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SEC
USE ONLY
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DOCUMENT
SEQUENCE NO.
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CUSIP
NUMBER
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WORK
LOCATION
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ATTENTION:
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Transmit for filing 3 copies
of this form concurrently with either placing an order with a broker to
execute sale
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or
executing a sale directly with a market
maker.
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1
(a) NAME OF
ISSUER (Please type or
print)
Ingersoll-Rand
plc
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(b) IRS IDENT.
NO.
98-0626632
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(c) S.E.C. FILE
NO.
001-34400
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1
(d) ADDRESS OF
ISSUER STREET CITY
STATE ZIP CODE
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(e) TELEPHONE
NO.
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170/175
Lakeview Drive, Airside Business Park, Swords, Co.
Dublin Ireland
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AREA
CODE
(353)
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NUMBER
(0) 18707400
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2
(a) NAME OF
PERSON FOR WHOSE ACCOUNT THE SECURITIES ARE TO BE SOLD
Herbert
L. Henkel
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(b) RELATIONSHIP TO
ISSUER
Officer/Director
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(c) ADDRESS
STREET CITY STATE ZIP
CODE
170/175
Lakeview Drive, Airside Business Park, Swords, Co.
Dublin
Ireland
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3
(a)
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(b)
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SEC
USE ONLY
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(c)
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(d)
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(e)
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(f)
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(g)
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Title
of the
Class
of
Securities
To
Be Sold
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Name
and Address of Each
Broker
Through Whom the
Securities
are to be Offered
or
Each Market Maker
who
is Acquiring the Securities
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Broker-Dealer
File
Number
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Number
of Shares
or
Other Units
To
Be Sold
(See
instr. 3(c))
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Aggregate
Market
Value
(See
instr. 3(d))
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Number
of Shares
or
Other Units
Outstanding
(See
instr. 3(e))
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Approximate
Date
of Sale
(See
instr. 3(f))
(MO. DAY YR.)
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Name
of Each
Securities
Exchange
(See
instr. 3(g))
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Ordinary
Shares
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Morgan
Stanley Smith Barney, LLC
55
Broad Street
Red
Bank, NJ 07701
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25,000
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$802,000
(as
of September 18, 2009)
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319,200,181
(as
of July 31, 2009)
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09/21/2009
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NYSE
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Ordinary
Shares
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Morgan
Stanley Smith Barney, LLC
55
Broad Street
Red
Bank, NJ 07701
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25,000
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$802,000
(as
of September 18, 2009)
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319,200,181
(as
of July 31, 2009)
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09/22/2009
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NYSE
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Ordinary
Shares
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Morgan
Stanley Smith Barney, LLC
55
Broad Street
Red
Bank, NJ 07701
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25,000
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$802,000
(as
of September 18, 2009)
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319,200,181
(as
of July 31, 2009)
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09/23/2009
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NYSE
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Ordinary
Shares
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Morgan
Stanley Smith Barney, LLC
55
Broad Street
Red
Bank, NJ 07701
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25,000
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$802,000
(as
of September 18, 2009)
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319,200,181
(as
of July 31, 2009)
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09/24/2009
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NYSE
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INSTRUCTIONS:
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3.
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(a)
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Title
of the class of securities to be sold
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1.
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(a)
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Name
of issuer
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(b)
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Name
and address of each broker through whom the securities
are
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(b)
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Issuer’s
I.R.S. Identification Number
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intended
to be sold
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(c)
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Issuer’s
S.E.C. file number, if any
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(c)
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Number
of shares or other units to be sold (if debt securities, give
the
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(d)
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Issuer’s
address, including zip code
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aggregate
face amount)
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(e)
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Issuer’s
telephone number, including area code
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(d)
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Aggregate
market value of the securities to be sold as of a
specified
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(f)
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Approximate
date on which the securities are to be sold
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date
within 10 days prior to the filing of this notice
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(g)
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Name
of each securities exchange, if any, on which the securities are intended
to be sold
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(e)
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Number
of shares or other units of outstanding, as shown by the
most
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the
class outstanding, or if debt securities
the face amount thereof
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2.
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(a)
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Name
of person for whose account the securities are to be sold
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recent
report or statement published by the issuer
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(b)
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Such
person’s relationship to the issuer (e.g., officer, director,
10% stockholder, or member of immediate family of any of the
foregoing)
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(c)
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Such
person’s address, including zip code
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Title
of
the
Class
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Date
you Acquired
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Nature
of Acquisition Transaction
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Name
of Person from Whom Acquired
(If
gift, also give date donor acquired)
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Amount
of Securities Acquired
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Date
of Payment
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Nature
of Payment
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Ordinary
Shares
Ordinary
Shares
Ordinary
Shares
Ordinary
Shares
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09/21/2009
09/22/2009
09/23/2009
09/24/2009
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Exercise
of Stock Options
Exercise
of Stock Options
Exercise
of Stock Options
Exercise
of Stock Options
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Ingersoll-Rand
plc
Ingersoll-Rand
plc
Ingersoll-Rand
plc
Ingersoll-Rand
plc
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25,000
25,000
25,000
25,000
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9/21/2009
9/22/2009
9/23/2009
9/24/2009
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Cash
Cash
Cash
Cash
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INSTRUCTIONS:
If the securities were purchased and full payment therefor was not
made in cash at the time of purchase, explain in the table or in a note
thereto the nature of the consideration given. If the consideration
consisted of any note or other obligation, or if payment was made in
installments describe the arrangement and state when the note or other
obligation was discharged in full or the last installment
paid.
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Name
and Address of Seller
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Title
of Securities Sold
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Date
of Sale
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Amount
of
Securities
Sold
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Gross
Proceeds
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INSTRUCTIONS:
See
the definition of “person” in paragraph (a) of Rule 144. Information is to
be given not only as to the person for whose account the securities are to
be sold but also as to all other persons included in that definition. In
addition, information shall be given as to sales by all persons whose
sales are required by paragraph (e) of Rule 144 to be aggregated with
sales for the account of the person filing this notice.
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ATTENTION:
The
person for whose account the securities to which this notice relates are
to be sold hereby represents by signing this notice that he does not know
any material adverse information in regard to the current and prospective
operations of the Issuer of the securities to be sold which has not been
publicly disclosed. If each person has adopted a written
trading plan or given trading instructions to satisfy Rule 10b5-1 under
the Exchange Act, by signing the form and indicating the date that the
plan was adopted or the instruction given, that person makes such
representation as of the plan adoption or instruction date.
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09/21/2009
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/s/ Kenneth H. Yi –
Attorney-in-Fact
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DATE OF
NOTICE
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(SIGNATURE)
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| 08/11/2008 | ||
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DATE OF PLAN ADOPTION OR GIVING
OF INSTRUCTION,
IF RELYING ON RULE
10B5-1
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The notice shall be signed
by the person for whose account the securities are
to
be sold. At least onecopy
of the notice shall be manually signed.
Any
copies not manually signed shall bear typed o printed
signatures.
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ATTENTION: Intentional
misstatements or omission of facts constitute Federal Criminal Violations
(See 18 U.S.C. 1001)
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