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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Bogan Dan 2651 SATELLITE BOULEVARD DULUTH, GA 30096 |
SVP, NCR Consumables |
Chanda L. Kirchner, Attorney-in-Fact for Dan Bogan | 02/09/2011 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | These are time-based restricted stock units that will vest on February 7, 2013, provided the reporting person is employed by the Company on that date. |
(2) | Share total includes 10,046.398 shares that, due to an administrative error, had not been included in column 5 of prior Form 4s filed on behalf of the reporting person. In 2007, the Company completed a spin-off of a division of the Company into an independent, publicly-held company now known as Teradata Corporation. In connection with the spin-off, the number of shares underlying outstanding equity awards was adjusted. In prior Form 4s, the adjusted number of shares was reported incorrectly. The share total reported in this column reflects the corrected number of shares, which consists of an additional 6,697.317 shares. The remaining 3,349.081 shares were acquired by the reporting person under the Employee Stock Purchase Plan between February 2008 and January 2011. |