Under the Securities Exchange Act of 1934 (Amendment No. 5)*
DAILY JOURNAL CORPORATION (Name of Issuer)
COMMON STOCK, PAR VALUE $0.01 PER SHARE (Title of Class of Securities)
233912104 (CUSIP Number)
December 31, 2014 (Date of Event which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
[X] Rule 13d-1(b) [ ] Rule 13d-1(c) [ ] Rule 13d-1(d)
* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see Instructions).
| 1 | NAME OF REPORTING PERSON RWWM Inc. dba Roseman Wagner Wealth Management I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) 26-3399805 | ||
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [X] | ||
| 3 | SEC USE ONLY | ||
| 4 | CITIZENSHIP OR PLACE OF ORGANIZATION USA/California | ||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER 0 | |
| 6 | SHARED VOTING POWER 0 | ||
| 7 | SOLE DISPOSITIVE POWER 236,670 | ||
| 8 | SHARED DISPOSITIVE POWER 0 | ||
| 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 236,670 | ||
| 10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [] | ||
| 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 17.14% | ||
| 12 | TYPE OF REPORTING PERSON IA | ||
| 1 | NAME OF REPORTING PERSON RWWM Inc. 401K Profit Sharing Plan I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) 26-4274165 | ||
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [X] | ||
| 3 | SEC USE ONLY | ||
| 4 | CITIZENSHIP OR PLACE OF ORGANIZATION USA/California | ||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER 0 | |
| 6 | SHARED VOTING POWER 2,171 | ||
| 7 | SOLE DISPOSITIVE POWER 0 | ||
| 8 | SHARED DISPOSITIVE POWER 0 | ||
| 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,171 | ||
| 10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [] | ||
| 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0.16% | ||
| 12 | TYPE OF REPORTING PERSON EP | ||
| 1 | NAME OF REPORTING PERSON Scott P. Roseman I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) | ||
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [X] | ||
| 3 | SEC USE ONLY | ||
| 4 | CITIZENSHIP OR PLACE OF ORGANIZATION USA | ||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER 3,791 | |
| 6 | SHARED VOTING POWER 2,171 | ||
| 7 | SOLE DISPOSITIVE POWER 0 | ||
| 8 | SHARED DISPOSITIVE POWER 236,670 | ||
| 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 236,670 | ||
| 10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [] | ||
| 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 17.14% | ||
| 12 | TYPE OF REPORTING PERSON IN | ||
| 1 | NAME OF REPORTING PERSON Aaron J. Wagner I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) | ||
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [X] | ||
| 3 | SEC USE ONLY | ||
| 4 | CITIZENSHIP OR PLACE OF ORGANIZATION USA | ||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER 713 | |
| 6 | SHARED VOTING POWER 2,171 | ||
| 7 | SOLE DISPOSITIVE POWER 0 | ||
| 8 | SHARED DISPOSITIVE POWER 236,670 | ||
| 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 236,670 | ||
| 10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [] | ||
| 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 17.14% | ||
| 12 | TYPE OF REPORTING PERSON IN | ||
| 1 | NAME OF REPORTING PERSON Roseman Wagner Partners, L.P. I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) 38-3882675 | ||
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [X] | ||
| 3 | SEC USE ONLY | ||
| 4 | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware | ||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER 15,150 | |
| 6 | SHARED VOTING POWER 0 | ||
| 7 | SOLE DISPOSITIVE POWER 15,150 | ||
| 8 | SHARED DISPOSITIVE POWER 0 | ||
| 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 15,150 | ||
| 10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [] | ||
| 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 1.1% | ||
| 12 | TYPE OF REPORTING PERSON PN | ||
| ITEM 1(a). | NAME OF ISSUER: | |
| DAILY JOURNAL CORPORATION | ||
| ITEM 1(b). | ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: | |
| 915 East First Street Los Angeles, CA 90012 | ||
| ITEM 2(a). | NAME OF PERSON FILING: | |
| RWWM Inc. dba Roseman Wagner Wealth ManagementRWWM Inc. 401K Profit Sharing PlanScott P. RosemanAaron J. WagnerRoseman Wagner Partners, L.P. | ||
| ITEM 2(b). | ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE: | |
| 3260 Penryn Road, Suite 100Loomis, CA 95650 | ||
| ITEM 2(c). | CITIZENSHIP: | |
| RWWM Inc. dba Roseman Wagner Wealth Management - USA/CaliforniaRWWM Inc. 401K Profit Sharing Plan - USA/CaliforniaScott P. Roseman - USAAaron J. Wagner - USARoseman Wagner Partners, L.P. - Delaware | ||
| ITEM 2(d). | TITLE OF CLASS OF SECURITIES: | |
| COMMON STOCK, PAR VALUE $0.01 PER SHARE | ||
| ITEM 2(e). | CUSIP NUMBER: | |
| 233912104 | ||
| ITEM 3. | IF THIS STATEMENT IS FILED PURSUANT TO SECTION 240.13d-1(b), or 13d-2(b) or (c) CHECK WHETHER THE PERSON FILING IS A: | |
| (a) | [ ] Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78c); | |
| (b) | [ ] Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c); | |
| (c) | [ ] Insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c); | |
| (d) | [ ] Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8); | |
| (e) | [X] An investment adviser in accordance with 240.13d-1(b)(1)(ii)(E); | |
| (f) | [X] An employee benefit plan or endowment fund in accordance with 240.13d-1(b)(1)(ii)(F); | |
| (g) | [X] A parent holding company or control person in accordance with 240.13d-1(b)(1)(ii)(G); | |
| (h) | [ ] A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); | |
| (i) | [ ] A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); | |
| (j) | [ ] A non-U.S. institution in accordance with 240.13d-1(b)(1)(ii)(J); | |
| (k) | [ ] Group, in accordance with 240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with 240.13d1(b)(1)(ii)(J), please specify the type of institution: | |
| ITEM 4. | OWNERSHIP: | |
| Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. | ||
| (a) | Amount beneficially owned: | |
| 236,670 | ||
| (b) | Percent of class: | |
| 17.14% | ||
| (c) | Number of shares as to which the person has: | |
| (i) Sole power to vote or to direct the vote: | ||
| RWWM Inc. dba Roseman Wagner Wealth Management - 0RWWM Inc. 401K Profit Sharing Plan - 0Scott P. Roseman - 3,791Aaron J. Wagner - 713Roseman Wagner Partners, L.P. - 15,150 | ||
| (ii) Shared power to vote or to direct the vote: | ||
| RWWM Inc. dba Roseman Wagner Wealth Management - 0RWWM Inc. 401K Profit Sharing Plan - 2,171Scott P. Roseman - 2,171Aaron J. Wagner - 2,171Roseman Wagner Partners, L.P. - 0 | ||
| (iii) Sole power to dispose or to direct the disposition of: | ||
| RWWM Inc. dba Roseman Wagner Wealth Management - 236,670RWWM Inc. 401K Profit Sharing Plan - 0Scott P. Roseman - 0Aaron J. Wagner - 0Roseman Wagner Partners, L.P. - 15,150 | ||
| (iv) Shared power to dispose or to direct the disposition of: | ||
| RWWM Inc. dba Roseman Wagner Wealth Management - 0RWWM Inc. 401K Profit Sharing Plan - 0Scott P. Roseman - 236,670Aaron J. Wagner - 236,670Roseman Wagner Partners, L.P. - 0 | ||
| ITEM 5. | OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS: | |
| If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ]. | ||
| ITEM 6. | OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON: | |
| The securities as to which this Schedule is filed by RWWM, Inc., in its capacity as investment adviser, are owned of record by clients of RWWM, Inc. Those clients have the right to receive, or the power to direct the receipt of, dividends from, or the proceeds from the sale of, such securities. No such client is known to have such right or power with respect to more than five percent of this class of securities. | ||
| ITEM 7. | IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY: | |
| N/A | ||
| ITEM 8. | IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP: | |
| N/A | ||
| ITEM 9. | NOTICE OF DISSOLUTION OF GROUP: | |
| N/A | ||
| ITEM 10. | CERTIFICATION: | |
| February 10, 2015 |
| Date |
| RWWM Inc. dba Roseman Wagner Wealth Management |
| /s/ Aaron J. Wagner |
| Signature |
| Aaron J. Wagner, President |
| Name/Title |
| February 10, 2015 |
| Date |
| RWWM Inc. 401K Profit Sharing Plan |
| /s/ Aaron J. Wagner |
| Signature |
| Aaron J. Wagner, Trustee |
| Name/Title |
| February 10, 2015 |
| Date |
| Scott P. Roseman |
| /s/ Scott P. Roseman |
| Signature |
| Scott P. Roseman, Chairman - Senior Portfolio Manager |
| Name/Title |
| February 10, 2015 |
| Date |
| RWWM Inc. dba Roseman Wagner Wealth Management |
| /s/ Aaron J. Wagner |
| Signature |
| Aaron J. Wagner, President |
| Name/Title |
| February 10, 2015 |
| Date |
| Roseman Wagner Partners, L.P. |
| /s/ Aaron J. Wagner |
| Signature |
| Aaron J. Wagner, Manager |
| Name/Title |