UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| ||||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Incentive Stock Option (right to buy) | 04/21/2007 | 03/21/2017 | Common Stock (2) | 2,500 | $ 6.18 | D | Â |
Incentive Stock Option (right to buy) | 07/23/2010 | 06/22/2017 | Common Stock (3) | 30,976 | $ 7.49 | D | Â |
Incentive Stock Option (right to buy) | 04/26/2008 | 03/26/2018 | Common Stock (2) | 17,165 | $ 8.94 | D | Â |
Non-Qualified Stock Option (right to buy) | 07/23/2010 | 06/22/2017 | Common Stock (3) | 29,024 | $ 7.49 | D | Â |
Non-Qualified Stock Option (right to buy) | 04/26/2008 | 03/26/2018 | Common Stock (2) | 17,835 | $ 8.94 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
CHOPRA NAVEEN K. 2160 GOLD STREET ALVISO, CA 95002 |
 |  |  CFO |  |
By: Attorney-in-fact Sheryl Andersen For: Naveen Kumar Chopra | 12/28/2012 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This is comprised of 16,665 unvested Restricted Stock Units granted on 2/17/09 that will vest on 2/17/2013; 50,000 unvested Restricted Stock Units granted on 12/1/2009 that will vest on 12/1/2013; 29,996 unvested Restricted Stock Awards granted on 3/26/2010 of which 14,998 shares will vest on 3/26/2013 and 3/26/2014; 36,000 unvested Restricted Stock Awards granted on 2/22/2011 of which 12,000 will vest on 3/15/2013, 9/15/2013 and 3/15/2014; 67,500 unvested Restricted Stock Awards granted on 4/3/2012 of which 13,500 will vest on 3/15/2013, 9/15/2013, 3/15/2014, 9/15/14 and 3/15/2015 |
(2) | This option is fully vested. |
(3) | This option vests in 48 equal monthly installments. |