Recon Date   01-Apr-2013
  City / Country                       / United States   Vote Deadline Date   21-May-2013
  SEDOL(s)     Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  1A.   ELECTION OF DIRECTOR: MERRILL A. MILLER, JR.   Management   For   For  
  1B.   ELECTION OF DIRECTOR: GREG L. ARMSTRONG   Management   For   For  
  1C.   ELECTION OF DIRECTOR: BEN A. GUILL   Management   For   For  
  1D.   ELECTION OF DIRECTOR: DAVID D. HARRISON   Management   For   For  
  1E.   ELECTION OF DIRECTOR: ROGER L. JARVIS   Management   For   For  
  1F.   ELECTION OF DIRECTOR: ERIC L. MATTSON   Management   For   For  
  2.   RATIFICATION OF INDEPENDENT AUDITORS.   Management   For   For  
  3.   APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.   Management   For   For  
  4.   APPROVE AMENDMENTS TO THE NATIONAL OILWELL VARCO, INC. LONG-TERM INCENTIVE PLAN.   Management   For   For  
  5.   APPROVE THE NATIONAL OILWELL VARCO, INC. ANNUAL CASH INCENTIVE PLAN FOR EXECUTIVE OFFICERS.   Management   For   For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote
Date
   Date
Confirmed
  000274050   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     1,380       21,400    18-Apr-2013    18-Apr-2013
  000274051   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     165       38,282    18-Apr-2013    18-Apr-2013
  000274052   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     729       95,995    18-Apr-2013    18-Apr-2013

 

  GRAPHIC PACKAGING HOLDING COMPANY
  Security   388689101   Meeting Type   Annual
  Ticker Symbol   GPK   Meeting Date   22-May-2013
  ISIN   US3886891015   Agenda   933785478 - Management
  Record Date   25-Mar-2013   Holding Recon Date   25-Mar-2013
  City / Country                       / United States   Vote Deadline Date   21-May-2013
  SEDOL(s)     Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  1.   DIRECTOR   Management      
   

1      GEORGE V. BAYLY

    For   For  
   

2      DAVID D. CAMPBELL

    For   For  
   

3      HAROLD R. LOGAN, JR.

    For   For  
   

4      DAVID A. PERDUE

    For   For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote
Date
   Date
Confirmed
  000274050   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     111,500       0    18-Apr-2013    18-Apr-2013
  000274051   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     181,200       0    18-Apr-2013    18-Apr-2013
  000274052   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     471,500       0    18-Apr-2013    18-Apr-2013

 

  SENSATA TECHNOLOGIES HOLDING N.V.
  Security   N7902X106   Meeting Type   Annual
  Ticker Symbol   ST   Meeting Date   22-May-2013
  ISIN   NL0009324904   Agenda   933809800 - Management
  Record Date   24-Apr-2013   Holding Recon Date   24-Apr-2013
  City / Country                       / United States   Vote Deadline Date   21-May-2013
  SEDOL(s)     Quick Code  


     Item   Proposal   Type   Vote   For/Against
Management
   
  1.   DIRECTOR   Management      
   

1      THOMAS WROE, JR.

    For   For  
   

2      MARTHA SULLIVAN

    For   For  
   

3      LEWIS B. CAMPBELL

    For   For  
   

4      PAUL EDGERLEY

    For   For  
   

5      MICHAEL J. JACOBSON

    For   For  
   

6      JOHN LEWIS

    For   For  
   

7      CHARLES W. PEFFER

    For   For  
   

8      KIRK P. POND

    For   For  
   

9      MICHAEL WARD

    For   For  
   

10    STEPHEN ZIDE

    For   For  
  2.   RATIFY THE SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT AUDITOR FOR THE 2013 FISCAL YEAR.   Management   For   For  
  3.   ADOPT THE DUTCH STATUTORY ANNUAL ACCOUNTS FOR 2012 AND TO AUTHORIZE THE PREPARATION OF OUR 2012 ANNUAL ACCOUNTS AND ANNUAL REPORT OF OUR MANAGEMENT IN THE ENGLISH LANGUAGE.   Management   For   For  
  4.   DISCHARGE MEMBERS OF OUR BOARD OF DIRECTORS FROM CERTAIN LIABILITIES FOR FISCAL YEAR 2012.   Management   For   For  
  5.   AMEND THE REMUNERATION POLICY OF OUR BOARD OF DIRECTORS.   Management   For   For  
  6.   EXTEND TO OUR BOARD OF DIRECTORS THE AUTHORITY TO REPURCHASE UP TO 10% OF THE OUTSTANDING SHARES IN THE CAPITAL OF THE COMPANY FOR 18 MONTHS FROM THE GENERAL MEETING AT PRICES PER SHARE NOT LESS THAN THE NOMINAL VALUE OF A SHARE AND NOT HIGHER THAN 110% OF THE MARKET PRICE AT THE TIME OF THE TRANSACTION.   Management   For   For  
  7.   AMEND THE 2010 EQUITY PLAN TO INCREASE THE NUMBER OF ORDINARY SHARES RESERVED AND AVAILABLE FOR ISSUANCE BY 5,000,000 SHARES TO A TOTAL OF 10,000,000 SHARES, AND INCREASE THE NUMBER OF ORDINARY SHARES WITH RESPECT TO WHICH INCENTIVE STOCK OPTIONS MAY BE GRANTED BY 5,000,000 SHARES TO A TOTAL OF 10,000,000 SHARES.   Management   For   For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote
Date
   Date
Confirmed
  000274050   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     36,291       17,500    30-Apr-2013    30-Apr-2013
  000274051   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     68,508       29,000    30-Apr-2013    30-Apr-2013
  000274052   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     148,870       78,900    30-Apr-2013    30-Apr-2013

 

  AIR CHINA LTD      
  Security   Y002A6104   Meeting Type   Annual General Meeting
  Ticker Symbol     Meeting Date   23-May-2013
  ISIN   CNE1000001S0   Agenda   704488522 - Management
  Record Date   22-Apr-2013   Holding Recon Date   22-Apr-2013
  City / Country   BEIJING / China   Vote Deadline Date   16-May-2013
  SEDOL(s)   B04KNF1 - B04V2F7 - B04YG10 - B0584Q2   Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  CMMT   PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 179853 DUE TO ADDITION OF-RESOLUTION. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND-YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU.   Non-Voting      
  CMMT   PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ ONLY-FOR ALL RESOLUTIONS. THANK YOU.   Non-Voting      
  CMMT   PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/ 2013/0507/L-TN20130507797.pdf http://www.hkexnews.hk/listedco/listconews/sehk/ 2013/0507/LT-N20130507791.pdf AND-ht- tp://www.hkexnews.hk/listedco/listconews/sehk/2 013/0402/LTN201304021928.pdf   Non-Voting      
  1   To consider and approve the report of the board of directors (the “Board”) of the Company for the year 2012   Management   For   For  
  2   To consider and approve the report of the supervisory committee of the Company for the year 2012   Management   For   For  
  3   To consider and approve the audited consolidated financial statements of the Company for the year 2012 prepared under the PRC Accounting Standards and the International Financial Reporting Standards   Management   For   For  
  4   To consider and approve the profit distribution proposal and the dividends distribution proposal for the year 2012 as recommended by the Board and to authorise the Board to implement such proposals   Management   For   For  
  5   To consider and approve the appointment of KPMG as the Company’s international auditor and KPMG Huazhen (Special General Partnership) as the Company’s domestic auditor and internal control auditor respectively for the year ending 31 December 2013 and to authorise the management of the Company to determine their remunerations for the year 2013   Management   For   For  
  6   To authorise the Board of the Company to exercise the powers to allot, issue and deal with additional shares of the Company and to make or grant offers, agreements and option which might require the exercise of such powers in connection with not exceeding 20% of each of the existing A Shares and H Share (as the case may be) in issue at the date of passing this resolution, and to authorise the Board of the Company to increase the registered capital and amend the Articles of Association of the Company to reflect such increase in the registered capital of the Company under the general mandate   Management   For   For  
  7   To consider and approve the resolution in relation to the grant of a general mandate to the Board of the Company to issue debt financing instruments   Management   For   For  
  8   To consider and approve the revised Measures on Management of the Stock Appreciation Rights and the Proposal for the Second Grant of the Stock Appreciation Rights   Management   For   For  
  9   To consider and approve the resolution in relation to the provision of guarantee by the Company for the financing to be obtained by Air China Cargo Co., Ltd., a subsidiary of the Company, for its purchase of 8 B777-200F freighters   Management   For   For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote Date    Date
Confirmed
  260203   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     7,886,695       0    08-May-2013    20-May-2013
  260227   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     1,863,283       0    08-May-2013    20-May-2013
  260282   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     3,344,671       0    08-May-2013    20-May-2013


  CONTINENTAL RESOURCES, INC.
  Security   212015101   Meeting Type   Annual
  Ticker Symbol   CLR   Meeting Date   23-May-2013
  ISIN   US2120151012   Agenda   933782864 - Management
  Record Date   27-Mar-2013   Holding Recon Date   27-Mar-2013
  City / Country                       / United States   Vote Deadline Date   22-May-2013
  SEDOL(s)     Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  1.   DIRECTOR   Management      
   

1      HAROLD G. HAMM

    For   For  
   

2      JOHN T. MCNABB, II

    For   For  
   

3      DAVID L. BOREN

    For   For  
  2.   APPROVAL OF THE COMPANY’S 2013 LONG- TERM INCENTIVE PLAN.   Management   For   For  
  3.   RATIFICATION OF SELECTION OF GRANT THORNTON LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.   Management   For   For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote
Date
   Date
Confirmed
  000274050   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     8,000       0    18-Apr-2013    18-Apr-2013
  000274051   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     15,600       0    18-Apr-2013    18-Apr-2013
  000274052   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     33,700       0    18-Apr-2013    18-Apr-2013

 

  MARTIN MARIETTA MATERIALS, INC.
  Security   573284106   Meeting Type   Annual
  Ticker Symbol   MLM   Meeting Date   23-May-2013
  ISIN   US5732841060   Agenda   933797360 - Management
  Record Date   15-Mar-2013   Holding Recon Date   15-Mar-2013
  City / Country                       / United States   Vote Deadline Date   22-May-2013
  SEDOL(s)     Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  1.   DIRECTOR   Management      
   

1      C. HOWARD NYE

    For   For  
   

2      LAREE E. PEREZ

    For   For  
   

3      DENNIS L. REDIKER

    For   For  
  2.   TO AMEND MARTIN MARIETTA MATERIALS, INC.‘S ARTICLES OF INCORPORATION TO PROVIDE FOR MAJORITY VOTING IN DIRECTOR ELECTIONS OTHER THAN CONTESTED ELECTIONS.   Management   For   For  
  3.   RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS FOR 2013.   Management   For   For  
  4.   TO APPROVE, BY A NON-BINDING ADVISORY VOTE, THE COMPENSATION OF MARTIN MARIETTA MATERIALS, INC.‘S NAMED EXECUTIVE OFFICERS.   Management   For   For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote
Date
   Date
Confirmed
  000274050   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     13,750       0    23-Apr-2013    23-Apr-2013
  000274051   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     8,565       13,800    23-Apr-2013    23-Apr-2013
  000274052   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     1,237       57,000    23-Apr-2013    23-Apr-2013

 

  LAMAR ADVERTISING COMPANY
  Security   512815101   Meeting Type   Annual
  Ticker Symbol   LAMR   Meeting Date   23-May-2013
  ISIN   US5128151017   Agenda   933806347 - Management
  Record Date   27-Mar-2013   Holding Recon Date   27-Mar-2013
  City / Country                       / United States   Vote Deadline Date   22-May-2013
  SEDOL(s)     Quick Code  


     Item   Proposal   Type   Vote   For/Against
Management
   
  1.   DIRECTOR   Management      
   

1      JOHN MAXWELL HAMILTON

    For   For  
   

2      JOHN E. KOERNER, III

    For   For  
   

3      STEPHEN P. MUMBLOW

    For   For  
   

4      THOMAS V. REIFENHEISER

    For   For  
   

5      ANNA REILLY

    For   For  
   

6      KEVIN P. REILLY, JR.

    For   For  
   

7      WENDELL REILLY

    For   For  
  2.   APPROVAL OF AN AMENDMENT AND RESTATEMENT OF THE COMPANY’S 1996 EQUITY INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES OF CLASS A COMMON STOCK OF THE COMPANY AVAILABLE FOR ISSUANCE UNDER THE PLAN BY 2,500,000 SHARES FROM 13,000,000 TO 15,500,000 SHARES.   Management   For   For  
  3.   APPROVAL OF THE REAFFIRMATION OF THE MATERIAL TERMS OF THE PERFORMANCE- BASED GOALS SPECIFIED IN THE COMPANY’S 1996 EQUITY INCENTIVE PLAN FOR PURPOSES OF SECTION 162(M) OF THE INTERNAL REVENUE CODE.   Management   For   For  
  4.   RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2013 FISCAL YEAR.   Management   For   For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote
Date
   Date
Confirmed
  000274050   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     8,987       13,300    30-Apr-2013    30-Apr-2013
  000274051   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     23,507       12,700    30-Apr-2013    30-Apr-2013
  000274052   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     46,170       48,900    30-Apr-2013    30-Apr-2013

 

  VINDA INTERNATIONAL HOLDINGS LTD
  Security   G9361V108   Meeting Type   Annual General Meeting
  Ticker Symbol     Meeting Date   24-May-2013
  ISIN   KYG9361V1086   Agenda   704456070 - Management
  Record Date   20-May-2013   Holding Recon Date   20-May-2013
  City / Country   HONGKO NG / Cayman Islands   Vote Deadline Date   10-May-2013
  SEDOL(s)   B1Z7648 - B235FQ6   Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  CMMT   PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’-ONLY FOR ALL RESOLUTIONS. THANK YOU.   Non-Voting      
  CMMT   PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEH K/2013/0422/LTN20130422241.PDF-AND- http://www.hkexnews.hk/listedco/listconews/SEH K/2013/0422/LTN20130422229.pdf   Non-Voting      
  1   To receive and adopt the audited financial statements and the reports of the directors and the auditors of the Company for the year ended 31 December 2012   Management   For   For  
  2   To declare a final dividend for the year ended 31 December 2012   Management   For   For  
  3a.i   To re-elect Ms. Zhang Dong Fang as an executive director   Management   For   For  
  3a.ii   To re-elect Mr. Ulf Olof Lennart Soderstrom as a non-executive director   Management   For   For  
  3aiii   To re-elect Dr. Cao Zhen Lei as an independent non-executive director   Management   For   For  
  3aiv   To re-elect Mr. Kam Robert as an independent non-executive director   Management   For   For  
  3(b)   To authorise the board of directors to fix the remuneration of the directors   Management   For   For  
  4   To re-appoint PricewaterhouseCoopers as auditor of the Company and to authorise the board of directors to fix their remuneration   Management   For   For  
  5   To give a general mandate to the directors to issue shares up to 20%(5)   Management   For   For  
  6   To give a general mandate to the directors to repurchase shares up to 10%(5)   Management   For   For  
  7   To authorise the directors to issue and allot the shares repurchased by the Company(5)   Management   For   For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote
Date
   Date
Confirmed
  260203   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     2,565,714       0    26-Apr-2013    22-May-2013
  260227   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     601,498       0    26-Apr-2013    22-May-2013
  260282   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     1,685,222       0    26-Apr-2013    22-May-2013

 

  HAITONG SECURITIES CO LTD
  Security   Y2988F101   Meeting Type   Annual General Meeting
  Ticker Symbol     Meeting Date   27-May-2013
  ISIN   CNE1000019K9   Agenda   704412105 - Management
  Record Date   26-Apr-2013   Holding Recon Date   26-Apr-2013
  City / Country   SHANGHA I / China   Vote Deadline Date   20-May-2013
  SEDOL(s)     Quick Code  


     Item   Proposal   Type   Vote   For/Against
Management
   
  CMMT   PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING O-N THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/ 2013/0410/LTN-20130410652.pdf, http://www.hkexnews.hk/listedco/listconews/sehk/ 2013/0410/-LTN20130410631.pdf AND http://www.hkexnews.hk/listedco/listconews/sehk/ 2013/05-09/LTN20130509555.pdf   Non-Voting      
  O.1   To consider and approve the report of the Board of Directors of the Company for the year 2012   Management   For   For  
  O.2   To consider and approve the report of the Supervisory Committee of the Company for the year 2012   Management   For   For  
  O.3   To consider and approve the annual report of the Company for the year 2012   Management   For   For  
  O.4   To consider and approve the final accounts report of the Company for the year 2012   Management   For   For  
  O.5   To consider and approve the profit distribution proposal of the Company for the year 2012   Management   For   For  
  O.6   To consider and approve the renewal of engagement of A Share auditing firm and H Share auditing firm for the year 2013   Management   For   For  
  O.7   To consider and approve the proposal regarding investment asset allocation of equity, fixed income securities and derivative products for the year 2013   Management   For   For  
  O.8   To consider and approve the proposal regarding the proposed appointment of Mr. Xiao Suining as independent non-executive Director of the Company   Management   For   For  
  O.9   To consider and approve the proposal regarding the replacement of the Supervisor   Management   For   For  
  O.10   To consider and approve the proposal regarding the potential connected/related transaction involved in the issuance of shortterm financing bills of securities companies, corporate bonds and other onshore debt financing instruments   Management   For   For  
  S.1   To consider and approve the proposed amendments to the Articles of Association of the Company   Management   For   For  
  S.2   To consider and approve the proposal regarding the enlargement of the business scope of the Company   Management   For   For  
  S.3.1   To consider and approve the proposal regarding the issuance of short-term financing bills of securities companies: Issue size   Management   For   For  
  S.3.2   To consider and approve the proposal regarding the issuance of short-term financing bills of securities companies: Issue rate   Management   For   For  
  S.3.3   To consider and approve the proposal regarding the issuance of short-term financing bills of securities companies: Issue term   Management   For   For  
  S.3.4   To consider and approve the proposal regarding the issuance of short-term financing bills of securities companies: Issue method   Management   For   For  
  S.3.5   To consider and approve the proposal regarding the issuance of short-term financing bills of securities companies: Use of proceeds   Management   For   For  
  S.3.6   To consider and approve the proposal regarding the issuance of short-term financing bills of securities companies: Validity period of resolution   Management   For   For  
  S.4   To consider and approve the proposal regarding the general mandate to issue short-term financing bills of securities companies   Management   For   For  
  S.5.1   To consider and approve the proposal regarding the issuance of corporate bonds: Issue size   Management   For   For  
  S.5.2   To consider and approve the proposal regarding the issuance of corporate bonds: Issue target and arrangements on placement to shareholders of the Company   Management   For   For  
  S.5.3   To consider and approve the proposal regarding the issuance of corporate bonds: Type and term of bonds   Management   For   For  
  S.5.4   To consider and approve the proposal regarding the issuance of corporate bonds: Determination of coupon rate for bonds   Management   For   For  
  S.5.5   To consider and approve the proposal regarding the issuance of corporate bonds: Security   Management   For   For  
  S.5.6   To consider and approve the proposal regarding the issuance of corporate bonds: Issue method   Management   For   For  
  S.5.7   To consider and approve the proposal regarding the issuance of corporate bonds: Use of proceeds   Management   For   For  
  S.5.8   To consider and approve the proposal regarding the issuance of corporate bonds: Listing arrangements   Management   For   For  
  S.5.9   To consider and approve the proposal regarding the issuance of corporate bonds: Guarantee measures for repayment   Management   For   For  
  S.510   To consider and approve the proposal regarding the issuance of corporate bonds: Validity period of resolution   Management   For   For  
  S.6   To consider and approve the proposal regarding the general mandate to issue corporate bonds   Management   For   For  
  S.7.1   To consider and approve the proposal regarding the general mandate to issue other onshore debt financing instruments: Type of debt financing instruments   Management   For   For  
  S.7.2   To consider and approve the proposal regarding the general mandate to issue other onshore debt financing instruments: Term of debt financing instruments   Management   For   For  
  S.7.3   To consider and approve the proposal regarding the general mandate to issue other onshore debt financing instruments: Interest rate of debt financing instruments   Management   For   For  
  S.7.4   To consider and approve the proposal regarding the general mandate to issue other onshore debt financing instruments: Issuer, issue size and issue method   Management   For   For  
  S.7.5   To consider and approve the proposal regarding the general mandate to issue other onshore debt financing instruments: Issue price   Management   For   For  
  S.7.6   To consider and approve the proposal regarding the general mandate to issue other onshore debt financing instruments: Security and other credit enhancement arrangements   Management   For   For  
  S.7.7   To consider and approve the proposal regarding the general mandate to issue other onshore debt financing instruments: Use of proceeds   Management   For   For  
  S.7.8   To consider and approve the proposal regarding the general mandate to issue other onshore debt financing instruments: Issue target and arrangements on placement to shareholders of the Company   Management   For   For  
  S.7.9   To consider and approve the proposal regarding the general mandate to issue other onshore debt financing instruments: Guarantee measures for repayment   Management   For   For  
  S7.10   To consider and approve the proposal regarding the general mandate to issue other onshore debt financing instruments: Listing of debt financing instruments   Management   For   For  
  S7.11   To consider and approve the proposal regarding the general mandate to issue other onshore debt financing instruments: Validity period of resolution   Management   For   For  
  S7.12   To consider and approve the proposal regarding the general mandate to issue other onshore debt financing instruments: Authorization for issuance of other onshore debt financing instruments of the Company   Management   For   For  
  S.8   To consider and approve the proposal regarding the scale of financing business for customers of the Company   Management   For   For  
  CMMT   PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ADDITIONAL URL. IF YOU H-AVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YO-U DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.   Non-Voting      

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote Date    Date
Confirmed
  260203   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     2,218,182       0    15-May-2013    22-May-2013
  260227   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     522,996       0    15-May-2013    22-May-2013
  260282   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     849,355       0    15-May-2013    22-May-2013

 

  MERCK & CO., INC.    
  Security   58933Y105   Meeting Type   Annual
  Ticker Symbol   MRK   Meeting Date   28-May-2013
  ISIN   US58933Y1055   Agenda   933782319 - Management
  Record Date   01-Apr-2013   Holding Recon Date   01-Apr-2013
  City / Country                       / United States   Vote Deadline Date   24-May-2013
  SEDOL(s)     Quick Code  


     Item   Proposal   Type   Vote   For/Against
Management
   
  1A.   ELECTION OF DIRECTOR: LESLIE A. BRUN   Management   For   For  
  1B.   ELECTION OF DIRECTOR: THOMAS R. CECH   Management   For   For  
  1C.   ELECTION OF DIRECTOR: KENNETH C. FRAZIER   Management   For   For  
  1D.   ELECTION OF DIRECTOR: THOMAS H. GLOCER   Management   For   For  
  1E.   ELECTION OF DIRECTOR: WILLIAM B. HARRISON JR.   Management   For   For  
  1F.   ELECTION OF DIRECTOR: C. ROBERT KIDDER   Management   For   For  
  1G.   ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS   Management   For   For  
  1H.   ELECTION OF DIRECTOR: CARLOS E. REPRESAS   Management   For   For  
  1I.   ELECTION OF DIRECTOR: PATRICIA F. RUSSO   Management   For   For  
  1J.   ELECTION OF DIRECTOR: CRAIG B. THOMPSON   Management   For   For  
  1K.   ELECTION OF DIRECTOR: WENDELL P. WEEKS   Management   For   For  
  1L.   ELECTION OF DIRECTOR: PETER C. WENDELL   Management   For   For  
  2.   RATIFICATION OF THE APPOINTMENT OF THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013.   Management   For   For  
  3.   ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION.   Management   For   For  
  4.   SHAREHOLDER PROPOSAL CONCERNING SHAREHOLDERS’ RIGHT TO ACT BY WRITTEN CONSENT.   Shareholder   Against   For  
  5.   SHAREHOLDER PROPOSAL CONCERNING SPECIAL SHAREOWNER MEETINGS.   Shareholder   Against   For  
  6.   SHAREHOLDER PROPOSAL CONCERNING A REPORT ON CHARITABLE AND POLITICAL CONTRIBUTIONS.   Shareholder   Against   For  
  7.   SHAREHOLDER PROPOSAL CONCERNING A REPORT ON LOBBYING ACTIVITIES.   Shareholder   Against   For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote
Date
   Date
Confirmed
  000274050   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     1,700       20,000    18-Apr-2013    18-Apr-2013
  000274051   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     1,200       40,000    18-Apr-2013    18-Apr-2013
  000274052   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     100       91,900    18-Apr-2013    18-Apr-2013

 

  CHINA TELECOM CORP LTD, BEIJING
  Security   Y1505D102   Meeting Type   Annual General Meeting
  Ticker Symbol     Meeting Date   29-May-2013
  ISIN   CNE1000002V2   Agenda   704414464 - Management
  Record Date   26-Apr-2013   Holding Recon Date   26-Apr-2013
  City / Country   HONG KONG / China   Vote Deadline Date   24-May-2013
  SEDOL(s)   3226944 - 6559335 - B01XKW9 - B06KKC5 - B16PQ74   Quick Code   515617000

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  CMMT   PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’-ONLY FOR ALL RESOLUTIONS. THANK YOU.   Non-Voting      
  CMMT   PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/sehk/ 2013/0411/LTN20130411663.pdf-AND- http://www.hkexnews.hk/listedco/listconews/sehk/ 2013/0411/LTN20130411604.pdf   Non-Voting      
  1   That the consolidated financial statements of the Company, the report of the Board of Directors, the report of the Supervisory Committee and the report of the international auditor for the year ended 31 December 2012 be considered and approved, and the Board of Directors of the Company (the “Board”) be authorised to prepare the budget of the Company for the year 2013   Management   For   For  
  2   That the profit distribution proposal and the declaration and payment of a final dividend for the year ended 31 December 2012 be considered and approved   Management   For   For  
  3   That the appointment of Deloitte Touche Tohmatsu and Deloitte Touche Tohmatsu Certified Public Accountants LLP as the international auditors and domestic auditors of the Company respectively for the year ending on 31 December 2013 be considered and approved, and the Board be authorised to fix the remuneration of the auditors   Management   For   For  
  4   Ordinary resolution numbered 4 of the Notice of AGM dated 11 April 2013 (to approve the election of Mr. Xie Liang as a Director of the Company)   Management   For   For  
  5.1   Special resolution numbered 5.1 of the Notice of AGM dated 11 April 2013 (to consider and approve the issue of debentures by the Company)   Management   For   For  
  5.2   Special resolution numbered 5.2 of the Notice of AGM dated 11 April 2013 (to authorise the Board to issue debentures and determine the specific terms and conditions)   Management   For   For  
  6.1   Special resolution numbered 6.1 of the Notice of AGM dated 11 April 2013 (to consider and approve the issue of company bonds in the People’s Republic of China)   Management   For   For  
  6.2   Special resolution numbered 6.2 of the Notice of AGM dated 11 April 2013 (to authorise the Board to issue company bonds and determine the specific terms and conditions)   Management   For   For  
  7   Special resolution numbered 7 of the Notice of AGM dated 11 April 2013 (To grant a general mandate to the Board to issue, allot and deal with additional shares in the Company not exceeding 20% of each of the existing domestic Shares and H Shares in issue.)   Management   For   For  
  8   Special resolution numbered 8 of the Notice of AGM dated 11 April 2013 (To authorise the Board to increase the registered capital of the Company and to amend the articles of association of the Company to reflect such increase in the registered capital of the Company under the general mandate.)   Management   For   For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote
Date
   Date
Confirmed
  260203   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     3,756,000       0    18-Apr-2013    27-May-2013
  260227   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     888,000       0    18-Apr-2013    27-May-2013
  260282   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     1,452,000       0    18-Apr-2013    27-May-2013


  ASCOTT RESIDENCE TRUST
  Security   Y0261Y102   Meeting Type   ExtraOrdinary General Meeting
  Ticker Symbol     Meeting Date   30-May-2013
  ISIN   SG1T08929278   Agenda   704475450 - Management
  Record Date     Holding Recon Date   28-May-2013
  City / Country   SINGAPO RE / Singapore   Vote Deadline Date   24-May-2013
  SEDOL(s)   B10SSL7 - B12TY87   Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  1   The proposed acquisition of interests in serviced residence properties in the people’s republic of china and rental housing properties in japan from interested persons   Management   For   For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote Date    Date
Confirmed
  260203   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     2,342,253       0    09-May-2013    27-May-2013
  260227   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     549,077       0    09-May-2013    27-May-2013
  260282   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     899,766       0    09-May-2013    27-May-2013

 

  WABCO HOLDINGS INC.
  Security   92927K102   Meeting Type   Annual
  Ticker Symbol   WBC   Meeting Date   30-May-2013
  ISIN   US92927K1025   Agenda   933795378 - Management
  Record Date   05-Apr-2013   Holding Recon Date   05-Apr-2013
  City / Country                       / Belgium   Vote Deadline Date   29-May-2013
  SEDOL(s)     Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  1.   DIRECTOR   Management      
   

1      JACQUES ESCULIER

    For   For  
   

2      KENNETH J. MARTIN

    For   For  
   

3      DONALD J. STEBBINS

    For   For  
  2.   RATIFY THE SELECTION OF ERNST & YOUNG BEDRIJFSREVISOREN BCVBA/REVISEURS D’ENTREPRISES SCCRL AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2013.   Management   For   For  
  3.   APPROVE THE AMENDED AND RESTATED WABCO HOLDINGS INC. 2009 OMNIBUS INCENTIVE PLAN.   Management   For   For  
  4.   APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION PAID TO THE COMPANY’S NAMED EXECUTIVE OFFICERS (“SAY-ON- PAY”).   Management   For   For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote
Date
   Date
Confirmed
  000274050   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     15,668       19,000    23-Apr-2013    23-Apr-2013
  000274051   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     18,576       45,600    23-Apr-2013    23-Apr-2013
  000274052   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     31,660       114,900    23-Apr-2013    23-Apr-2013

 

  FLEETCOR TECHNOLOGIES INC. (FLT)
  Security   339041105   Meeting Type   Annual
  Ticker Symbol   FLT   Meeting Date   30-May-2013
  ISIN   US3390411052   Agenda   933805838 - Management
  Record Date   12-Apr-2013   Holding Recon Date   12-Apr-2013
  City / Country                       / United States   Vote Deadline Date   29-May-2013
  SEDOL(s)     Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  1.   DIRECTOR   Management      
   

1      RONALD F. CLARKE

    For   For  
   

2      RICHARD MACCHIA

    For   For  
  2.   RATIFY THE SELECTION OF ERNST & YOUNG LLP AS FLEETCOR’S INDEPENDENT AUDITOR FOR 2013.   Management   For   For  
  3.   AMENDMENT TO THE FLEETCOR TECHNOLOGIES, INC. 2010 EQUITY COMPENSATION PLAN, INCLUDING AN INCREASE IN THE NUMBER OF COMMON SHARES AVAILABLE FOR ISSUANCE UNDER THE PLAN.   Management   For   For  


    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote
Date
   Date
Confirmed
  000274051   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     13,328       0    30-Apr-2013    30-Apr-2013

 

  ELAN CORPORATION, PLC
  Security   284131208   Meeting Type   Annual
  Ticker Symbol   ELN   Meeting Date   30-May-2013
  ISIN   US2841312083   Agenda   933817578 - Management
  Record Date   29-Apr-2013   Holding Recon Date   29-Apr-2013
  City / Country                       / United States   Vote Deadline Date   22-May-2013
  SEDOL(s)     Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  O1   TO RECEIVE AND CONSIDER THE FINANCIAL STATEMENTS, DIRECTORS REPORT AND AUDITORS REPORT FOR THE YEAR ENDED 31 DECEMBER 2012.   Management   For    
  O2   TO RECEIVE AND CONSIDER THE REPORT BY THE LEADERSHIP, DEVELOPMENT AND COMPENSATION COMMITTEE FOR THE YEAR ENDED 31 DECEMBER 2012.   Management   For    
  O3A   TO RE-ELECT MR. ROBERT INGRAM.   Management   For    
  O3B   TO RE-ELECT MR. GARY KENNEDY.   Management   For    
  O3C   TO RE-ELECT MR. PATRICK KENNEDY.   Management   For    
  O3D   TO RE-ELECT MR. KELLY MARTIN.   Management   For    
  O3E   TO RE-ELECT MR. KIERAN MCGOWAN.   Management   For    
  O3F   TO RE-ELECT MR. KYRAN MCLAUGHLIN.   Management   For    
  O3G   TO RE-ELECT MR. DONAL O’CONNOR.   Management   For    
  O3H   TO RE-ELECT MR. RICHARD PILNIK.   Management   For    
  O3I   TO RE-ELECT DR. ANDREW VON ESCHENBACH.   Management   For    
  O4   TO AUTHORISE THE DIRECTORS TO FIX THE REMUNERATION OF THE AUDITORS.   Management   For    
  O5   TO AUTHORISE THE DIRECTORS TO ALLOT AND ISSUE RELEVANT SECURITIES.   Management   For    
  S6   TO AUTHORISE THE DISAPPLICATION OF PRE-EMPTION RIGHTS.   Management   For    
  S7   TO REDUCE THE AUTHORISED BUT UN- ISSUED SHARE CAPITAL OF THE COMPANY, REGARDING THE “B” EXECUTIVE AND NON- VOTING EXECUTIVE SHARES, AND AMEND THE MEMORANDUM & ARTICLES OF ASSOCIATION ACCORDINGLY.   Management   For    
  S8   TO AUTHORISE THE COMPANY TO MAKE MARKET PURCHASES OF ITS OWN SHARES.   Management   For    
  S9   TO SET THE RE-ISSUE PRICE RANGE FOR TREASURY SHARES.   Management   For    
  S10   TO RETAIN A 14 DAY NOTICE PERIOD FOR EXTRAORDINARY GENERAL MEETINGS.   Management   For    

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote Date    Date
Confirmed
  000274050   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     128,472       0    04-May-2013    04-May-2013
  000274051   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     235,915       0    04-May-2013    04-May-2013
  000274052   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     543,397       0    04-May-2013    04-May-2013

 

  NXP SEMICONDUCTOR NV
  Security   N6596X109   Meeting Type   Annual
  Ticker Symbol   NXPI   Meeting Date   30-May-2013
  ISIN   NL0009538784   Agenda   933819976 - Management
  Record Date   02-May-2013   Holding Recon Date   02-May-2013
  City / Country                       / United States   Vote Deadline Date   24-May-2013
  SEDOL(s)     Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  1B.   ADOPTION OF THE ANNUAL ACCOUNTS   Management   For   For  
  2A.   GRANTING DISCHARGE TO THE DIRECTORS FOR THEIR MANAGEMENT DURING THE PAST FINANCIAL YEAR   Management   For   For  
  3A.   PROPOSAL TO RE-APPOINT MR. R.L. CLEMMER AS EXECUTIVE DIRECTOR OF THE COMPANY WITH EFFECT FROM MAY 30, 2013   Management   For   For  
  3B.   PROPOSAL TO RE-APPOINT SIR PETER BONFIELD AND NON-EXECUTIVE DIRECTOR OF THE COMPANY WITH EFFECT FROM MAY 30, 2013   Management   For   For  
  3C.   PROPOSAL TO RE-APPOINT MR. J.P. HUTH AS NON-EXECUTIVE DIRECTOR OF THE COMPANY WITH EFFECT FROM MAY 30, 2013   Management   For   For  
  3D.   PROPOSAL TO RE-APPOINT MR. R. MACKENZIE AS NON-EXECUTIVE DIRECTOR OF THE COMPANY WITH EFFECT FROM MAY 30, 2013   Management   For   For  
  3E.   PROPOSAL TO RE-APPOINT MR. E. DURBAN AS NON-EXECUTIVE DIRECTOR OF THE COMPANY WITH EFFECT FROM MAY 30, 2013   Management   For   For  
  3F.   PROPOSAL TO RE-APPOINT MR. K.A. GOLDMAN AS NON-EXECUTIVE DIRECTOR OF THE COMPANY WITH EFFECT FROM MAY 30, 2013   Management   For   For  
  3G.   PROPOSAL TO RE-APPOINT MR. J. KAESER AS NON-EXECUTIVE DIRECTOR OF THE COMPANY WITH EFFECT FROM MAY 30, 2013   Management   For   For  
  3H.   PROPOSAL TO RE-APPOINT MR. I. LORING AS NON-EXECUTIVE DIRECTOR OF THE COMPANY WITH EFFECT FROM MAY 30, 2013   Management   For   For  
  3I.   PROPOSAL TO RE-APPOINT MR. M. PLANTEVIN AS NON-EXECUTIVE DIRECTOR OF THE COMPANY WITH EFFECT FROM MAY 30, 2013   Management   For   For  
  3J.   PROPOSAL TO RE-APPOINT MR. V. BHATIA AS NON-EXECUTIVE DIRECTOR OF THE COMPANY WITH EFFECT FROM MAY 30, 2013   Management   For   For  
  3K.   PROPOSAL TO APPOINT MR. J.-P. SAAD AS NON-EXECUTIVE DIRECTOR OF THE COMPANY WITH EFFECT FROM MAY 30, 2013   Management   For   For  
  4.   AUTHORIZATION TO REPURCHASE SHARES IN THE COMPANY’S CAPITAL   Management   For   For  


    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote Date    Date
Confirmed
  000274050   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     64,052       0    08-May-2013    08-May-2013
  000274051   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     82,108       47,500    08-May-2013    08-May-2013
  000274052   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     114,086       156,900    08-May-2013    08-May-2013

 

  SANDS CHINA LTD
  Security   G7800X107   Meeting Type   Annual General Meeting
  Ticker Symbol     Meeting Date   31-May-2013
  ISIN   KYG7800X1079   Agenda   704474179-- Management
  Record Date   20-May-2013   Holding Recon Date   20-May-2013
  City / Country   TAIPA / Cayman Islands   Vote Deadline Date   21-May-2013
  SEDOL(s)   B4Z67Z4 - B5B23W2 - B7YJHL1   Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  CMMT   PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/sehk/ 2013/0321/LTN20130321425.pdf- http://www.hkexnews.hk/listedco/listconews/sehk/ 2013/0321/LTN20130321369.pdf   Non-Voting      
  CMMT   PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF “ABSTAIN” WILL BE TREATED-THE SAME AS A “TAKE NO ACTION” VOTE.   Non-Voting      
  1   To receive the audited consolidated financial statements of the Company and the reports of the directors and auditors for the year ended December 31, 2012   Management   For   For  
  2   To declare a final dividend of HKD 0.66 per share for the year ended December 31, 2012   Management   For   For  
  3.a   To re-elect Mr. Toh Hup Hock as executive director   Management   For   For  
  3.b   To re-elect Mr. Michael Alan Leven as non- executive director   Management   For   For  
  3.c   To re-elect Mr. Jeffrey Howard Schwartz as non- executive director   Management   For   For  
  3.d   To re-elect Mr. David Muir Turnbull as independent non-executive director   Management   For   For  
  3.e   To re-elect Mr. Victor Patrick Hoog Antink as independent non-executive director   Management   For   For  
  3.f   To elect Mr. Steven Zygmunt Strasser as independent non-executive director   Management   For   For  
  3.g   To authorize the board of directors to fix the respective directors’ remuneration   Management   For   For  
  4   To re-appoint PricewaterhouseCoopers as auditors and to authorize the board of directors to fix their remuneration   Management   For   For  
  5   To give a general mandate to the directors to repurchase shares of the Company not exceeding 10% of the issued share capital of the Company as at the date of passing of this resolution   Management   For   For  
  6   To give a general mandate to the directors to issue additional shares of the Company not exceeding 20% of the issued share capital of the Company as at the date of passing of this resolution   Management   For   For  
  7   To extend the general mandate granted to the directors to issue additional shares of the Company by the aggregate nominal amount of the shares repurchased by the Company   Management   For   For  
  8   To approve the adoption of as specified as the formal Chinese name of the Company, that the name of the Company be changed from “Sands China Ltd.” to “Sands China Ltd.” as specified and that the existing memorandum and articles of association of the Company be amended to reflect the amended name of the Company as necessary   Management   For   For  
  9   To approve the amendments to the memorandum and articles of association of the Company: Clause 2 Article 63,69,68, 68a,76,77,80,81,82,83,95,101(1),101(2),101(3),1 15(1)(v),115(1)(vi),115(2),115(3),115(4),137,138, 139   Management   For   For  
  CMMT   PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF TEXT IN RESOLUTION-4 AND 9. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PRO-XY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.   Non-Voting      

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote Date    Date
Confirmed
  260203   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     670,800       0    23-May-2013    27-May-2013
  260227   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     158,400       0    23-May-2013    27-May-2013
  260282   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     272,800       0    23-May-2013    27-May-2013

 

  MELLANOX TECHNOLOGIES LTD.
  Security   M51363113   Meeting Type   Annual
  Ticker Symbol   MLNX   Meeting Date   03-Jun-2013
  ISIN   IL0011017329   Agenda   933789870 - Management
  Record Date   08-Apr-2013   Holding Recon Date   08-Apr-2013
  City / Country                       / United States   Vote Deadline Date   31-May-2013
  SEDOL(s)     Quick Code  


     Item   Proposal   Type   Vote   For/Against
Management
   
  1A.   ELECTION OF NON-OUTSIDE DIRECTOR: EYAL WALDMAN   Management   For   For  
  1B.   ELECTION OF NON-OUTSIDE DIRECTOR: DOV BAHARAV   Management   For   For  
  1C.   ELECTION OF NON-OUTSIDE DIRECTOR: GLENDA DORCHAK   Management   For   For  
  1D.   ELECTION OF NON-OUTSIDE DIRECTOR: IRWIN FEDERMAN   Management   For   For  
  1E.   ELECTION OF NON-OUTSIDE DIRECTOR: THOMAS WEATHERFORD   Management   For   For  
  2A.   ELECTION OF OUTSIDE DIRECTOR: AMAL M. JOHNSON   Management   For   For  
  2B.   ELECTION OF OUTSIDE DIRECTOR: THOMAS J. RIORDAN   Management   For   For  
  3.   APPROVAL OF THE APPOINTMENT OF MR. WALDMAN AS CHAIRMAN OF THE BOARD OF DIRECTORS FOR AN ADDITIONAL THREE- YEAR TERM.   Management   For   For  
  4.   CASH BONUS TO BE PAID TO MR. WALDMAN IN THE AMOUNT OF $470,755 FOR SERVICES RENDERED FOR FISCAL YEAR ENDED DECEMBER 31, 2012.   Management   For   For  
  5.   APPROVAL OF THE GRANT TO MR. WALDMAN OF 65,000 RESTRICTED STOCK UNITS UNDER MELLANOX’S EXISTING GLOBAL SHARE INCENTIVE PLAN (2006), PREVIOUSLY APPROVED BY ITS SHAREHOLDERS.   Management   For   For  
  6.   ADVISORY APPROVAL OF THE COMPENSATION OF MELLANOX’S NAMED EXECUTIVE OFFICERS.   Management   For   For  
  7.   APPROVAL OF CERTAIN CHANGES TO THE ANNUAL RETAINER FEES PAID TO NON- EMPLOYEE DIRECTORS.   Management   For   For  
  8.   APPROVAL OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS MELLANOX’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.   Management   For   For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote
Date
   Date
Confirmed
  000274050   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     500       36,400    18-Apr-2013    18-Apr-2013
  000274051   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     200       65,700    18-Apr-2013    18-Apr-2013
  000274052   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     200       155,500    18-Apr-2013    18-Apr-2013

 

  UNITEDHEALTH GROUP INCORPORATED    
  Security   91324P102   Meeting Type   Annual
  Ticker Symbol   UNH   Meeting Date   03-Jun-2013
  ISIN   US91324P1021   Agenda   933799390—Management
  Record Date   05-Apr-2013   Holding Recon Date   05-Apr-2013
  City / Country   / United States   Vote Deadline Date   31-May-2013
  SEDOL(s)     Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  1A.   ELECTION OF DIRECTOR: WILLIAM C. BALLARD, JR.   Management   For   For  
  1B.   ELECTION OF DIRECTOR: EDSON BUENO, M.D.   Management   For   For  
  1C.   ELECTION OF DIRECTOR: RICHARD T. BURKE   Management   For   For  
  1D.   ELECTION OF DIRECTOR: ROBERT J. DARRETTA   Management   For   For  
  1E.   ELECTION OF DIRECTOR: STEPHEN J. HEMSLEY   Management   For   For  
  1F.   ELECTION OF DIRECTOR: MICHELE J. HOOPER   Management   For   For  
  1G.   ELECTION OF DIRECTOR: RODGER A. LAWSON   Management   For   For  
  1H.   ELECTION OF DIRECTOR: DOUGLAS W. LEATHERDALE   Management   For   For  
  1I.   ELECTION OF DIRECTOR: GLENN M. RENWICK   Management   For   For  
  1J.   ELECTION OF DIRECTOR: KENNETH I. SHINE, M.D.   Management   For   For  
  1K.   ELECTION OF DIRECTOR: GAIL R. WILENSKY, PH.D.   Management   For   For  
  2.   ADVISORY APPROVAL OF THE COMPANY’S EXECUTIVE COMPENSATION.   Management   For   For  
  3.   RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2013.   Management   For   For  
  4.   THE SHAREHOLDER PROPOSAL SET FORTH IN THE PROXY STATEMENT REQUESTING ADDITIONAL LOBBYING DISCLOSURE, IF PROPERLY PRESENTED AT THE 2013 ANNUAL MEETING OF SHAREHOLDERS.   Shareholder   Against   For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote
Date
   Date
Confirmed
  000274050   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     24,100       0    30-Apr-2013    30-Apr-2013
  000274051   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     43,300       0    30-Apr-2013    30-Apr-2013
  000274052   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     103,100       0    30-Apr-2013    30-Apr-2013

 

  SILGAN HOLDINGS INC.    
  Security   827048109   Meeting Type   Annual
  Ticker Symbol   SLGN   Meeting Date   03-Jun-2013
  ISIN   US8270481091   Agenda   933809266—Management
  Record Date   19-Apr-2013   Holding Recon Date   19-Apr-2013
  City / Country   / United States   Vote Deadline Date   31-May-2013
  SEDOL(s)     Quick Code  


     Item   Proposal   Type   Vote   For/Against
Management
   
  1.   DIRECTOR   Management      
    1 R. PHILIP SILVER   For     For  
    2 WILLIAM C. JENNINGS   For     For  
  2.   TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013.   Management   For   For  
  3.   ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS.   Management   For   For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote
Date
   Date
Confirmed
  000274050   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     8,657       0    30-Apr-2013    30-Apr-2013
  000274051   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     17,817       0    30-Apr-2013    30-Apr-2013
  000274052   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     36,533       0    30-Apr-2013    30-Apr-2013

 

  LIBERTY GLOBAL, INC.      
  Security   530555101   Meeting Type   Special
  Ticker Symbol   LBTYA   Meeting Date   03-Jun-2013
  ISIN   US5305551013   Agenda   933820498 - Management
  Record Date   30-Apr-2013   Holding Recon Date   30-Apr-2013
  City / Country   / United States   Vote Deadline Date   31-May-2013
  SEDOL(s)     Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  1.   TO APPROVE THE ISSUANCE OF ORDINARY SHARES BY LIBERTY GLOBAL CORPORATION LIMITED TO LIBERTY GLOBAL, INC. AND VIRGIN MEDIA INC. STOCKHOLDERS ON THE TERMS AND CONDITIONS SET OUT IN THE AGREEMENT AND PLAN OF MERGER, DATED AS OF FEBRUARY 5, 2013, AMONG LIBERTY GLOBAL, INC., CERTAIN OF ITS SUBSIDIARIES AND VIRGIN MEDIA INC., AS IT MAY BE AMENDED FROM TIME TO TIME.   Management   For   For  
  2.   TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF FEBRUARY 5, 2013, AMONG LIBERTY GLOBAL, INC., CERTAIN OF ITS SUBSIDIARIES AND VIRGIN MEDIA INC., AS IT MAY BE AMENDED FROM TIME TO TIME.   Management   For   For  
  3.   TO APPROVE ANY ADJOURNMENT OF THE SPECIAL MEETING IF NECESSARY OR APPROPRIATE TO PERMIT FURTHER SOLICITATION OF PROXIES IF THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO EITHER APPROVE THE ISSUANCE OF ORDINARY SHARES IN PROPOSAL 1 OR THE ADOPTION OF THE AGREEMENT AND PLAN OF MERGER IN PROPOSAL 2.   Management   For   For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote Date    Date
Confirmed
  000274050   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     10,434       24,700    08-May-2013    08-May-2013
  000274051   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     17,108       48,700    08-May-2013    08-May-2013
  000274052   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     43,407       105,800    08-May-2013    08-May-2013

 

  LIBERTY MEDIA CORPORATION      
  Security   531229102   Meeting Type   Annual
  Ticker Symbol   LMCA   Meeting Date   04-Jun-2013
  ISIN   US5312291025   Agenda   933802286 - Management
  Record Date   10-Apr-2013   Holding Recon Date   10-Apr-2013
  City / Country   / United States   Vote Deadline Date   03-Jun-2013
  SEDOL(s)     Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  1.   DIRECTOR   Management      
    1 JOHN C. MALONE     For   For  
    2 ROBERT R. BENNETT     For   For  
    3 M. IAN G. GILCHRIST     For   For  
  2.   A PROPOSAL TO ADOPT THE LIBERTY MEDIA CORPORATION 2013 INCENTIVE PLAN.   Management   For   For  
  3.   A PROPOSAL TO ADOPT THE LIBERTY MEDIA CORPORATION 2013 NONEMPLOYEE DIRECTOR INCENTIVE PLAN.   Management   For   For  
  4.   A PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013.   Management   For   For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote
Date
   Date
Confirmed
  000260282   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     28,980       0    23-Apr-2013    23-Apr-2013
  000274050   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     22,412       0    23-Apr-2013    23-Apr-2013
  000274051   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     14,788       0    23-Apr-2013    23-Apr-2013
  000274052   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     59,256       36,000    23-Apr-2013    23-Apr-2013


  LIFEPOINT HOSPITALS, INC.      
  Security   53219L109   Meeting Type   Annual
  Ticker Symbol   LPNT   Meeting Date   04-Jun-2013
  ISIN   US53219L1098   Agenda   933803202 - Management
  Record Date   12-Apr-2013   Holding Recon Date   12-Apr-2013
  City / Country                       / United States   Vote Deadline Date   03-Jun-2013
  SEDOL(s)     Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  1.   DIRECTOR   Management      
    1 GREGORY T. BIER     For   For  
    2 DEWITT EZELL, JR.     For   For  
  2.   RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013.   Management   For   For  
  3.   ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS AS PRESENTED IN THE PROXY STATEMENT.   Management   For   For  
  4.   APPROVAL OF THE COMPANY’S 2013 LONG- TERM INCENTIVE PLAN.   Management   For   For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote
Date
   Date
Confirmed
  000260203   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     12,360       0    30-Apr-2013    30-Apr-2013
  000260282   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     4,745       0    30-Apr-2013    30-Apr-2013
  000274050   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     26,290       0    30-Apr-2013    30-Apr-2013
  000274051   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     41,340       0    30-Apr-2013    30-Apr-2013
  000274052   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     98,939       0    30-Apr-2013    30-Apr-2013

 

  LIBERTY INTERACTIVE CORPORATION    
  Security   53071M104   Meeting Type   Annual
  Ticker Symbol   LINTA   Meeting Date   04-Jun-2013
  ISIN   US53071M1045   Agenda   933803947 - Management
  Record Date   10-Apr-2013   Holding Recon Date   10-Apr-2013
  City / Country                       / United States   Vote Deadline Date   03-Jun-2013
  SEDOL(s)     Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  1.   DIRECTOR   Management      
    1 JOHN C. MALONE     For   For  
    2 M. IAN G. GILCHRIST     For   For  
    3 ANDREA L. WONG     For   For  
  2.   A PROPOSAL TO ADOPT THE LIBERTY INTERACTIVE CORPORATION 2012 INCENTIVE PLAN.   Management   For   For  
  3.   A PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013.   Management   For   For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote
Date
   Date
Confirmed
  000274050   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     2,212       68,800    30-Apr-2013    30-Apr-2013
  000274051   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     100,586       123,400    30-Apr-2013    30-Apr-2013
  000274052   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     2,302       299,100    30-Apr-2013    30-Apr-2013

 

  LIBERTY INTERACTIVE CORPORATION      
  Security   53071M880   Meeting Type   Annual
  Ticker Symbol   LVNTA   Meeting Date   04-Jun-2013
  ISIN   US53071M8800   Agenda   933803947 - Management
  Record Date   10-Apr-2013   Holding Recon Date   10-Apr-2013
  City / Country                       / United States   Vote Deadline Date   03-Jun-2013
  SEDOL(s)     Quick Code  


     Item   Proposal   Type   Vote   For/Against
Management
   
  1.   DIRECTOR   Management      
    1 JOHN C. MALONE     For   For  
    2 M. IAN G. GILCHRIST     For   For  
    3 ANDREA L. WONG     For   For  
  2.   A PROPOSAL TO ADOPT THE LIBERTY INTERACTIVE CORPORATION 2012 INCENTIVE PLAN.   Management   For   For  
  3.   A PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013.   Management   For   For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote
Date
   Date
Confirmed
  000274050   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     2,072       36,314    30-Apr-2013    30-Apr-2013
  000274051   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     16,407       49,627    30-Apr-2013    30-Apr-2013
  000274052   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     43,005       119,940    30-Apr-2013    30-Apr-2013

 

  SINOPHARM GROUP CO LTD
  Security   Y8008N107   Meeting Type   Annual General Meeting
  Ticker Symbol     Meeting Date   05-Jun-2013
  ISIN   CNE100000FN7   Agenda   704447487 - Management
  Record Date   03-May-2013   Holding Recon Date   03-May-2013
  City / Country   SHANGHA I / China   Vote Deadline Date   29-May-2013
  SEDOL(s)   B3ZVDV0 - B4M8B73 - B5NVZ21   Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  CMMT   PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ FOR-ALL RESOLUTIONS. THANK YOU.   Non-Voting      
  CMMT   PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/sehk/ 2013/0419/LTN20130419433.pdf-AND- http://www.hkexnews.hk/listedco/listconews/sehk/ 2013/0419/LTN20130419402.pdf   Non-Voting      
  1   To consider and approve the report of the board of directors of the Company (the “Board”) for the year ended 31 December 2012   Management   For   For  
  2   To consider and approve the report of the supervisory committee of the Company for the year ended 31 December 2012   Management   For   For  
  3   To consider and approve the audited financial statements of the Company and its subsidiaries for the year ended 31 December 2012 and the auditors’ report   Management   For   For  
  4   To consider and approve the profit distribution plan and payment of the final dividend for the year ended 31 December 2012   Management   For   For  
  5   To consider and approve the re-appointment of PricewaterhouseCoopers Zhong Tian LLP as the domestic auditors of the Company to hold office until conclusion of the next annual general meeting, and to ratify and confirm its remuneration determined by the Audit Committee of the Board   Management   For   For  
  6   To consider and approve the re-appointment of PricewaterhouseCoopers Certified Public Accountants, Hong Kong as the international auditors of the Company to hold office until conclusion of the next annual general meeting, and to ratify and confirm its remuneration determined by the Audit Committee of the Board   Management   For   For  
  7   To consider and approve the re-election of Mr. Chen Qiyu as a non-executive director of the Second Session of the Board, to authorize the Board to fix the remuneration, and to authorize the chairman of the Board or the executive director of the Company to enter into the service contract or such other documents or supplemental agreements or deeds with him   Management   For   For  
  8   To consider, approve, ratify and confirm the remuneration of the directors of the Company (the “Directors”) for the year ended 31 December 2012, and to consider and authorize the Board to determine the remuneration of the Directors for the year ending 31 December 2013   Management   For   For  
  9   To consider and approve the delegation of the power to the Board to approve the guarantees in favor of third parties with an aggregate total value of not more than 30% of the latest audited total assets of the Company over a period of 12 months; and if the above delegation is not consistent with, collides with or conflicts with the requirements under the Rules Governing the Listing of Securities (the “Listing Rules”) on The Stock Exchange of Hong Kong Limited (the “Stock Exchange”) or other requirements of the Stock Exchange, the requirements under the Listing Rules or other requirements of the Stock Exchange should be followed   Management   For   For  
  10   To consider and approve the amendments to the articles of association of the Company (the “Articles of Association”) in respect of Article 21. (Details of this resolution were contained in the circular of the Company dated 19 April 2013.)   Management   For   For  
  11   To consider and approve to grant a general mandate to the Board to exercise the power of the Company to allot, issue and/or deal with Domestic Shares and/ or H Shares. (Details of this resolution were contained in the notice of the AGM dated 19 April 2013 (the “Notice”).)   Management   For   For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote Date    Date
Confirmed
  260203   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     1,072,400       0    15-May-2013    31-May-2013
  260227   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     254,000       0    15-May-2013    31-May-2013
  260282   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     435,600       0    15-May-2013    31-May-2013

 

  SAMSONITE INTERNATIONAL S.A, LUXEMBOURG
  Security   L80308106   Meeting Type   Annual General Meeting
  Ticker Symbol     Meeting Date   06-Jun-2013
  ISIN   LU0633102719   Agenda   704461968 - Management
  Record Date   03-Jun-2013   Holding Recon Date   03-Jun-2013
  City / Country   HONG KONG / Luxembourg   Vote Deadline Date   27-May-2013
  SEDOL(s)   B4Q1532   Quick Code  


     Item   Proposal   Type   Vote   For/Against
Management
  CMMT   PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF “ABSTAIN” WILL BE TREATED T-HE SAME AS A “TAKE NO ACTION” VOTE.   Non-Voting    
  CMMT   PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING O-N THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/ 2013/0429/LTN-20130429013.pdf AND http://www.hkexnews.hk/listedco/listconews/sehk/ 2013/0429/-LTN20130429015.pdf   Non-Voting    
  1   To receive and adopt the audited statutory accounts and audited consolidated financial statements of the Company and the reports of the directors (the “Directors”) and auditors for the year ended December 31, 2012   Management   For   For
  2   To approve the allocation of the results of the Company for the year ended December 31, 2012   Management   For   For
  3   To declare a cash distribution to the shareholders of the Company in an amount of thirty-seven million five hundred thousand two hundred and one United States dollars and sixteen cents (USD 37,500,201.16) out of the Company’s distributable ad hoc reserve   Management   For   For
  4.a   To re-elect Timothy Charles Parker as an executive director for a period of three years   Management   For   For
  4.b   To re-elect Kyle Francis Gendreau as an executive director for a period of one year   Management   For   For
  4.c   To re-elect Bruce Hardy McLain as a non- executive director for a period of three years   Management   For   For
  4.d   To re-elect Paul Kenneth Etchells as an independent non-executive director for a period of three years   Management   For   For
  4.e   To re-elect Ying Yeh as an independent non- executive director for a period of one year   Management   For   For
  5   To renew the mandate granted to KPMG Luxembourg S.a r.l. to act as approved statutory auditor (reviseur d’entreprises agree) of the Company for the year ending December 31, 2013   Management   For   For
  6   To re-appoint KPMG LLP as the external auditor of the Company to hold office from the conclusion of the AGM until the next annual general meeting of the Company   Management   For   For
  7   To give a general mandate to the Directors to issue additional shares of the Company not exceeding 10 per cent. of the issued share capital of the Company as at the date of this resolution (in accordance with the terms and conditions described in the AGM circular)   Management   For   For
  8   To give a general mandate to the Directors to repurchase shares of the Company not exceeding 10 per cent. of the issued share capital of the Company as at the date of this resolution (in accordance with the terms and conditions described in the AGM circular)   Management   For   For
  9   To extend the general mandate granted to the Directors to issue additional shares of the Company by the aggregate nominal amount of the shares repurchased by the Company (in accordance with the terms and conditions described in the AGM circular)   Management   For   For
  10   To approve the discharge granted to the Directors and the approved statutory auditor (reviseur d’entreprises agree) of the Company for the exercise of their respective mandates during the year ended December 31, 2012   Management   For   For
  11   To approve the remuneration to be granted to certain Directors of the Company   Management   For   For
  12   To approve the remuneration to be granted to KPMG Luxembourg S.a r.l. as the approved statutory auditor (reviseur d’entreprises agree) of the Company   Management   For   For
    PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF TEXT IN RESOLUTION-4.C. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY F-ORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.   Non-Voting    

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote
Date
   Date
Confirmed
  260203   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     1,136,400       0    30-Apr-2013    04-Jun-2013
  260227   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     268,800       0    30-Apr-2013    04-Jun-2013
  260282   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     1,077,000       0    30-Apr-2013    04-Jun-2013

 

  GOOGLE INC.
  Security   38259P508   Meeting Type   Annual
  Ticker Symbol   GOOG   Meeting Date   06-Jun-2013
  ISIN   US38259P5089   Agenda   933801905 - Management
  Record Date   08-Apr-2013   Holding Recon Date   08-Apr-2013
  City / Country                       / United States   Vote Deadline Date   05-Jun-2013
  SEDOL(s)     Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  1.   DIRECTOR   Management      
   

1      LARRY PAGE

    For   For  
   

2      SERGEY BRIN

    For   For  
   

3      ERIC E. SCHMIDT

    For   For  
   

4      L. JOHN DOERR

    For   For  
   

5      DIANE B. GREENE

    For   For  
   

6      JOHN L. HENNESSY

    For   For  
   

7      ANN MATHER

    For   For  
   

8      PAUL S. OTELLINI

    For   For  
   

9      K. RAM SHRIRAM

    For   For  
   

10    SHIRLEY M. TILGHMAN

    For   For  
  2.   THE RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS GOOGLE’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013.   Management   For   For  
  3.   A STOCKHOLDER PROPOSAL REGARDING A REPORT ON LEAD BATTERIES IN GOOGLE’S SUPPLY CHAIN, IF PROPERLY PRESENTED AT THE MEETING.   Shareholder   Against   For  
  4.   A STOCKHOLDER PROPOSAL REGARDING EQUAL SHAREHOLDER VOTING, IF PROPERLY PRESENTED AT THE MEETING.   Shareholder   Against   For  
  5.   A STOCKHOLDER PROPOSAL REGARDING EXECUTIVE STOCK RETENTION, IF PROPERLY PRESENTED AT THE MEETING.   Shareholder   Against   For  
  6.   A STOCKHOLDER PROPOSAL REGARDING SUCCESSION PLANNING, IF PROPERLY PRESENTED AT THE MEETING.   Shareholder   Against   For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote
Date
   Date
Confirmed
  000260203   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     9,500       0    30-Apr-2013    30-Apr-2013
  000260282   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     3,900       0    30-Apr-2013    30-Apr-2013
  000274050   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     239       8,700    30-Apr-2013    30-Apr-2013
  000274051   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     2,000       8,600    30-Apr-2013    30-Apr-2013
  000274052   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     2,607       25,800    30-Apr-2013    30-Apr-2013


  STARZ      
  Security   85571Q102   Meeting Type   Annual
  Ticker Symbol   STRZA   Meeting Date   06-Jun-2013
  ISIN   US85571Q1022   Agenda   933815473 - Management
  Record Date   17-Apr-2013   Holding Recon Date   17-Apr-2013
  City / Country                       / United States   Vote Deadline Date   05-Jun-2013
  SEDOL(s)     Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  1.   DIRECTOR   Management      
   

1      GREGORY B. MAFFEI

    For   For  
   

2      IRVING L. AZOFF

    For   For  
   

3      SUSAN M. LYNE

    For   For  
  2.   THE SAY-ON-PAY PROPOSAL, TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.   Management   For   For  
  3.   THE SAY-ON-FREQUENCY PROPOSAL, TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY AT WHICH STOCKHOLDERS ARE PROVIDED AN ADVISORY VOTE ON THE COMPENSATION OF NAMED EXECUTIVE OFFICERS.   Management   3 Years   For  
  4.   A PROPOSAL TO AMEND AND RESTATE THE CURRENT CHARTER TO RECAPITALIZE THE COMPANY BY DELETING THE PROVISIONS RELATING TO OUR COMPANY’S CAPITAL AND STARZ TRACKING STOCK GROUPS.   Management   For   For  
  5.   A PROPOSAL TO AMEND AND RESTATE THE CURRENT CHARTER TO RECAPITALIZE OUR COMPANY BY CREATING A NEW CLASS OF OUR COMPANY’S COMMON STOCK, WHICH IS DIVIDED INTO THREE SERIES.   Management   For   For  
  6.   A PROPOSAL TO AMEND AND RESTATE THE CURRENT CHARTER TO RECLASSIFY EACH SHARE OF EACH SERIES OF OUR COMPANY’S EXISTING LIBERTY CAPITAL COMMON STOCK INTO ONE SHARE OF THE CORRESPONDING SERIES OF OUR COMPANY’S COMMON STOCK.   Management   For   For  
  7.   A PROPOSAL TO AMEND AND RESTATE THE CURRENT CHARTER TO MAKE CERTAIN CONFORMING CHANGES AS A RESULT OF THE CHARTER PROPOSALS.   Management   For   For  
  8.   A PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013.   Management   For   For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote Date    Date
Confirmed
  000260282   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     28,980       0    09-May-2013    09-May-2013
  000274050   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     15,012       0    09-May-2013    09-May-2013
  000274051   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     2,688       0    09-May-2013    09-May-2013
  000274052   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     64,056       0    09-May-2013    09-May-2013

 

  SUPERIOR ENERGY SERVICES, INC.
  Security   868157108   Meeting Type   Annual
  Ticker Symbol   SPN   Meeting Date   06-Jun-2013
  ISIN   US8681571084   Agenda   933815625 - Management
  Record Date   19-Apr-2013   Holding Recon Date   19-Apr-2013
  City / Country                       / United States   Vote Deadline Date   05-Jun-2013
  SEDOL(s)     Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  1.   DIRECTOR   Management      
   

1      HAROLD J. BOUILLION

    For   For  
   

2      ENOCH L. DAWKINS

    For   For  
   

3      DAVID D. DUNLAP

    For   For  
   

4      JAMES M. FUNK

    For   For  
   

5      TERENCE E. HALL

    For   For  
   

6      E.E. “WYN” HOWARD, III

    For   For  
   

7      PETER D. KINNEAR

    For   For  
   

8      MICHAEL M. MCSHANE

    For   For  
   

9      W. MATT RALLS

    For   For  
   

10    JUSTIN L. SULLIVAN

    For   For  
  2.   AN ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.   Management   For   For  
  3.   THE ADOPTION OF THE 2013 STOCK INCENTIVE PLAN.   Management   For   For  
  4.   THE ADOPTION OF THE 2013 EMPLOYEE STOCK PURCHASE PLAN.   Management   For   For  
  5.   THE ADOPTION OF AN AMENDMENT TO OUR CERTIFICATE OF INCORPORATION TO REMOVE THE LIMITATION ON NON-U.S. CITIZEN STOCK OWNERSHIP.   Management   For   For  
  6.   THE RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013.   Management   For   For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote Date    Date
Confirmed
  000274050   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     35,395       0    09-May-2013    09-May-2013
  000274051   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     64,423       0    09-May-2013    09-May-2013
  000274052   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     150,626       0    09-May-2013    09-May-2013


  UTI WORLDWIDE INC.    
  Security   G87210103   Meeting Type   Annual
  Ticker Symbol   UTIW   Meeting Date   10-Jun-2013
  ISIN   VGG872101032   Agenda   933824294 - Management
  Record Date   01-May-2013   Holding Recon Date   01-May-2013
  City / Country                       / United States   Vote Deadline Date   07-Jun-2013
  SEDOL(s)     Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  1.   DIRECTOR   Management      
   

1      C. JOHN LANGLEY, JR.

    For   For  
   

2      ALLAN M. ROSENZWEIG

    For   For  
   

3      DONALD W. SLAGER

    For   For  
  2.   ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION.   Management   For   For  
  3.   TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS OF THE COMPANY.   Management   For   For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote Date    Date
Confirmed
  000274050   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     31,100       0    14-May-2013    14-May-2013
  000274051   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     53,400       0    14-May-2013    14-May-2013
  000274052   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     129,400       0    14-May-2013    14-May-2013

 

  IMAX CORPORATION    
  Security   45245E109   Meeting Type   Annual and Special Meeting
  Ticker Symbol   IMAX   Meeting Date   11-Jun-2013
  ISIN   CA45245E1097   Agenda   933811057 - Management
  Record Date   12-Apr-2013   Holding Recon Date   12-Apr-2013
  City / Country                       / Canada   Vote Deadline Date   06-Jun-2013
  SEDOL(s)     Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  01   DIRECTOR   Management      
   

1      RICHARD L. GELFOND

    For   For  
   

2      MICHAEL MACMILLAN

    For   For  
   

3      I. MARTIN POMPADUR

    For   For  
   

4      BRADLEY J. WECHSLER

    For   For  
  02   IN RESPECT OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AUDITORS OF THE COMPANY AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION. NOTE: VOTING WITHHOLD IS THE EQUIVALENT TO VOTING ABSTAIN.   Management   For   For  
  03   IN RESPECT OF THE APPROVAL OF CERTAIN AMENDMENTS TO THE ARTICLES OF AMALGAMATION OF THE COMPANY. NOTE: VOTING WITHHOLD IS THE EQUIVALENT TO VOTING ABSTAIN.   Management   For   For  
  04   IN RESPECT OF THE CONFIRMATION OF CERTAIN AMENDMENTS TO BY-LAW NO. 1 OF THE COMPANY AS OUTLINED IN APPENDIX “A” TO THE PROXY CIRCULAR AND PROXY STATEMENT. NOTE: VOTING WITHHOLD IS THE EQUIVALENT TO VOTING ABSTAIN.   Management   For   For  
  05   IN RESPECT OF THE APPROVAL OF THE COMPANY’S 2013 LONG-TERM INCENTIVE PLAN AS OUTLINED IN APPENDIX “B” TO THE PROXY CIRCULAR AND PROXY STATEMENT. NOTE: VOTING WITHHOLD IS THE EQUIVALENT TO VOTING ABSTAIN.   Management   For   For  
  06   ADVISORY RESOLUTION TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE ACCOMPANYING PROXY CIRCULAR AND PROXY STATEMENT. NOTE: VOTING ABSTAIN IS THE EQUIVALENT TO VOTING WITHHOLD.   Management   For   For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote Date    Date
Confirmed
  000274050   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     36,200       0    09-May-2013    09-May-2013
  000274051   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     74,495       65,000    09-May-2013    09-May-2013
  000274052   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     152,300       0    09-May-2013    09-May-2013

 

  ACI WORLDWIDE, INC.    
  Security   004498101   Meeting Type   Annual
  Ticker Symbol   ACIW   Meeting Date   11-Jun-2013
  ISIN   US0044981019   Agenda   933812667 - Management
  Record Date   19-Apr-2013   Holding Recon Date   19-Apr-2013
  City / Country                       / United States   Vote Deadline Date   10-Jun-2013
  SEDOL(s)     Quick Code  


     Item   Proposal   Type   Vote   For/Against
Management
   
  1.   DIRECTOR   Management      
   

1      JOHN D. CURTIS

    For   For  
   

2      PHILIP G. HEASLEY

    For   For  
   

3      JAMES C. MCGRODDY

    For   For  
   

4      HARLAN F. SEYMOUR

    For   For  
   

5      JOHN M. SHAY, JR.

    For   For  
   

6      JOHN E. STOKELY

    For   For  
   

7      JAN H. SUWINSKI

    For   For  
  2.   RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013.   Management   For   For  
  3.   CONDUCT AN ADVISORY VOTE ON EXECUTIVE COMPENSATION.   Management   For   For  
  4.   APPROVE THE 2013 EXECUTIVE MANAGEMENT INCENTIVE COMPENSATION PLAN.   Management   For   For  
  5.   APPROVE THE 2013 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF COMMON SHARES AUTHORIZED FOR ISSUANCE THEREUNDER.   Management   For   For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote Date    Date
Confirmed
  000274050   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     9,600       0    09-May-2013    09-May-2013
  000274051   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     17,100       0    09-May-2013    09-May-2013
  000274052   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     40,900       0    09-May-2013    09-May-2013

 

  CELGENE CORPORATION    
  Security   151020104   Meeting Type   Annual
  Ticker Symbol   CELG   Meeting Date   12-Jun-2013
  ISIN   US1510201049   Agenda   933806866 - Management
  Record Date   17-Apr-2013   Holding Recon Date   17-Apr-2013
  City / Country                       / United States   Vote Deadline Date   11-Jun-2013
  SEDOL(s)     Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  1.   DIRECTOR   Management      
   

1      ROBERT J. HUGIN

    For   For  
   

2      R.W. BARKER, D. PHIL.

    For   For  
   

3      MICHAEL D. CASEY

    For   For  
   

4      CARRIE S. COX

    For   For  
   

5      RODMAN L. DRAKE

    For   For  
   

6      M.A. FRIEDMAN, M.D.

    For   For  
   

7      GILLA KAPLAN, PH.D.

    For   For  
   

8      JAMES J. LOUGHLIN

    For   For  
   

9      ERNEST MARIO, PH.D.

    For   For  
  2.   RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013.   Management   For   For  
  3.   APPROVAL OF THE AMENDMENT AND RESTATEMENT OF THE COMPANY’S 2008 STOCK INCENTIVE PLAN.   Management   For   For  
  4.   APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS.   Management   For   For  
  5.   STOCKHOLDER PROPOSAL DESCRIBED IN MORE DETAIL IN THE PROXY STATEMENT.   Shareholder   Against   For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote Date    Date
Confirmed
  000274050   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     17,600       0    15-May-2013    15-May-2013
  000274051   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     30,600       0    15-May-2013    15-May-2013
  000274052   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     300       75,000    15-May-2013    15-May-2013

 

  UNITED CONTINENTAL HLDGS INC    
  Security   910047109   Meeting Type   Annual
  Ticker Symbol   UAL   Meeting Date   12-Jun-2013
  ISIN   US9100471096   Agenda   933808783 - Management
  Record Date   15-Apr-2013   Holding Recon Date   15-Apr-2013
  City / Country                       / United States   Vote Deadline Date   11-Jun-2013
  SEDOL(s)     Quick Code  


     Item   Proposal   Type   Vote   For/Against
Management
   
  1   DIRECTOR   Management      
   

1      CAROLYN CORVI

    For   For  
   

2      JANE C. GARVEY

    For   For  
   

3      WALTER ISAACSON

    For   For  
   

4      HENRY L. MEYER III

    For   For  
   

5      OSCAR MUNOZ

    For   For  
   

6      LAURENCE E. SIMMONS

    For   For  
   

7      JEFFERY A. SMISEK

    For   For  
   

8      DAVID J. VITALE

    For   For  
   

9      JOHN H. WALKER

    For   For  
   

10    CHARLES A. YAMARONE

    For   For  
  2   RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.   Management   For   For  
  3   ADVISORY RESOLUTION APPROVING THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS.   Management   For   For  
  4   REAPPROVAL OF THE PERFORMANCE MEASURES UNDER THE UNITED CONTINENTAL HOLDINGS, INC. 2008 INCENTIVE COMPENSATION PLAN.   Management   For   For  
  5   APPROVAL OF THE AMENDED PERFORMANCE MEASURES UNDER THE UNITED CONTINENTAL HOLDINGS, INC. INCENTIVE PLAN 2010.   Management   For   For  
  6   APPROVAL OF AN AMENDMENT TO THE COMPANY’S AMENDED AND RESTATED BYLAWS TO PROVIDE STOCKHOLDERS WITH THE RIGHT TO CALL A SPECIAL MEETING OF STOCKHOLDERS.   Management   For   For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian      Ballot
Shares
   Unavailable
Shares
   Vote
Date
   Date
Confirmed
  000260203   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     132,706       0    30-Apr-2013    30-Apr-2013
  000274050   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     60,900       0    30-Apr-2013    30-Apr-2013
  000274051   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     99,800       0    30-Apr-2013    30-Apr-2013
  000274052   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     121,894       0    30-Apr-2013    30-Apr-2013

 

  SANDISK CORPORATION
  Security   80004C101   Meeting Type   Annual
  Ticker Symbol   SNDK   Meeting Date   12-Jun-2013
  ISIN   US80004C1018   Agenda   933811590 - Management
  Record Date   15-Apr-2013   Holding Recon Date   15-Apr-2013
  City / Country                       / United States   Vote Deadline Date   11-Jun-2013
  SEDOL(s)     Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  1.1   ELECTION OF DIRECTOR: MICHAEL E. MARKS   Management   For   For  
  1.2   ELECTION OF DIRECTOR: KEVIN DENUCCIO   Management   For   For  
  1.3   ELECTION OF DIRECTOR: IRWIN FEDERMAN   Management   For   For  
  1.4   ELECTION OF DIRECTOR: STEVEN J. GOMO   Management   For   For  
  1.5   ELECTION OF DIRECTOR: EDDY W. HARTENSTEIN   Management   For   For  
  1.6   ELECTION OF DIRECTOR: DR. CHENMING HU   Management   For   For  
  1.7   ELECTION OF DIRECTOR: CATHERINE P. LEGO   Management   For   For  
  1.8   ELECTION OF DIRECTOR: SANJAY MEHROTRA   Management   For   For  
  2   TO APPROVE THE SANDISK CORPORATION 2013 INCENTIVE PLAN AND THE INITIAL RESERVATION OF 20,000,000 SHARES OF THE COMPANY’S COMMON STOCK TO BE ISSUED UNDER THE SANDISK CORPORATION 2013 INCENTIVE PLAN.   Management   For   For  
  3   TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.   Management   For   For  
  4   TO PASS AN ADVISORY RESOLUTION TO APPROVE THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS.   Management   For   For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote Date    Date
Confirmed
  000260203   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     71,972       0    15-May-2013    15-May-2013
  000260227   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     2,200       0    15-May-2013    15-May-2013
  000260282   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     27,951       0    15-May-2013    15-May-2013
  000274050   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     14,800       0    15-May-2013    15-May-2013


  BIOGEN IDEC INC.      
  Security   09062X103   Meeting Type   Annual
  Ticker Symbol   BIIB   Meeting Date   12-Jun-2013
  ISIN   US09062X1037   Agenda   933814243 - Management
  Record Date   15-Apr-2013   Holding Recon Date   15-Apr-2013
  City / Country                       / United States   Vote Deadline Date   11-Jun-2013
  SEDOL(s)     Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  1A.   ELECTION OF DIRECTOR: CAROLINE D. DORSA   Management   For   For  
  1B.   ELECTION OF DIRECTOR: STELIOS PAPADOPOULOS   Management   For   For  
  1C.   ELECTION OF DIRECTOR: GEORGE A. SCANGOS   Management   For   For  
  1D.   ELECTION OF DIRECTOR: LYNN SCHENK   Management   For   For  
  1E.   ELECTION OF DIRECTOR: ALEXANDER J. DENNER   Management   For   For  
  1F.   ELECTION OF DIRECTOR: NANCY L. LEAMING   Management   For   For  
  1G.   ELECTION OF DIRECTOR: RICHARD C. MULLIGAN   Management   For   For  
  1H.   ELECTION OF DIRECTOR: ROBERT W. PANGIA   Management   For   For  
  1I.   ELECTION OF DIRECTOR: BRIAN S. POSNER   Management   For   For  
  1J.   ELECTION OF DIRECTOR: ERIC K. ROWINSKY   Management   For   For  
  1K.   ELECTION OF DIRECTOR: STEPHEN A. SHERWIN   Management   For   For  
  1L.   ELECTION OF DIRECTOR: WILLIAM D. YOUNG   Management   For   For  
  2.   TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS BIOGEN IDEC INC.‘S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013.   Management   For   For  
  3.   SAY ON PAY - AN ADVISORY VOTE ON EXECUTIVE COMPENSATION.   Management   For   For  
  4.   TO REAPPROVE THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER THE BIOGEN IDEC INC. 2008 PERFORMANCE- BASED MANAGEMENT INCENTIVE PLAN FOR PURPOSES OF SECTION 162(M) OF THE INTERNAL REVENUE CODE.   Management   For   For  
  5.   TO REAPPROVE THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER THE BIOGEN IDEC INC. 2008 OMNIBUS EQUITY PLAN FOR PURPOSES OF SECTION 162(M) OF THE INTERNAL REVENUE CODE.   Management   For   For  
  6.   SHAREHOLDER PROPOSAL REGARDING ADOPTION OF A SHARE RETENTION POLICY.   Shareholder   Against   For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote Date    Date
Confirmed
  000274050   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     145       2,200    15-May-2013    15-May-2013
  000274051   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     124       3,900    15-May-2013    15-May-2013
  000274052   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     199       9,600    15-May-2013    15-May-2013

 

  TOYOTA MOTOR CORPORATION
  Security   J92676113   Meeting Type   Annual General Meeting
  Ticker Symbol     Meeting Date   14-Jun-2013
  ISIN   JP3633400001   Agenda   704538012 - Management
  Record Date   31-Mar-2013   Holding Recon Date   31-Mar-2013
  City / Country   AICHI / Japan   Vote Deadline Date   06-Jun-2013
  SEDOL(s)   0851435 - 2205870 - 4871503 - 6900643 - B1YYWK8   Quick Code   72030

 

     Item   Proposal   Type   Vote   For/Against
Management
   
    Please reference meeting materials.   Non-Voting      
  1   Approve Appropriation of Surplus   Management   For   For  
  2.1   Appoint a Director   Management   For   For  
  2.2   Appoint a Director   Management   For   For  
  2.3   Appoint a Director   Management   For   For  
  2.4   Appoint a Director   Management   For   For  
  2.5   Appoint a Director   Management   For   For  
  2.6   Appoint a Director   Management   For   For  
  2.7   Appoint a Director   Management   For   For  
  2.8   Appoint a Director   Management   For   For  
  2.9   Appoint a Director   Management   For   For  
  2.10   Appoint a Director   Management   For   For  
  2.11   Appoint a Director   Management   For   For  
  2.12   Appoint a Director   Management   For   For  
  2.13   Appoint a Director   Management   For   For  
  2.14   Appoint a Director   Management   For   For  
  2.15   Appoint a Director   Management   For   For  
  2.16   Appoint a Director   Management   For   For  
  3   Amend Articles to: Adopt Reduction of Liability System for Outside Directors, Revision Reduction of Liability System for Outside Corporate Auditors   Management   For   For  
  4   Approve Payment of Bonuses to Corporate Officers   Management   For   For  


    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote Date    Date
Confirmed
  260203   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     109,700       0    27-May-2013    27-May-2013
  260227   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     25,900       0    27-May-2013    27-May-2013
  260282   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     42,200       0    27-May-2013    27-May-2013

 

  SIGNET JEWELERS LIMITED
  Security   G81276100   Meeting Type   Annual
  Ticker Symbol   SIG   Meeting Date   14-Jun-2013
  ISIN   BMG812761002   Agenda   933812794 - Management
  Record Date   12-Apr-2013   Holding Recon Date   12-Apr-2013
  City / Country                       / United Kingdom   Vote Deadline Date   13-Jun-2013
  SEDOL(s)     Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  1A   ELECTION OF DIRECTOR: DALE W. HILPERT   Management   For   For  
  1B   ELECTION OF DIRECTOR: H. TODD STITZER   Management   For   For  
  1C   ELECTION OF DIRECTOR: MARIANNE PARRS   Management   For   For  
  1D   ELECTION OF DIRECTOR: MICHAEL BARNES   Management   For   For  
  1E   ELECTION OF DIRECTOR: RUSSELL WALLS   Management   For   For  
  1F   ELECTION OF DIRECTOR: THOMAS G. PLASKETT   Management   For   For  
  1G   ELECTION OF DIRECTOR: VIRGINIA DROSOS   Management   For   For  
  2.   TO APPOINT KPMG LLP AS INDEPENDENT AUDITOR OF THE COMPANY, TO HOLD OFFICE FROM THE CONCLUSION OF THIS MEETING UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY AND TO AUTHORIZE THE AUDIT COMMITTEE TO DETERMINE ITS COMPENSATION.   Management   For   For  
  3.   TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT (THE “SAY-ON-PAY” VOTE).   Management   For   For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote Date    Date
Confirmed
  000260203   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     9,976       0    15-May-2013    15-May-2013
  000260282   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     3,846       0    15-May-2013    15-May-2013
  000274050   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     19,500       0    15-May-2013    15-May-2013
  000274051   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     27,954       0    15-May-2013    15-May-2013
  000274052   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     72,324       0    15-May-2013    15-May-2013

 

  ELAN CORPORATION, PLC
  Security   284131208   Meeting Type   Contested-Special
  Ticker Symbol   ELN   Meeting Date   17-Jun-2013
  ISIN   US2841312083   Agenda   933838661 - Management
  Record Date   23-May-2013   Holding Recon Date   23-May-2013
  City / Country                       / United States   Vote Deadline Date   12-Jun-2013
  SEDOL(s)     Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  1.   TO AUTHORIZE THE COMPANY TO ENTER INTO THE THERAVANCE TRANSACTION AS SET OUT IN THE CIRCULAR TO ELAN SHAREHOLDERS DATED 24 MAY 2013.   Management   For   For  
  2.   TO AUTHORIZE THE COMPANY TO ENTER INTO THE AOP TRANSACTION AS SET OUT IN THE CIRCULAR TO ELAN SHAREHOLDERS DATED 24 MAY 2013.   Management   For   For  
  3.   TO AUTHORIZE THE COMPANY TO ENTER INTO THE ELND005 TRANSACTION AS SET OUT IN THE CIRCULAR TO ELAN SHAREHOLDERS DATED 24 MAY 2013.   Management   For   For  
  4.   TO AUTHORIZE THE COMPANY TO ENTER INTO THE SHARE REPURCHASE PROGRAM AS SET OUT IN THE CIRCULAR TO ELAN SHAREHOLDERS DATED 24 MAY 2013.   Management   For   For  


    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote Date    Date
Confirmed
  000274050   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     128,472       0    30-May-2013    30-May-2013
  000274051   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     235,915       0    30-May-2013    30-May-2013
  000274052   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     543,397       0    30-May-2013    30-May-2013

 

  ELAN CORPORATION, PLC
  Security   284131208   Meeting Type   Contested-Special
  Ticker Symbol   ELN   Meeting Date   17-Jun-2013
  ISIN   US2841312083   Agenda   933847153 - Opposition
  Record Date   23-May-2013   Holding Recon Date   23-May-2013
  City / Country   / United States   Vote Deadline Date   12-Jun-2013
  SEDOL(s)     Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  01   “THAT THE ENTRY BY THE COMPANY INTO THE THERAVANCE TRANSACTION, BE AND IS HEREBY APPROVED AND DIRECTORS, OR A DULY AUTHORISED COMMITTEE OF THE DIRECTORS, BE AND ARE HEREBY AUTHORISED TO CARRY THE THERAVANCE TRANSACTION INTO EFFECT AND IN CONNECTION THEREWITH THE DIRECTORS OF THE COMPANY BE AND ARE HEREBY AUTHORISED TO DO OR PROCURE TO BE DONE ANY SUCH ACTS AND THINGS ON BEHALF OF THE COMPANY AND ITS SUBSIDIARIES AS THEY CONSIDER NECESSARY OR EXPEDIENT FOR THE PURPOSE OF GIVING EFFECT TO THE FOREGOING.”   Management      
  02   “THAT THE ENTRY BY THE COMPANY INTO THE AOP TRANSACTION, BE AND IS HEREBY APPROVED AND THE DIRECTORS, OR A DULY AUTHORISED COMMITTEE OF THE DIRECTORS, BE AND ARE HEREBY AUTHORISED TO CARRY THE AOP TRANSACTION INTO EFFECT AND IN CONNECTION THEREWITH THE DIRECTORS OF THE COMPANY BE AND ARE HEREBY AUTHORISED TO DO OR PROCURE TO BE DONE ANY SUCH ACTS AND THINGS ON BEHALF OF THE COMPANY AND ITS SUBSIDIARIES AS THEY CONSIDER NECESSARY OR EXPEDIENT FOR THE PURPOSE OF GIVING EFFECT TO THE FOREGOING.”   Management      
  03   “THAT THE ENTRY BY THE COMPANY INTO THE ELND005 TRANSACTION, BE AND IS HEREBY APPROVED AND THE DIRECTORS, OR A DULY AUTHORISED COMMITTEE OF THE DIRECTORS, BE AND ARE HEREBY AUTHORISED TO CARRY THE ELND005 TRANSACTION INTO EFFECT AND IN CONNECTION THEREWITH THE DIRECTORS OF THE COMPANY BE AND ARE HEREBY AUTHORISED TO DO OR PROCURE TO BE DONE ANY SUCH ACTS AND THINGS ON BEHALF OF THE COMPANY AND ITS SUBSIDIARIES AS THEY CONSIDER NECESSARY OR EXPEDIENT FOR THE PURPOSE OF GIVING EFFECT TO THE FOREGOING.”   Management      
  04   “THAT THE ENTRY BY THE COMPANY INTO THE SHARE REPURCHASE PROGRAM, BE AND IS HEREBY APPROVED AND THE DIRECTORS, OR A DULY AUTHORISED COMMITTEE OF THE DIRECTORS, BE AND ARE HEREBY AUTHORISED TO CARRY THE SHARE REPURCHASE PROGRAM INTO EFFECT AND IN CONNECTION THEREWITH THE DIRECTORS OF THE COMPANY BE AND ARE HEREBY AUTHORISED TO DO OR PROCURE TO BE DONE ANY SUCH ACTS AND THINGS ON BEHALF OF THE COMPANY AND ITS SUBSIDIARIES AS THEY CONSIDER NECESSARY OR EXPEDIENT FOR THE PURPOSE OF GIVING EFFECT TO THE FOREGOING.”   Management      

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote
Date
   Date
Confirmed
  000274050   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     128,472       0
  000274051   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     235,915       0
  000274052   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     543,397       0

 

  BRENNTAG AG, MUEHLHEIM/RUHR
  Security   D12459109     Meeting Type   Annual General Meeting
  Ticker Symbol       Meeting Date   19-Jun-2013
  ISIN   DE000A1DAHH0     Agenda   704501433 - Management
  Record Date   12-Jun-2013     Holding Recon Date   12-Jun-2013
  City / Country   DUESSEL DORF / Germany   Blocking   Vote Deadline Date   03-Jun-2013
  SEDOL(s)   B3WVFC8 - B40M8Y3 - B4YVF56 - B54MMJ9     Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
    Please note that for Registered Share meetings in Germany there is now a requi-rement that any shareholder who holds an aggregate total of 3 per cent or more-of the outstanding share capital must register under their beneficial owner d-etails before the appropriate deadline to be able to vote. Failure to comply w-ith the declaration requirements as stipulated in section 21 of the Securities-Trade Act (WpHG) may prevent the shareholder from voting at the general meeti-ngs. Therefore, your custodian may request that we register beneficial owner d-ata for all voted accounts to the respective sub custodian. If you require fur-ther information with regard to whether such BO registration will be conducted- for your custodian s accounts, please contact your CSR for more information.   Non-Voting      
    The sub custodians have advised that voted shares are not blocked for trading-purposes i.e. they are only unavailable for settlement. In order to deliver/se-ttle a voted position before the deregistration date a voting instruction canc- ellation and de-registration request needs to be sent to your CSR or Custodian-. Failure to de- register the shares before settlement date could result in the-settlement being delayed. Please also be aware that although some issuers per-mit the deregistration of shares at deregistration date, some shares may remai-n registered up until meeting date. If you are considering settling a traded v-oted position prior to the meeting date of this event, please contact your CSR-or custodian to ensure your shares have been deregistered.   Non-Voting      
    The Vote/Registration Deadline as displayed on ProxyEdge is subject to change-and will be updated as soon as Broadridge receives confirmation from the sub c-ustodians regarding their instruction deadline. For any queries please contact-your Client Services Representative.   Non-Voting      
    ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTI-ON WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTIT-LED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUD-ED WHEN YOUR SHARE IN VOTING RIGHTS HAS   Non-Voting      
    REACHED CERTAIN THRESHOLDS AND YOU HAV-E NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT-TO THE GERMAN SECURITIES TRADING ACT (WHPG). FOR QUESTIONS IN THIS REGARD PLE-ASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NO-T HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSIO-N FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU.        
    COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 04 JUN 2013. FURTHER INFORMATION ON C-OUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER’S WEBSITE (PLEASE REFER T-O THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE IT-EMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY A-T THE COMPANY’S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT O-N PROXYEDGE.   Non-Voting      
  1.   Presentation of the adopted annual financial statements, the approved consolid-ated financial statements as well as the combined group management report and-management report (including the board of management’s explanatory report rega-rding the information pursuant to sections 289, para. 4 and 315, para. 4 of th-e German commercial code (Handelsgesetzbuch -HGB)), for the 2012 financial yea-r, respectively, and the report of the supervisory board   Non-Voting      
  2.   Resolution on the appropriation of distributable profit in the 2012 financial year   Management   For   For  
  3.   Resolution on the ratification of the acts of the members of the board of management for the 2012 financial year   Management   For   For  
  4.   Resolution on the ratification of the acts of the members of the Supervisory board for the 2012 financial year   Management   For   For  
  5.   Resolution on the appointment of the auditors and consolidated group auditors for the 2013 financial year as well as the auditors for the audit reviews of interim financial reports: PricewaterhouseCoopers Aktiengesellschaft Wirtschaftsprufungsgesellschaft, Dusseldorf   Management   For   For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote Date    Date
Confirmed
  260203   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     22,888       0    14-May-2013    05-Jun-2013
  260227   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     5,384       0    14-May-2013    05-Jun-2013
  260282   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     8,762       0    14-May-2013    05-Jun-2013

 

  HONDA MOTOR CO.,LTD.
  Security   J22302111   Meeting Type   Annual General Meeting
  Ticker Symbol     Meeting Date   19-Jun-2013
  ISIN   JP3854600008   Agenda   704541526 - Management
  Record Date   31-Mar-2013   Holding Recon Date   31-Mar-2013
  City / Country   TOKYO / Japan   Vote Deadline Date   11-Jun-2013
  SEDOL(s)   0435141 - 4435482 - 5326273 - 6435145 - B02F0P7 - B247ZM7   Quick Code   72670


     Item   Proposal   Type   Vote   For/Against
Management
   
    Please reference meeting materials.   Non-Voting      
  1   Approve Appropriation of Surplus   Management   For   For  
  2   Amend Articles to: Expand Business Lines   Management   For   For  
  3.1   Appoint a Director   Management   For   For  
  3.2   Appoint a Director   Management   For   For  
  3.3   Appoint a Director   Management   For   For  
  3.4   Appoint a Director   Management   For   For  
  3.5   Appoint a Director   Management   For   For  
  3.6   Appoint a Director   Management   For   For  
  3.7   Appoint a Director   Management   For   For  
  3.8   Appoint a Director   Management   For   For  
  3.9   Appoint a Director   Management   For   For  
  3.10   Appoint a Director   Management   For   For  
  3.11   Appoint a Director   Management   For   For  
  3.12   Appoint a Director   Management   For   For  
  3.13   Appoint a Director   Management   For   For  
  4   Appoint a Corporate Auditor   Management   For   For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote Date    Date
Confirmed
  260203   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     62,078       0    29-May-2013    29-May-2013
  260227   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     14,648       0    29-May-2013    29-May-2013
  260282   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     24,030       0    29-May-2013    29-May-2013

 

  DENSO CORPORATION
  Security   J12075107   Meeting Type   Annual General Meeting
  Ticker Symbol     Meeting Date   19-Jun-2013
  ISIN   JP3551500006   Agenda   704573648—Management
  Record Date   31-Mar-2013   Holding Recon Date   31-Mar-2013
  City / Country   AICHI / Japan   Vote Deadline Date   11-Jun-2013
  SEDOL(s)   5734694—6640381—B021NW3   Quick Code   69020

 

     Item   Proposal   Type   Vote   For/Against
Management
   
    Please reference meeting materials.   Non-Voting      
  1   Approve Appropriation of Surplus   Management   For   For  
  2.1   Appoint a Director   Management   For   For  
  2.2   Appoint a Director   Management   For   For  
  2.3   Appoint a Director   Management   For   For  
  2.4   Appoint a Director   Management   For   For  
  2.5   Appoint a Director   Management   For   For  
  2.6   Appoint a Director   Management   For   For  
  2.7   Appoint a Director   Management   For   For  
  2.8   Appoint a Director   Management   For   For  
  2.9   Appoint a Director   Management   For   For  
  2.10   Appoint a Director   Management   For   For  
  2.11   Appoint a Director   Management   For   For  
  2.12   Appoint a Director   Management   For   For  
  2.13   Appoint a Director   Management   For   For  
  2.14   Appoint a Director   Management   For   For  
  3.1   Appoint a Corporate Auditor   Management   For   For  
  3.2   Appoint a Corporate Auditor   Management   For   For  
  4   Approve Payment of Bonuses to Corporate Officers   Management   For   For  


    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote
Date
   Date
Confirmed
  260203   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     56,800       0    03-Jun-2013    03-Jun-2013
  260227   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     13,500       0    03-Jun-2013    03-Jun-2013
  260282   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     21,900       0    03-Jun-2013    03-Jun-2013

 

  KODIAK OIL & GAS CORP.
  Security   50015Q100   Meeting Type   Annual
  Ticker Symbol   KOG   Meeting Date   19-Jun-2013
  ISIN   CA50015Q1000   Agenda   933832239 - Management
  Record Date   09-May-2013   Holding Recon Date   09-May-2013
  City / Country                       / United States   Vote Deadline Date   14-Jun-2013
  SEDOL(s)     Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  1A   ELECTION OF DIRECTORS: LYNN A. PETERSON   Management   For   For  
  1B   JAMES E. CATLIN   Management   For   For  
  1C   RODNEY D. KNUTSON   Management   For   For  
  1D   HERRICK K. LIDSTONE, JR.   Management   For   For  
  1E   WILLIAM J. KRYSIAK   Management   For   For  
  02   RATIFICATION OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013.   Management   For   For  
  03   APPROVAL OF THE ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION.   Management   For   For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote Date    Date
Confirmed
  000274050   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     83,065       0    24-May-2013    24-May-2013
  000274051   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     157,171       0    24-May-2013    24-May-2013
  000274052   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     190       352,400    24-May-2013    24-May-2013

 

  CITIC SECURITIES CO LTD
  Security   Y1639N117   Meeting Type   Annual General Meeting
  Ticker Symbol     Meeting Date   20-Jun-2013
  ISIN   CNE1000016V2   Agenda   704458694 - Management
  Record Date   20-May-2013   Holding Recon Date   20-May-2013
  City / Country   BEIJING / China   Vote Deadline Date   14-Jun-2013
  SEDOL(s)     Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  CMMT   PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEH K/2013/0425/LTN20130425569.pdf,- http://www.hkexnews.hk/listedco/listconews/SEH K/2013/0425/LTN20130425543.pdf-AND http://www.hkexnews.hk/listedco/listconews/sehk/ 2013/0603/LTN201306031202.-pdf   Non-Voting      
  1   To consider and approve the 2012 Work Report of the Board   Management   For   For  
  2   To consider and approve the 2012 Work Report of the Supervisory Committee   Management   For   For  
  3   To consider and approve the 2012 Annual Report of the Company   Management   For   For  
  4   To consider and approve the 2012 Profit Distribution Plan of the Company   Management   For   For  
  5   To consider and approve the resolution on the re- appointments of Ernst & Young Hua Ming LLP and Ernst & Young as external auditors of the Company for 2013   Management   For   For  
  6   To consider and approve the resolution on the estimated investment amount for the proprietary business of the Company for 2013   Management   For   For  
  7.1   To consider and approve the resolution on the potential related/connected party transactions between the Company and its subsidiaries and CITIC Group Corporation and its related/connected parties   Management   For   For  
  7.2   To consider and approve the resolution on the potential related party transactions between the Company and its subsidiaries and China Asset Management Co., Ltd   Management   For   For  
  7.3   To consider and approve the resolution on the potential related party transactions between the Company and its subsidiaries and CITIC Private Equity Funds Management Co., Ltd   Management   For   For  
  8   To consider and approve the resolution on the total remuneration of Directors and Supervisors for 2012   Management   For   For  
  9   To consider and approve the resolution on the General Mandate to issue additional A Shares and H Shares   Management   For   For  
  10   To consider and approve the resolution on the application for the expansion of the business scope to engage in the mutual fund management business by the Company   Management   For   For  
  11   To consider and approve the resolution on the amendments to the Articles of Association   Management   For   For  
  CMMT   PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ADDITIONAL LINK. IF YOU-HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS Y-OU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.   Non-Voting      


    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote
Date
   Date
Confirmed
  260203   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     915,445       0    30-Apr-2013    17-Jun-2013
  260227   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     215,184       0    30-Apr-2013    17-Jun-2013
  260282   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     338,381       0    30-Apr-2013    17-Jun-2013

 

  WEATHERFORD INTERNATIONAL LTD
  Security   H27013103   Meeting Type   Annual
  Ticker Symbol   WFT   Meeting Date   20-Jun-2013
  ISIN   CH0038838394   Agenda   933820753—Management
  Record Date   19-Apr-2013   Holding Recon Date   19-Apr-2013
  City / Country   / United States   Vote Deadline Date   19-Jun-2013
  SEDOL(s)     Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  1.   APPROVE THE 2012 ANNUAL REPORT, THE CONSOLIDATED FINANCIAL STATEMENTS FOR FISCAL YEAR 2012 AND THE STATUTORY FINANCIAL STATEMENTS OF WEATHERFORD INTERNATIONAL LTD. FOR FISCAL YEAR 2012.   Management   For   For  
  2.   DISCHARGE THE BOARD OF DIRECTORS AND EXECUTIVE OFFICERS FROM LIABILITY UNDER SWISS LAW FOR THE YEAR ENDED DECEMBER 31, 2012.   Management   For   For  
  3A.   ELECTION OF DIRECTOR: BERNARD J. DUROC-DANNER   Management   For   For  
  3B.   ELECTION OF DIRECTOR: NICHOLAS F. BRADY   Management   For   For  
  3C.   ELECTION OF DIRECTOR: DAVID J. BUTTERS   Management   For   For  
  3D.   ELECTION OF DIRECTOR: JOHN D. GASS   Management   For   For  
  3E.   ELECTION OF DIRECTOR: FRANCIS S. KALMAN   Management   For   For  
  3F.   ELECTION OF DIRECTOR: WILLIAM E. MACAULAY   Management   For   For  
  3G.   ELECTION OF DIRECTOR: ROBERT K. MOSES, JR.   Management   For   For  
  3H.   ELECTION OF DIRECTOR: GUILLERMO ORTIZ   Management   For   For  
  3I.   ELECTION OF DIRECTOR: EMYR JONES PARRY   Management   For   For  
  3J.   ELECTION OF DIRECTOR: ROBERT A. RAYNE   Management   For   For  
  4.   RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM AND ELECT KPMG AG AS OUR SWISS STATUTORY AUDITOR.   Management   For   For  
  5.   APPROVE AMENDMENTS TO WEATHERFORD’S ARTICLES OF ASSOCIATION TO AUTHORIZE ISSUABLE AUTHORIZED SHARE CAPITAL IN AN AMOUNT EQUAL TO 18.22% OF CURRENT STATED CAPITAL AND GRANT AN AUTHORIZATION OF THE BOARD OF DIRECTORS TO ISSUE SHARES FROM AUTHORIZED SHARE CAPITAL FOR THE PERIOD FROM JUNE 20, 2013 TO JUNE 20, 2015.   Management   For   For  
  6.   ADOPT AN ADVISORY RESOLUTION APPROVING THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS.   Management   For   For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote Date    Date
Confirmed
  000260203   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     11,076       0    09-May-2013    09-May-2013
  000274050   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     4,143       135,000    09-May-2013    09-May-2013
  000274051   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     5,211       235,000    09-May-2013    09-May-2013
  000274052   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     4,114       621,000    09-May-2013    09-May-2013

 

  WEATHERFORD INTERNATIONAL LTD
  Security   H27013103   Meeting Type   Annual
  Ticker Symbol   WFT   Meeting Date   20-Jun-2013
  ISIN   CH0038838394   Agenda   933844575—Management
  Record Date   30-May-2013   Holding Recon Date   30-May-2013
  City / Country                       / United States   Vote Deadline Date   19-Jun-2013
  SEDOL(s)     Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  1.   APPROVE THE 2012 ANNUAL REPORT, THE CONSOLIDATED FINANCIAL STATEMENTS FOR FISCAL YEAR 2012 AND THE STATUTORY FINANCIAL STATEMENTS OF WEATHERFORD INTERNATIONAL LTD. FOR FISCAL YEAR 2012.   Management   For   For  
  2.   DISCHARGE THE BOARD OF DIRECTORS AND EXECUTIVE OFFICERS FROM LIABILITY UNDER SWISS LAW FOR THE YEAR ENDED DECEMBER 31, 2012.   Management   For   For  
  3A.   ELECTION OF DIRECTOR: BERNARD J. DUROC-DANNER   Management   For   For  
  3B.   ELECTION OF DIRECTOR: NICHOLAS F. BRADY   Management   For   For  
  3C.   ELECTION OF DIRECTOR: DAVID J. BUTTERS   Management   For   For  
  3D.   ELECTION OF DIRECTOR: JOHN D. GASS   Management   For   For  
  3E.   ELECTION OF DIRECTOR: FRANCIS S. KALMAN   Management   For   For  
  3F.   ELECTION OF DIRECTOR: WILLIAM E. MACAULAY   Management   For   For  
  3G.   ELECTION OF DIRECTOR: ROBERT K. MOSES, JR.   Management   For   For  
  3H.   ELECTION OF DIRECTOR: GUILLERMO ORTIZ   Management   For   For  
  3I.   ELECTION OF DIRECTOR: EMYR JONES PARRY   Management   For   For  
  3J.   ELECTION OF DIRECTOR: ROBERT A. RAYNE   Management   For   For  
  4.   RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM AND ELECT KPMG AG AS OUR SWISS STATUTORY AUDITOR.   Management   For   For  
  5.   APPROVE AMENDMENTS TO WEATHERFORD’S ARTICLES OF ASSOCIATION TO AUTHORIZE ISSUABLE AUTHORIZED SHARE CAPITAL IN AN AMOUNT EQUAL TO 18.22% OF CURRENT STATED CAPITAL AND GRANT AN AUTHORIZATION OF THE BOARD OF DIRECTORS TO ISSUE SHARES FROM AUTHORIZED SHARE CAPITAL FOR THE PERIOD FROM JUNE 20, 2013 TO JUNE 20, 2015.   Management   For   For  
  6.   ADOPT AN ADVISORY RESOLUTION APPROVING THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS.   Management   For   For  


    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote
Date
   Date
Confirmed
  000274050   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     4,143       135,000    08-Jun-2013    08-Jun-2013
  000274051   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     5,211       235,000    08-Jun-2013    08-Jun-2013
  000274052   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     8,324       581,000    08-Jun-2013    08-Jun-2013

 

  INTEROIL CORPORATION      
  Security   460951106   Meeting Type   Annual and Special Meeting
  Ticker Symbol   IOC   Meeting Date   24-Jun-2013
  ISIN   CA4609511064   Agenda   933834269 - Management
  Record Date   14-May-2013   Holding Recon Date   14-May-2013
  City / Country                       / United States   Vote Deadline Date   19-Jun-2013
  SEDOL(s)     Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  01   DIRECTOR   Management      
   

1      GAYLEN J. BYKER

    For   For  
   

2      SAMUEL L. DELCAMP

    For   For  
   

3      ROGER N. GRUNDY

    For   For  
   

4      WILSON L. KAMIT

    For   For  
   

5      ROGER LEWIS

    For   For  
   

6      PHIL E. MULACEK

    For   For  
   

7      RABBIE L. NAMALIU

    For   For  
   

8      FORD NICHOLSON

    For   For  
  02   THE APPOINTMENT OF PRICEWATERHOUSECOOPERS, CHARTERED ACCOUNTANTS, AS AUDITORS OF INTEROIL AT A REMUNERATION TO BE FIXED BY THE DIRECTORS OF INTEROIL.   Management   For   For  
  03   TO APPROVE AND CONFIRM THE NEW SHAREHOLDER RIGHTS PLAN OF INTEROIL, WHICH PLAN BECAME EFFECTIVE ON MAY 29, 2013 CONCURRENT WITH THE TERMINATION OF THE PREVIOUS SHAREHOLDER RIGHTS PLAN OF INTEROIL INITIALLY ADOPTED IN 2007, AS SET FORTH IN THE INFORMATION CIRCULAR.   Management   For   For  
  04   TO APPROVE AND CONFIRM THE NEW BY- LAWS OF INTEROIL AND TO CONFIRM THE REPEAL OF THE PREVIOUS BY-LAWS OF INTEROIL, AS SET FORTH IN THE INFORMATION CIRCULAR.   Management   For   For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote Date    Date
Confirmed
  000274050   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     1,519       19,500    29-May-2013    29-May-2013
  000274051   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     784       33,500    29-May-2013    29-May-2013
  000274052   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     1,094       88,500    29-May-2013    29-May-2013

 

  MIZUHO FINANCIAL GROUP,INC.      
  Security   J4599L102   Meeting Type   Annual General Meeting
  Ticker Symbol     Meeting Date   25-Jun-2013
  ISIN   JP3885780001   Agenda   704573787 - Management
  Record Date   31-Mar-2013   Holding Recon Date   31-Mar-2013
  City / Country   TOKYO / Japan   Vote Deadline Date   17-Jun-2013
  SEDOL(s)   6591014 - 7562213 - B06NR12 - B17CHR1   Quick Code   84110


     Item   Proposal   Type   Vote   For/Against
Management
   
    Please reference meeting materials.   Non-Voting      
  1   Approve Appropriation of Surplus   Management   For   For  
  2   Acquisition of Thirteenth Series Class XIII Preferred Stock   Management   For   For  
  3   Amend Articles to: Approve Revisions Related to the New Capital Adequacy Requirements (Basel III), Decrease Capital Shares to be issued to 52,251,442,000 shs. in accordance with a Reduction to be Caused in the Total Number of each of the Classes of Shares   Management   For   For  
  4.1   Appoint a Director   Management   For   For  
  4.2   Appoint a Director   Management   For   For  
  4.3   Appoint a Director   Management   For   For  
  4.4   Appoint a Director   Management   For   For  
  4.5   Appoint a Director   Management   For   For  
  4.6   Appoint a Director   Management   For   For  
  4.7   Appoint a Director   Management   For   For  
  4.8   Appoint a Director   Management   For   For  
  4.9   Appoint a Director   Management   For   For  
  5   Appoint a Corporate Auditor   Management   For   For  
  6   Shareholder Proposal: Partial amendment to the Articles of Incorporation   Shareholder   Against   For  
  7   Shareholder Proposal: Partial amendment to the Articles of Incorporation (Proposal to provide financing to railway business operators to set up security video cameras inside trains)   Shareholder   Against   For  
  8   Shareholder Proposal: Partial amendment to the Articles of Incorporation (Exercise of voting rights of shares held for strategic reasons)   Shareholder   Against   For  
  9   Shareholder Proposal: Partial amendment to the Articles of Incorporation (Concerning disclosure of policy and results of officer training)   Shareholder   Against   For  
  10   Shareholder Proposal: Partial amendment to the Articles of Incorporation (Resolution of general meeting of shareholders for retained earnings)   Shareholder   Against   For  
  11   Shareholder Proposal: Partial amendment to the Articles of Incorporation (Request to disclose an action seeking revocation of a resolution by a general meeting of shareholders, or any other actions similar thereto, which may be brought against companies in which the group invested or provided financing for)   Shareholder   Against   For  
  12   Shareholder Proposal: Partial amendment to the Articles of Incorporation (Disclosure of compensation paid to each officer)   Shareholder   Against   For  
  13   Shareholder Proposal: Partial amendment to the Articles of Incorporation (Disclosure of an evaluation report at the time of an IPO)   Shareholder   Against   For  
  14   Shareholder Proposal: Partial amendment to the Articles of Incorporation (Holding of seminars for investors)   Shareholder   Against   For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote
Date
   Date
Confirmed
  260203   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     2,001,700       0    03-Jun-2013    03-Jun-2013
  260227   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     473,100       0    03-Jun-2013    03-Jun-2013
  260282   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     861,100       0    03-Jun-2013    03-Jun-2013

 

  GREAT WALL MOTOR CO LTD      
  Security   Y2882P106   Meeting Type   ExtraOrdinary General Meeting
  Ticker Symbol     Meeting Date   26-Jun-2013
  ISIN   CNE100000338   Agenda   704501255 - Management
  Record Date   27-May-2013   Holding Recon Date   27-May-2013
  City / Country   HEBEI / China   Vote Deadline Date   17-Jun-2013
  SEDOL(s)   6718255 - B01XL04 - B1BJQS2   Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  CMMT   PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEH K/2013/0510/LTN20130510418.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEH K/2013/0510/LTN20130510425.pdf   Non-Voting      
  1   To consider and approve the absorption and merger of Baoding Xinchang Auto Parts Company Limited, Baoding Great Wall Botai Electrical Appliance Manufacturing Co., Ltd and Baoding Xincheng Automotive Development Company Limited in accordance with the proposal set out in Appendix I to the circular of the Company dated 10 May 2013, and to authorize the Board to implement and/or give effect to the absorption and merger, to execute all necessary documents and agreements and to do all such things deemed by them to be incidental to, ancillary to or in connection with the absorption and merger, and to approve, ratify and confirm all such actions of the Board in relation to the absorption and merger   Management   For   For  
  2   To consider and approve the adjustment on use of proceeds and the reallocation of remaining proceeds from certain projects to other projects of the Company in accordance with the proposal set out in Appendix II to the circular of the Company dated 10 May 2013   Management   For   For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote Date    Date
Confirmed
  260203   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     846,500       0    11-May-2013    20-Jun-2013
  260227   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     200,000       0    11-May-2013    20-Jun-2013
  260282   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     329,000       0    11-May-2013    20-Jun-2013

 

  DAIWA SECURITIES GROUP INC.      
  Security   J11718111   Meeting Type   Annual General Meeting
  Ticker Symbol     Meeting Date   26-Jun-2013
  ISIN   JP3502200003   Agenda   704561732 - Management
  Record Date   31-Mar-2013   Holding Recon Date   31-Mar-2013
  City / Country   TOKYO / Japan   Vote Deadline Date   18-Jun-2013
  SEDOL(s)   0250797 - 4253145 - 4263467 - 4276830 - 4743088 - 6251448 - B021NV2 - B0K3NN2   Quick Code   86010


     Item   Proposal   Type   Vote   For/Against
Management
   
    Please reference meeting materials.   Non-Voting      
  1.1   Appoint a Director   Management   For   For  
  1.2   Appoint a Director   Management   For   For  
  1.3   Appoint a Director   Management   For   For  
  1.4   Appoint a Director   Management   For   For  
  1.5   Appoint a Director   Management   For   For  
  1.6   Appoint a Director   Management   For   For  
  1.7   Appoint a Director   Management   For   For  
  1.8   Appoint a Director   Management   For   For  
  1.9   Appoint a Director   Management   For   For  
  1.10   Appoint a Director   Management   For   For  
  1.11   Appoint a Director   Management   For   For  
  1.12   Appoint a Director   Management   For   For  
  2   Approve Issuance of Share Acquisition Rights as Stock Options   Management   For   For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote Date    Date
Confirmed
  260203   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     772,000       0    31-May-2013    31-May-2013
  260227   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     183,000       0    31-May-2013    31-May-2013
  260282   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     302,000       0    31-May-2013    31-May-2013

 

  NOMURA HOLDINGS, INC.      
  Security   J59009159   Meeting Type   Annual General Meeting
  Ticker Symbol     Meeting Date   26-Jun-2013
  ISIN   JP3762600009   Agenda   704561807 - Management
  Record Date   31-Mar-2013   Holding Recon Date   31-Mar-2013
  City / Country   TOKYO / Japan   Vote Deadline Date   18-Jun-2013
  SEDOL(s)   4601045 - 4644879 - 6643108 - 6650487 - B02JR69 - B0CRGP5 - B17H033   Quick Code   86040

 

     Item   Proposal   Type   Vote   For/Against
Management
   
    Please reference meeting materials.   Non-Voting      
  1.1   Appoint a Director   Management   For   For  
  1.2   Appoint a Director   Management   For   For  
  1.3   Appoint a Director   Management   For   For  
  1.4   Appoint a Director   Management   For   For  
  1.5   Appoint a Director   Management   For   For  
  1.6   Appoint a Director   Management   For   For  
  1.7   Appoint a Director   Management   For   For  
  1.8   Appoint a Director   Management   For   For  
  1.9   Appoint a Director   Management   For   For  
  1.10   Appoint a Director   Management   For   For  
  1.11   Appoint a Director   Management   For   For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote Date    Date
Confirmed
  260203   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     907,100       0    31-May-2013    31-May-2013
  260227   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     214,400       0    31-May-2013    31-May-2013
  260282   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     372,800       0    31-May-2013    31-May-2013

 

  IHI CORPORATION      
  Security   J2398N105   Meeting Type   Annual General Meeting
  Ticker Symbol     Meeting Date   27-Jun-2013
  ISIN   JP3134800006   Agenda   704578434 - Management
  Record Date   31-Mar-2013   Holding Recon Date   31-Mar-2013
  City / Country   TOKYO / Japan   Vote Deadline Date   19-Jun-2013
  SEDOL(s)   5754313 - 6466985 - B170KB0 - B3BHQH9   Quick Code   70130


     Item   Proposal   Type   Vote   For/Against
Management
   
    Please reference meeting materials.   Non-Voting      
  1   Approve Appropriation of Surplus   Management   For   For  
  2.1   Appoint a Director   Management   For   For  
  2.2   Appoint a Director   Management   For   For  
  2.3   Appoint a Director   Management   For   For  
  2.4   Appoint a Director   Management   For   For  
  2.5   Appoint a Director   Management   For   For  
  2.6   Appoint a Director   Management   For   For  
  2.7   Appoint a Director   Management   For   For  
  2.8   Appoint a Director   Management   For   For  
  2.9   Appoint a Director   Management   For   For  
  2.10   Appoint a Director   Management   For   For  
  2.11   Appoint a Director   Management   For   For  
  2.12   Appoint a Director   Management   For   For  
  2.13   Appoint a Director   Management   For   For  
  2.14   Appoint a Director   Management   For   For  
  2.15   Appoint a Director   Management   For   For  
  3.1   Appoint a Corporate Auditor   Management   For   For  
  3.2   Appoint a Corporate Auditor   Management   For   For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote
Date
   Date
Confirmed
  260282   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     285,251       0    05-Jun-2013    05-Jun-2013

 

  SUMITOMO MITSUI FINANCIAL GROUP,INC.
  Security   J7771X109   Meeting Type   Annual General Meeting
  Ticker Symbol     Meeting Date   27-Jun-2013
  ISIN   JP3890350006   Agenda   704595808 - Management
  Record Date   31-Mar-2013   Holding Recon Date   31-Mar-2013
  City / Country   TOKYO / Japan   Vote Deadline Date   19-Jun-2013
  SEDOL(s)   3250095 - 6563024 - B02LM26 - B0R2R41 - B17MVZ7   Quick Code   83160

 

     Item   Proposal   Type   Vote   For/Against
Management
   
    PLEASE NOTE THAT THIS IS THE 11th ANNUAL GENERAL SHAREHOLDERS MEETING AND THE-CLASS SHAREHOLDERS MEETING OF SHAREHOLDERS OF ORDINARY SHARES (PLEASE REFER TO-THE ATTACHED PDF FILES.)   Non-Voting      
  1   Approve Appropriation of Surplus   Management   For   For  
  2   Amend Articles to: Approve Revisions Related to the New Capital Adequacy Requirements (Basel III), Decrease Capital Shares to be issued to 3,000,564,000 shs. in accordance with a Reduction to be Caused in the Total Number of each of the Classes of Shares, Eliminate Articles Related to Type 6 Preferred Stocks(PLEASE NOTE THAT THIS IS THE CONCURRENT AGENDA ITEM FOR THE CLASS SHAREHOLDERS MEETING OF SHAREHOLDERS OF ORDINARY SHARES.)   Management   For   For  
  3.1   Appoint a Director   Management   For   For  
  3.2   Appoint a Director   Management   For   For  
  3.3   Appoint a Director   Management   For   For  
  3.4   Appoint a Director   Management   For   For  
  3.5   Appoint a Director   Management   For   For  
  3.6   Appoint a Director   Management   For   For  
  3.7   Appoint a Director   Management   For   For  
  3.8   Appoint a Director   Management   For   For  
  3.9   Appoint a Director   Management   For   For  
  4.1   Appoint a Corporate Auditor   Management   For   For  
  4.2   Appoint a Corporate Auditor   Management   For   For  
  4.3   Appoint a Corporate Auditor   Management   For   For  
  5   Appoint a Substitute Corporate Auditor   Management   For   For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote
Date
   Date
Confirmed
  260203   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     124,900       0    10-Jun-2013    10-Jun-2013
  260227   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     29,500       0    10-Jun-2013    10-Jun-2013
  260282   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     52,500       0    10-Jun-2013    10-Jun-2013


  MITSUBISHI UFJ FINANCIAL GROUP,INC.
  Security   J44497105   Meeting Type   Annual General Meeting
  Ticker Symbol     Meeting Date   27-Jun-2013
  ISIN   JP3902900004   Agenda   704595810 - Management
  Record Date   31-Mar-2013   Holding Recon Date   31-Mar-2013
  City / Country   TOKYO / Japan   Vote Deadline Date   19-Jun-2013
  SEDOL(s)   3198902 - 6335171 - B02JD72 - B0P9948   Quick Code   83060

 

     Item   Proposal   Type   Vote   For/Against
Management
   
    PLEASE NOTE THAT THIS IS THE 8th ANNUAL GENERAL SHAREHOLDERS MEETING AND THE C-LASS SHAREHOLDERS MEETING OF SHAREHOLDERS OF ORDINARY SHARES (PLEASE REFER TO-THE ATTACHED PDF FILES.)   Non-Voting      
  1   Approve Appropriation of Surplus   Management   For   For  
  2   Amend Articles to: Approve Revisions Related to the New Capital Adequacy Requirements (Basel III), Decrease Capital Shares to be issued to 33,800,001,000 shs. in accordance with a Reduction to be Caused in the Total Number of each of the Classes of Shares, Eliminate Articles Related to Class 3 Preferred Shares, Establish a Record Date with Respect to General Meetings of Holders of Class Shares (PLEASE NOTE THAT THIS IS THE CONCURRENT AGENDA ITEM FOR THE CLASS SHAREHOLDERS MEETING OF SHAREHOLDERS OF ORDINARY SHARES.)   Management   For   For  
  3.1   Appoint a Director   Management   For   For  
  3.2   Appoint a Director   Management   For   For  
  3.3   Appoint a Director   Management   For   For  
  3.4   Appoint a Director   Management   For   For  
  3.5   Appoint a Director   Management   For   For  
  3.6   Appoint a Director   Management   For   For  
  3.7   Appoint a Director   Management   For   For  
  3.8   Appoint a Director   Management   For   For  
  3.9   Appoint a Director   Management   For   For  
  3.10   Appoint a Director   Management   For   For  
  3.11   Appoint a Director   Management   For   For  
  3.12   Appoint a Director   Management   For   For  
  3.13   Appoint a Director   Management   For   For  
  3.14   Appoint a Director   Management   For   For  
  3.15   Appoint a Director   Management   For   For  
  4.1   Appoint a Corporate Auditor   Management   For   For  
  4.2   Appoint a Corporate Auditor   Management   For   For  
  4.3   Appoint a Corporate Auditor   Management   For   For  
  4.4   Appoint a Corporate Auditor   Management   For   For  
  5   Abolition of Stock Option Remuneration, etc. for Outside Directors and Corporate Auditors, and Revision of the Amount and Details of Stock Option Remuneration, etc. for Directors and the Amount of Annual Remuneration for Directors and Corporate Auditors in connection with such Abolition   Management   For   For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote
Date
   Date
Confirmed
  260203   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     637,500       0    10-Jun-2013    10-Jun-2013
  260227   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     150,600       0    10-Jun-2013    10-Jun-2013
  260282   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     276,500       0    10-Jun-2013    10-Jun-2013

 

  MEDIVATION, INC.      
  Security   58501N101   Meeting Type   Annual
  Ticker Symbol   MDVN   Meeting Date   28-Jun-2013
  ISIN   US58501N1019   Agenda   933822214 - Management
  Record Date   29-Apr-2013   Holding Recon Date   29-Apr-2013
  City / Country                       / United States   Vote Deadline Date   27-Jun-2013
  SEDOL(s)     Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  1.   DIRECTOR   Management      
   

1      DANIEL D. ADAMS

    For   For  
   

2      KIM D. BLICKENSTAFF

    For   For  
   

3      KATHRYN E. FALBERG

    For   For  
   

4      DAWN GRAHAM

    For   For  
   

5      DAVID T. HUNG, M.D.

    For   For  
   

6      W. ANTHONY VERNON

    For   For  
   

7      WENDY L. YARNO

    For   For  
  2.   TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF PRICEWATERHOUSECOOPERS LLP AS MEDIVATION’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013.   Management   For   For  
  3.   TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF MEDIVATION’S NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN THE PROXY STATEMENT.   Management   For   For  
  4.   TO APPROVE THE MEDIVATION, INC. 2013 EMPLOYEE STOCK PURCHASE PLAN.   Management   For   For  
  5.   TO APPROVE THE MEDIVATION, INC. AMENDED AND RESTATED 2004 EQUITY INCENTIVE AWARD PLAN.   Management   For   For  
  6.   TO APPROVE THE MEDIVATION, INC. 2013 CASH PERFORMANCE INCENTIVE PLAN.   Management   For   For  


    Account
Number
  Account Name  

Internal
Account

  Custodian  

Ballot
Shares

    

Unavailable
Shares

  

Vote Date

   Date
Confirmed
  000274050   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     18,600       0    10-May-2013    10-May-2013
  000274051   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     34,200       0    10-May-2013    10-May-2013
  000274052   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     78,300       0    10-May-2013    10-May-2013

 

  ORIENT-EXPRESS HOTELS LTD.
  Security   G67743107   Meeting Type   Annual
  Ticker Symbol   OEH   Meeting Date   28-Jun-2013
  ISIN   BMG677431071   Agenda   933824383—Management
  Record Date   03-May-2013   Holding Recon Date   03-May-2013
  City / Country                       / United States   Vote Deadline Date   27-Jun-2013
  SEDOL(s)     Quick Code  

 

     Item   Proposal   Type   Vote   For/Against
Management
   
  1.   DIRECTOR   Management      
   

1      HARSHA V. AGADI

    For   For  
   

2      JOHN D. CAMPBELL

    For   For  
   

3      ROLAND A. HERNANDEZ

    For   For  
   

4      MITCHELL C. HOCHBERG

    For   For  
   

5      RUTH A. KENNEDY

    For   For  
   

6      PRUDENCE M. LEITH

    For   For  
   

7      GEORG R. RAFAEL

    For   For  
   

8      JOHN M. SCOTT III

    For   For  
  2.   APPOINTMENT OF DELOITTE LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AND AUTHORIZATION OF THE AUDIT COMMITTEE TO FIX ACCOUNTING FIRM’S REMUNERATION.   Management   For   For  

 

    Account
Number
  Account Name   Internal
Account
  Custodian   Ballot
Shares
     Unavailable
Shares
   Vote Date    Date
Confirmed
  000260203   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     17,926       0    14-May-2013    14-May-2013
  000260282   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     9,426       0    14-May-2013    14-May-2013
  000274050   CLOUGH GLOBAL ALLOCATION FUND   GLV   BNY MELLON     53,406       0    14-May-2013    14-May-2013
  000274051   CLOUGH GLOBAL EQUITY FUND   GLQ   BNY MELLON     110,111       0    14-May-2013    14-May-2013
  000274052   CLOUGH GLOBAL OPPORTUNITIES FUND   GLO   BNY MELLON     209,088       0    14-May-2013    14-May-2013


SIGNATURE

Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

Clough Global Equity Fund
By:   

/s/ Edmund J. Burke

   Edmund J. Burke
   President
Date:    August 27, 2013

 

-3-