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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
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FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(D) OF THE
SECURITIES EXCHANGE ACT OF 1934
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Date of Report (date of earliest event reported): November 2, 2006
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AWARE, INC.
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(Exact name of registrant as specified in its charter)
Massachusetts 000-21129 04-2911026
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(State or other jurisdiction (Commission (IRS Employer
of incorporation) File Number) Identification No.)
40 Middlesex Turnpike, Bedford, MA, 01730
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(Address of principal executive offices, including zip code)
Registrant's telephone number, including area code: (781) 276-4000
Not Applicable
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(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant under any of the
following provisions:
[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR
230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange
Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange
Act (17 CFR 240.13e-4(c))
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ITEM 2.02. RESULTS OF OPERATIONS AND FINANCIAL CONDITION.
On November 2, 2006, Aware, Inc. issued the press release, attached to this Form
8-K as Exhibit 99.1, describing the results of operations and financial
condition of the company as of and for the quarter ended September 30, 2006.
ITEM 9.01. FINANCIAL STATEMENTS AND EXHIBITS.
No financial statements are required to be filed as part of this Report. The
following exhibits are filed as part of this report:
(c) EXHIBITS.
Number Description
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99.1 Press release issued by Aware, Inc. on November 2, 2006
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934,
the registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
AWARE, INC.
Dated: November 2, 2006 By: /s/ Michael A. Tzannes
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Michael A. Tzannes
Chief Executive Officer
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EXHIBIT INDEX
Number Description
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99.1 Press release issued by Aware, Inc. on November 2, 2006.
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