FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-21471
Nuveen Tax-Advantaged Total Return Strategy Fund
(Exact name of registrant as specified in charter)
333 West Wacker Drive, Chicago, Illinois 60606
(Address of principal executive offices) (Zip Code)
Gifford R. Zimmerman – Chief Administrative Officer
(Name and address of agent for service)
Registrant’s telephone number, including area code: 312-917-7700
Date of fiscal year-end: December 31
Date of reporting period: June 30, 2013
Item 1. Proxy Voting Record
Nuveen Tax-Advantaged Total Return Strategy Fund
| Company Name |
Ticker |
Security ID |
Country |
Meeting |
Meeting |
Proponent |
Proposal |
Management |
Vote | |||||||||
| MGM Holdings Inc. |
55303C101 | USA | 14-Dec-12 | Annual | Management | Elect Director Gary Barber | For | For | ||||||||||
| MGM Holdings Inc. |
55303C101 | USA | 14-Dec-12 | Annual | Management | Elect Director James Dondero | For | For | ||||||||||
| MGM Holdings Inc. |
55303C101 | USA | 14-Dec-12 | Annual | Management | Elect Director Jason D. Hirschhorn | For | For | ||||||||||
| MGM Holdings Inc. |
55303C101 | USA | 14-Dec-12 | Annual | Management | Elect Director Peter Liguori | For | For | ||||||||||
| MGM Holdings Inc. |
55303C101 | USA | 14-Dec-12 | Annual | Management | Elect Director Ann Mather | For | For | ||||||||||
| MGM Holdings Inc. |
55303C101 | USA | 14-Dec-12 | Annual | Management | Elect Director Fredric G. Reynolds | For | For | ||||||||||
| MGM Holdings Inc. |
55303C101 | USA | 14-Dec-12 | Annual | Management | Elect Director Kevin Ulrich | For | For |
Nuveen Tax Advantaged Total Return Strategy Fund
| Company Name |
Ticker |
Security ID |
Country |
Meeting Date |
Meeting |
Proponent |
Proposal |
Management |
Vote | |||||||||
| Vodafone Group plc |
VOD | 92857W209 | United Kingdom | 24-Jul-12 | Annual | Management | Accept Financial Statements and Statutory Reports | For | For | |||||||||
| Vodafone Group plc |
VOD | 92857W209 | United Kingdom | 24-Jul-12 | Annual | Management | Re-elect Gerard Kleisterlee as Director | For | For | |||||||||
| Vodafone Group plc |
VOD | 92857W209 | United Kingdom | 24-Jul-12 | Annual | Management | Re-elect Vittorio Colao as Director | For | For | |||||||||
| Vodafone Group plc |
VOD | 92857W209 | United Kingdom | 24-Jul-12 | Annual | Management | Re-elect Andy Halford as Director | For | For | |||||||||
| Vodafone Group plc |
VOD | 92857W209 | United Kingdom | 24-Jul-12 | Annual | Management | Re-elect Stephen Pusey as Director | For | For | |||||||||
| Vodafone Group plc |
VOD | 92857W209 | United Kingdom | 24-Jul-12 | Annual | Management | Re-elect Renee James as Director | For | For | |||||||||
| Vodafone Group plc |
VOD | 92857W209 | United Kingdom | 24-Jul-12 | Annual | Management | Re-elect Alan Jebson as Director | For | For | |||||||||
| Vodafone Group plc |
VOD | 92857W209 | United Kingdom | 24-Jul-12 | Annual | Management | Re-elect Samuel Jonah as Director | For | For | |||||||||
| Vodafone Group plc |
VOD | 92857W209 | United Kingdom | 24-Jul-12 | Annual | Management | Re-elect Nick Land as Director | For | For | |||||||||
| Vodafone Group plc |
VOD | 92857W209 | United Kingdom | 24-Jul-12 | Annual | Management | Re-elect Anne Lauvergeon as Director | For | For | |||||||||
| Vodafone Group plc |
VOD | 92857W209 | United Kingdom | 24-Jul-12 | Annual | Management | Re-elect Luc Vandevelde as Director | For | For | |||||||||
| Vodafone Group plc |
VOD | 92857W209 | United Kingdom | 24-Jul-12 | Annual | Management | Re-elect Anthony Watson as Director | For | For | |||||||||
| Vodafone Group plc |
VOD | 92857W209 | United Kingdom | 24-Jul-12 | Annual | Management | Re-elect Philip Yea as Director | For | For | |||||||||
| Vodafone Group plc |
VOD | 92857W209 | United Kingdom | 24-Jul-12 | Annual | Management | Approve Final Dividend | For | For | |||||||||
| Vodafone Group plc |
VOD | 92857W209 | United Kingdom | 24-Jul-12 | Annual | Management | Approve Remuneration Report | For | For | |||||||||
| Vodafone Group plc |
VOD | 92857W209 | United Kingdom | 24-Jul-12 | Annual | Management | Reappoint Deloitte LLP as Auditors | For | For | |||||||||
| Vodafone Group plc |
VOD | 92857W209 | United Kingdom | 24-Jul-12 | Annual | Management | Authorise the Audit and Risk Committee to Fix Remuneration of Auditors | For | For | |||||||||
| Vodafone Group plc |
VOD | 92857W209 | United Kingdom | 24-Jul-12 | Annual | Management | Authorise Issue of Equity with Pre-emptive Rights | For | For | |||||||||
| Vodafone Group plc |
VOD | 92857W209 | United Kingdom | 24-Jul-12 | Annual | Management | Authorise Issue of Equity without Pre-emptive Rights | For | For | |||||||||
| Vodafone Group plc |
VOD | 92857W209 | United Kingdom | 24-Jul-12 | Annual | Management | Authorise Market Purchase of Ordinary Shares | For | For | |||||||||
| Vodafone Group plc |
VOD | 92857W209 | United Kingdom | 24-Jul-12 | Annual | Management | Authorise EU Political Donations and Expenditure | For | For | |||||||||
| Vodafone Group plc |
VOD | 92857W209 | United Kingdom | 24-Jul-12 | Annual | Management | Authorise the Company to Call EGM with Two Weeks’ Notice | For | For | |||||||||
| CA, Inc. |
CA | 12673P105 | USA | 01-Aug-12 | Annual | Management | Elect Director Jens Alder | For | For | |||||||||
| CA, Inc. |
CA | 12673P105 | USA | 01-Aug-12 | Annual | Management | Elect Director Raymond J. Bromark | For | For | |||||||||
| CA, Inc. |
CA | 12673P105 | USA | 01-Aug-12 | Annual | Management | Elect Director Gary J. Fernandes | For | For | |||||||||
| CA, Inc. |
CA | 12673P105 | USA | 01-Aug-12 | Annual | Management | Elect Director Rohit Kapoor | For | For | |||||||||
| CA, Inc. |
CA | 12673P105 | USA | 01-Aug-12 | Annual | Management | Elect Director Kay Koplovitz | For | For | |||||||||
| CA, Inc. |
CA | 12673P105 | USA | 01-Aug-12 | Annual | Management | Elect Director Christopher B. Lofgren | For | For | |||||||||
| CA, Inc. |
CA | 12673P105 | USA | 01-Aug-12 | Annual | Management | Elect Director William E. McCracken | For | For | |||||||||
| CA, Inc. |
CA | 12673P105 | USA | 01-Aug-12 | Annual | Management | Elect Director Richard Sulpizio | For | For | |||||||||
| CA, Inc. |
CA | 12673P105 | USA | 01-Aug-12 | Annual | Management | Elect Director Laura S. Unger | For | For | |||||||||
| CA, Inc. |
CA | 12673P105 | USA | 01-Aug-12 | Annual | Management | Elect Director Arthur F. Weinbach | For | For | |||||||||
| CA, Inc. |
CA | 12673P105 | USA | 01-Aug-12 | Annual | Management | Elect Director Renato (Ron) Zambonini | For | For | |||||||||
| CA, Inc. |
CA | 12673P105 | USA | 01-Aug-12 | Annual | Management | Ratify Auditors | For | For | |||||||||
| CA, Inc. |
CA | 12673P105 | USA | 01-Aug-12 | Annual | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | |||||||||
| CA, Inc. |
CA | 12673P105 | USA | 01-Aug-12 | Annual | Management | Approve Outside Director Stock Awards in Lieu of Cash | For | For | |||||||||
| Teva Pharmaceutical Industries Ltd. |
TEVA | 881624209 | Israel | 12-Sep-12 | Annual | Management | Distribute Cash Dividends for the Year Ended Dec. 31, 2011, Paid In Four Installments in an Aggregate Amount of NIS 3.40 Per Ordinary Share | For | For | |||||||||
| Teva Pharmaceutical Industries Ltd. |
TEVA | 881624209 | Israel | 12-Sep-12 | Annual | Management | Reelect Phillip Frost as Director | For | For | |||||||||
| Teva Pharmaceutical Industries Ltd. |
TEVA | 881624209 | Israel | 12-Sep-12 | Annual | Management | Reelect Roger Abravanel as Director | For | For | |||||||||
| Teva Pharmaceutical Industries Ltd. |
TEVA | 881624209 | Israel | 12-Sep-12 | Annual | Management | Elect Galia Maor as Director | For | For | |||||||||
| Teva Pharmaceutical Industries Ltd. |
TEVA | 881624209 | Israel | 12-Sep-12 | Annual | Management | Reelect Richard A. Lerner as Director | For | For | |||||||||
| Teva Pharmaceutical Industries Ltd. |
TEVA | 881624209 | Israel | 12-Sep-12 | Annual | Management | Reelect Erez Vigodman as Director | For | For | |||||||||
| Teva Pharmaceutical Industries Ltd. |
TEVA | 881624209 | Israel | 12-Sep-12 | Annual | Management | Approve Payment to Each of the Company Directors, Other Than the Chairman and Vice Chairman, of an Annual Fee Plus a Per Meeting Fee | For | For | |||||||||
| Teva Pharmaceutical Industries Ltd. |
TEVA | 881624209 | Israel | 12-Sep-12 | Annual | Management | Approve Annual Fee and Reimbursement of Expenses of Chairman | For | For | |||||||||
| Teva Pharmaceutical Industries Ltd. |
TEVA | 881624209 | Israel | 12-Sep-12 | Annual | Management | Approve Annual Fee and Reimbursement of Expenses of Vice Chairman | For | For | |||||||||
| Teva Pharmaceutical Industries Ltd. |
TEVA | 881624209 | Israel | 12-Sep-12 | Annual | Management | Approve Certain Amendments to Articles of Association | For | For | |||||||||
| Teva Pharmaceutical Industries Ltd. |
TEVA | 881624209 | Israel | 12-Sep-12 | Annual | Management | Approve Indemnification and Release Agreements for Directors of the Company | For | For | |||||||||
| Teva Pharmaceutical Industries Ltd. |
TEVA | 881624209 | Israel | 12-Sep-12 | Annual | Management | Reappoint Kesselman & Kesselman as Independent Registered Public Accounting Firm of the Company and Authorize Board To Determine Its Compensation | For | For | |||||||||
| The Mosaic Company |
MOS | 61945C103 | USA | 04-Oct-12 | Annual | Management | Elect Director Phyllis E. Cochran | For | For | |||||||||
| The Mosaic Company |
MOS | 61945C103 | USA | 04-Oct-12 | Annual | Management | Elect Director Gregory L. Ebel | For | For | |||||||||
| The Mosaic Company |
MOS | 61945C103 | USA | 04-Oct-12 | Annual | Management | Elect Director Robert L. Lumpkins | For | For | |||||||||
| The Mosaic Company |
MOS | 61945C103 | USA | 04-Oct-12 | Annual | Management | Elect Director William T. Monahan | For | For | |||||||||
| The Mosaic Company |
MOS | 61945C103 | USA | 04-Oct-12 | Annual | Management | Elect Director Harold H. Mackay | For | For | |||||||||
| The Mosaic Company |
MOS | 61945C103 | USA | 04-Oct-12 | Annual | Management | Ratify Auditors | For | For | |||||||||
| The Mosaic Company |
MOS | 61945C103 | USA | 04-Oct-12 | Annual | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | |||||||||
| Cisco Systems, Inc. |
CSCO | 17275R102 | USA | 15-Nov-12 | Annual | Share Holder | Require Independent Board Chairman | Against | Against | |||||||||
| Cisco Systems, Inc. |
CSCO | 17275R102 | USA | 15-Nov-12 | Annual | Share Holder | Report on Eliminating Conflict Minerals from Supply Chain | Against | Against | |||||||||
| Cisco Systems, Inc. |
CSCO | 17275R102 | USA | 15-Nov-12 | Annual | Management | Elect Director Carol A. Bartz | For | For | |||||||||
| Cisco Systems, Inc. |
CSCO | 17275R102 | USA | 15-Nov-12 | Annual | Management | Elect Director Marc Benioff | For | For | |||||||||
| Cisco Systems, Inc. |
CSCO | 17275R102 | USA | 15-Nov-12 | Annual | Management | Elect Director M. Michele Burns | For | For | |||||||||
| Cisco Systems, Inc. |
CSCO | 17275R102 | USA | 15-Nov-12 | Annual | Management | Elect Director Michael D. Capellas | For | For | |||||||||
| Cisco Systems, Inc. |
CSCO | 17275R102 | USA | 15-Nov-12 | Annual | Management | Elect Director Larry R. Carter | For | For | |||||||||
| Cisco Systems, Inc. |
CSCO | 17275R102 | USA | 15-Nov-12 | Annual | Management | Elect Director John T. Chambers | For | For | |||||||||
| Cisco Systems, Inc. |
CSCO | 17275R102 | USA | 15-Nov-12 | Annual | Management | Elect Director Brian L. Halla | For | For | |||||||||
| Cisco Systems, Inc. |
CSCO | 17275R102 | USA | 15-Nov-12 | Annual | Management | Elect Director John L. Hennessy | For | For | |||||||||
| Cisco Systems, Inc. |
CSCO | 17275R102 | USA | 15-Nov-12 | Annual | Management | Elect Director Kristina M. Johnson | For | For | |||||||||
| Cisco Systems, Inc. |
CSCO | 17275R102 | USA | 15-Nov-12 | Annual | Management | Elect Director Richard M. Kovacevich | For | For | |||||||||
| Cisco Systems, Inc. |
CSCO | 17275R102 | USA | 15-Nov-12 | Annual | Management | Elect Director Roderick C. McGeary | For | For | |||||||||
| Cisco Systems, Inc. |
CSCO | 17275R102 | USA | 15-Nov-12 | Annual | Management | Elect Director Arun Sarin | For | For | |||||||||
| Cisco Systems, Inc. |
CSCO | 17275R102 | USA | 15-Nov-12 | Annual | Management | Elect Director Steven M. West | For | For | |||||||||
| Cisco Systems, Inc. |
CSCO | 17275R102 | USA | 15-Nov-12 | Annual | Management | Amend Executive Incentive Bonus Plan | For | For | |||||||||
| Cisco Systems, Inc. |
CSCO | 17275R102 | USA | 15-Nov-12 | Annual | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | |||||||||
| Cisco Systems, Inc. |
CSCO | 17275R102 | USA | 15-Nov-12 | Annual | Management | Ratify Auditors | For | For | |||||||||
| Microsoft Corporation |
MSFT | 594918104 | USA | 28-Nov-12 | Annual | Share Holder | Provide for Cumulative Voting | Against | For | |||||||||
| Microsoft Corporation |
MSFT | 594918104 | USA | 28-Nov-12 | Annual | Management | Elect Director Steven A. Ballmer | For | For | |||||||||
| Microsoft Corporation |
MSFT | 594918104 | USA | 28-Nov-12 | Annual | Management | Elect Director Dina Dublon | For | For | |||||||||
| Microsoft Corporation |
MSFT | 594918104 | USA | 28-Nov-12 | Annual | Management | Elect Director William H. Gates, III | For | For | |||||||||
| Microsoft Corporation |
MSFT | 594918104 | USA | 28-Nov-12 | Annual | Management | Elect Director Maria M. Klawe | For | For | |||||||||
| Microsoft Corporation |
MSFT | 594918104 | USA | 28-Nov-12 | Annual | Management | Elect Director Stephen J. Luczo | For | For | |||||||||
| Microsoft Corporation |
MSFT | 594918104 | USA | 28-Nov-12 | Annual | Management | Elect Director David F. Marquardt | For | For | |||||||||
| Microsoft Corporation |
MSFT | 594918104 | USA | 28-Nov-12 | Annual | Management | Elect Director Charles H. Noski | For | For | |||||||||
| Microsoft Corporation |
MSFT | 594918104 | USA | 28-Nov-12 | Annual | Management | Elect Director Helmut Panke | For | For | |||||||||
| Microsoft Corporation |
MSFT | 594918104 | USA | 28-Nov-12 | Annual | Management | Elect Director John W. Thompson | For | For | |||||||||
| Microsoft Corporation |
MSFT | 594918104 | USA | 28-Nov-12 | Annual | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | |||||||||
| Microsoft Corporation |
MSFT | 594918104 | USA | 28-Nov-12 | Annual | Management | Approve Qualified Employee Stock Purchase Plan | For | For | |||||||||
| Microsoft Corporation |
MSFT | 594918104 | USA | 28-Nov-12 | Annual | Management | Ratify Auditors | For | For | |||||||||
| Applied Materials, Inc. |
AMAT | 038222105 | USA | 05-Mar-13 | Annual | Management | Elect Director Aart J. de Geus | For | For | |||||||||
| Applied Materials, Inc. |
AMAT | 038222105 | USA | 05-Mar-13 | Annual | Management | Elect Director Stephen R. Forrest | For | For | |||||||||
| Applied Materials, Inc. |
AMAT | 038222105 | USA | 05-Mar-13 | Annual | Management | Elect Director Thomas J. Iannotti | For | For | |||||||||
| Applied Materials, Inc. |
AMAT | 038222105 | USA | 05-Mar-13 | Annual | Management | Elect Director Susan M. James | For | For | |||||||||
| Applied Materials, Inc. |
AMAT | 038222105 | USA | 05-Mar-13 | Annual | Management | Elect Director Alexander A. Karsner | For | For | |||||||||
| Applied Materials, Inc. |
AMAT | 038222105 | USA | 05-Mar-13 | Annual | Management | Elect Director Gerhard H. Parker | For | For | |||||||||
| Applied Materials, Inc. |
AMAT | 038222105 | USA | 05-Mar-13 | Annual | Management | Elect Director Dennis D. Powell | For | For | |||||||||
| Applied Materials, Inc. |
AMAT | 038222105 | USA | 05-Mar-13 | Annual | Management | Elect Director Willem P. Roelandts | For | For | |||||||||
| Applied Materials, Inc. |
AMAT | 038222105 | USA | 05-Mar-13 | Annual | Management | Elect Director James E. Rogers | For | For | |||||||||
| Applied Materials, Inc. |
AMAT | 038222105 | USA | 05-Mar-13 | Annual | Management | Elect Director Michael R. Splinter | For | For | |||||||||
| Applied Materials, Inc. |
AMAT | 038222105 | USA | 05-Mar-13 | Annual | Management | Elect Director Robert H. Swan | For | For | |||||||||
| Applied Materials, Inc. |
AMAT | 038222105 | USA | 05-Mar-13 | Annual | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | |||||||||
| Applied Materials, Inc. |
AMAT | 038222105 | USA | 05-Mar-13 | Annual | Management | Ratify Auditors | For | For | |||||||||
| AngloGold Ashanti Ltd |
ANG | 035128206 | South Africa | 11-Mar-13 | Special | Management | Amend Long Term Incentive Plan 2005 | For | For | |||||||||
| AngloGold Ashanti Ltd |
ANG | 035128206 | South Africa | 11-Mar-13 | Special | Management | Amend Bonus Share Plan 2005 | For | For | |||||||||
| AngloGold Ashanti Ltd |
ANG | 035128206 | South Africa | 11-Mar-13 | Special | Management | Authorise Board to Ratify and Execute Approved Resolutions | For | For | |||||||||
| AngloGold Ashanti Ltd |
ANG | 035128206 | South Africa | 27-Mar-13 | Special | Management | Adopt New Memorandum of Incorporation | For | For | |||||||||
| AngloGold Ashanti Ltd |
ANG | 035128206 | South Africa | 27-Mar-13 | Special | Management | Authorise Board to Ratify and Execute Approved Resolutions | For | For | |||||||||
| Ericsson |
ERICB | 294821608 | Sweden | 09-Apr-13 | Annual | Management | Elect Chairman of Meeting | For | Do Not Vote | |||||||||
| Ericsson |
ERICB | 294821608 | Sweden | 09-Apr-13 | Annual | Management | Approve Financial Statements and Statutory Reports | For | Do Not Vote | |||||||||
| Ericsson |
ERICB | 294821608 | Sweden | 09-Apr-13 | Annual | Management | Approve Discharge of Board and President | For | Do Not Vote | |||||||||
| Ericsson |
ERICB | 294821608 | Sweden | 09-Apr-13 | Annual | Management | Approve Allocation of Income and Dividends of SEK 2.75 per Share | For | Do Not Vote | |||||||||
| Ericsson |
ERICB | 294821608 | Sweden | 09-Apr-13 | Annual | Management | Determine Number of Members (12) and Deputy Members of Board (0) | For | Do Not Vote | |||||||||
| Ericsson |
ERICB | 294821608 | Sweden | 09-Apr-13 | Annual | Management | Approve Remuneration of Directors in the Amount of SEK 3.85 Million to the Chairman and SEK 900,000 for Other Directors (Including Possibility to Receive Part of Remuneration in Phantom Shares); Approve Remuneration for Committee Work | For | Do Not Vote | |||||||||
| Ericsson |
ERICB | 294821608 | Sweden | 09-Apr-13 | Annual | Management | Reelect L. Johansson, R. Austin, P. Bonfield, B. Ekholm, A. Izosimov, U. Johansson, S. Martin-Lof, H. Vestberg, and J. Wallenberg as Directors; Elect N. Denzel, K. Lund, and P. Ostberg as New Directors | For | Do Not Vote | |||||||||
| Ericsson |
ERICB | 294821608 | Sweden | 09-Apr-13 | Annual | Management | Approve Remuneration of Auditors | For | Do Not Vote | |||||||||
| Ericsson |
ERICB | 294821608 | Sweden | 09-Apr-13 | Annual | Management | Ratify PricewaterhouseCoopers as Auditors | For | Do Not Vote | |||||||||
| Ericsson |
ERICB | 294821608 | Sweden | 09-Apr-13 | Annual | Management | Approve Remuneration Policy And Other Terms of Employment For Executive Management | For | Do Not Vote | |||||||||
| Ericsson |
ERICB | 294821608 | Sweden | 09-Apr-13 | Annual | Management | Approve 2013 Share Matching Plan for All Employees | For | Do Not Vote | |||||||||
| Ericsson |
ERICB | 294821608 | Sweden | 09-Apr-13 | Annual | Management | Authorize Reissuance of 11.9 Million Repurchased Class B Shares for 2013 Share Matching Plan for All Employees | For | Do Not Vote | |||||||||
| Ericsson |
ERICB | 294821608 | Sweden | 09-Apr-13 | Annual | Management | Approve Equity Swap Agreement with Third Party as Alternative to Item 11.2 | For | Do Not Vote | |||||||||
| Ericsson |
ERICB | 294821608 | Sweden | 09-Apr-13 | Annual | Management | Approve 2013 Share Matching Plan for Key Contributors | For | Do Not Vote | |||||||||
| Ericsson |
ERICB | 294821608 | Sweden | 09-Apr-13 | Annual | Management | Authorize Reissuance of 8.7 Million Repurchased Class B Shares for 2013 Share Matching Plan for Key Contributors | For | Do Not Vote | |||||||||
| Ericsson |
ERICB | 294821608 | Sweden | 09-Apr-13 | Annual | Management | Approve Equity Swap Agreement with Third Party as Alternative to Item 11.5 | For | Do Not Vote | |||||||||
| Ericsson |
ERICB | 294821608 | Sweden | 09-Apr-13 | Annual | Management | Approve 2013 Restricted Stock Plan for Executives | For | Do Not Vote | |||||||||
| Ericsson |
ERICB | 294821608 | Sweden | 09-Apr-13 | Annual | Management | Authorize Reissuance of 6 Million Repurchased Class B Shares for 2013 Restricted Stock Plan for Executives | For | Do Not Vote | |||||||||
| Ericsson |
ERICB | 294821608 | Sweden | 09-Apr-13 | Annual | Management | Approve Swap Agreement with Third Party as Alternative to Item 11.8 | For | Do Not Vote | |||||||||
| Ericsson |
ERICB | 294821608 | Sweden | 09-Apr-13 | Annual | Management | Authorize Reissuance of up to 18.2 Million Repurchased Class B Shares to Cover Social Costs in Connection with 2009, 2010, 2011 and 2012 Long-Term Variable Compensation Plans | For | Do Not Vote | |||||||||
| Ericsson |
ERICB | 294821608 | Sweden | 09-Apr-13 | Annual | Share Holder | Amend Articles Re: Insert Gender Quota for Board of Directors | None | Do Not Vote | |||||||||
| Ericsson |
ERICB | 294821608 | Sweden | 09-Apr-13 | Annual | Share Holder | Instruct the Board to Investigate How All Shares Are to be Given the Same Voting Power and To Present Such a Proposal at the Next Annual General Meeting | None | Do Not Vote | |||||||||
| Ericsson |
ERICB | 294821608 | Sweden | 09-Apr-13 | Annual | Share Holder | Request Board to Take Necessary Action to Create a Shareholders Association | None | Do Not Vote | |||||||||
| Ericsson |
ERICB | 294821608 | Sweden | 09-Apr-13 | Annual | Share Holder | Request Board to Propose to the Swedish Government Legislation on the Abolition of Voting Power Differences at Swedish Limited Liability Companies | None | Do Not Vote | |||||||||
| Ericsson |
ERICB | 294821608 | Sweden | 09-Apr-13 | Annual | Share Holder | Request Board to Prepare a Proposal Regarding Board Representation for the Small and Midsize Shareholders | None | Do Not Vote | |||||||||
| Wells Fargo & Company |
WFC | 949746101 | USA | 23-Apr-13 | Annual | Share Holder | Require Independent Board Chairman | Against | Against | |||||||||
| Wells Fargo & Company |
WFC | 949746101 | USA | 23-Apr-13 | Annual | Share Holder | Report on Lobbying Payments and Policy | Against | Against | |||||||||
| Wells Fargo & Company |
WFC | 949746101 | USA | 23-Apr-13 | Annual | Share Holder | Review Fair Housing and Fair Lending Compliance | Against | For | |||||||||
| Wells Fargo & Company |
WFC | 949746101 | USA | 23-Apr-13 | Annual | Management | Elect Director John D. Baker, II | For | For | |||||||||
| Wells Fargo & Company |
WFC | 949746101 | USA | 23-Apr-13 | Annual | Management | Elect Director Elaine L. Chao | For | For | |||||||||
| Wells Fargo & Company |
WFC | 949746101 | USA | 23-Apr-13 | Annual | Management | Elect Director John S. Chen | For | For | |||||||||
| Wells Fargo & Company |
WFC | 949746101 | USA | 23-Apr-13 | Annual | Management | Elect Director Lloyd H. Dean | For | For | |||||||||
| Wells Fargo & Company |
WFC | 949746101 | USA | 23-Apr-13 | Annual | Management | Elect Director Susan E. Engel | For | For | |||||||||
| Wells Fargo & Company |
WFC | 949746101 | USA | 23-Apr-13 | Annual | Management | Elect Director Enrique Hernandez, Jr. | For | For | |||||||||
| Wells Fargo & Company |
WFC | 949746101 | USA | 23-Apr-13 | Annual | Management | Elect Director Donald M. James | For | For | |||||||||
| Wells Fargo & Company |
WFC | 949746101 | USA | 23-Apr-13 | Annual | Management | Elect Director Cynthia H. Milligan | For | For | |||||||||
| Wells Fargo & Company |
WFC | 949746101 | USA | 23-Apr-13 | Annual | Management | Elect Director Federico F. Pena | For | For | |||||||||
| Wells Fargo & Company |
WFC | 949746101 | USA | 23-Apr-13 | Annual | Management | Elect Director Howard V. Richardson | For | For | |||||||||
| Wells Fargo & Company |
WFC | 949746101 | USA | 23-Apr-13 | Annual | Management | Elect Director Judith M. Runstad | For | For | |||||||||
| Wells Fargo & Company |
WFC | 949746101 | USA | 23-Apr-13 | Annual | Management | Elect Director Stephen W. Sanger | For | For | |||||||||
| Wells Fargo & Company |
WFC | 949746101 | USA | 23-Apr-13 | Annual | Management | Elect Director John G. Stumpf | For | For | |||||||||
| Wells Fargo & Company |
WFC | 949746101 | USA | 23-Apr-13 | Annual | Management | Elect Director Susan G. Swenson | For | For | |||||||||
| Wells Fargo & Company |
WFC | 949746101 | USA | 23-Apr-13 | Annual | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | |||||||||
| Wells Fargo & Company |
WFC | 949746101 | USA | 23-Apr-13 | Annual | Management | Amend Omnibus Stock Plan | For | For | |||||||||
| Wells Fargo & Company |
WFC | 949746101 | USA | 23-Apr-13 | Annual | Management | Ratify Auditors | For | For | |||||||||
| MetLife, Inc. |
MET | 59156R108 | USA | 23-Apr-13 | Annual | Management | Elect Director R. Glenn Hubbard | For | For | |||||||||
| MetLife, Inc. |
MET | 59156R108 | USA | 23-Apr-13 | Annual | Management | Elect Director Steven A. Kandarian | For | For | |||||||||
| MetLife, Inc. |
MET | 59156R108 | USA | 23-Apr-13 | Annual | Management | Elect Director John M. Keane | For | For | |||||||||
| MetLife, Inc. |
MET | 59156R108 | USA | 23-Apr-13 | Annual | Management | Elect Director Alfred F. Kelly, Jr. | For | For | |||||||||
| MetLife, Inc. |
MET | 59156R108 | USA | 23-Apr-13 | Annual | Management | Elect Director James M. Kilts | For | For | |||||||||
| MetLife, Inc. |
MET | 59156R108 | USA | 23-Apr-13 | Annual | Management | Elect Director Catherine R. Kinney | For | For | |||||||||
| MetLife, Inc. |
MET | 59156R108 | USA | 23-Apr-13 | Annual | Management | Elect Director Hugh B. Price | For | For | |||||||||
| MetLife, Inc. |
MET | 59156R108 | USA | 23-Apr-13 | Annual | Management | Elect Director Kenton J. Sicchitano | For | For | |||||||||
| MetLife, Inc. |
MET | 59156R108 | USA | 23-Apr-13 | Annual | Management | Ratify Auditors | For | For | |||||||||
| MetLife, Inc. |
MET | 59156R108 | USA | 23-Apr-13 | Annual | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | |||||||||
| BB&T Corporation |
BBT | 054937206 | USA | 23-Apr-13 | Special | Management | Amend Articles of Incorporation of BB&T to Change the Payment Dates of its Preferred Stock Dividends to Conform with the Payment Date of its Common Stock Dividends and Conform Preferred Stock Record Dates | For | For | |||||||||
| BB&T Corporation |
BBT | 054937206 | USA | 23-Apr-13 | Special | Management | Adjourn Meeting | For | For | |||||||||
| Citigroup Inc. |
C | 172967424 | USA | 24-Apr-13 | Annual | Share Holder | Stock Retention/Holding Period | Against | For | |||||||||
| Citigroup Inc. |
C | 172967424 | USA | 24-Apr-13 | Annual | Share Holder | Report on Lobbying Payments and Policy | Against | For | |||||||||
| Citigroup Inc. |
C | 172967424 | USA | 24-Apr-13 | Annual | Share Holder | Amend Indemnifications Provisions | Against | Against | |||||||||
| Citigroup Inc. |
C | 172967424 | USA | 24-Apr-13 | Annual | Management | Elect Director Michael L. Corbat | For | For | |||||||||
| Citigroup Inc. |
C | 172967424 | USA | 24-Apr-13 | Annual | Management | Elect Director Franz B. Humer | For | For | |||||||||
| Citigroup Inc. |
C | 172967424 | USA | 24-Apr-13 | Annual | Management | Elect Director Robert L. Joss | For | For | |||||||||
| Citigroup Inc. |
C | 172967424 | USA | 24-Apr-13 | Annual | Management | Elect Director Michael E. O’Neill | For | For | |||||||||
| Citigroup Inc. |
C | 172967424 | USA | 24-Apr-13 | Annual | Management | Elect Director Judith Rodin | For | For | |||||||||
| Citigroup Inc. |
C | 172967424 | USA | 24-Apr-13 | Annual | Management | Elect Director Robert L. Ryan | For | For | |||||||||
| Citigroup Inc. |
C | 172967424 | USA | 24-Apr-13 | Annual | Management | Elect Director Anthony M. Santomero | For | For | |||||||||
| Citigroup Inc. |
C | 172967424 | USA | 24-Apr-13 | Annual | Management | Elect Director Joan E. Spero | For | For | |||||||||
| Citigroup Inc. |
C | 172967424 | USA | 24-Apr-13 | Annual | Management | Elect Director Diana L. Taylor | For | For | |||||||||
| Citigroup Inc. |
C | 172967424 | USA | 24-Apr-13 | Annual | Management | Elect Director William S. Thompson, Jr. | For | For | |||||||||
| Citigroup Inc. |
C | 172967424 | USA | 24-Apr-13 | Annual | Management | Elect Director Ernesto Zedillo Ponce de Leon | For | For | |||||||||
| Citigroup Inc. |
C | 172967424 | USA | 24-Apr-13 | Annual | Management | Ratify Auditors | For | For | |||||||||
| Citigroup Inc. |
C | 172967424 | USA | 24-Apr-13 | Annual | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | |||||||||
| Citigroup Inc. |
C | 172967424 | USA | 24-Apr-13 | Annual | Management | Amend Omnibus Stock Plan | For | For | |||||||||
| Barrick Gold Corporation |
ABX | 067901108 | Canada | 24-Apr-13 | Annual | Management | Elect Director Howard L. Beck | For | For | |||||||||
| Barrick Gold Corporation |
ABX | 067901108 | Canada | 24-Apr-13 | Annual | Management | Elect Director William D. Birchall | For | For | |||||||||
| Barrick Gold Corporation |
ABX | 067901108 | Canada | 24-Apr-13 | Annual | Management | Elect Director Donald J. Carty | For | For | |||||||||
| Barrick Gold Corporation |
ABX | 067901108 | Canada | 24-Apr-13 | Annual | Management | Elect Director Gustavo Cisneros | For | For | |||||||||
| Barrick Gold Corporation |
ABX | 067901108 | Canada | 24-Apr-13 | Annual | Management | Elect Director Robert M. Franklin | For | For | |||||||||
| Barrick Gold Corporation |
ABX | 067901108 | Canada | 24-Apr-13 | Annual | Management | Elect Director J. Brett Harvey | For | For | |||||||||
| Barrick Gold Corporation |
ABX | 067901108 | Canada | 24-Apr-13 | Annual | Management | Elect Director Dambisa Moyo | For | For | |||||||||
| Barrick Gold Corporation |
ABX | 067901108 | Canada | 24-Apr-13 | Annual | Management | Elect Director Brian Mulroney | For | For | |||||||||
| Barrick Gold Corporation |
ABX | 067901108 | Canada | 24-Apr-13 | Annual | Management | Elect Director Anthony Munk | For | For | |||||||||
| Barrick Gold Corporation |
ABX | 067901108 | Canada | 24-Apr-13 | Annual | Management | Elect Director Peter Munk | For | For | |||||||||
| Barrick Gold Corporation |
ABX | 067901108 | Canada | 24-Apr-13 | Annual | Management | Elect Director Steven J. Shapiro | For | For | |||||||||
| Barrick Gold Corporation |
ABX | 067901108 | Canada | 24-Apr-13 | Annual | Management | Elect Director Jamie C. Sokalsky | For | For | |||||||||
| Barrick Gold Corporation |
ABX | 067901108 | Canada | 24-Apr-13 | Annual | Management | Elect Director John L. Thornton | For | For | |||||||||
| Barrick Gold Corporation |
ABX | 067901108 | Canada | 24-Apr-13 | Annual | Management | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | |||||||||
| Barrick Gold Corporation |
ABX | 067901108 | Canada | 24-Apr-13 | Annual | Management | Advisory Vote on Executive Compensation Approach | For | Against | |||||||||
| General Electric Company |
GE | 369604103 | USA | 24-Apr-13 | Annual | Share Holder | Cessation of All Stock Options and Bonuses | Against | Against | |||||||||
| General Electric Company |
GE | 369604103 | USA | 24-Apr-13 | Annual | Share Holder | Establish Term Limits for Directors | Against | Against | |||||||||
| General Electric Company |
GE | 369604103 | USA | 24-Apr-13 | Annual | Share Holder | Require Independent Board Chairman | Against | Against | |||||||||
| General Electric Company |
GE | 369604103 | USA | 24-Apr-13 | Annual | Share Holder | Provide Right to Act by Written Consent | Against | Against | |||||||||
| General Electric Company |
GE | 369604103 | USA | 24-Apr-13 | Annual | Share Holder | Stock Retention/Holding Period | Against | For | |||||||||
| General Electric Company |
GE | 369604103 | USA | 24-Apr-13 | Annual | Share Holder | Require More Director Nominations Than Open Seats | Against | Against | |||||||||
| General Electric Company |
GE | 369604103 | USA | 24-Apr-13 | Annual | Management | Elect Director W. Geoffrey Beattie | For | For | |||||||||
| General Electric Company |
GE | 369604103 | USA | 24-Apr-13 | Annual | Management | Elect Director John J. Brennan | For | For | |||||||||
| General Electric Company |
GE | 369604103 | USA | 24-Apr-13 | Annual | Management | Elect Director James I. Cash, Jr. | For | For | |||||||||
| General Electric Company |
GE | 369604103 | USA | 24-Apr-13 | Annual | Management | Elect Director Francisco D’Souza | For | For | |||||||||
| General Electric Company |
GE | 369604103 | USA | 24-Apr-13 | Annual | Management | Elect Director Marijn E. Dekkers | For | For | |||||||||
| General Electric Company |
GE | 369604103 | USA | 24-Apr-13 | Annual | Management | Elect Director Ann M. Fudge | For | For | |||||||||
| General Electric Company |
GE | 369604103 | USA | 24-Apr-13 | Annual | Management | Elect Director Susan Hockfield | For | For | |||||||||
| General Electric Company |
GE | 369604103 | USA | 24-Apr-13 | Annual | Management | Elect Director Jeffrey R. Immelt | For | For | |||||||||
| General Electric Company |
GE | 369604103 | USA | 24-Apr-13 | Annual | Management | Elect Director Andrea Jung | For | For | |||||||||
| General Electric Company |
GE | 369604103 | USA | 24-Apr-13 | Annual | Management | Elect Director Robert W. Lane | For | For | |||||||||
| General Electric Company |
GE | 369604103 | USA | 24-Apr-13 | Annual | Management | Elect Director Ralph S. Larsen | For | For | |||||||||
| General Electric Company |
GE | 369604103 | USA | 24-Apr-13 | Annual | Management | Elect Director Rochelle B. Lazarus | For | For | |||||||||
| General Electric Company |
GE | 369604103 | USA | 24-Apr-13 | Annual | Management | Elect Director James J. Mulva | For | For | |||||||||
| General Electric Company |
GE | 369604103 | USA | 24-Apr-13 | Annual | Management | Elect Director Mary L. Schapiro | For | For | |||||||||
| General Electric Company |
GE | 369604103 | USA | 24-Apr-13 | Annual | Management | Elect Director Robert J. Swieringa | For | For | |||||||||
| General Electric Company |
GE | 369604103 | USA | 24-Apr-13 | Annual | Management | Elect Director James S. Tisch | For | For | |||||||||
| General Electric Company |
GE | 369604103 | USA | 24-Apr-13 | Annual | Management | Elect Director Douglas A. Warner, III | For | For | |||||||||
| General Electric Company |
GE | 369604103 | USA | 24-Apr-13 | Annual | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | |||||||||
| General Electric Company |
GE | 369604103 | USA | 24-Apr-13 | Annual | Management | Ratify Auditors | For | For | |||||||||
| Pfizer Inc. |
PFE | 717081103 | USA | 25-Apr-13 | Annual | Share Holder | Stock Retention/Holding Period | Against | Against | |||||||||
| Pfizer Inc. |
PFE | 717081103 | USA | 25-Apr-13 | Annual | Share Holder | Provide Right to Act by Written Consent | Against | For | |||||||||
| Pfizer Inc. |
PFE | 717081103 | USA | 25-Apr-13 | Annual | Management | Elect Director Dennis A. Ausiello | For | For | |||||||||
| Pfizer Inc. |
PFE | 717081103 | USA | 25-Apr-13 | Annual | Management | Elect Director M. Anthony Burns | For | For | |||||||||
| Pfizer Inc. |
PFE | 717081103 | USA | 25-Apr-13 | Annual | Management | Elect Director W. Don Cornwell | For | For | |||||||||
| Pfizer Inc. |
PFE | 717081103 | USA | 25-Apr-13 | Annual | Management | Elect Director Frances D. Fergusson | For | For | |||||||||
| Pfizer Inc. |
PFE | 717081103 | USA | 25-Apr-13 | Annual | Management | Elect Director William H. Gray, III | For | For | |||||||||
| Pfizer Inc. |
PFE | 717081103 | USA | 25-Apr-13 | Annual | Management | Elect Director Helen H. Hobbs | For | For | |||||||||
| Pfizer Inc. |
PFE | 717081103 | USA | 25-Apr-13 | Annual | Management | Elect Director Constance J. Horner | For | For | |||||||||
| Pfizer Inc. |
PFE | 717081103 | USA | 25-Apr-13 | Annual | Management | Elect Director James M. Kilts | For | For | |||||||||
| Pfizer Inc. |
PFE | 717081103 | USA | 25-Apr-13 | Annual | Management | Elect Director George A. Lorch | For | For | |||||||||
| Pfizer Inc. |
PFE | 717081103 | USA | 25-Apr-13 | Annual | Management | Elect Director Suzanne Nora Johnson | For | For | |||||||||
| Pfizer Inc. |
PFE | 717081103 | USA | 25-Apr-13 | Annual | Management | Elect Director Ian C. Read | For | For | |||||||||
| Pfizer Inc. |
PFE | 717081103 | USA | 25-Apr-13 | Annual | Management | Elect Director Stephen W. Sanger | For | For | |||||||||
| Pfizer Inc. |
PFE | 717081103 | USA | 25-Apr-13 | Annual | Management | Elect Director Marc Tessier-Lavigne | For | For | |||||||||
| Pfizer Inc. |
PFE | 717081103 | USA | 25-Apr-13 | Annual | Management | Ratify Auditors | For | For | |||||||||
| Pfizer Inc. |
PFE | 717081103 | USA | 25-Apr-13 | Annual | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | |||||||||
| AstraZeneca plc |
AZN | 046353108 | United Kingdom | 25-Apr-13 | Annual | Management | Accept Financial Statements and Statutory Reports | For | For | |||||||||
| AstraZeneca plc |
AZN | 046353108 | United Kingdom | 25-Apr-13 | Annual | Management | Approve Dividends | For | For | |||||||||
| AstraZeneca plc |
AZN | 046353108 | United Kingdom | 25-Apr-13 | Annual | Management | Reappoint KPMG Audit plc as Auditors | For | For | |||||||||
| AstraZeneca plc |
AZN | 046353108 | United Kingdom | 25-Apr-13 | Annual | Management | Authorise Board to Fix Remuneration of Auditors | For | For | |||||||||
| AstraZeneca plc |
AZN | 046353108 | United Kingdom | 25-Apr-13 | Annual | Management | Re-elect Leif Johansson as Director | For | For | |||||||||
| AstraZeneca plc |
AZN | 046353108 | United Kingdom | 25-Apr-13 | Annual | Management | Elect Pascal Soriot as Director | For | For | |||||||||
| AstraZeneca plc |
AZN | 046353108 | United Kingdom | 25-Apr-13 | Annual | Management | Re-elect Simon Lowth as Director | For | For | |||||||||
| AstraZeneca plc |
AZN | 046353108 | United Kingdom | 25-Apr-13 | Annual | Management | Re-elect Genevieve Berger as Director | For | For | |||||||||
| AstraZeneca plc |
AZN | 046353108 | United Kingdom | 25-Apr-13 | Annual | Management | Re-elect Bruce Burlington as Director | For | For | |||||||||
| AstraZeneca plc |
AZN | 046353108 | United Kingdom | 25-Apr-13 | Annual | Management | Re-elect Graham Chipchase as Director | For | For | |||||||||
| AstraZeneca plc |
AZN | 046353108 | United Kingdom | 25-Apr-13 | Annual | Management | Re-elect Jean-Philippe Courtois as Director | For | For | |||||||||
| AstraZeneca plc |
AZN | 046353108 | United Kingdom | 25-Apr-13 | Annual | Management | Re-elect Rudy Markham as Director | For | For | |||||||||
| AstraZeneca plc |
AZN | 046353108 | United Kingdom | 25-Apr-13 | Annual | Management | Re-elect Nancy Rothwell as Director | For | For | |||||||||
| AstraZeneca plc |
AZN | 046353108 | United Kingdom | 25-Apr-13 | Annual | Management | Re-elect Shriti Vadera as Director | For | For | |||||||||
| AstraZeneca plc |
AZN | 046353108 | United Kingdom | 25-Apr-13 | Annual | Management | Re-elect John Varley as Director | For | For | |||||||||
| AstraZeneca plc |
AZN | 046353108 | United Kingdom | 25-Apr-13 | Annual | Management | Re-elect Marcus Wallenberg as Director | For | For | |||||||||
| AstraZeneca plc |
AZN | 046353108 | United Kingdom | 25-Apr-13 | Annual | Management | Approve Remuneration Report | For | For | |||||||||
| AstraZeneca plc |
AZN | 046353108 | United Kingdom | 25-Apr-13 | Annual | Management | Authorise EU Political Donations and Expenditure | For | For | |||||||||
| AstraZeneca plc |
AZN | 046353108 | United Kingdom | 25-Apr-13 | Annual | Management | Authorise Issue of Equity with Pre-emptive Rights | For | For | |||||||||
| AstraZeneca plc |
AZN | 046353108 | United Kingdom | 25-Apr-13 | Annual | Management | Authorise Issue of Equity without Pre-emptive Rights | For | For | |||||||||
| AstraZeneca plc |
AZN | 046353108 | United Kingdom | 25-Apr-13 | Annual | Management | Authorise Market Purchase of Ordinary Shares | For | For | |||||||||
| AstraZeneca plc |
AZN | 046353108 | United Kingdom | 25-Apr-13 | Annual | Management | Authorise the Company to Call EGM with Two Weeks’ Notice | For | For | |||||||||
| PACCAR Inc |
PCAR | 693718108 | USA | 29-Apr-13 | Annual | Share Holder | Declassify the Board of Directors | Against | For | |||||||||
| PACCAR Inc |
PCAR | 693718108 | USA | 29-Apr-13 | Annual | Share Holder | Reduce Supermajority Vote Requirement | Against | For | |||||||||
| PACCAR Inc |
PCAR | 693718108 | USA | 29-Apr-13 | Annual | Management | Elect Director Alison J. Carnwath | For | For | |||||||||
| PACCAR Inc |
PCAR | 693718108 | USA | 29-Apr-13 | Annual | Management | Elect Director Luiz Kaufmann | For | For | |||||||||
| PACCAR Inc |
PCAR | 693718108 | USA | 29-Apr-13 | Annual | Management | Elect Director John M. Pigott | For | For | |||||||||
| PACCAR Inc |
PCAR | 693718108 | USA | 29-Apr-13 | Annual | Management | Elect Director Gregory M. E. Spierkel | For | For | |||||||||
| National CineMedia, Inc. |
NCMI | 635309107 | USA | 01-May-13 | Annual | Share Holder | Require a Majority Vote for the Election of Directors | Against | For | |||||||||
| National CineMedia, Inc. |
NCMI | 635309107 | USA | 01-May-13 | Annual | Management | Elect Director Amy E. Miles | For | For | |||||||||
| National CineMedia, Inc. |
NCMI | 635309107 | USA | 01-May-13 | Annual | Management | Elect Director Lee Roy Mitchell | For | For | |||||||||
| National CineMedia, Inc. |
NCMI | 635309107 | USA | 01-May-13 | Annual | Management | Elect Director Craig R. Ramsey | For | For | |||||||||
| National CineMedia, Inc. |
NCMI | 635309107 | USA | 01-May-13 | Annual | Management | Approve Executive Incentive Bonus Plan | For | For | |||||||||
| National CineMedia, Inc. |
NCMI | 635309107 | USA | 01-May-13 | Annual | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | |||||||||
| National CineMedia, Inc. |
NCMI | 635309107 | USA | 01-May-13 | Annual | Management | Amend Omnibus Stock Plan | For | For | |||||||||
| National CineMedia, Inc. |
NCMI | 635309107 | USA | 01-May-13 | Annual | Management | Ratify Auditors | For | For | |||||||||
| Talisman Energy Inc. |
TLM | 87425E103 | Canada | 01-May-13 | Annual | Management | Elect Director Christiane Bergevin | For | For | |||||||||
| Talisman Energy Inc. |
TLM | 87425E103 | Canada | 01-May-13 | Annual | Management | Elect Director Donald J. Carty | For | For | |||||||||
| Talisman Energy Inc. |
TLM | 87425E103 | Canada | 01-May-13 | Annual | Management | Elect Director William R.P. Dalton | For | For | |||||||||
| Talisman Energy Inc. |
TLM | 87425E103 | Canada | 01-May-13 | Annual | Management | Elect Director Kevin S. Dunne | For | For | |||||||||
| Talisman Energy Inc. |
TLM | 87425E103 | Canada | 01-May-13 | Annual | Management | Elect Director Harold N. Kvisle | For | For | |||||||||
| Talisman Energy Inc. |
TLM | 87425E103 | Canada | 01-May-13 | Annual | Management | Elect Director Brian M. Levitt | For | For | |||||||||
| Talisman Energy Inc. |
TLM | 87425E103 | Canada | 01-May-13 | Annual | Management | Elect Director Lisa A. Stewart | For | For | |||||||||
| Talisman Energy Inc. |
TLM | 87425E103 | Canada | 01-May-13 | Annual | Management | Elect Director Peter W. Tomsett | For | For | |||||||||
| Talisman Energy Inc. |
TLM | 87425E103 | Canada | 01-May-13 | Annual | Management | Elect Director Michael T. Waites | For | For | |||||||||
| Talisman Energy Inc. |
TLM | 87425E103 | Canada | 01-May-13 | Annual | Management | Elect Director Charles R. Williamson | For | For | |||||||||
| Talisman Energy Inc. |
TLM | 87425E103 | Canada | 01-May-13 | Annual | Management | Elect Director Charles M. Winograd | For | For | |||||||||
| Talisman Energy Inc. |
TLM | 87425E103 | Canada | 01-May-13 | Annual | Management | Ratify Ernst & Young LLP as Auditors | For | For | |||||||||
| Talisman Energy Inc. |
TLM | 87425E103 | Canada | 01-May-13 | Annual | Management | Advisory Vote on Executive Compensation Approach | For | For | |||||||||
| GlaxoSmithKline plc |
GSK | 37733W105 | United Kingdom | 01-May-13 | Annual | Management | Accept Financial Statements and Statutory Reports | For | For | |||||||||
| GlaxoSmithKline plc |
GSK | 37733W105 | United Kingdom | 01-May-13 | Annual | Management | Approve Remuneration Report | For | For | |||||||||
| GlaxoSmithKline plc |
GSK | 37733W105 | United Kingdom | 01-May-13 | Annual | Management | Elect Lynn Elsenhans as Director | For | For | |||||||||
| GlaxoSmithKline plc |
GSK | 37733W105 | United Kingdom | 01-May-13 | Annual | Management | Elect Jing Ulrich as Director | For | For | |||||||||
| GlaxoSmithKline plc |
GSK | 37733W105 | United Kingdom | 01-May-13 | Annual | Management | Elect Hans Wijers as Director | For | For | |||||||||
| GlaxoSmithKline plc |
GSK | 37733W105 | United Kingdom | 01-May-13 | Annual | Management | Re-elect Sir Christopher Gent as Director | For | For | |||||||||
| GlaxoSmithKline plc |
GSK | 37733W105 | United Kingdom | 01-May-13 | Annual | Management | Re-elect Sir Andrew Witty as Director | For | For | |||||||||
| GlaxoSmithKline plc |
GSK | 37733W105 | United Kingdom | 01-May-13 | Annual | Management | Re-elect Sir Roy Anderson as Director | For | For | |||||||||
| GlaxoSmithKline plc |
GSK | 37733W105 | United Kingdom | 01-May-13 | Annual | Management | Re-elect Dr Stephanie Burns as Director | For | For | |||||||||
| GlaxoSmithKline plc |
GSK | 37733W105 | United Kingdom | 01-May-13 | Annual | Management | Re-elect Stacey Cartwright as Director | For | For | |||||||||
| GlaxoSmithKline plc |
GSK | 37733W105 | United Kingdom | 01-May-13 | Annual | Management | Re-elect Simon Dingemans as Director | For | For | |||||||||
| GlaxoSmithKline plc |
GSK | 37733W105 | United Kingdom | 01-May-13 | Annual | Management | Re-elect Judy Lewent as Director | For | For | |||||||||
| GlaxoSmithKline plc |
GSK | 37733W105 | United Kingdom | 01-May-13 | Annual | Management | Re-elect Sir Deryck Maughan as Director | For | For | |||||||||
| GlaxoSmithKline plc |
GSK | 37733W105 | United Kingdom | 01-May-13 | Annual | Management | Re-elect Dr Daniel Podolsky as Director | For | For | |||||||||
| GlaxoSmithKline plc |
GSK | 37733W105 | United Kingdom | 01-May-13 | Annual | Management | Re-elect Dr Moncef Slaoui as Director | For | For | |||||||||
| GlaxoSmithKline plc |
GSK | 37733W105 | United Kingdom | 01-May-13 | Annual | Management | Re-elect Tom de Swaan as Director | For | For | |||||||||
| GlaxoSmithKline plc |
GSK | 37733W105 | United Kingdom | 01-May-13 | Annual | Management | Re-elect Sir Robert Wilson as Director | For | For | |||||||||
| GlaxoSmithKline plc |
GSK | 37733W105 | United Kingdom | 01-May-13 | Annual | Management | Reappoint PricewaterhouseCoopers LLP as Auditors | For | For | |||||||||
| GlaxoSmithKline plc |
GSK | 37733W105 | United Kingdom | 01-May-13 | Annual | Management | Authorise the Audit & Risk Committee to Fix Remuneration of Auditors | For | For | |||||||||
| GlaxoSmithKline plc |
GSK | 37733W105 | United Kingdom | 01-May-13 | Annual | Management | Authorise EU Political Donations and Expenditure | For | For | |||||||||
| GlaxoSmithKline plc |
GSK | 37733W105 | United Kingdom | 01-May-13 | Annual | Management | Authorise Issue of Equity with Pre-emptive Rights | For | For | |||||||||
| GlaxoSmithKline plc |
GSK | 37733W105 | United Kingdom | 01-May-13 | Annual | Management | Authorise Issue of Equity without Pre-emptive Rights | For | For | |||||||||
| GlaxoSmithKline plc |
GSK | 37733W105 | United Kingdom | 01-May-13 | Annual | Management | Authorise Market Purchase of Ordinary Shares | For | For | |||||||||
| GlaxoSmithKline plc |
GSK | 37733W105 | United Kingdom | 01-May-13 | Annual | Management | Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors’ Reports | For | For | |||||||||
| GlaxoSmithKline plc |
GSK | 37733W105 | United Kingdom | 01-May-13 | Annual | Management | Authorise the Company to Call EGM with Two Weeks’ Notice | For | For | |||||||||
| Symetra Financial Corporation |
SYA | 87151Q106 | USA | 02-May-13 | Annual | Management | Elect Director David T. Foy | For | For | |||||||||
| Symetra Financial Corporation |
SYA | 87151Q106 | USA | 02-May-13 | Annual | Management | Elect Director Lois W. Grady | For | For | |||||||||
| Symetra Financial Corporation |
SYA | 87151Q106 | USA | 02-May-13 | Annual | Management | Elect Director Thomas M. Marra | For | For | |||||||||
| Symetra Financial Corporation |
SYA | 87151Q106 | USA | 02-May-13 | Annual | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | |||||||||
| Symetra Financial Corporation |
SYA | 87151Q106 | USA | 02-May-13 | Annual | Management | Ratify Auditors | For | For | |||||||||
| Capital One Financial Corporation |
COF | 14040H105 | USA | 02-May-13 | Annual | Management | Elect Director Richard D. Fairbank | For | For | |||||||||
| Capital One Financial Corporation |
COF | 14040H105 | USA | 02-May-13 | Annual | Management | Elect Director W. Ronald Dietz | For | For | |||||||||
| Capital One Financial Corporation |
COF | 14040H105 | USA | 02-May-13 | Annual | Management | Elect Director Lewis Hay, III | For | For | |||||||||
| Capital One Financial Corporation |
COF | 14040H105 | USA | 02-May-13 | Annual | Management | Elect Director Benjamin P. Jenkins, III | For | For | |||||||||
| Capital One Financial Corporation |
COF | 14040H105 | USA | 02-May-13 | Annual | Management | Elect Director Peter E. Raskind | For | For | |||||||||
| Capital One Financial Corporation |
COF | 14040H105 | USA | 02-May-13 | Annual | Management | Elect Director Mayo A. Shattuck, III | For | For | |||||||||
| Capital One Financial Corporation |
COF | 14040H105 | USA | 02-May-13 | Annual | Management | Elect Director Bradford H. Warner | For | For | |||||||||
| Capital One Financial Corporation |
COF | 14040H105 | USA | 02-May-13 | Annual | Management | Elect Director Catherine G. West | For | For | |||||||||
| Capital One Financial Corporation |
COF | 14040H105 | USA | 02-May-13 | Annual | Management | Ratify Auditors | For | For | |||||||||
| Capital One Financial Corporation |
COF | 14040H105 | USA | 02-May-13 | Annual | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | |||||||||
| Capital One Financial Corporation |
COF | 14040H105 | USA | 02-May-13 | Annual | Management | Reduce Supermajority Vote Requirement | For | For | |||||||||
| Capital One Financial Corporation |
COF | 14040H105 | USA | 02-May-13 | Annual | Management | Reduce Supermajority Vote Requirement | For | For | |||||||||
| Capital One Financial Corporation |
COF | 14040H105 | USA | 02-May-13 | Annual | Management | Reduce Supermajority Vote Requirement | For | For | |||||||||
| Canadian Natural Resources Limited |
CNQ | 136385101 | Canada | 02-May-13 | Annual/Special | Management | Elect C.M. Best, N. M. Edwards, T.W. Faithfull, G. A. Filmon, C. L. Fong, G.D. Giffin, W.A. Gobert, S.W. Laut, K.A. J. MacPhail, F.J. McKenna, E.R. Smith and D.A. Tuer as Directors | For | For | |||||||||
| Canadian Natural Resources Limited |
CNQ | 136385101 | Canada | 02-May-13 | Annual/Special | Management | Elect Director Catherine M. Best | For | For | |||||||||
| Canadian Natural Resources Limited |
CNQ | 136385101 | Canada | 02-May-13 | Annual/Special | Management | Elect Director N. Murray Edwards | For | For | |||||||||
| Canadian Natural Resources Limited |
CNQ | 136385101 | Canada | 02-May-13 | Annual/Special | Management | Elect Director Timothy W. Faithfull | For | For | |||||||||
| Canadian Natural Resources Limited |
CNQ | 136385101 | Canada | 02-May-13 | Annual/Special | Management | Elect Director Gary A. Filmon | For | For | |||||||||
| Canadian Natural Resources Limited |
CNQ | 136385101 | Canada | 02-May-13 | Annual/Special | Management | Elect Director Christopher L. Fong | For | For | |||||||||
| Canadian Natural Resources Limited |
CNQ | 136385101 | Canada | 02-May-13 | Annual/Special | Management | Elect Director Gordon D. Giffin | For | For | |||||||||
| Canadian Natural Resources Limited |
CNQ | 136385101 | Canada | 02-May-13 | Annual/Special | Management | Elect Director Wilfred A. Gobert | For | For | |||||||||
| Canadian Natural Resources Limited |
CNQ | 136385101 | Canada | 02-May-13 | Annual/Special | Management | Elect Director Steve W. Laut | For | For | |||||||||
| Canadian Natural Resources Limited |
CNQ | 136385101 | Canada | 02-May-13 | Annual/Special | Management | Elect Director Keith A. J. MacPhail | For | For | |||||||||
| Canadian Natural Resources Limited |
CNQ | 136385101 | Canada | 02-May-13 | Annual/Special | Management | Elect Director Frank J. McKenna | For | For | |||||||||
| Canadian Natural Resources Limited |
CNQ | 136385101 | Canada | 02-May-13 | Annual/Special | Management | Elect Director Eldon R. Smith | For | For | |||||||||
| Canadian Natural Resources Limited |
CNQ | 136385101 | Canada | 02-May-13 | Annual/Special | Management | Elect Director David A. Tuer | For | For | |||||||||
| Canadian Natural Resources Limited |
CNQ | 136385101 | Canada | 02-May-13 | Annual/Special | Management | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | |||||||||
| Canadian Natural Resources Limited |
CNQ | 136385101 | Canada | 02-May-13 | Annual/Special | Management | Re-approve Stock Option Plan | For | For | |||||||||
| Canadian Natural Resources Limited |
CNQ | 136385101 | Canada | 02-May-13 | Annual/Special | Management | Advisory Vote on Executive Compensation Approach | For | For | |||||||||
| Occidental Petroleum Corporation |
OXY | 674599105 | USA | 03-May-13 | Annual | Share Holder | Provide Right to Act by Written Consent | Against | For | |||||||||
| Occidental Petroleum Corporation |
OXY | 674599105 | USA | 03-May-13 | Annual | Management | Elect Director Spencer Abraham | For | For | |||||||||
| Occidental Petroleum Corporation |
OXY | 674599105 | USA | 03-May-13 | Annual | Management | Elect Director Howard I. Atkins | For | For | |||||||||
| Occidental Petroleum Corporation |
OXY | 674599105 | USA | 03-May-13 | Annual | Management | Elect Director Stephen I. Chazen | For | For | |||||||||
| Occidental Petroleum Corporation |
OXY | 674599105 | USA | 03-May-13 | Annual | Management | Elect Director Edward P. Djerejian | For | For | |||||||||
| Occidental Petroleum Corporation |
OXY | 674599105 | USA | 03-May-13 | Annual | Management | Elect Director John E. Feick | For | For | |||||||||
| Occidental Petroleum Corporation |
OXY | 674599105 | USA | 03-May-13 | Annual | Management | Elect Director Margaret M. Foran | For | For | |||||||||
| Occidental Petroleum Corporation |
OXY | 674599105 | USA | 03-May-13 | Annual | Management | Elect Director Carlos M. Gutierrez | For | For | |||||||||
| Occidental Petroleum Corporation |
OXY | 674599105 | USA | 03-May-13 | Annual | Management | Elect Director Ray R. Irani | For | Against | |||||||||
| Occidental Petroleum Corporation |
OXY | 674599105 | USA | 03-May-13 | Annual | Management | Elect Director Avedick B. Poladian | For | For | |||||||||
| Occidental Petroleum Corporation |
OXY | 674599105 | USA | 03-May-13 | Annual | Management | Elect Director Aziz D. Syriani | For | Against | |||||||||
| Occidental Petroleum Corporation |
OXY | 674599105 | USA | 03-May-13 | Annual | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | |||||||||
| Occidental Petroleum Corporation |
OXY | 674599105 | USA | 03-May-13 | Annual | Management | Ratify Auditors | For | For | |||||||||
| Sanofi |
SAN | 80105N105 | France | 03-May-13 | Annual/Special | Management | Approve Financial Statements and Statutory Reports | For | For | |||||||||
| Sanofi |
SAN | 80105N105 | France | 03-May-13 | Annual/Special | Management | Approve Consolidated Financial Statements and Statutory Reports | For | For | |||||||||
| Sanofi |
SAN | 80105N105 | France | 03-May-13 | Annual/Special | Management | Approve Allocation of Income and Dividends of EUR 2.77 per Share | For | For | |||||||||
| Sanofi |
SAN | 80105N105 | France | 03-May-13 | Annual/Special | Management | Elect Fabienne Lecorvaisier as Director | For | For | |||||||||
| Sanofi |
SAN | 80105N105 | France | 03-May-13 | Annual/Special | Management | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | |||||||||
| Sanofi |
SAN | 80105N105 | France | 03-May-13 | Annual/Special | Management | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.3 Billion | For | For | |||||||||
| Sanofi |
SAN | 80105N105 | France | 03-May-13 | Annual/Special | Management | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 520 Million | For | For | |||||||||
| Sanofi |
SAN | 80105N105 | France | 03-May-13 | Annual/Special | Management | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | For | For | |||||||||
| Sanofi |
SAN | 80105N105 | France | 03-May-13 | Annual/Special | Management | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | For | For | |||||||||
| Sanofi |
SAN | 80105N105 | France | 03-May-13 | Annual/Special | Management | Authorize Capitalization of Reserves of Up to EUR 500 Million for Bonus Issue or Increase in Par Value | For | For | |||||||||
| Sanofi |
SAN | 80105N105 | France | 03-May-13 | Annual/Special | Management | Approve Employee Stock Purchase Plan | For | For | |||||||||
| Sanofi |
SAN | 80105N105 | France | 03-May-13 | Annual/Special | Management | Authorize up to 0.2 Percent of Issued Capital for Use in Grants of Restricted Shares in Substitution for Discount under Capital Increases for Employee Stock Purchase Plans | For | For | |||||||||
| Sanofi |
SAN | 80105N105 | France | 03-May-13 | Annual/Special | Management | Authorize up to 0.7 Percent of Issued Capital for Use in Stock Option Plan | For | For | |||||||||
| Sanofi |
SAN | 80105N105 | France | 03-May-13 | Annual/Special | Management | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | For | For | |||||||||
| Sanofi |
SAN | 80105N105 | France | 03-May-13 | Annual/Special | Management | Authorize Filing of Required Documents/Other Formalities | For | For | |||||||||
| Philip Morris International Inc. |
PM | 718172109 | USA | 08-May-13 | Annual | Management | Elect Director Harold Brown | For | For | |||||||||
| Philip Morris International Inc. |
PM | 718172109 | USA | 08-May-13 | Annual | Management | Elect Director Mathis Cabiallavetta | For | For | |||||||||
| Philip Morris International Inc. |
PM | 718172109 | USA | 08-May-13 | Annual | Management | Elect Director Andre Calantzopoulos | For | For | |||||||||
| Philip Morris International Inc. |
PM | 718172109 | USA | 08-May-13 | Annual | Management | Elect Director Louis C. Camilleri | For | For | |||||||||
| Philip Morris International Inc. |
PM | 718172109 | USA | 08-May-13 | Annual | Management | Elect Director J. Dudley Fishburn | For | For | |||||||||
| Philip Morris International Inc. |
PM | 718172109 | USA | 08-May-13 | Annual | Management | Elect Director Jennifer Li | For | For | |||||||||
| Philip Morris International Inc. |
PM | 718172109 | USA | 08-May-13 | Annual | Management | Elect Director Graham Mackay | For | For | |||||||||
| Philip Morris International Inc. |
PM | 718172109 | USA | 08-May-13 | Annual | Management | Elect Director Sergio Marchionne | For | For | |||||||||
| Philip Morris International Inc. |
PM | 718172109 | USA | 08-May-13 | Annual | Management | Elect Director Kalpana Morparia | For | For | |||||||||
| Philip Morris International Inc. |
PM | 718172109 | USA | 08-May-13 | Annual | Management | Elect DirectorLucio A. Noto | For | For | |||||||||
| Philip Morris International Inc. |
PM | 718172109 | USA | 08-May-13 | Annual | Management | Elect Director Robert B. Polet | For | For | |||||||||
| Philip Morris International Inc. |
PM | 718172109 | USA | 08-May-13 | Annual | Management | Elect Director Carlos Slim Helu | For | For | |||||||||
| Philip Morris International Inc. |
PM | 718172109 | USA | 08-May-13 | Annual | Management | Elect Director Stephen M. Wolf | For | For | |||||||||
| Philip Morris International Inc. |
PM | 718172109 | USA | 08-May-13 | Annual | Management | Ratify Auditors | For | For | |||||||||
| Philip Morris International Inc. |
PM | 718172109 | USA | 08-May-13 | Annual | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | |||||||||
| Frontier Communications Corporation |
FTR | 35906A108 | USA | 08-May-13 | Annual | Share Holder | Require Independent Board Chairman | Against | For | |||||||||
| Frontier Communications Corporation |
FTR | 35906A108 | USA | 08-May-13 | Annual | Management | Elect Director Leroy T. Barnes, Jr. | For | For | |||||||||
| Frontier Communications Corporation |
FTR | 35906A108 | USA | 08-May-13 | Annual | Management | Elect Director Peter C.B. Bynoe | For | For | |||||||||
| Frontier Communications Corporation |
FTR | 35906A108 | USA | 08-May-13 | Annual | Management | Elect Director Jeri B. Finard | For | For | |||||||||
| Frontier Communications Corporation |
FTR | 35906A108 | USA | 08-May-13 | Annual | Management | Elect Director Edward Fraioli | For | For | |||||||||
| Frontier Communications Corporation |
FTR | 35906A108 | USA | 08-May-13 | Annual | Management | Elect Director James S. Kahan | For | For | |||||||||
| Frontier Communications Corporation |
FTR | 35906A108 | USA | 08-May-13 | Annual | Management | Elect Director Pamela D.A. Reeve | For | For | |||||||||
| Frontier Communications Corporation |
FTR | 35906A108 | USA | 08-May-13 | Annual | Management | Elect Director Howard L. Schrott | For | For | |||||||||
| Frontier Communications Corporation |
FTR | 35906A108 | USA | 08-May-13 | Annual | Management | Elect Director Larraine D. Segil | For | For | |||||||||
| Frontier Communications Corporation |
FTR | 35906A108 | USA | 08-May-13 | Annual | Management | Elect Director Mark Shapiro | For | For | |||||||||
| Frontier Communications Corporation |
FTR | 35906A108 | USA | 08-May-13 | Annual | Management | Elect Director Myron A. Wick, III | For | For | |||||||||
| Frontier Communications Corporation |
FTR | 35906A108 | USA | 08-May-13 | Annual | Management | Elect Director Mary Agnes Wilderotter | For | For | |||||||||
| Frontier Communications Corporation |
FTR | 35906A108 | USA | 08-May-13 | Annual | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | |||||||||
| Frontier Communications Corporation |
FTR | 35906A108 | USA | 08-May-13 | Annual | Management | Approve Executive Incentive Bonus Plan | For | For | |||||||||
| Frontier Communications Corporation |
FTR | 35906A108 | USA | 08-May-13 | Annual | Management | Approve Omnibus Stock Plan | For | For | |||||||||
| Frontier Communications Corporation |
FTR | 35906A108 | USA | 08-May-13 | Annual | Management | Ratify Auditors | For | For | |||||||||
| CVS Caremark Corporation |
CVS | 126650100 | USA | 09-May-13 | Annual | Share Holder | Report on Political Contributions | Against | For | |||||||||
| CVS Caremark Corporation |
CVS | 126650100 | USA | 09-May-13 | Annual | Share Holder | Pro-rata Vesting of Equity Awards | Against | For | |||||||||
| CVS Caremark Corporation |
CVS | 126650100 | USA | 09-May-13 | Annual | Share Holder | Report on Lobbying Payments and Policy | Against | For | |||||||||
| CVS Caremark Corporation |
CVS | 126650100 | USA | 09-May-13 | Annual | Management | Elect Director C. David Brown II | For | For | |||||||||
| CVS Caremark Corporation |
CVS | 126650100 | USA | 09-May-13 | Annual | Management | Elect Director David W. Dorman | For | For | |||||||||
| CVS Caremark Corporation |
CVS | 126650100 | USA | 09-May-13 | Annual | Management | Elect Director Anne M. Finucane | For | For | |||||||||
| CVS Caremark Corporation |
CVS | 126650100 | USA | 09-May-13 | Annual | Management | Elect Director Kristen Gibney Williams | For | For | |||||||||
| CVS Caremark Corporation |
CVS | 126650100 | USA | 09-May-13 | Annual | Management | Elect Director Larry J. Merlo | For | For | |||||||||
| CVS Caremark Corporation |
CVS | 126650100 | USA | 09-May-13 | Annual | Management | Elect Director Jean-Pierre Millon | For | For | |||||||||
| CVS Caremark Corporation |
CVS | 126650100 | USA | 09-May-13 | Annual | Management | Elect Director Richard J. Swift | For | For | |||||||||
| CVS Caremark Corporation |
CVS | 126650100 | USA | 09-May-13 | Annual | Management | Elect Director William C. Weldon | For | For | |||||||||
| CVS Caremark Corporation |
CVS | 126650100 | USA | 09-May-13 | Annual | Management | Elect Director Tony L. White | For | For | |||||||||
| CVS Caremark Corporation |
CVS | 126650100 | USA | 09-May-13 | Annual | Management | Ratify Auditors | For | For | |||||||||
| CVS Caremark Corporation |
CVS | 126650100 | USA | 09-May-13 | Annual | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | |||||||||
| CVS Caremark Corporation |
CVS | 126650100 | USA | 09-May-13 | Annual | Management | Amend Qualified Employee Stock Purchase Plan | For | For | |||||||||
| CVS Caremark Corporation |
CVS | 126650100 | USA | 09-May-13 | Annual | Management | Reduce Vote Requirement Under the Fair Price Provision | For | For | |||||||||
| The Gabelli Equity Trust Inc. |
GAB | 362397861 | USA | 13-May-13 | Annual | Management | Elect Director Mario J. Gabelli | For | For | |||||||||
| The Gabelli Equity Trust Inc. |
GAB | 362397861 | USA | 13-May-13 | Annual | Management | Elect Director Arthur V. Ferrara | For | For | |||||||||
| The Gabelli Equity Trust Inc. |
GAB | 362397861 | USA | 13-May-13 | Annual | Management | Elect Director William F. Heitmann | For | For | |||||||||
| AuRico Gold Inc. |
AUQ | 05155C105 | Canada | 13-May-13 | Annual/Special | Management | Elect Director Colin K. Benner | For | For | |||||||||
| AuRico Gold Inc. |
AUQ | 05155C105 | Canada | 13-May-13 | Annual/Special | Management | Elect Director Luis M. Chavez | For | For | |||||||||
| AuRico Gold Inc. |
AUQ | 05155C105 | Canada | 13-May-13 | Annual/Special | Management | Elect Director Richard M. Colterjohn | For | For | |||||||||
| AuRico Gold Inc. |
AUQ | 05155C105 | Canada | 13-May-13 | Annual/Special | Management | Elect Director Mark J. Daniel | For | For | |||||||||
| AuRico Gold Inc. |
AUQ | 05155C105 | Canada | 13-May-13 | Annual/Special | Management | Elect Director Patrick D. Downey | For | For | |||||||||
| AuRico Gold Inc. |
AUQ | 05155C105 | Canada | 13-May-13 | Annual/Special | Management | Elect Director Alan R. Edwards | For | For | |||||||||
| AuRico Gold Inc. |
AUQ | 05155C105 | Canada | 13-May-13 | Annual/Special | Management | Elect Director Scott G. Perry | For | For | |||||||||
| AuRico Gold Inc. |
AUQ | 05155C105 | Canada | 13-May-13 | Annual/Special | Management | Elect Director Ronald E. Smith | For | For | |||||||||
| AuRico Gold Inc. |
AUQ | 05155C105 | Canada | 13-May-13 | Annual/Special | Management | Elect Director Joseph G. Spiteri | For | For | |||||||||
| AuRico Gold Inc. |
AUQ | 05155C105 | Canada | 13-May-13 | Annual/Special | Management | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | |||||||||
| AuRico Gold Inc. |
AUQ | 05155C105 | Canada | 13-May-13 | Annual/Special | Management | Approve Shareholder Rights Plan | For | For | |||||||||
| AuRico Gold Inc. |
AUQ | 05155C105 | Canada | 13-May-13 | Annual/Special | Management | Approve Omnibus Long-Term Incetive Plan | For | For | |||||||||
| AuRico Gold Inc. |
AUQ | 05155C105 | Canada | 13-May-13 | Annual/Special | Management | Advisory Vote on Executive Compensation Approach | For | For | |||||||||
| AngloGold Ashanti Ltd |
ANG | 035128206 | South Africa | 13-May-13 | Annual | Management | Reappoint Ernst & Young Inc as Auditors of the Company | For | For | |||||||||
| AngloGold Ashanti Ltd |
ANG | 035128206 | South Africa | 13-May-13 | Annual | Management | Elect Michael Kirkwood as Director | For | For | |||||||||
| AngloGold Ashanti Ltd |
ANG | 035128206 | South Africa | 13-May-13 | Annual | Management | Elect Tony O’Neill as Director | For | For | |||||||||
| AngloGold Ashanti Ltd |
ANG | 035128206 | South Africa | 13-May-13 | Annual | Management | Re-elect Srinivasan Venkatakrishnan (Venkat) as Director | For | For | |||||||||
| AngloGold Ashanti Ltd |
ANG | 035128206 | South Africa | 13-May-13 | Annual | Management | Re-elect Wiseman Nkuhlu as Member of the Audit and Corporate Governance Committee | For | For | |||||||||
| AngloGold Ashanti Ltd |
ANG | 035128206 | South Africa | 13-May-13 | Annual | Management | Elect Michael Kirkwood as Member of the Audit and Corporate Governance Committee | For | For | |||||||||
| AngloGold Ashanti Ltd |
ANG | 035128206 | South Africa | 13-May-13 | Annual | Management | Re-elect Rhidwaan Gasant as Member of the Audit and Corporate Governance Committee | For | For | |||||||||
| AngloGold Ashanti Ltd |
ANG | 035128206 | South Africa | 13-May-13 | Annual | Management | Re-elect Nozipho January-Bardill as Member of the Audit and Corporate Governance Committee | For | For | |||||||||
| AngloGold Ashanti Ltd |
ANG | 035128206 | South Africa | 13-May-13 | Annual | Management | Place Authorised but Unissued Shares under Control of Directors | For | For | |||||||||
| AngloGold Ashanti Ltd |
ANG | 035128206 | South Africa | 13-May-13 | Annual | Management | Authorise Board to Issue Shares for Cash up to a Maximum of Five Percent of Issued Share Capital | For | For | |||||||||
| AngloGold Ashanti Ltd |
ANG | 035128206 | South Africa | 13-May-13 | Annual | Management | Approve Remuneration Policy | For | For | |||||||||
| AngloGold Ashanti Ltd |
ANG | 035128206 | South Africa | 13-May-13 | Annual | Management | Approve Increase in Non-executive Directors Fees | For | For | |||||||||
| AngloGold Ashanti Ltd |
ANG | 035128206 | South Africa | 13-May-13 | Annual | Management | Approve Increase in Non-executive Directors’ Fees for Board Committees and Statutory Committee Meetings | For | For | |||||||||
| AngloGold Ashanti Ltd |
ANG | 035128206 | South Africa | 13-May-13 | Annual | Management | Authorise Repurchase of Up to Five Percent of Issued Share Capital | For | For | |||||||||
| AngloGold Ashanti Ltd |
ANG | 035128206 | South Africa | 13-May-13 | Annual | Management | Approve Financial Assistance to Related or Inter-related Company or Corporation | For | For | |||||||||
| Halliburton Company |
HAL | 406216101 | USA | 15-May-13 | Annual | Share Holder | Report on Human Rights Risk Assessment Process | Against | For | |||||||||
| Halliburton Company |
HAL | 406216101 | USA | 15-May-13 | Annual | Management | Elect Director Alan M. Bennett | For | For | |||||||||
| Halliburton Company |
HAL | 406216101 | USA | 15-May-13 | Annual | Management | Elect Director James R. Boyd | For | For | |||||||||
| Halliburton Company |
HAL | 406216101 | USA | 15-May-13 | Annual | Management | Elect Director Milton Carroll | For | For | |||||||||
| Halliburton Company |
HAL | 406216101 | USA | 15-May-13 | Annual | Management | Elect Director Nance K. Dicciani | For | For | |||||||||
| Halliburton Company |
HAL | 406216101 | USA | 15-May-13 | Annual | Management | Elect Director Murry S. Gerber | For | For | |||||||||
| Halliburton Company |
HAL | 406216101 | USA | 15-May-13 | Annual | Management | Elect Director Jose C. Grubisich | For | For | |||||||||
| Halliburton Company |
HAL | 406216101 | USA | 15-May-13 | Annual | Management | Elect Director Abdallah S. Jum’ah | For | For | |||||||||
| Halliburton Company |
HAL | 406216101 | USA | 15-May-13 | Annual | Management | Elect Director David J. Lesar | For | For | |||||||||
| Halliburton Company |
HAL | 406216101 | USA | 15-May-13 | Annual | Management | Elect Director Robert A. Malone | For | For | |||||||||
| Halliburton Company |
HAL | 406216101 | USA | 15-May-13 | Annual | Management | Elect Director J. Landis Martin | For | For | |||||||||
| Halliburton Company |
HAL | 406216101 | USA | 15-May-13 | Annual | Management | Elect Director Debra L. Reed | For | For | |||||||||
| Halliburton Company |
HAL | 406216101 | USA | 15-May-13 | Annual | Management | Ratify Auditors | For | For | |||||||||
| Halliburton Company |
HAL | 406216101 | USA | 15-May-13 | Annual | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | |||||||||
| Halliburton Company |
HAL | 406216101 | USA | 15-May-13 | Annual | Management | Amend Omnibus Stock Plan | For | For | |||||||||
| AMERICAN INTERNATIONAL GROUP, INC. |
AIG | 026874784 | USA | 15-May-13 | Annual | Share Holder | Limit Total Number of Boards on Which Company Directors May Serve | Against | Against | |||||||||
| AMERICAN INTERNATIONAL GROUP, INC. |
AIG | 026874784 | USA | 15-May-13 | Annual | Management | Elect Director Robert H. Benmosche | For | For | |||||||||
| AMERICAN INTERNATIONAL GROUP, INC. |
AIG | 026874784 | USA | 15-May-13 | Annual | Management | Elect Director W. Don Cornwell | For | For | |||||||||
| AMERICAN INTERNATIONAL GROUP, INC. |
AIG | 026874784 | USA | 15-May-13 | Annual | Management | Elect Director John H. Fitzpatrick | For | For | |||||||||
| AMERICAN INTERNATIONAL GROUP, INC. |
AIG | 026874784 | USA | 15-May-13 | Annual | Management | Elect Director William G. Jurgensen | For | For | |||||||||
| AMERICAN INTERNATIONAL GROUP, INC. |
AIG | 026874784 | USA | 15-May-13 | Annual | Management | Elect Director Christopher S. Lynch | For | For | |||||||||
| AMERICAN INTERNATIONAL GROUP, INC. |
AIG | 026874784 | USA | 15-May-13 | Annual | Management | Elect Director Arthur C. Martinez | For | For | |||||||||
| AMERICAN INTERNATIONAL GROUP, INC. |
AIG | 026874784 | USA | 15-May-13 | Annual | Management | Elect Director George L. Miles, Jr. | For | For | |||||||||
| AMERICAN INTERNATIONAL GROUP, INC. |
AIG | 026874784 | USA | 15-May-13 | Annual | Management | Elect Director Henry S. Miller | For | For | |||||||||
| AMERICAN INTERNATIONAL GROUP, INC. |
AIG | 026874784 | USA | 15-May-13 | Annual | Management | Elect Director Robert S. Miller | For | For | |||||||||
| AMERICAN INTERNATIONAL GROUP, INC. |
AIG | 026874784 | USA | 15-May-13 | Annual | Management | Elect Director Suzanne Nora Johnson | For | For | |||||||||
| AMERICAN INTERNATIONAL GROUP, INC. |
AIG | 026874784 | USA | 15-May-13 | Annual | Management | Elect Director Ronald A. Rittenmeyer | For | For | |||||||||
| AMERICAN INTERNATIONAL GROUP, INC. |
AIG | 026874784 | USA | 15-May-13 | Annual | Management | Elect Director Douglas M. Steenland | For | For | |||||||||
| AMERICAN INTERNATIONAL GROUP, INC. |
AIG | 026874784 | USA | 15-May-13 | Annual | Management | Elect Director Theresa M. Stone | For | For | |||||||||
| AMERICAN INTERNATIONAL GROUP, INC. |
AIG | 026874784 | USA | 15-May-13 | Annual | Management | Amend Omnibus Stock Plan | For | For | |||||||||
| AMERICAN INTERNATIONAL GROUP, INC. |
AIG | 026874784 | USA | 15-May-13 | Annual | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | |||||||||
| AMERICAN INTERNATIONAL GROUP, INC. |
AIG | 026874784 | USA | 15-May-13 | Annual | Management | Ratify Auditors | For | For | |||||||||
| AMERICAN INTERNATIONAL GROUP, INC. |
AIG | 026874784 | USA | 15-May-13 | Annual | Management | Advisory Vote on Say on Pay Frequency | One Year | One Year | |||||||||
| The Hartford Financial Services Group, Inc. |
HIG | 416515104 | USA | 15-May-13 | Annual | Management | Elect Director Robert B. Allardice, III | For | For | |||||||||
| The Hartford Financial Services Group, Inc. |
HIG | 416515104 | USA | 15-May-13 | Annual | Management | Elect Director Trevor Fetter | For | For | |||||||||
| The Hartford Financial Services Group, Inc. |
HIG | 416515104 | USA | 15-May-13 | Annual | Management | Elect Director Paul G. Kirk, Jr. | For | For | |||||||||
| The Hartford Financial Services Group, Inc. |
HIG | 416515104 | USA | 15-May-13 | Annual | Management | Elect Director Liam E. McGee | For | For | |||||||||
| The Hartford Financial Services Group, Inc. |
HIG | 416515104 | USA | 15-May-13 | Annual | Management | Elect Director Kathryn A. Mikells | For | For | |||||||||
| The Hartford Financial Services Group, Inc. |
HIG | 416515104 | USA | 15-May-13 | Annual | Management | Elect Director Michael G. Morris | For | For | |||||||||
| The Hartford Financial Services Group, Inc. |
HIG | 416515104 | USA | 15-May-13 | Annual | Management | Elect Director Thomas A. Renyi | For | For | |||||||||
| The Hartford Financial Services Group, Inc. |
HIG | 416515104 | USA | 15-May-13 | Annual | Management | Elect Director Charles B. Strauss | For | For | |||||||||
| The Hartford Financial Services Group, Inc. |
HIG | 416515104 | USA | 15-May-13 | Annual | Management | Elect Director H. Patrick Swygert | For | For | |||||||||
| The Hartford Financial Services Group, Inc. |
HIG | 416515104 | USA | 15-May-13 | Annual | Management | Ratify Auditors | For | For | |||||||||
| The Hartford Financial Services Group, Inc. |
HIG | 416515104 | USA | 15-May-13 | Annual | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | |||||||||
| Total SA |
FP | 89151E109 | France | 17-May-13 | Annual/Special | Share Holder | Approve the Establishment of an Independent Ethics Committee | Against | Against | |||||||||
| Total SA |
FP | 89151E109 | France | 17-May-13 | Annual/Special | Share Holder | Approve to Link Remuneration to Positive Safety Indicators | Against | Against | |||||||||
| Total SA |
FP | 89151E109 | France | 17-May-13 | Annual/Special | Share Holder | Acquire the Diversity Label | Against | Against | |||||||||
| Total SA |
FP | 89151E109 | France | 17-May-13 | Annual/Special | Share Holder | Approve Nomination of Employees Representative to the Remuneration Committee | Against | Against | |||||||||
| Total SA |
FP | 89151E109 | France | 17-May-13 | Annual/Special | Share Holder | Allow Loyalty Dividends to Long-Term Registered Shareholders | Against | Against | |||||||||
| Total SA |
FP | 89151E109 | France | 17-May-13 | Annual/Special | Management | Approve Financial Statements and Statutory Reports | For | For | |||||||||
| Total SA |
FP | 89151E109 | France | 17-May-13 | Annual/Special | Management | Approve Consolidated Financial Statements and Statutory Reports | For | For | |||||||||
| Total SA |
FP | 89151E109 | France | 17-May-13 | Annual/Special | Management | Approve Allocation of Income and Dividends of EUR 2.34 per Share | For | For | |||||||||
| Total SA |
FP | 89151E109 | France | 17-May-13 | Annual/Special | Management | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | |||||||||
| Total SA |
FP | 89151E109 | France | 17-May-13 | Annual/Special | Management | Reelect Thierry Desmarest as Director | For | For | |||||||||
| Total SA |
FP | 89151E109 | France | 17-May-13 | Annual/Special | Management | Reelect Gunnar Brock as Director | For | For | |||||||||
| Total SA |
FP | 89151E109 | France | 17-May-13 | Annual/Special | Management | Reelect Gerard Lamarche as Director | For | For | |||||||||
| Total SA |
FP | 89151E109 | France | 17-May-13 | Annual/Special | Management | Elect Charles Keller and Philippe Marchandise as Representative of Employee Shareholders to the Board | For | For | |||||||||
| Total SA |
FP | 89151E109 | France | 17-May-13 | Annual/Special | Management | Approve Remuneration of Directors in the Aggregate Amount of EUR 1.40 Million | For | For | |||||||||
| Total SA |
FP | 89151E109 | France | 17-May-13 | Annual/Special | Management | Authorize up to 0.75 Percent of Issued Capital for Use in Stock Option Plan | For | Against | |||||||||
| Total SA |
FP | 89151E109 | France | 17-May-13 | Annual/Special | Management | Approve Employee Stock Purchase Plan | For | For | |||||||||
| JPMorgan Chase & Co. |
JPM | 46625H100 | USA | 21-May-13 | Annual | Share Holder | Require Independent Board Chairman | Against | Against | |||||||||
| JPMorgan Chase & Co. |
JPM | 46625H100 | USA | 21-May-13 | Annual | Share Holder | Stock Retention/Holding Period | Against | Against | |||||||||
| JPMorgan Chase & Co. |
JPM | 46625H100 | USA | 21-May-13 | Annual | Share Holder | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | Against | Against | |||||||||
| JPMorgan Chase & Co. |
JPM | 46625H100 | USA | 21-May-13 | Annual | Share Holder | Report on Lobbying Payments and Policy | Against | Against | |||||||||
| JPMorgan Chase & Co. |
JPM | 46625H100 | USA | 21-May-13 | Annual | Management | Elect Director James A. Bell | For | For | |||||||||
| JPMorgan Chase & Co. |
JPM | 46625H100 | USA | 21-May-13 | Annual | Management | Elect Director Crandall C.Bowles | For | For | |||||||||
| JPMorgan Chase & Co. |
JPM | 46625H100 | USA | 21-May-13 | Annual | Management | Elect Director Stephen B. Burke | For | For | |||||||||
| JPMorgan Chase & Co. |
JPM | 46625H100 | USA | 21-May-13 | Annual | Management | Elect Director David M. Cote | For | Against | |||||||||
| JPMorgan Chase & Co. |
JPM | 46625H100 | USA | 21-May-13 | Annual | Management | Elect Director James S. Crown | For | Against | |||||||||
| JPMorgan Chase & Co. |
JPM | 46625H100 | USA | 21-May-13 | Annual | Management | Elect Director James Dimon | For | For | |||||||||
| JPMorgan Chase & Co. |
JPM | 46625H100 | USA | 21-May-13 | Annual | Management | Elect Director Timothy P. Flynn | For | For | |||||||||
| JPMorgan Chase & Co. |
JPM | 46625H100 | USA | 21-May-13 | Annual | Management | Elect Director Ellen V. Futter | For | Against | |||||||||
| JPMorgan Chase & Co. |
JPM | 46625H100 | USA | 21-May-13 | Annual | Management | Elect Director Laban P. Jackson, Jr. | For | For | |||||||||
| JPMorgan Chase & Co. |
JPM | 46625H100 | USA | 21-May-13 | Annual | Management | Elect Director Lee R. Raymond | For | For | |||||||||
| JPMorgan Chase & Co. |
JPM | 46625H100 | USA | 21-May-13 | Annual | Management | Elect Director William C. Weldon | For | For | |||||||||
| JPMorgan Chase & Co. |
JPM | 46625H100 | USA | 21-May-13 | Annual | Management | Ratify Auditors | For | For | |||||||||
| JPMorgan Chase & Co. |
JPM | 46625H100 | USA | 21-May-13 | Annual | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | |||||||||
| JPMorgan Chase & Co. |
JPM | 46625H100 | USA | 21-May-13 | Annual | Management | Provide Right to Act by Written Consent | For | For | |||||||||
| JPMorgan Chase & Co. |
JPM | 46625H100 | USA | 21-May-13 | Annual | Management | Amend Executive Incentive Bonus Plan | For | For | |||||||||
| Royal Dutch Shell plc |
RDSA | 780259206 | United Kingdom | 21-May-13 | Annual | Management | Accept Financial Statements and Statutory Reports | For | For | |||||||||
| Royal Dutch Shell plc |
RDSA | 780259206 | United Kingdom | 21-May-13 | Annual | Management | Approve Remuneration Report | For | For | |||||||||
| Royal Dutch Shell plc |
RDSA | 780259206 | United Kingdom | 21-May-13 | Annual | Management | Re-elect Josef Ackermann as Director | For | For | |||||||||
| Royal Dutch Shell plc |
RDSA | 780259206 | United Kingdom | 21-May-13 | Annual | Management | Re-elect Guy Elliott as Director | For | For | |||||||||
| Royal Dutch Shell plc |
RDSA | 780259206 | United Kingdom | 21-May-13 | Annual | Management | Re-elect Simon Henry as Director | For | For | |||||||||
| Royal Dutch Shell plc |
RDSA | 780259206 | United Kingdom | 21-May-13 | Annual | Management | Re-elect Charles Holliday as Director | For | For | |||||||||
| Royal Dutch Shell plc |
RDSA | 780259206 | United Kingdom | 21-May-13 | Annual | Management | Re-elect Gerard Kleisterlee as Director | For | For | |||||||||
| Royal Dutch Shell plc |
RDSA | 780259206 | United Kingdom | 21-May-13 | Annual | Management | Re-elect Jorma Ollila as Director | For | For | |||||||||
| Royal Dutch Shell plc |
RDSA | 780259206 | United Kingdom | 21-May-13 | Annual | Management | Re-elect Sir Nigel Sheinwald as Director | For | For | |||||||||
| Royal Dutch Shell plc |
RDSA | 780259206 | United Kingdom | 21-May-13 | Annual | Management | Re-elect Linda Stuntz as Director | For | For | |||||||||
| Royal Dutch Shell plc |
RDSA | 780259206 | United Kingdom | 21-May-13 | Annual | Management | Re-elect Peter Voser as Director | For | For | |||||||||
| Royal Dutch Shell plc |
RDSA | 780259206 | United Kingdom | 21-May-13 | Annual | Management | Re-elect Hans Wijers as Director | For | For | |||||||||
| Royal Dutch Shell plc |
RDSA | 780259206 | United Kingdom | 21-May-13 | Annual | Management | Elect Gerrit Zalm as Director | For | For | |||||||||
| Royal Dutch Shell plc |
RDSA | 780259206 | United Kingdom | 21-May-13 | Annual | Management | Reappoint PricewaterhouseCoopers LLP as Auditors | For | For | |||||||||
| Royal Dutch Shell plc |
RDSA | 780259206 | United Kingdom | 21-May-13 | Annual | Management | Authorise Board to Fix Remuneration of Auditors | For | For | |||||||||
| Royal Dutch Shell plc |
RDSA | 780259206 | United Kingdom | 21-May-13 | Annual | Management | Authorise Issue of Equity with Pre-emptive Rights | For | For | |||||||||
| Royal Dutch Shell plc |
RDSA | 780259206 | United Kingdom | 21-May-13 | Annual | Management | Authorise Issue of Equity without Pre-emptive Rights | For | For | |||||||||
| Royal Dutch Shell plc |
RDSA | 780259206 | United Kingdom | 21-May-13 | Annual | Management | Authorise Market Purchase of Ordinary Shares | For | For | |||||||||
| Royal Dutch Shell plc |
RDSA | 780259206 | United Kingdom | 21-May-13 | Annual | Management | Authorise EU Political Donations and Expenditure | For | For | |||||||||
| The Interpublic Group of Companies, Inc. |
IPG | 460690100 | USA | 23-May-13 | Annual | Share Holder | Prepare Employment Diversity Report | Against | Against | |||||||||
| The Interpublic Group of Companies, Inc. |
IPG | 460690100 | USA | 23-May-13 | Annual | Share Holder | Pro-rata Vesting of Equity Awards | Against | Against | |||||||||
| The Interpublic Group of Companies, Inc. |
IPG | 460690100 | USA | 23-May-13 | Annual | Management | Elect Director Jocelyn Carter-Miller | For | For | |||||||||
| The Interpublic Group of Companies, Inc. |
IPG | 460690100 | USA | 23-May-13 | Annual | Management | Elect Director Jill M. Considine | For | For | |||||||||
| The Interpublic Group of Companies, Inc. |
IPG | 460690100 | USA | 23-May-13 | Annual | Management | Elect Director Richard A. Goldstein | For | For | |||||||||
| The Interpublic Group of Companies, Inc. |
IPG | 460690100 | USA | 23-May-13 | Annual | Management | Elect Director Mary J. Steele Guilfoile | For | For | |||||||||
| The Interpublic Group of Companies, Inc. |
IPG | 460690100 | USA | 23-May-13 | Annual | Management | Elect Director H. John Greeniaus | For | For | |||||||||
| The Interpublic Group of Companies, Inc. |
IPG | 460690100 | USA | 23-May-13 | Annual | Management | Elect Director Dawn Hudson | For | For | |||||||||
| The Interpublic Group of Companies, Inc. |
IPG | 460690100 | USA | 23-May-13 | Annual | Management | Elect Director William T. Kerr | For | For | |||||||||
| The Interpublic Group of Companies, Inc. |
IPG | 460690100 | USA | 23-May-13 | Annual | Management | Elect Director Michael I. Roth | For | For | |||||||||
| The Interpublic Group of Companies, Inc. |
IPG | 460690100 | USA | 23-May-13 | Annual | Management | Elect Director David M. Thomas | For | For | |||||||||
| The Interpublic Group of Companies, Inc. |
IPG | 460690100 | USA | 23-May-13 | Annual | Management | Ratify Auditors | For | For | |||||||||
| The Interpublic Group of Companies, Inc. |
IPG | 460690100 | USA | 23-May-13 | Annual | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | |||||||||
| Time Warner Inc. |
TWX | 887317303 | USA | 23-May-13 | Annual | Management | Elect Director James L. Barksdale | For | For | |||||||||
| Time Warner Inc. |
TWX | 887317303 | USA | 23-May-13 | Annual | Management | Elect Director William P. Barr | For | For | |||||||||
| Time Warner Inc. |
TWX | 887317303 | USA | 23-May-13 | Annual | Management | Elect Director Jeffrey L. Bewkes | For | For | |||||||||
| Time Warner Inc. |
TWX | 887317303 | USA | 23-May-13 | Annual | Management | Elect Director Stephen F. Bollenbach | For | For | |||||||||
| Time Warner Inc. |
TWX | 887317303 | USA | 23-May-13 | Annual | Management | Elect Director Robert C. Clark | For | For | |||||||||
| Time Warner Inc. |
TWX | 887317303 | USA | 23-May-13 | Annual | Management | Elect Director Mathias Dopfner | For | For | |||||||||
| Time Warner Inc. |
TWX | 887317303 | USA | 23-May-13 | Annual | Management | Elect Director Jessica P. Einhorn | For | For | |||||||||
| Time Warner Inc. |
TWX | 887317303 | USA | 23-May-13 | Annual | Management | Elect Director Fred Hassan | For | For | |||||||||
| Time Warner Inc. |
TWX | 887317303 | USA | 23-May-13 | Annual | Management | Elect Director Kenneth J. Novack | For | For | |||||||||
| Time Warner Inc. |
TWX | 887317303 | USA | 23-May-13 | Annual | Management | Elect Director Paul D. Wachter | For | For | |||||||||
| Time Warner Inc. |
TWX | 887317303 | USA | 23-May-13 | Annual | Management | Elect Director Deborah C. Wright | For | For | |||||||||
| Time Warner Inc. |
TWX | 887317303 | USA | 23-May-13 | Annual | Management | Ratify Auditors | For | For | |||||||||
| Time Warner Inc. |
TWX | 887317303 | USA | 23-May-13 | Annual | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | |||||||||
| Time Warner Inc. |
TWX | 887317303 | USA | 23-May-13 | Annual | Management | Approve Omnibus Stock Plan | For | For | |||||||||
| Unum Group |
UNM | 91529Y106 | USA | 23-May-13 | Annual | Management | Elect Director E. Michael Caulfield | For | For | |||||||||
| Unum Group |
UNM | 91529Y106 | USA | 23-May-13 | Annual | Management | Elect Director Ronald E. Goldsberry | For | For | |||||||||
| Unum Group |
UNM | 91529Y106 | USA | 23-May-13 | Annual | Management | Elect Director Kevin T. Kabat | For | For | |||||||||
| Unum Group |
UNM | 91529Y106 | USA | 23-May-13 | Annual | Management | Elect Director Michael J. Passarella | For | For | |||||||||
| Unum Group |
UNM | 91529Y106 | USA | 23-May-13 | Annual | Management | Declassify the Board of Directors | For | For | |||||||||
| Unum Group |
UNM | 91529Y106 | USA | 23-May-13 | Annual | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | |||||||||
| Unum Group |
UNM | 91529Y106 | USA | 23-May-13 | Annual | Management | Approve Executive Incentive Bonus Plan | For | For | |||||||||
| Unum Group |
UNM | 91529Y106 | USA | 23-May-13 | Annual | Management | Ratify Auditors | For | For | |||||||||
| Merck & Co., Inc. |
MRK | 58933Y105 | USA | 28-May-13 | Annual | Share Holder | Provide Right to Act by Written Consent | Against | For | |||||||||
| Merck & Co., Inc. |
MRK | 58933Y105 | USA | 28-May-13 | Annual | Share Holder | Amend Articles/Bylaws/Charter – Call Special Meetings | Against | For | |||||||||
| Merck & Co., Inc. |
MRK | 58933Y105 | USA | 28-May-13 | Annual | Share Holder | Report on Charitable and Political Contributions | Against | Against | |||||||||
| Merck & Co., Inc. |
MRK | 58933Y105 | USA | 28-May-13 | Annual | Share Holder | Report on Lobbying Activities | Against | Against | |||||||||
| Merck & Co., Inc. |
MRK | 58933Y105 | USA | 28-May-13 | Annual | Management | Elect Director Leslie A. Brun | For | For | |||||||||
| Merck & Co., Inc. |
MRK | 58933Y105 | USA | 28-May-13 | Annual | Management | Elect Director Thomas R. Cech | For | For | |||||||||
| Merck & Co., Inc. |
MRK | 58933Y105 | USA | 28-May-13 | Annual | Management | Elect Director Kenneth C. Frazier | For | For | |||||||||
| Merck & Co., Inc. |
MRK | 58933Y105 | USA | 28-May-13 | Annual | Management | Elect Director Thomas H. Glocer | For | For | |||||||||
| Merck & Co., Inc. |
MRK | 58933Y105 | USA | 28-May-13 | Annual | Management | Elect Director William B. Harrison Jr. | For | For | |||||||||
| Merck & Co., Inc. |
MRK | 58933Y105 | USA | 28-May-13 | Annual | Management | Elect Director C. Robert Kidder | For | For | |||||||||
| Merck & Co., Inc. |
MRK | 58933Y105 | USA | 28-May-13 | Annual | Management | Elect Director Rochelle B. Lazarus | For | For | |||||||||
| Merck & Co., Inc. |
MRK | 58933Y105 | USA | 28-May-13 | Annual | Management | Elect Director Carlos E. Represas | For | For | |||||||||
| Merck & Co., Inc. |
MRK | 58933Y105 | USA | 28-May-13 | Annual | Management | Elect Director Patricia F. Russo | For | For | |||||||||
| Merck & Co., Inc. |
MRK | 58933Y105 | USA | 28-May-13 | Annual | Management | Elect Director Craig B. Thompson | For | For | |||||||||
| Merck & Co., Inc. |
MRK | 58933Y105 | USA | 28-May-13 | Annual | Management | Elect Director Wendell P. Weeks | For | For | |||||||||
| Merck & Co., Inc. |
MRK | 58933Y105 | USA | 28-May-13 | Annual | Management | Elect Director Peter C. Wendell | For | For | |||||||||
| Merck & Co., Inc. |
MRK | 58933Y105 | USA | 28-May-13 | Annual | Management | Ratify Auditors | For | For | |||||||||
| Merck & Co., Inc. |
MRK | 58933Y105 | USA | 28-May-13 | Annual | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | |||||||||
| Raytheon Company |
RTN | 755111507 | USA | 30-May-13 | Annual | Share Holder | Report on Political Contributions | Against | For | |||||||||
| Raytheon Company |
RTN | 755111507 | USA | 30-May-13 | Annual | Share Holder | Provide Right to Act by Written Consent | Against | Against | |||||||||
| Raytheon Company |
RTN | 755111507 | USA | 30-May-13 | Annual | Share Holder | Submit SERP to Shareholder Vote | Against | Against | |||||||||
| Raytheon Company |
RTN | 755111507 | USA | 30-May-13 | Annual | Share Holder | Pro-rata Vesting of Equity Awards | Against | Against | |||||||||
| Raytheon Company |
RTN | 755111507 | USA | 30-May-13 | Annual | Management | Elect Director James E. Cartwright | For | For | |||||||||
| Raytheon Company |
RTN | 755111507 | USA | 30-May-13 | Annual | Management | Elect Director Vernon E. Clark | For | For | |||||||||
| Raytheon Company |
RTN | 755111507 | USA | 30-May-13 | Annual | Management | Elect Director Stephen J. Hadley | For | For | |||||||||
| Raytheon Company |
RTN | 755111507 | USA | 30-May-13 | Annual | Management | Elect Director Michael C. Ruettgers | For | For | |||||||||
| Raytheon Company |
RTN | 755111507 | USA | 30-May-13 | Annual | Management | Elect Director Ronald L. Skates | For | For | |||||||||
| Raytheon Company |
RTN | 755111507 | USA | 30-May-13 | Annual | Management | Elect Director William R. Spivey | For | For | |||||||||
| Raytheon Company |
RTN | 755111507 | USA | 30-May-13 | Annual | Management | Elect Director Linda G. Stuntz | For | Against | |||||||||
| Raytheon Company |
RTN | 755111507 | USA | 30-May-13 | Annual | Management | Elect Director William H. Swanson | For | For | |||||||||
| Raytheon Company |
RTN | 755111507 | USA | 30-May-13 | Annual | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | |||||||||
| Raytheon Company |
RTN | 755111507 | USA | 30-May-13 | Annual | Management | Ratify Auditors | For | For | |||||||||
| General Motors Company |
GM | 37045V100 | USA | 06-Jun-13 | Annual | Share Holder | Require Independent Board Chairman | Against | Against | |||||||||
| General Motors Company |
GM | 37045V100 | USA | 06-Jun-13 | Annual | Share Holder | Stock Retention/Holding Period | Against | For | |||||||||
| General Motors Company |
GM | 37045V100 | USA | 06-Jun-13 | Annual | Management | Elect Director Daniel F. Akerson | For | For | |||||||||
| General Motors Company |
GM | 37045V100 | USA | 06-Jun-13 | Annual | Management | Elect Director David Bonderman | For | Against | |||||||||
| General Motors Company |
GM | 37045V100 | USA | 06-Jun-13 | Annual | Management | Elect Director Erroll B. Davis, Jr. | For | For | |||||||||
| General Motors Company |
GM | 37045V100 | USA | 06-Jun-13 | Annual | Management | Elect Director Stephen J. Girsky | For | For | |||||||||
| General Motors Company |
GM | 37045V100 | USA | 06-Jun-13 | Annual | Management | Elect Director E. Neville Isdell | For | For | |||||||||
| General Motors Company |
GM | 37045V100 | USA | 06-Jun-13 | Annual | Management | Elect Director Robert D. Krebs | For | For | |||||||||
| General Motors Company |
GM | 37045V100 | USA | 06-Jun-13 | Annual | Management | Elect Director Kathryn V. Marinello | For | For | |||||||||
| General Motors Company |
GM | 37045V100 | USA | 06-Jun-13 | Annual | Management | Elect Director Michael G. Mullen | For | For | |||||||||
| General Motors Company |
GM | 37045V100 | USA | 06-Jun-13 | Annual | Management | Elect Director James J. Mulva | For | For | |||||||||
| General Motors Company |
GM | 37045V100 | USA | 06-Jun-13 | Annual | Management | Elect Director Patricia F. Russo | For | For | |||||||||
| General Motors Company |
GM | 37045V100 | USA | 06-Jun-13 | Annual | Management | Elect Director Thomas M. Schoewe | For | For | |||||||||
| General Motors Company |
GM | 37045V100 | USA | 06-Jun-13 | Annual | Management | Elect Director Theodore M. Solso | For | For | |||||||||
| General Motors Company |
GM | 37045V100 | USA | 06-Jun-13 | Annual | Management | Elect Director Carol M. Stephenson | For | For | |||||||||
| General Motors Company |
GM | 37045V100 | USA | 06-Jun-13 | Annual | Management | Elect Director Cynthia A. Telles | For | For | |||||||||
| General Motors Company |
GM | 37045V100 | USA | 06-Jun-13 | Annual | Management | Ratify Auditors | For | For | |||||||||
| General Motors Company |
GM | 37045V100 | USA | 06-Jun-13 | Annual | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | |||||||||
| Ingersoll-Rand plc |
IR | G47791101 | Ireland | 06-Jun-13 | Annual | Management | Elect Director Ann C. Berzin | For | For | |||||||||
| Ingersoll-Rand plc |
IR | G47791101 | Ireland | 06-Jun-13 | Annual | Management | Elect Director John Bruton | For | For | |||||||||
| Ingersoll-Rand plc |
IR | G47791101 | Ireland | 06-Jun-13 | Annual | Management | Elect Director Jared L. Cohon | For | For | |||||||||
| Ingersoll-Rand plc |
IR | G47791101 | Ireland | 06-Jun-13 | Annual | Management | Elect Director Gary D. Forsee | For | For | |||||||||
| Ingersoll-Rand plc |
IR | G47791101 | Ireland | 06-Jun-13 | Annual | Management | Elect Director Edward E. Hagenlocker | For | For | |||||||||
| Ingersoll-Rand plc |
IR | G47791101 | Ireland | 06-Jun-13 | Annual | Management | Elect Director Constance J. Horner | For | For | |||||||||
| Ingersoll-Rand plc |
IR | G47791101 | Ireland | 06-Jun-13 | Annual | Management | Elect Director Michael W. Lamach | For | For | |||||||||
| Ingersoll-Rand plc |
IR | G47791101 | Ireland | 06-Jun-13 | Annual | Management | Elect Director Theodore E. Martin | For | For | |||||||||
| Ingersoll-Rand plc |
IR | G47791101 | Ireland | 06-Jun-13 | Annual | Management | Elect Director Nelson Peltz | For | For | |||||||||
| Ingersoll-Rand plc |
IR | G47791101 | Ireland | 06-Jun-13 | Annual | Management | Elect Director John P. Surma | For | Against | |||||||||
| Ingersoll-Rand plc |
IR | G47791101 | Ireland | 06-Jun-13 | Annual | Management | Elect Director Richard J. Swift | For | For | |||||||||
| Ingersoll-Rand plc |
IR | G47791101 | Ireland | 06-Jun-13 | Annual | Management | Elect Director Tony L. White | For | For | |||||||||
| Ingersoll-Rand plc |
IR | G47791101 | Ireland | 06-Jun-13 | Annual | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | |||||||||
| Ingersoll-Rand plc |
IR | G47791101 | Ireland | 06-Jun-13 | Annual | Management | Approve Auditors and Authorize Board to Fix Their Remuneration | For | For | |||||||||
| Ingersoll-Rand plc |
IR | G47791101 | Ireland | 06-Jun-13 | Annual | Management | Approve Omnibus Stock Plan | For | For | |||||||||
| Ingersoll-Rand plc |
IR | G47791101 | Ireland | 06-Jun-13 | Annual | Management | Amend the Company’s Articles of Association to Give the Board of Directors Authority to Declare Non-Cash Dividends | For | For | |||||||||
| Ingersoll-Rand plc |
IR | G47791101 | Ireland | 06-Jun-13 | Annual | Management | Capital Reduction and Creation of Distributable Reserves | For | For | |||||||||
| Ingersoll-Rand plc |
IR | G47791101 | Ireland | 06-Jun-13 | Annual | Management | Amend the Company’s Articles of Association to Expand the Authority to Execute Instruments of Transfer | For | For | |||||||||
| Ingersoll-Rand plc |
IR | G47791101 | Ireland | 06-Jun-13 | Annual | Management | Amend the Company’s Articles of Association to Provide for Escheatment in Accordance with U.S. Laws | For | For | |||||||||
| News Corporation |
NWS | 65248E104 | USA | 11-Jun-13 | Special | Management | Amend Certificate of Incorporation Clarifying the Ability to Make Distributions in Comparable Securities in Connection with Separation Transactions | For | For | |||||||||
| News Corporation |
NWS | 65248E104 | USA | 11-Jun-13 | Special | Management | Amend Certificate of Incorporation Allowing for Certain Distributions on Subsidiary-owned Shares and the Creation of Additional Subsidiary-owned Shares | For | For | |||||||||
| Best Buy Co., Inc. |
BBY | 086516101 | USA | 20-Jun-13 | Annual | Management | Elect Director Bradbury H. Anderson | For | For | |||||||||
| Best Buy Co., Inc. |
BBY | 086516101 | USA | 20-Jun-13 | Annual | Management | Elect Director Sanjay Khosla | For | For | |||||||||
| Best Buy Co., Inc. |
BBY | 086516101 | USA | 20-Jun-13 | Annual | Management | Elect Director Allen U. Lenzmeier | For | For | |||||||||
| Best Buy Co., Inc. |
BBY | 086516101 | USA | 20-Jun-13 | Annual | Management | Elect Director Hatim A. Tyabji | For | For | |||||||||
| Best Buy Co., Inc. |
BBY | 086516101 | USA | 20-Jun-13 | Annual | Management | Elect Director Russell P. Fradin | For | For | |||||||||
| Best Buy Co., Inc. |
BBY | 086516101 | USA | 20-Jun-13 | Annual | Management | Elect Director Hubert Joly | For | For | |||||||||
| Best Buy Co., Inc. |
BBY | 086516101 | USA | 20-Jun-13 | Annual | Management | Ratify Auditors | For | For | |||||||||
| Best Buy Co., Inc. |
BBY | 086516101 | USA | 20-Jun-13 | Annual | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | |||||||||
| Best Buy Co., Inc. |
BBY | 086516101 | USA | 20-Jun-13 | Annual | Management | Declassify the Board of Directors | For | For | |||||||||
SIGNATURES:
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Nuveen Tax - Advantaged Total Return Strategy Fund
| By |
/s/ Gifford R. Zimmerman | |
| Gifford R. Zimmerman – Chief Administrative Officer | ||
| Date | ||
August 19, 2013