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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
AMERICAN INTERNATIONAL GROUP INC 70 PINE STREET NEW YORK, NY 10270 |
X | See Explanation of Responses |
American International Group, Inc. Name: Kathleen E. Shannon Title: Senior Vice President and Secretary | 11/19/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Purchases were made by The Variable Annuity Life Insurance Company ("VALIC"), a Texas corporation having its principal office at 2929 Allen Parkway, Houston, Texas 77019; AIG Annuity Insurance Company ("AIGAIC"), a Texas corporation having its principal office at 2929 Allen Parkway, Houston, Texas 77019; and SunAmerica Life Insurance Company ("SALIC"), an Arizona corporation having its principal office at 2929 Allen Parkway, Houston, Texas 77019. VALIC purchased 1,200,000 shares on June 28, 2007 at $ 0.915. AIGAIC purchased 1,200,000 shares on June 28, 2007 at $ 0.915. SALIC purchased 600,000 shares on June 28, 2007 at $ 0.915. |
(2) | As a result of the ability of certain investment advisory subsidiaries of American International Group, Inc. ("AIG") to direct the investment activities of certain entities that own shares of common stock of the issuer, AIG may be deemed to have a beneficial interest in more than 10% of the outstanding shares of the issuer. |
(3) | In connection with the trades reported above and previously reported on a separate statement of changes in Beneficial Ownership, AIG may be deemed to have incurred a "short-swing profit" in the amount of $ 5,571.75 with respect to transactions involving the portion of the shares in which it has a pecuniary interest. Such amount is calculated as specified by SEC rules on the basis of AIG's pecuniary interest in the subject shares. AIG disclaims beneficial ownership of shares involved in such transactions except to the extent of its pecuniary interest. Without admitting any such liability, the Reporting Person has transmitted funds to the issuer as payment of such amount. |
Remarks: American General Life Insurance Company ("AGLIC"), a Texas corporation having its principal office at 2929 Allen Parkway, Houston, Texas 77019, is the sole shareholder of VALIC; AGC Life Insurance Company ("AGCLIC"), a Missouri corporation having its principal office at 222 Monroe Street, Jefferson City, Missouri 65101, is the sole shareholder of AIGAIC and AGLIC; American General Corporation ("AGC"), a Texas corporation having its principal office at 2929 Allen Parkway, Houston, Texas 77019, is the sole shareholder of AGCLIC; AIG Retirement Services, Inc. ("AIGRSI"), a Delaware corporation having its principal office at 1 SunAmerica Center, 37th fl., Century City, Los Angeles, California 90067, is the sole shareholder of SALIC; and AIG, a Delaware corporation having its principal office at 70 Pine Street, New York, NY 10270, is the sole shareholder of AGC and AIGRSI. |