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FORM 6-K
U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Report of Foreign Private Issuer
Pursuant to Rule 13a-16 or 15d-16 of
the Securities Exchange Act of 1934
Commission File Number: 1-15270
For the month of April 2008.
NOMURA HOLDINGS, INC.
(Translation of registrant's name into English)
9-1, Nihonbashi 1-chome
Chuo-ku, Tokyo 103-8645
Japan
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.
Form 20-F X Form 40-F
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):
Indicate by check mark whether by furnishing the information contained in this Form, the registrant is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
Yes No X
If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82- .
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Information furnished on this form:
| Exhibit |
||
| 1. | Nomura Announces Dissolution of Subsidiaries |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| NOMURA HOLDINGS, INC. | ||||||
| Date: April 9, 2008 |
||||||
| By: | /s/ Toshio Hirota | |||||
| Toshio Hirota | ||||||
| Executive Managing Director | ||||||
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Nomura Announces Dissolution of Subsidiaries
Tokyo, April 9, 2008—Nomura Holdings, Inc. today announced that it intends to dissolve the following consolidated subsidiaries.
| 1. | Outline of Subsidiaries |
| (1) | NAT 1 LLC |
| 1. Company Name |
NAT 1 LLC | |
| 2. Registered Office |
2 World Financial Center, Building B New York, NY 10281, U.S.A. | |
| 3. Business |
Dormant entity | |
| 4. Date of Establishment |
March 19, 2003 | |
| 5. Paid-in-Capital |
US$0 | |
| 6. Shareholder |
Nomura Holding America Inc.: 100% | |
| 7. Representative |
David Findlay | |
| 8. Schedule |
Resolution: April 4, 2008 Complete liquidation: June 30, 2008 (scheduled) | |
| (2) | NAT 2 LLC |
| 1. Company Name |
NAT 2 LLC | |
| 2. Registered Office |
2 World Financial Center, Building B New York, NY 10281, U.S.A. | |
| 3. Business |
Dormant entity | |
| 4. Date of Establishment |
March 18, 2003 | |
| 5. Paid-in-Capital |
US$0 | |
| 6. Shareholder |
Nomura Holding America Inc.: 100% | |
| 7. Representative |
David Findlay | |
| 8. Schedule |
Resolution: April 4, 2008 Complete liquidation: June 30, 2008 (scheduled) | |
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| (3) | NCC INVESTMENTS LLC |
| 1. Company Name |
NCC INVESTMENTS LLC | |
| 2. Registered Office |
2 World Financial Center, Building B New York, NY 10281, U.S.A. | |
| 3. Business |
Dormant entity | |
| 4. Date of Establishment |
September 2, 2005 | |
| 5. Paid-in-Capital |
US$11,237,200 | |
| 6. Shareholder |
Nomura Holding America Inc.: 100% | |
| 7. Representatives |
David Findlay, Nathan Gorin | |
| 8. Schedule |
Resolution: April 4, 2008 Complete liquidation: June 30, 2008 (scheduled) | |
| (4) | ORANGE FINANCE, L.L.C. |
| 1. Company Name |
ORANGE FINANCE, L.L.C. | |
| 2. Registered Office |
2 World Financial Center, Building B New York, NY 10281, U.S.A. | |
| 3. Business |
Dormant entity | |
| 4. Date of Establishment |
May 11, 2006 | |
| 5. Paid-in-Capital |
US$1,000 | |
| 6. Shareholder |
Nomura Holding America Inc.: 100% | |
| 7. Representatives |
David Findlay, Taisuke Kimura | |
| 8. Schedule |
Resolution: April 4, 2008 Complete liquidation: June 30, 2008 (scheduled) | |
| (5) | ORCHID CAPITAL, LLC |
| 1. Company Name |
ORCHID CAPITAL, LLC | |
| 2. Registered Office |
2 World Financial Center, Building B New York, NY 10281, U.S.A. | |
| 3. Business |
Dormant entity | |
| 4. Date of Establishment |
October 25, 2006 | |
| 5. Paid-in-Capital |
US$1,000 | |
| 6. Shareholder |
Nomura Holding America Inc.: 100% | |
| 7. Representatives |
David Findlay, Taisuke Kimura | |
| 8. Schedule |
Resolution: April 4, 2008 Complete liquidation: June 30, 2008 (scheduled) | |
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| (6) | NOMURA MORTGAGE CAPTIAL CORP. |
| 1. Company Name |
NOMURA MORTGAGE CAPTIAL CORP. | |
| 2. Registered Office |
2 World Financial Center, Building B New York, NY 10281, U.S.A. | |
| 3. Business |
Dormant entity | |
| 4. Date of Establishment |
March 29, 1988 | |
| 5. Paid-in-Capital |
US$1,000,000 | |
| 6. Shareholder |
Nomura Holding America Inc.: 100% | |
| 7. Representative |
David Findlay | |
| 8. Schedule |
Resolution: April 4, 2008 Complete liquidation: June 30, 2008 (scheduled) | |
| 2. | Reason for Dissolutions |
Liquidations of dormant entities.
| 3. | Impact on Profits |
Any impact arising from the dissolution of such subsidiaries that might affect the consolidated business results of the Company is negligible.
|
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Ends |
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For further information please contact:
| Name |
Company |
Telephone | ||
| Kimiharu Suzuki | Nomura Holdings, Inc. | 81-3-3278-0591 | ||
| Michiyori Fujiwara | Group Corporate Communications Dept. | |||
Notes to editors:
Nomura
Nomura is a leading financial services group and the preeminent Asian-based investment bank with worldwide reach. Nomura provides a broad range of innovative solutions tailored to the specific requirements of individual, institutional, corporate and government clients through an international network in 30 countries. Based in Tokyo and with regional headquarters in Hong Kong, London, and New York, Nomura employs about 18,000 staff worldwide. Nomura’s unique understanding of Asia enables the company to make a difference for clients through five business divisions: domestic retail, global markets, global investment banking, global merchant banking, and asset management. For further information about Nomura, please visit www.nomura.com.