1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Stock Option (right to buy)
|
Â
(1)
|
07/22/2020 |
Common Stock
|
22,500
|
$
17.22
|
D
|
Â
|
Restricted Stock Unit
|
Â
(2)
|
12/06/2023 |
Common Stock
|
2,691
|
$
(3)
|
D
|
Â
|
Restricted Stock Unit
|
Â
(4)
|
12/10/2022 |
Common Stock
|
3,972
|
$
(3)
|
D
|
Â
|
Stock Option (right to buy)
|
Â
(5)
|
05/11/2019 |
Common Stock
|
4,500
|
$
8.88
|
D
|
Â
|
Restricted Stock Unit
|
Â
(6)
|
12/22/2021 |
Common Stock
|
2,787
|
$
(3)
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
The reporting person was granted 45,000 options on July 22, 2010. The option vests in four equal annual installments beginning on July 22, 2011, as of the date of this filing 33,750 options have vested. |
(2) |
The restricted stock units vest in four equal annual installments beginning December 6, 2014. Vested shares will be delivered to the reporting person as soon as administratively practicable following the vesting of the restricted stock unit. |
(3) |
Each restricted stock unit represents a contingent right to receive one share of Heartland Payment Systems, Inc.'s Common Stock. |
(4) |
The reporting person was granted 5,296 restricted stock units on December 10, 2012. The restricted stock units vest in four equal annual installments beginning December 10, 2013, as of the date of this filing 1,324 restricted stock units have vested. Vested shares will be delivered to the reporting person as soon as administratively practicable following the vesting of the restricted stock units |
(5) |
The reporting person was granted 40,000 options on May 11, 2009, as of the date of this filing all of the options have vested. The option vested in four equal annual installments beginning on May 11, 2010 |
(6) |
The reporting person was granted 5,573 restricted stock units on December 22, 2011. The restricted stock units vest in four equal annual installments beginning December 22, 2012, as of the date of this filing 2,786 restricted stock units have vested. Vested shares will be delivered to the reporting person as soon as administratively practicable following the vesting of the restricted stock units |