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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) | ||
| 1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Stock Option (right to buy) | $ 5.65 | 09/17/2013 | A(3) | 40,447 | (3) | 05/21/2019 | Common Stock | 40,447 | $ 0 | 40,447 | D | ||||
| Stock Option (right to buy) | $ 5.65 | 09/17/2013 | D(4) | 40,447 | (3) | 05/21/2019 | Common Stock | 40,447 | $ 4.35 (4) | 0 | D | ||||
| Stock Option (right to buy) | $ 6.81 | 09/17/2013 | D(4) | 60,000 | (5) | 11/29/2018 | Common Stock | 60,000 | $ 3.19 (4) | 0 | D | ||||
| Restricted Stock Units | (6) | 09/17/2013 | D(6) | 13,400 | (6) | (6) | Common Stock | 13,400 | $ 10 (6) | 0 | D | ||||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
| Morikubo Yukio C/O INTERMEC, INC. 6001 36TH AVE. WEST EVERETT, WA 98203-1264 |
SVP General Counsel | |||
| /s/ Nancy Gallup, attorney-in-fact | 09/17/2013 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | Represents shares payable under performance share units ("PSUs") in connection with the agreement and plan of merger ("Merger Agreement"), dated as of December 9, 2012, by and among the issuer, Honeywell International Inc. ("Honeywell") and Hawkeye Merger Sub Corp., a wholly owned subsidiary of Honeywell. |
| (2) | Disposed of pursuant to the Merger Agreement, pursuant to which the outstanding shares of the issuer's common stock were converted into the right to receive $10.00 per share in cash, without interest. Amount includes 19,891 restricted stock units ("RSUs") whose acquisition was previously reported in Table I that became fully vested immediately prior to the effective time of the merger and 9,946 shares deemed payable under PSUs immediately prior to the effective time of the merger. |
| (3) | Represents a performance-based option granted on May 21, 2012 that vests on each of the first three anniversaries of the grant date based on satisfaction of certain performance criteria during each of 2012, 2013 and 2014 (and if achievement of the performance criteria is not satisfied in a given year, vesting opportunity is carried forward to the next year until December 31, 2015). |
| (4) | Pursuant to the Merger Agreement, the option became fully vested and exercisable immediately prior to the effective time of the merger, and, as of the effective time, was cancelled in exchange for the merger consideration of $10.00 per share less the per share exercise price. |
| (5) | Exercisable as to 19,800 shares on November 29, 2012, 19,800 shares on November 29, 2013, and 20,400 shares on November 29, 2014. |
| (6) | Each RSU represents a contingent right to receive one share of issuer common stock. The RSUs, which were granted on November 29, 2011, vest on November 29, 2013 as to 6,600 shares and as to 6,800 shares on November 29, 2014. In connection with the merger, the RSUs became fully vested, and applicable forfeiture restrictions lapsed, immediately prior to the effective time of the merger, and, as of the effective time of the merger, each RSU was cancelled in exchange for the $10.00 per share merger consideration. Includes only RSUs whose acquisition was originally reported in Table II. |