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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Option/Right to Buy (1) | $ 18.85 | 05/15/2006 | 11/14/2015 | Common Stock | 2,000 | 2,000 | D | ||||||||
Option Right to Buy (2) | $ 18.85 | 05/15/2006 | 11/14/2015 | Common Stock | 3,000 | 5,000 | D | ||||||||
Option/Right to Buy (3) | $ 18.06 | 11/14/2006 | M | 5,000 | 05/15/2007 | 11/14/2016 | Common Stock | 5,000 | (3) | 10,000 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
DENNIS PAUL S 1700 INDUSTRIAL ROAD LAS VEGAS, NV 89102 |
X |
/s/ Mary Diaz, by power of attorney | 11/15/2006 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | As previously reported, on November 14, 2005, Gaming Partners International Corporation (f/k/a Paul-Son Gaming Corporation) (the "Company") granted Mr. Dennis options to purchase 2,000 shares of the Company's common stock at $18.85 per share for his service as a director of the Company during 2005, pursuant to the Company's 1994 Stock Option Plan, as amended (the "Plan"). The grant was exempt under Rule 16b-3. The options are currently fully vested and exercisable. |
(2) | As previously reported, on November 14, 2005, the Company granted Mr. Dennis options to purchase 3,000 shares of the Company's common stock at $18.85 per share for his service on certain committees of the board of directors during 2005, pursuant to the Plan. The grant was exempt under Rule 16b-3. The options are currently fully vested and exercisable. |
(3) | On November 14, 2006, pursuant to the terms of the Plan, the Company granted Mr. Dennis options to purchase an aggregate 5,000 shares of the Company's common stock at $18.06 per share for his service during 2006 as a director and as a member of the Audit Committee and Compensation Committee. The grant was exempt under Rule 16b-3. The options are currently fully vested and but are not exercisable until May 15, 2007. |