UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2008
Check here if Amendment [_]; Amendment Number:
-------------
This Amendment (Check only one.): [_] is a restatement.
[_] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Genworth Financial, Inc.
Address: 6620 West Broad Street
Richmond, Virginia 23230
Form 13F File Number: 28-11523
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Patricia Merrill
Title: Senior Counsel
Phone: (804) 662-2711
Signature, Place, and Date of Signing:
/s/ Patricia Merrill Richmond, VA November 12, 2008
-------------------- ------------- -----------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[_] 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting manager(s).)
[_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
List of Other Managers Reporting for this Manager: NONE
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 324 lines
Form 13F Information Table Value Total: 1,844,286
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
No. Form 13F File Number Name
--- -------------------- -----------------------------------------
01 28-11546 Genworth Financial Asset Management, Inc.
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VOTING AUTHORITY
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------- --------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ----
3M CO COM COM 88579Y101 30,708 449,534 SH Sole 01 449,534
ABB LTD SPONSORED ADR SPONSORED ADR 000375204 13,647 703,473 SH Sole 01 703,473
ABRAXIS BIOSCIENCE INC NEW COM COM 00383Y102 1 17 SH Sole 01 17
ADAPTEC INC COM COM 00651F108 5,432 1,656,003 SH Sole 01 1,656,003
ADVANCE AUTO PARTS INC COM COM 00751Y106 42 1,053 SH Sole 01 1,053
AES CORP COM COM 00130H105 9,538 815,952 SH Sole 01 815,952
AFLAC INC COM COM 001055102 39,969 680,327 SH Sole 01 680,327
AGILENT TECHNOLOGIES INC COM COM 00846U101 12,883 434,350 SH Sole 01 434,350
ALBEMARLE CORP COM COM 012653101 2,758 89,442 SH Sole 01 89,442
ALCOA INC COM COM 013817101 2,668 118,137 SH Sole 01 118,137
ALLEGHENY ENERGY INC COM COM 017361106 4,205 114,357 SH Sole 01 114,357
ALLERGAN INC COM COM 018490102 5 103 SH Sole 01 103
ALLIANCE NEW YORK MUN INC FD COM COM 018714105 145 13,159 SH Sole 01 13,159
ALTRIA GROUP INC COM COM 02209S103 2,534 127,726 SH Sole 01 127,726
AMAZON COM INC COM COM 023135106 4 56 SH Sole 01 56
AMBAC FINL GROUP INC COM COM 023139108 1,607 689,521 SH Sole 01 689,521
AMERICA MOVIL SAB DE CV SPON ADR L
SHS ADR 02364W105 2,952 63,668 SH Sole 01 63,668
AMERICAN ELEC PWR INC COM COM 025537101 9,845 265,866 SH Sole 01 265,866
AMERICAN EXPRESS CO COM COM 025816109 7,629 215,336 SH Sole 01 215,336
AMERICAN INTL GROUP INC COM COM 026874107 1 381 SH Sole 01 381
AMERICAN WOODMARK CORP COM COM 030506109 3,950 175,962 SH Sole 01 175,962
ANGLO AMERN PLC ADR NEW ADR 03485P201 2 134 SH Sole 01 134
ANHEUSER BUSCH COS INC COM COM 035229103 13,225 203,840 SH Sole 01 203,840
ANSYS INC COM COM 03662Q105 4,369 115,377 SH Sole 01 115,377
APPLE INC COM COM 037833100 5 46 SH Sole 01 46
ARKANSAS BEST CORP DEL COM COM 040790107 4,048 120,166 SH Sole 01 120,166
ASTRAZENECA PLC SPONSORED ADR SPONSORED ADR 046353108 27,660 630,354 SH Sole 01 630,354
AUTOMATIC DATA PROCESSING IN COM COM 053015103 14,548 340,298 SH Sole 01 340,298
AXA SPONSORED ADR SPONSORED ADR 054536107 20,355 623,247 SH Sole 01 623,247
AXCELIS TECHNOLOGIES INC COM COM 054540109 1,365 802,705 SH Sole 01 802,705
BANCO BRADESCO S A SP ADR PFD NEW SPONSORED ADR 059460303 2,729 169,478 SH Sole 01 169,478
BANK OF NEW YORK MELLON CORP COM COM 064058100 3,507 107,628 SH Sole 01 107,628
BARCLAYS BK PLC DJAIG CMDT ETN CMDT 06738C778 1 26 SH Sole 01 26
BARD C R INC COM COM 067383109 11,284 118,941 SH Sole 01 118,941
BARNES GROUP INC COM COM 067806109 268 13,248 SH Sole 01 13,248
BAXTER INTL INC COM COM 071813109 12,272 186,995 SH Sole 01 186,995
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VOTING AUTHORITY
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------- --------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ----
BECTON DICKINSON & CO COM COM 075887109 26,291 327,574 SH Sole 01 327,574
BHP BILLITON LTD SPONSORED ADR ADR 088606108 12,816 246,504 SH Sole 01 246,504
BIOTECH HOLDRS TR DEPOSTRY RCPTS TR DEPOSTR RCPT 09067D201 6 33 SH Sole 01 33
BJS WHOLESALE CLUB INC COM COM 05548J106 34 884 SH Sole 01 884
BLACKROCK FL INS MUN INC TR COM COM 09250G102 11 1,017 SH Sole 01 1,017
BLACKROCK FLA MUN 2020 TERM COM SHS COM SHS 09250M109 11 1,026 SH Sole 01 1,026
BLACKROCK MUNI N Y INTER DUR COM COM 09255F109 222 21,690 SH Sole 01 21,690
BLACKROCK MUNIHOLDINGS N Y I COM COM 09255C106 151 14,782 SH Sole 01 14,782
BLACKROCK MUNIYIELD CALIF FD COM COM 09254M105 1,023 98,299 SH Sole 01 98,299
BLACKROCK MUNIYIELD CALIF IN COM COM 09254N103 1,070 103,352 SH Sole 01 103,352
BLACKROCK MUNIYIELD FLA INC COM COM 09254R104 6 567 SH Sole 01 567
BLACKROCK NY MUN INCOME TR I COM COM 09249R102 236 21,342 SH Sole 01 21,342
BLDRS INDEX FDS TR DEV MK 100 ADR ADR 09348R201 3,347 150,203 SH Sole 01 150,203
BLDRS INDEX FDS TR EMER MK 50 ADR ADR 09348R300 215 5,699 SH Sole 01 5,699
BOWNE & CO INC COM COM 103043105 2,971 257,266 SH Sole 01 257,266
BRISTOL MYERS SQUIBB CO COM COM 110122108 11,186 536,518 SH Sole 01 536,518
BRITISH AMERN TOB PLC SPONSORED ADR SPONSORED ADR 110448107 7,850 126,608 SH Sole 01 126,608
BROADCOM CORP CL A CL A 111320107 3 175 SH Sole 01 175
BUCYRUS INTL INC NEW COM COM 118759109 170 3,806 SH Sole 01 3,806
BURLINGTON NORTHN SANTA FE C COM COM 12189T104 11,319 122,457 SH Sole 01 122,457
CELANESE CORP DEL COM SER A COM 150870103 39 1,385 SH Sole 01 1,385
CERNER CORP COM COM 156782104 3 63 SH Sole 01 63
CGG VERITAS SPONSORED ADR SPONSORED ADR 204386106 6,288 197,812 SH Sole 01 197,812
CHARLES RIV LABS INTL INC COM COM 159864107 267 4,814 SH Sole 01 4,814
CHATTEM INC COM COM 162456107 5,645 72,204 SH Sole 01 72,204
CHINA LIFE INS CO LTD SPON ADR REP
H SPONSORED ADR 16939P106 529 9,511 SH Sole 01 9,511
CHINA MOBILE LIMITED SPONSORED ADR ADR 16941M109 10,444 208,551 SH Sole 01 208,551
CIMAREX ENERGY CO COM COM 171798101 1 26 SH Sole 01 26
CISCO SYS INC COM COM 17275R102 10,278 455,569 SH Sole 01 455,569
CITIGROUP INC COM COM 172967101 1,594 77,695 SH Sole 01 77,695
CLAYMORE EXCHANGE TRADED FD BNY
BRI&CP ETF 18383M100 108 3,116 SH Sole 01 3,116
CME GROUP INC COM COM 12572Q105 4 11 SH Sole 01 11
CMS ENERGY CORP COM COM 125896100 4,277 343,002 SH Sole 01 343,002
CNOOC LTD SPONSORED ADR SPONSORED ADR 126132109 2,912 25,426 SH Sole 01 25,426
COCA COLA FEMSA S A B DE C V SPON
ADR ADR 191241108 434 8,603 SH Sole 01 8,603
COGNIZANT TECHNOLOGY SOLUTIO CL A CL A 192446102 3,896 170,666 SH Sole 01 170,666
COLGATE PALMOLIVE CO COM COM 194162103 16,867 223,844 SH Sole 01 223,844
COMCAST CORP NEW CL A CL A 20030N101 11,174 569,212 SH Sole 01 569,212
COMCAST CORP NEW CL A SPL SPL 20030N200 5,343 270,950 SH Sole 01 270,950
COMPANHIA VALE DO RIO DOCE SPONSORED ADR 204412209 2,131 111,261 SH Sole 01 111,261
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VOTING AUTHORITY
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------- --------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ----
COMPANIA CER VECERIAS UNIDAS SPONSORED ADR 204429104 2,631 81,947 SH Sole 01 81,947
CONAGRA FOODS INC COM COM 205887102 9,805 503,867 SH Sole 01 503,867
CORE LABORATORIES N V COM COM N22717107 3,305 32,618 SH Sole 01 32,618
CORNING INC COM COM 219350105 4,208 269,025 SH Sole 01 269,025
COSTCO WHSL CORP NEW COM COM 22160K105 7 106 SH Sole 01 106
COVIDIEN LTD COM COM G2552X108 13,443 250,052 SH Sole 01 250,052
CTRIP COM INTL LTD ADR SPONSORED ADR 22943F100 2,561 66,338 SH Sole 01 66,338
DELTA AIR LINES INC. COM 247361702 85 11,466 SH Sole 11,466
DENTSPLY INTL INC NEW COM COM 249030107 13,330 355,082 SH Sole 01 355,082
DEVON ENERGY CORP NEW COM COM 25179M103 16 177 SH Sole 01 177
DIAMOND OFFSHORE DRILLING IN COM COM 25271C102 5,700 55,311 SH Sole 01 55,311
DICKS SPORTING GOODS INC COM COM 253393102 1,628 83,128 SH Sole 01 83,128
DOLBY LABORATORIES INC COM COM 25659T107 3,345 95,048 SH Sole 01 95,048
DOLLAR THRIFTY AUTOMOTIVE GP COM COM 256743105 42 21,599 SH Sole 01 21,599
DPL INC COM COM 233293109 765 30,832 SH Sole 01 30,832
DU PONT E I DE NEMOURS & CO COM COM 263534109 9,561 237,253 SH Sole 01 237,253
E M C CORP MASS COM COM 268648102 3,699 309,262 SH Sole 01 309,262
EAST WEST BANCORP INC COM COM 27579R104 2,867 209,304 SH Sole 01 209,304
EATON VANCE FLTING RATE INC COM COM 278279104 2,217 197,416 SH Sole 01 197,416
EATON VANCE INS FL PLUS MUN COM COM 27828E102 6 557 SH Sole 01 557
EATON VANCE NATL MUN INCOME SH BEN
INT SH BEEN INT 27829D103 11 997 SH Sole 01 997
EATON VANCE SR FLTNG RTE TR COM COM 27828Q105 2,190 200,903 SH Sole 01 200,903
EATON VANCE TX MNG BY WRT OP COM COM 27828Y108 2,959 247,229 SH Sole 01 247,229
EATON VANCE TXMGD GL BUYWR O COM COM 27829C105 2,886 248,755 SH Sole 01 248,755
EMERSON ELEC CO COM COM 291011104 20,177 494,667 SH Sole 01 494,667
ENTERGY CORP NEW COM COM 29364G103 4,430 49,766 SH Sole 01 49,766
ERICSSON L M TEL CO ADR B SEK 10 ADR 294821608 11,285 1,196,696 SH Sole 01 1,196,696
EXELON CORP COM COM 30161N101 11,005 175,735 SH Sole 01 175,735
EXPEDITORS INTL WASH INC COM COM 302130109 326 9,343 SH Sole 01 9,343
EXPRESSJET HOLDINGS INC CL A CL A 30218U108 409 2,153,205 SH Sole 01 2,153,205
EXXON MOBIL CORP COM COM 30231G102 22,546 290,314 SH Sole 01 290,314
FACTSET RESH SYS INC COM COM 303075105 2,352 45,011 SH Sole 01 45,011
FAIRPOINT COMMUNICATIONS COM 305560104 0 15 SH Sole 15
FASTENAL CO COM COM 311900104 2,480 50,214 SH Sole 01 50,214
FEDERAL HOME LN MTG CORP COM COM 313400301 283 165,283 SH Sole 01 165,283
FIFTH STREET FINANCE CORP COM 31678A103 14,807 1,473,379 SH Sole 1,473,379
FIRST NIAGARA FINL GP INC COM COM 33582V108 19 1,216 SH Sole 01 1,216
FIRST TR EXCHANGE TRADED FD
UTILITIES ALPH ETF 33734X184 350 23,240 SH Sole 01 23,240
FIRST TR/FOUR CRNRS SR FLOAT COM COM 33733U108 2,152 205,963 SH Sole 01 205,963
FIRSTENERGY CORP COM COM 337932107 1,670 24,933 SH Sole 01 24,933
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VOTING AUTHORITY
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------- --------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ----
FMC TECHNOLOGIES INC COM COM 30249U101 3 62 SH Sole 01 62
FRESENIUS KABI PHARMACEUTHLD RIGHT RIGHT 35802M115 0 73 SH Sole 01 73
FRESENIUS MED CARE AG&CO KGA
SPONSORED SPONSORED ADR 358029106 4,288 82,560 SH Sole 01 82,560
GAMESTOP CORP NEW CL A CORP NEW 36467W109 192 5,612 SH Sole 01 5,612
GENENTECH INC COM NEW COM NEW 368710406 4 50 SH Sole 01 50
GENERAL DYNAMICS CORP COM COM 369550108 24,186 328,530 SH Sole 01 328,530
GENERAL ELECTRIC CO COM COM 369604103 9,907 388,492 SH Sole 01 388,492
GENERAL MLS INC COM COM 370334104 13,818 201,075 SH Sole 01 201,075
GENZYME CORP COM COM 372917104 8 101 SH Sole 01 101
GOODRICH CORP COM COM 382388106 15 356 SH Sole 01 356
GOOGLE INC CL A CL A 38259P508 6 18 SH Sole 01 18
GREAT PLAINS ENERGY INC COM COM 391164100 181 8,132 SH Sole 01 8,132
GREIF INC CL A CL A 397624107 401 6,114 SH Sole 01 6,114
GROUPE CGI INC CL A SUB VTG CL A SUB VTG 39945C109 18,482 2,090,691 SH Sole 01 2,090,691
GRUPO TELEVISA SA DE CV SP ADR
REP ORD SPONSORED ADR 40049J206 2,131 97,455 SH Sole 01 97,455
HALLIBURTON CO COM COM 406216101 9,480 292,676 SH Sole 01 292,676
HANSEN NAT CORP COM COM 411310105 2,516 83,183 SH Sole 01 83,183
HARRIS CORP DEL COM COM 413875105 2,542 55,012 SH Sole 01 55,012
HARSCO CORP COM COM 415864107 23 616 SH Sole 01 616
HOLOGIC INC. COM 436440101 186 9,632 SH Sole 9,632
ICICI BK LTD ADR SPONSORED ADR 45104G104 1,888 80,262 SH Sole 01 80,262
IDEARC INC. COM 451663108 0 41 SH Sole 41
IHS INC CL A CL A 451734107 16,426 344,790 SH Sole 01 344,790
ILLINOIS TOOL WKS INC COM COM 452308109 12,306 276,847 SH Sole 01 276,847
INFOSYS TECHNOLOGIES LTD SPONSORED SPONSORED ADR 456788108 3,068 92,101 SH Sole 01 92,101
ING GLOBAL EQTY DIV & PREM O COM COM 45684E107 2,777 250,196 SH Sole 01 250,196
ING GROEP N V SPONSORED ADR SPONSORED ADR 456837103 11,153 521,181 SH Sole 01 521,181
ING PRIME RATE TR SH BEN INT SH BEEN INT 44977W106 2,206 508,373 SH Sole 01 508,373
INGERSOLL-RAND COMPANY LTD CL A CL A G4776G101 5,373 172,364 SH Sole 01 172,364
INTERCONTINENTALEXCHANGE INC COM COM 45865V100 3 41 SH Sole 01 41
INTERNATIONAL BUSINESS MACHS COM COM 459200101 11,509 98,397 SH Sole 01 98,397
INTERNATIONAL FLAVORS&FRAGRA COM COM 459506101 10,186 258,135 SH Sole 01 258,135
INTUITIVE SURGICAL INC COM NEW COM 46120E602 4 17 SH Sole 01 17
INVITROGEN CORP COM COM 46185R100 34 900 SH Sole 01 900
IRON MTN INC COM COM 462846106 2 102 SH Sole 01 102
ISHARES INC MSCI BRIC INDX ETF 464286657 122 3,507 SH Sole 01 3,507
ISHARES TR 1-3 YR TRS BD ETF 464287457 11,349 135,822 SH Sole 01 135,822
ISHARES TR DJ US UTILS ETF 464287697 144 1,830 SH Sole 01 1,830
ISHARES TR LEHMAN 3-7 YR ETF 464288661 9 86 SH Sole 01 86
ISHARES TR LEHMAN AGG BND ETF 464287226 5 49 SH Sole 01 49
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VOTING AUTHORITY
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------- --------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ----
ISHARES TR LEHMAN SH TREA ETF 464288679 5,177 46,939 SH Sole 01 46,939
ISHARES TR MSCI ACWI EX ETF 464288240 3,404 85,300 SH Sole 01 85,300
ISHARES TR MSCI ACWI INDX ETF 464288257 651 15,761 SH Sole 01 15,761
ISHARES TR MSCI EAFE IDX ETF 464287465 12,107 215,047 SH Sole 01 215,047
ISHARES TR MSCI EMERG MKT ETF 464287234 758 22,175 SH Sole 01 22,175
ISHARES TR MSCI GRW IDX ETF 464288885 8,826 155,942 SH Sole 01 155,942
ISHARES TR MSCI VAL IDX ETF 464288877 9,356 185,486 SH Sole 01 185,486
ISHARES TR RUSSELL 1000 ETF 464287622 15,437 242,876 SH Sole 01 242,876
ISHARES TR RUSSELL MCP VL ETF 464287473 20,188 514,879 SH Sole 01 514,879
ISHARES TR RUSSELL1000GRW ETF 464287614 543 11,186 SH Sole 01 11,186
ISHARES TR RUSSELL1000VAL ETF 464287598 760 11,889 SH Sole 01 11,889
ISHARES TR S&P 500 INDEX ETF 464287200 4 36 SH Sole 01 36
ISHARES TR S&P CALI ETF ETF 464288356 92 913 SH Sole 01 913
ISHARES TR S&P GBL ENER ETF 464287341 17,282 458,297 SH Sole 01 458,297
ISHARES TR S&P GL UTILITI ETF 464288711 25,693 477,035 SH Sole 01 477,035
ISHARES TR S&P GLB100INDX ETF 464287572 709 11,410 SH Sole 01 11,410
ISHARES TR S&P MIDCAP 400 ETF 464287507 1 14 SH Sole 01 14
ISHARES TR S&P NATL MUN B ETF 464288414 1 9 SH Sole 01 9
ISHARES TR S&P NY MUN ETF ETF 464288323 21 205 SH Sole 01 205
ISHARES TR S&P SMLCAP 600 ETF 464287804 1 19 SH Sole 01 19
ISHARES TR S&P500 GRW ETF 464287309 81,695 1,438,793 SH Sole 01 1,438,793
ISHARES TR US PFD STK IDX ETF 464288687 3,157 111,153 SH Sole 01 111,153
ISHARES TR US TIPS BD FD ETF 464287176 188 1,860 SH Sole 01 1,860
JABIL CIRCUIT INC COM COM 466313103 2,461 257,923 SH Sole 01 257,923
JACK IN THE BOX INC COM COM 466367109 37 1,737 SH Sole 01 1,737
JAKKS PAC INC COM COM 47012E106 556 22,302 SH Sole 01 22,302
JARDEN CORP COM COM 471109108 147 6,268 SH Sole 01 6,268
JOHN BEAN TECHNOLOGIES CORP COM
ADDED COM 477839104 0 13 SH Sole 01 13
JOHNSON & JOHNSON COM COM 478160104 16,882 243,680 SH Sole 01 243,680
JPMORGAN & CHASE & CO COM COM 46625H100 10,313 220,828 SH Sole 01 220,828
KANSAS CITY SOUTHERN COM NEW COM 485170302 2 51 SH Sole 01 51
KONINKLIJKE PHILIPS ELECTRS NY REG
SH NEW 500472303 16,288 597,708 SH Sole 01 597,708
K-SWISS INC CL A CL A 482686102 4,444 255,414 SH Sole 01 255,414
LAS VEGAS SANDS CORP COM COM 517834107 1 37 SH Sole 01 37
LEAR CORP COM COM 521865105 1,798 171,205 SH Sole 01 171,205
LIFE TIME FITNESS INC COM COM 53217R207 243 7,765 SH Sole 01 7,765
LKQ CORP COM COM 501889208 1,958 115,388 SH Sole 01 115,388
LORILLARD INC COM COM 544147101 30 415 SH Sole 01 415
LOWES COS INC COM COM 548661107 28,364 1,197,308 SH Sole 01 1,197,308
M/I HOMES INC COM COM 55305B101 5,166 226,787 SH Sole 01 226,787
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VOTING AUTHORITY
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------- --------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ----
MARINEMAX INC COM COM 567908108 2,784 385,039 SH Sole 01 385,039
MARKET VECTORS ETF TR AGRIBUS ETF ETF 57060U605 0 6 SH Sole 01 6
MARSHALL & ILSLEY CORP NEW COM COM 571837103 305 15,122 SH Sole 01 15,122
MBIA INC COM COM 55262C100 4,195 352,516 SH Sole 01 352,516
MCDONALDS CORP COM COM 580135101 17,934 290,667 SH Sole 01 290,667
MEMC ELECTR MATLS INC COM COM 552715104 4,165 147,380 SH Sole 01 147,380
MICROSOFT CORP COM COM 594918104 10,564 395,821 SH Sole 01 395,821
MITSUBISHI UFJ FINL GROUP IN
SPONSORED SPONSORED ADR 606822104 22,935 2,624,088 SH Sole 01 2,624,088
MOODYS CORP COM COM 615369105 4 117 SH Sole 01 117
MORGAN STANLEY CA INSD MUN TR MUN 61745P502 1,030 95,769 SH Sole 01 95,769
MORGAN STANLEY INSD CA MUN MUN 61745P825 1,181 96,260 SH Sole 01 96,260
MORGAN STANLEY N Y QULTY MUN MUN 61745P528 231 21,818 SH Sole 01 21,818
NALCO HOLDING COMPANY COM COM 62985Q101 9,281 500,615 SH Sole 01 500,615
NATIONAL GRID PLC SPON ADR NEW SPONSORED ADR 636274300 24,104 375,339 SH Sole 01 375,339
NATIONAL OILWELL VARCO INC COM COM 637071101 5 92 SH Sole 01 92
NEUBERGER BERMAN CA INT MUN COM COM 64123C101 1,116 95,417 SH Sole 01 95,417
NEW YORK CMNTY BANCORP INC COM COM 649445103 28 1,642 SH Sole 01 1,642
NEWS CORP CL A CL A 65248E104 4,800 400,374 SH Sole 01 400,374
NEWTEK BUSINESS SERVICES INC. COM 652526104 74 146,141 SH Sole 146,141
NFJ DIVID INT & PREM STRTGY COM
SHS COM 65337H109 2,963 181,913 SH Sole 01 181,913
NIKE INC CL B CL B 654106103 19,041 284,613 SH Sole 01 284,613
NISSAN MOTORS SPONSORED ADR SPONSORED ADR 654744408 5 402 SH Sole 01 402
NOKIA CORP SPONSORED ADR SPONSORED ADR 654902204 12,065 646,933 SH Sole 01 646,933
NORTHEAST UTILS COM COM 664397106 40 1,544 SH Sole 01 1,544
NOVARTIS A G SPONSORED ADR SPONSORED ADR 66987V109 25,611 484,689 SH Sole 01 484,689
NRG ENERGY INC COM NEW COM 629377508 6,878 277,904 SH Sole 01 277,904
NSTAR COM COM 67019E107 29 873 SH Sole 01 873
NTELOS HLDGS CORP COM COM 67020Q107 49 1,818 SH Sole 01 1,818
NUVEEN EQTY PRM OPPORTUNITYF COM COM 6706EM102 3,308 254,235 SH Sole 01 254,235
NUVEEN FLA QUALITY INCOME MU COM COM 670978105 10 997 SH Sole 01 997
NUVEEN FLOATING RATE INCOME COM COM 67072T108 2,068 269,576 SH Sole 01 269,576
NUVEEN INSD CA PREM INCOME 2 COM COM 67061U108 196 18,913 SH Sole 01 18,913
NUVEEN INSD DIVID ADVANTAGE COM COM 67071L106 2 175 SH Sole 01 175
NUVEEN INSD FLA PREM INCOME COM COM 67101V108 2 153 SH Sole 01 153
OCEANEERING INTL INC COM COM 675232102 241 4,526 SH Sole 01 4,526
OLD REP INTL CORP COM COM 680223104 3,787 297,012 SH Sole 01 297,012
OPEN JT STK CO-VIMPEL COMMUN
SPONSORED ADR 68370R109 2,261 111,386 SH Sole 01 111,386
ORACLE CORP COM COM 68389X105 24,960 1,228,931 SH Sole 01 1,228,931
PACCAR INC COM COM 693718108 8,891 232,816 SH Sole 01 232,816
PALL CORP COM COM 696429307 19,287 560,845 SH Sole 01 560,845
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VOTING AUTHORITY
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------- --------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ----
PAR PHARMACEUTICAL COS INC COM COM 69888P106 192 15,594 SH Sole 01 15,594
PEPSICO INC COM COM 713448108 27,998 392,839 SH Sole 01 392,839
PETROLEO BRASILEIRO SA PETRO
SPONSORED SPONSORED ADR 71654V408 16,163 367,761 SH Sole 01 367,761
PG&E CORP COM COM 69331C108 5,175 138,189 SH Sole 01 138,189
PHARMACEUTICAL PROD DEV INC COM COM 717124101 5,713 138,169 SH Sole 01 138,169
PHILIP MORRIS INTL INC COM COM 718172109 14,936 310,524 SH Sole 01 310,524
POPULAR INC COM COM 733174106 3,405 410,777 SH Sole 01 410,777
POSCO SPONSORED ADR ADR 693483109 2,920 31,277 SH Sole 01 31,277
POWERSHARES ETF TRUST II DWA DEVEL
MKTS ETF 73936Q108 502 30,789 SH Sole 01 30,789
POWERSHARES ETF TRUST II DWA EMRG
MKTS ETF 73936Q207 106 7,728 SH Sole 01 7,728
POWERSHARES GLOBAL ETF TRUST EMER
MRKT ETF 73936T763 64 3,502 SH Sole 01 3,502
POWERSHS DB MULTI SECT COMM DB
AGRICULT ETF 73936B408 35,847 1,186,587 SH Sole 01 1,186,587
PPL CORP COM COM 69351T106 4,111 111,039 SH Sole 01 111,039
PRAXAIR INC COM COM 74005P104 13,321 185,685 SH Sole 01 185,685
PROCTER & GAMBLE CO COM COM 742718109 50,801 728,960 SH Sole 01 728,960
PROSHARES TR CONSUMR SVCS SVCS 74347R636 31,263 309,837 SH Sole 01 309,837
PROSHARES TR ULTRA FINL PRO PRO 74347R743 18 1,000 SH Sole 01 1,000
PROSHARES TR ULTRASHRT FINL TR 74347R628 0 2 SH Sole 01 2
PUBLIC SVC ENTERPRISE GROUP COM COM 744573106 1,146 34,945 SH Sole 01 34,945
RAYMOND JAMES FINANCIAL INC COM COM 754730109 32 967 SH Sole 01 967
RESEARCH IN MOTION LTD COM COM 760975102 15,514 227,152 SH Sole 01 227,152
ROPER INDS INC NEW COM COM 776696106 4,766 83,676 SH Sole 01 83,676
SALESFORCE COM INC COM COM 79466L302 4 84 SH Sole 01 84
SARA LEE CORP COM COM 803111103 5,315 420,843 SH Sole 01 420,843
SATYAM COMPUTER SERVICES LTD ADR ADR 804098101 206 12,761 SH Sole 01 12,761
SCHEIN HENRY INC COM COM 806407102 3,679 68,341 SH Sole 01 68,341
SCHLUMBERGER LTD COM COM 806857108 5 69 SH Sole 01 69
SELECT SECTOR SPDR TR SBI
INT-UTILS COM 81369Y886 3,913 117,757 SH Sole 01 117,757
SEMPRA ENERGY COM COM 816851109 2,222 44,019 SH Sole 01 44,019
SIEMENS A G SPONSORED ADR SPONSORED ADR 826197501 3,621 38,564 SH Sole 01 38,564
SINGAPORE FD INC COM COM 82929L109 0 40 SH Sole 01 40
SMITH INTL INC COM COM 832110100 244 4,163 SH Sole 01 4,163
SMITHFIELD FOODS INC COM COM 832248108 137 8,644 SH Sole 01 8,644
SNAP ON INC COM COM 833034101 2 40 SH Sole 01 40
SONIC CORP COM COM 835451105 1,356 93,056 SH Sole 01 93,056
SPDR INDEX SHS FDS EMERG MKTS ETF ETF 78463X509 115 2,240 SH Sole 01 2,240
SPDR INDEX SHS FDS MSCI ACWI EXUS MSCI ACWI EXUS 78463X848 2,690 90,121 SH Sole 01 90,121
SPDR INDEX SHS FDS S&P BRIC 40ETF ETF 78463X798 211 10,327 SH Sole 01 10,327
SPDR SERIES TRUST DJ GLB TITANS TITANS 78464A706 3,064 51,076 SH Sole 01 51,076
ST MARY LD & EXPL CO COM COM 792228108 26 734 SH Sole 01 734
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VOTING AUTHORITY
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
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STANDARD PAC CORP NEW COM COM 85375C101 4,101 835,278 SH Sole 01 835,278
STAPLES INC COM COM 855030102 2,891 128,503 SH Sole 01 128,503
STARBUCKS CORP COM COM 855244109 4 273 SH Sole 01 273
STATE STR CORP COM COM 857477103 19,088 335,577 SH Sole 01 335,577
STATOILHYDRO ASA SPONSORED ADR SPONSORED ADR 85771P102 5,755 241,810 SH Sole 01 241,810
STERICYCLE INC COM COM 858912108 517 8,775 SH Sole 01 8,775
STEWART INFORMATION SVCS COR COM COM 860372101 4,518 151,854 SH Sole 01 151,854
STRYKER CORP COM COM 863667101 4 69 SH Sole 01 69
SYMANTEC CORP COM COM 871503108 12,778 652,587 SH Sole 01 652,587
SYNGENTA AG SPONSORED ADR ADR 87160A100 20,266 478,882 SH Sole 01 478,882
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED SPONSORED ADR 874039100 3,902 416,409 SH Sole 01 416,409
TARGET CORP COM COM 87612E106 24,898 507,612 SH Sole 01 507,612
TENARIS S A SPONSORED ADR ADR 88031M109 110 2,953 SH Sole 01 2,953
TERADATA CORP DEL COM COM 88076W103 19 968 SH Sole 01 968
TERRA INDS INC COM COM 880915103 1 26 SH Sole 01 26
TEVA PHARMACEUTICAL INDS LTD ADR ADR 881624209 3,721 81,263 SH Sole 01 81,263
TOMKINS PLC SPONSORED ADR SPONSORED ADR 890030208 5 432 SH Sole 01 432
TOTAL S A SPONSORED ADR SPONSORED ADR 89151E109 18,174 299,513 SH Sole 01 299,513
TOYOTA MOTOR CORP SP ADR REP2COM SPONSORED ADR 892331307 18,263 212,858 SH Sole 01 212,858
TYCO ELECTRONICS LTD COM NEW NEW G9144P105 9,439 341,260 SH Sole 01 341,260
TYCO INTL LTD BERMUDA SHS SHS G9143X208 8,921 254,738 SH Sole 01 254,738
UAL CORP. COM 902549807 21 2,409 SH Sole 2,409
UBS AG SHS NEW NEW H89231338 6,165 351,492 SH Sole 01 351,492
UNITED TECHNOLOGIES CORP COM COM 913017109 14,565 242,502 SH Sole 01 242,502
UNUM GROUP COM COM 91529Y106 40 1,579 SH Sole 01 1,579
VAN KAMPEN TR INVT GRADE N Y COM COM 920931102 210 19,383 SH Sole 01 19,383
VANGUARD INTL EQUITY INDEX F
ALLWRLD EX INDEX 922042775 521 12,284 SH Sole 01 12,284
VANGUARD INTL EQUITY INDEX F EMR
MKT ETF ETF 922042858 0 8 SH Sole 01 8
VANGUARD INTL EQUITY INDEX F TT
WRLD ST ETF 922042742 949 22,054 SH Sole 01 22,054
VANGUARD WORLD FD MEGA CAP INDEX INDEX 921910873 1,618 40,254 SH Sole 01 40,254
VANGUARD WORLD FDS UTILITIES ETF ETF 92204A876 295 4,298 SH Sole 01 4,298
VARIAN MED SYS INC COM COM 92220P105 434 7,604 SH Sole 01 7,604
VCA ANTECH INC COM COM 918194101 3,216 109,113 SH Sole 01 109,113
VEOLIA ENVIRONNEMENT SPONSORED ADR SPONSORED ADR 92334N103 5,501 133,254 SH Sole 01 133,254
VERIZON COMMUNICATIONS INC. COM 92343V104 27 832 SH Sole 832
VODAFONE GROUP PLC NEW SPONS ADR
NEW ADR 92857W209 19,532 883,793 SH Sole 01 883,793
WABCO HLDGS INC COM COM 92927K102 3,345 94,127 SH Sole 01 94,127
WAL MART STORES INC COM COM 931142103 12,901 215,410 SH Sole 01 215,410
WALGREEN CO COM COM 931422109 12,624 407,767 SH Sole 01 407,767
WALTER INDS INC COM COM 93317Q105 2 35 SH Sole 01 35
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VOTING AUTHORITY
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
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WASHINGTON FED INC COM COM 938824109 2 132 SH Sole 01 132
WILLIAMS COS INC DEL COM COM 969457100 7,204 304,612 SH Sole 01 304,612
WIMM BILL DANN FOODS OJSC SPONSORED
ADR ADR 97263M109 2,795 39,370 SH Sole 01 39,370
WISDOMTREE TRUST INTL UTILITIES UTILITIES 97717W653 181 6,654 SH Sole 01 6,654
WRIGLEY WM JR CO COM COM 982526105 16,909 212,961 SH Sole 01 212,961
WYETH COM COM 983024100 9 251 SH Sole 01 251
YAHOO INC COM COM 984332106 2 129 SH Sole 01 129
ZENITH NATL INS CORP COM COM 989390109 45 1,238 SH Sole 01 1,238