SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13G
UNDER THE SECURITIES EXCHANGE ACT OF 1934
Thermage, Inc.
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(Name of Issuer)
Common Stock, $0.001 par value per share
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(Title of Class of Securities)
88343R-101
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(Cusip Number)
12/31/2006
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(Date of Event Which Requires Filing of This Statement)
Check the appropriate box to designate the rule pursuant to which the Schedule
is filed:
[ ] Rule 13d-1(b)
[X] Rule 13d-1(c)
[ ] Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities,
and for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities
Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that
section of the Act but shall be subject to all other provisions of the Act
(however, see the Notes).
CUSIP No. 88343R-101
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SCHEDULE 13G
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| 1 | NAME OF REPORTING PERSON |
| | S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITY ONLY) |
| | |
| | Morgenthaler Venture Partners V 34-1872532 |
|-----|----------------------------------------------------------------------|
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ X ] |
| | (SEE INSTRUCTIONS) ---- |
| | (b) [ ] |
| | ---- |
|-----|----------------------------------------------------------------------|
| 3 | SEC USE ONLY |
| | |
|-----|----------------------------------------------------------------------|
| 4 | CITIZENSHIP OR PLACE OF ORGANIZATION |
| | Delaware |
|-------------------------------|-------|------------------------------------|
| NUMBER OF | 5 | SOLE VOTING POWER |
| | | |
| SHARES | | 0 |
| |-------|------------------------------------|
| BENEFICIALLY | 6 | SHARED VOTING POWER |
| | | |
| OWNED BY | | 1,890,937 (See Item 4) |
| |-------|------------------------------------|
| EACH | 7 | SOLE DISPOSITIVE POWER |
| | | |
| REPORTING | | 0 |
| | | |
| PERSON |-------|------------------------------------|
| | 8 | SHARED DISPOSITIVE POWER |
| WITH | | |
| | | 1,890,937 (See Item 4) |
|-------------------------------|-------|------------------------------------|
| 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
| | |
| | 1,890,937 (See Item 4) |
|-----|----------------------------------------------------------------------|
| 10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN |
| | SHARES (SEE INSTRUCTIONS) [ ] |
| | N/A ---- |
|-----|----------------------------------------------------------------------|
| 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) |
| | |
| | 6.46% |
|-----|----------------------------------------------------------------------|
| 12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) |
| | |
| | PN |
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SCHEDULE 13G
- -----------------------------------------------------------------------------
| 1 | NAME OF REPORTING PERSON |
| | S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITY ONLY) |
| | |
| | Morgenthaler Management Partners V 34-1872535 |
|-----|-----------------------------------------------------------------------|
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ X ] |
| | (SEE INSTRUCTIONS) ---- |
| | (b) [ ] |
| | ---- |
|-----|-----------------------------------------------------------------------|
| 3 | SEC USE ONLY |
| | |
|-----|-----------------------------------------------------------------------|
| 4 | CITIZENSHIP OR PLACE OF ORGANIZATION |
| | Ohio |
|-------------------------------|-------|-------------------------------------|
| NUMBER OF | 5 | SOLE VOTING POWER |
| | | |
| SHARES | | 0 |
| |-------|-------------------------------------|
| BENEFICIALLY | 6 | SHARED VOTING POWER |
| | | |
| OWNED BY | | 1,890,937 (See Item 4) |
| |-------|-------------------------------------|
| EACH | 7 | SOLE DISPOSITIVE POWER |
| | | |
| REPORTING | | |
| | | 0 |
| PERSON |-------|-------------------------------------|
| | 8 | SHARED DISPOSITIVE POWER |
| WITH | | |
| | | 1,890,937 (See Item 4) |
|-------------------------------|-------|-------------------------------------|
| 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
| | |
| | 1,890,937 (See Item 4) |
|-----|-----------------------------------------------------------------------|
| 10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN |
| | SHARES (SEE INSTRUCTIONS) [ ] |
| | N/A ---- |
|-----|-----------------------------------------------------------------------|
| 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) |
| | 6.46% |
|-----|-----------------------------------------------------------------------|
| 12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) |
| | |
| | PN |
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SCHEDULE 13G
SCHEDULE 13G
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| 1 | NAME OF REPORTING PERSON |
| | S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITY ONLY) |
| | |
| | Robert D. Pavey |
|-----|-----------------------------------------------------------------------|
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ X ] |
| | (SEE INSTRUCTIONS) ---- |
| | (b) [ ] |
| | ---- |
|-----|-----------------------------------------------------------------------|
| 3 | SEC USE ONLY |
| | |
|-----|-----------------------------------------------------------------------|
| 4 | CITIZENSHIP OR PLACE OF ORGANIZATION |
| | United States |
|-------------------------------|-------|-------------------------------------|
| NUMBER OF | 5 | SOLE VOTING POWER |
| | | |
| SHARES | | 0 |
| |-------|-------------------------------------|
| BENEFICIALLY | 6 | SHARED VOTING POWER |
| | | |
| OWNED BY | | 1,890,937 (See Item 4) |
| |-------|-------------------------------------|
| EACH | 7 | SOLE DISPOSITIVE POWER |
| | | |
| REPORTING | | |
| | | 0 |
| PERSON |-------|-------------------------------------|
| | 8 | SHARED DISPOSITIVE POWER |
| WITH | | |
| | | 1,890,937 (See Item 4) |
|-------------------------------|-------|-------------------------------------|
| 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
| | |
| | 1,890,937 (See Item 4) |
|-----|-----------------------------------------------------------------------|
| 10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN |
| | SHARES (SEE INSTRUCTIONS) [ ] |
| | N/A ---- |
|-----|-----------------------------------------------------------------------|
| 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) |
| | 6.46% |
|-----|-----------------------------------------------------------------------|
| 12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) |
| | |
| | IN |
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SCHEDULE 13G
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| 1 | NAME OF REPORTING PERSON |
| | S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITY ONLY) |
| | |
| | Robert C. Bellas, Jr. |
|-----|-----------------------------------------------------------------------|
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ X ] |
| | (SEE INSTRUCTIONS) ---- |
| | (b) [ ] |
| | ---- |
|-----|-----------------------------------------------------------------------|
| 3 | SEC USE ONLY |
| | |
|-----|-----------------------------------------------------------------------|
| 4 | CITIZENSHIP OR PLACE OF ORGANIZATION |
| | United States |
|-------------------------------|-------|-------------------------------------|
| NUMBER OF | 5 | SOLE VOTING POWER |
| | | |
| SHARES | | 0 |
| |-------|-------------------------------------|
| BENEFICIALLY | 6 | SHARED VOTING POWER |
| | | |
| OWNED BY | | 1,890,937 (See Item 4) |
| |-------|-------------------------------------|
| EACH | 7 | SOLE DISPOSITIVE POWER |
| | | |
| REPORTING | | |
| | | 0 |
| PERSON |-------|-------------------------------------|
| | 8 | SHARED DISPOSITIVE POWER |
| WITH | | |
| | | 1,890,937 (See Item 4) |
|-------------------------------|-------|-------------------------------------|
| 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
| | |
| | 1,890,937 (See Item 4) |
|-----|-----------------------------------------------------------------------|
| 10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN |
| | SHARES (SEE INSTRUCTIONS) [ ] |
| | N/A ---- |
|-----|-----------------------------------------------------------------------|
| 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) |
| | 6.46% |
|-----|-----------------------------------------------------------------------|
| 12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) |
| | |
| | IN |
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SCHEDULE 13G
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| 1 | NAME OF REPORTING PERSON |
| | S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITY ONLY) |
| | |
| | Gary J. Morgenthaler |
|-----|----------------------------------------------------------------------|
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ X ] |
| | (SEE INSTRUCTIONS) ---- |
| | (b) [ ] |
| | ---- |
|-----|----------------------------------------------------------------------|
| 3 | SEC USE ONLY |
| | |
|-----|----------------------------------------------------------------------|
| 4 | CITIZENSHIP OR PLACE OF ORGANIZATION |
| | United States |
|-------------------------------|-------|------------------------------------|
| NUMBER OF | 5 | SOLE VOTING POWER |
| | | |
| SHARES | | |
| |-------|------------------------------------|
| BENEFICIALLY | 6 | SHARED VOTING POWER |
| | | |
| OWNED BY | | 1,890,937 (See Item 4) |
| |-------|------------------------------------|
| EACH | 7 | SOLE DISPOSITIVE POWER |
| | | |
| REPORTING | | |
| | | |
| PERSON |-------|------------------------------------|
| | 8 | SHARED DISPOSITIVE POWER |
| WITH | | |
| | | 1,890,937 (See Item 4) |
|-------------------------------|-------|------------------------------------|
| 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
| | |
| | 1,890,937 (See Item 4) |
|-----|----------------------------------------------------------------------|
| 10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN |
| | SHARES [ X ] |
| | (See Item 4) ---- |
|-----|----------------------------------------------------------------------|
| 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) |
| | |
| | 6.46% |
|-----|----------------------------------------------------------------------|
| 12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) |
| | |
| | IN |
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SCHEDULE 13G
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| 1 | NAME OF REPORTING PERSON |
| | S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITY ONLY) |
| | |
| | John D. Lutsi |
|-----|----------------------------------------------------------------------|
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ X ] |
| | (SEE INSTRUCTIONS) ---- |
| | (b) [ ] |
| | ---- |
|-----|----------------------------------------------------------------------|
| 3 | SEC USE ONLY |
| | |
|-----|----------------------------------------------------------------------|
| 4 | CITIZENSHIP OR PLACE OF ORGANIZATION |
| | United States |
|-------------------------------|-------|------------------------------------|
| NUMBER OF | 5 | SOLE VOTING POWER |
| | | |
| SHARES | | 0 |
| |-------|------------------------------------|
| BENEFICIALLY | 6 | SHARED VOTING POWER |
| | | |
| OWNED BY | | 1,890,937 (See Item 4) |
| |-------|------------------------------------|
| EACH | 7 | SOLE DISPOSITIVE POWER |
| | | |
| REPORTING | | |
| | | 0 |
| PERSON |-------|------------------------------------|
| | 8 | SHARED DISPOSITIVE POWER |
| WITH | | |
| | | 1,890,937 (See Item 4) |
|-------------------------------|-------|------------------------------------|
| 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
| | |
| | 1,890,937 (See Item 4) |
|-----|----------------------------------------------------------------------|
| 10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN |
| | SHARES (SEE INSTRUCTIONS) [ ] |
| | N/A ---- |
|-----|----------------------------------------------------------------------|
| 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) |
| | 6.46% |
|-----|----------------------------------------------------------------------|
| 12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) |
| | |
| | IN |
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SCHEDULE 13G
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Item 1(a). NAME OF ISSUER: Thermage, Inc.
Item 1(b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES:
25881 Industrial Boulevard
Hayward, California 94545
Item 2(a). NAMES OF PERSONS FILING: Morgenthaler Venture Partners V (MVP
V); Morgenthaler Management Partners V (MMP V), the general partner
of MVP V; Robert D. Pavey, Robert C. Bellas, Jr., Gary J.
Morgenthaler and John D. Lutsi (collectively, the "Managing
Members") are members of MMP V, the general partner of MVP V.
Item 2(b). ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE:
The address of the principal business office of MVP V, MMP V
and each of the Managing Members is:
Morgenthaler Venture Partners V, L.P.
50 Public Square
Suite 2700
Cleveland, Ohio 44113
Item 2(c). CITIZENSHIP: MVP V is a limited partnership organized under the
laws of Delaware and MMP V is a limited partnership organized under
the laws of the State of Ohio. Each of the Managing Members is a
United States citizen.
Item 2(d). TITLE OF CLASS OF SECURITIES: Common Stock, $0.001 par value per
share
Item 2(e). CUSIP NUMBER: 88343R-101
Item 3. IF THIS STATEMENT IS FILED PURSUANT TO RULES 13d-1(b), OR 13d-2(b),
CHECK WHETHER THE PERSON FILING IS a:
(a) [ ] Broker or Dealer registered under Section 15 of the
Securities Exchange Act of 1934 (the "Act").
(b) [ ] Bank as defined in Section 3(a)(6) of the Act.
(c) [ ] Insurance Company as defined in Section 3(a)( 19) of
the Act.
(d) [ ] Investment Company registered under Section 8 of the
Investment Company Act of 1940.
(e) [ ] Investment Advisor registered under Section 203 of the
Investment Advisors Act of 1940.
(f) [ ] Employee Benefit Plan, Pension Fund which is subject to
the provisions of the Employee Retirement Income
Security Act of 1974 or Endowment Fund; see Rule
13d-1(b)(1)(ii)(f) of the Act.
(g) [ ] Parent Holding Company, in accordance with Rule
13d-1(b)(ii)(G) of the Act.
(h) [ ] Group, in accordance with Rule 13d-1(b)(1)(ii)(H) of
the Act.
Not Applicable.
Item 4. OWNERSHIP.
(a)
Amount beneficially owned: MVP V, 1,890,937 shares of Thermage, Inc.
and each of MMP V, Robert D. Pavey, Robert C. Bellas, Gary, J.
Morgenthaler and John D. Lutsi may be deemed to beneficially own 1,890,937
shares of Thermage, Inc. (the company) as of December 31, 2006.
MVP V is the record owner of 1,890,937 shares. MMP V, in its capacity as the
General partner of MVP V, may be deemed beneficially own such 1,890,937 shares.
(b) Percent of Class: (based on 29,292,423 shares of common stock)
MVP V: 6.46%
MMP V: 6.46%
Robert D. Pavey: 6.46%
Robert C. Bellas: 6.46%
Gary J. Morgenthaler: 6.46%
John D. Lutsi: 6.46%
(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote:
N/A
(ii) shared power to vote or to direct the vote:
MVP V: 1,890,937 shares
MMP V: 1,890,937 shares
Robert D. Pavey : 1,890,937 shares
Robert C. Bellas: 1,890,937 shares
Gary J. Morgenthaler : 1,890,937 shares
John D. Lutsi: 1,890,937 shares
(iii) sole power to dispose or direct the disposition of:
N/A
(iv) shared power to dispose or direct the disposition of:
MVP V: 1,890,937 shares
MMP V: 1,890,937 shares
Robert D. Pavey : 1,890,937 shares
Robert C. Bellas: 1,890,937 shares
Gary J. Morgenthaler : 1,890,937 shares
John D. Lutsi: 1,890,937 shares
Each of MVP V and MMP V and each of the General Partners expressly
disclaims beneficial ownership of any shares of common stock of the Company,
except in the case of MVP V, for the 1,890,937 shares which its holds of
record.
Item 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS.
Not Applicable.
Item 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON.
Not Applicable.
Item 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED
THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY.
Not Applicable.
Item 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP.
Not Applicable.
Item 9. NOTICE OF DISSOLUTION OF GROUP.
Not Applicable.
Item 10. CERTIFICATION.
Not Applicable. This statement on Schedule 13G is not filed pursuant
to Rule 13d-1(b).
By signing below, I certify that, to the best of my knowledge and belief, the
securities referred to above were not acquired for the purpose of and do not
have the effect of changing or influencing the control of the issuer of such
securities and were not acquired in connection with or as a participant in any
transaction having such purposes or effect.
SIGNATURES
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After reasonable inquiry and to the best of its knowledge and belief, I
certify that the information set forth in this statement is true, complete, and
correct.
Date: February 12, 2007
MORGENTHALER VENTURE PARTNERS V
By: Morgenthaler Management Partners V, LLC
By: *
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General Partner
MORGENTHALER MANAGEMENT PARTNERS V, LLC
By: *
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Managing Member
*
----------------------------------------
Robert D. Pavey
*
----------------------------------------
Robert C. Bellas, Jr.
*
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Gary J. Morgenthaler
*
----------------------------------------
John D. Lutsi
*By: /s/ Theodore A. Laufik
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Theodore A. Laufik
Attorney-in-Fact