UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 10-Q/A
Amendment No. 1
| (Mark One) | |
| x QUARTERLY REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 | |
| For the quarterly period ended | June 30, 2012 |
| or | |
| o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 | |
| For the transition period from | ______________________________ to __________________________ |
| Commission File Number: 1-5273-1 | |
Sterling Bancorp
(Exact name of registrant as specified in its charter)
| New York | 12-2565216 | |
| (State or other jurisdiction of incorporation or organization) | (I.R.S. Employer Identification) | |
| 650 Fifth Avenue, New York, N.Y. | 10019-6108 | |
| (Address of principal executive offices) | (Zip Code) |
212-757-3300
(Registrant’s telephone number, including area code)
N/A
(Former name, former address and former fiscal year, if changed since last report)
Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days.
x Yes oNo
Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (17 CFR § 232.405) during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files).
xYes oNo
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer or a smaller reporting company as defined in Rule 12b-2 of the Exchange Act. (Check one):
| Large Accelerated Filer o | Accelerated Filer x | ||
| Non-Accelerated Filer o | Smaller Reporting Company o |
Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act).
oYes x No
As of July 31, 2012 there were 30,917,138 shares of common stock,
$1.00 par value, outstanding.
Explanatory Note
This Amendment No. 1 to Sterling Bancorp’s Quarterly Report on Form 10-Q for the quarterly period ended June 30, 2012, as filed with the Securities and Exchange Commission on August 7, 2012 (the “Original Filing”), is being filed solely to furnish XBRL Interactive Data Files as exhibits to the Original Filing in accordance with Rule 405 of Regulation S-T.
As provided in Rule 406T of Regulation S-T, the Interactive Data Files included in Exhibit 101 are deemed not filed or part of a registration statement or prospectus for purposes of Sections 11 or 12 of the Securities Act of 1933, as amended, are deemed not filed for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, and otherwise are not subject to liability under those sections.
This Amendment No. 1 speaks as of the date of the Original Filing, does not reflect subsequent events occurring after the date of the Original Filing or modify or update in any way any disclosures made in the Original Filing. Information not affected by this Amendment No. 1 is unchanged and reflects the disclosure made at the time of the filing of the Original Filing with the Securities and Exchange Commission. In particular, any forward-looking statements included in this Amendment No. 1 represent management’s view as of the filing date of the Original Filing. Accordingly, this Amendment No. 1 should be read in conjunction with the Original Filing and the Company’s other filings made with the Securities and Exchange Commission subsequent to the date of the Original Filing, including any amendments to these filings. Other than as described above, no other changes have been made to the Original Filing.
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
| STERLING BANCORP | ||
| (Registrant) | ||
| Date: August 9, 2012 | /s/ Louis J. Cappelli | |
| Louis J. Cappelli | ||
| Chairman and Chief Executive Officer | ||
| Date: August 9, 2012 | /s/ John W. Tietjen | |
| John W. Tietjen | ||
| Executive Vice President and | ||
| Chief Financial Officer |