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SERVOTRONICS, INC.
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| (Name of Issuer) |
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Common Stock, par value $0.20 per share
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| (Title of Class of Securities) |
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81773232 10 0
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| (CUSIP Number) | ||
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December 31, 2013
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| (Date of Event which Requires Filing of this Statement) | ||
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CUSIP No. 81773232 10 0
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SCHEDULE 13G
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Page 2 of 5 Pages
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1
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Names of Reporting Persons
Servotronics, Inc. Employee Stock Ownership Trust
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2
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Check the Appropriate Box if a Member of a Group
(See Instructions) |
(a) o
(b) o
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3
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SEC Use Only
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4
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Citizenship or Place of Organization
New York
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Number Of
Shares
Beneficially
Owned By
Each
Reporting
Person With
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5
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Sole Voting Power
195,793
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6
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Shared Voting Power
0
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7
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Sole Dispositive Power
639,843
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8
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Shared Dispositive Power
0
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9
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Aggregate Amount Beneficially Owned by Each Reporting Person
639,843
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10
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Check if the Aggregate Amount in Row (9) Excludes Certain Shares o
(See Instructions)
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11
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Percent of Class Represented by Amount in Row (9)
25.8%
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12
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Type of Reporting Person (See Instructions)
EP
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CUSIP No. 81773232 10 0
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SCHEDULE 13G
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Page 3 of 5 Pages
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Item 1(a)
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Name of Issuer:
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Servotronics, Inc.
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Item 1(b)
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Address of Issuer’s Principal Executive Offices:
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1110 Maple Street, Elma, New York 14059
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Item 2(a)
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Name of Person Filing:
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Servotronics, Inc. Employee Stock Ownership Trust (the “ESOT”)
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Item 2(b)
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Address of Principal Business Office:
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1110 Maple Street, Elma, New York 14059
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Item 2(c)
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Citizenship:
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The ESOT is a trust organized in the State of New York.
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Item 2(d)
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Title of Class of Securities:
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Common Stock, $.20 par value
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Item 2(e)
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CUSIP Number:
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81773232 10 0
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Item 3
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This Statement is Filed Pursuant to Rule 13d-1(b) by an:
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(f) x An employee benefit plan or endowment fund in accordance with Section 240.13d-1(b)(1)(ii)(F).
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Item 4
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Ownership (as of December 31, 2013):
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(a)
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Amount Beneficially Owned:
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639,843
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(b)
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Percent of Class:
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25.8%
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CUSIP No. 81773232 10 0
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SCHEDULE 13G
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Page 4 of 5 Pages
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(c)
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The ESOT has sole dispositive
power with respect to 639,843 shares and sole voting power with respect to approximately 195,793 shares.
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Item 5
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Ownership of Five Percent or Less of a Class:
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Not applicable.
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Item 6
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Ownership of More than Five Percent on Behalf of Another Person:
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Not applicable.
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Item 7
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Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person:
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Not applicable.
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Item 8
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Identification and Classification of Members of the Group:
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Not applicable.
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Item 9
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Notice of Dissolution of Group:
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Not applicable.
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Item 10
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Certification:
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By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
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CUSIP No. 81773232 10 0
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SCHEDULE 13G
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Page 5 of 5 Pages
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SERVOTRONICS, INC. EMPLOYEE STOCK
OWNERSHIP TRUST |
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By:
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/s/ Nicholas D. Trbovich, Trustee | |
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Nicholas D. Trbovich, a Trustee
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