UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2010
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: GLG Partners, Inc.
Address: 390 Park Avenue, 20th Floor
New York, NY 10022
13F File Number: 028-13068
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Alejandro San Miguel
Title: General Counsel and Corporate Secretary
Phone: 212-224-7200
Signature, Place, and Date of Signing:
/s/ Alejandro San Miguel New York, NY November 15, 2010
CERTAIN SECTION 13(F) SECURITIES HAVE BEEN OMITTED FROM THIS REPORT BECAUSE
THOSE SECURITIES ARE PART OF THE LEHMAN BANKRUPTCY AND THEREFORE THE
INSTITUTIONAL INVESTMENT MANAGER FILING THIS FORM 13F (GLG) DOES NOT HAVE
INVESTMENT DISCRETION OVER THOSE SECURITIES.
Report Type (Check only one.):
[ ] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ X] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
Form 13F File Number Name
028-01190 Russell Investment Company
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 2
Form 13F Information Table Entry Total: 714
Form 13F Information Table Value Total: $3,805,834 (thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional managers with respect to which this report is filed, other
than the manager filing this report.
No. 13F File Number Name
01 028-10979 GLG Partners LP
02 028-13070 GLG Inc.
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
3M CO COM 88579Y101 7067 81497 SHR DEFINED 01 02 81497 0 0
ACCENTURE PLC IRELAND SHS CLASS A G1151C101 2842 66889 SHR DEFINED 01 02 66889 0 0
ACE LTD SHS H0023R105 2539 43581 SHR DEFINED 01 02 43581 0 0
ACME PACKET INC COM 004764106 2238 59000 SHR DEFINED 01 59000 0 0
ADOBE SYS INC COM 00724F101 777 29719 SHR DEFINED 01 02 29719 0 0
ADTRAN INC COM 00738A106 1920 54400 SHR DEFINED 01 02 54400 0 0
ADVANCE AUTO PARTS INC COM 00751Y106 2602 44344 SHR DEFINED 01 02 44344 0 0
AERCAP HOLDINGS NV SHS N00985106 1358 114792 SHR DEFINED 01 114792 0 0
AERCAP HOLDINGS NV SHS N00985106 7228 610972 SHR DEFINED 01 02 610972 0 0
AES CORP COM 00130H105 2291 201851 SHR DEFINED 01 02 201851 0 0
AETNA INC NEW COM 00817Y108 4286 135602 SHR DEFINED 01 02 135602 0 0
AFFORDABLE RESIDENTIAL CMNTY NOTE 7.500% 8/1 00828UAB9 9159 8775000 PRN DEFINED 01 8775000 0 0
AFLAC INC COM 001055102 2402 46457 SHR DEFINED 01 02 46457 0 0
AIR PRODS & CHEMS INC COM 009158106 1848 22319 SHR DEFINED 01 02 22319 0 0
AIRCASTLE LTD COM G0129K104 1215 143275 SHR DEFINED 01 143275 0 0
AIRCASTLE LTD COM G0129K104 3415 402697 SHR DEFINED 01 02 402697 0 0
AIRGAS INC COM 009363102 12004 176666 SHR DEFINED 01 176666 0 0
AIRGAS INC COM 009363102 24009 353334 SHR DEFINED 01 02 353334 0 0
AIRGAS INC COM 009363102 6795 100000 SHR CALL DEFINED 01 100000 0 0
AIRGAS INC COM 009363102 13590 200000 SHR CALL DEFINED 01 02 200000 0 0
AK STL HLDG CORP COM 001547108 3584 259503 SHR DEFINED 01 02 259503 0 0
AKAMAI TECHNOLOGIES INC COM 00971T101 4605 91767 SHR DEFINED 01 02 91767 0 0
ALBEMARLE CORP COM 012653101 2298 49097 SHR DEFINED 01 02 49097 0 0
ALCOA INC COM 013817101 3638 300419 SHR DEFINED 01 02 300419 0 0
ALCOA INC COM 013817101 6297 520000 SHR CALL DEFINED 01 02 520000 0 0
ALCON INC COM SHS H01301102 22037 132122 SHR DEFINED 01 132122 0 0
ALCON INC COM SHS H01301102 44330 265784 SHR DEFINED 01 02 265784 0 0
ALIGN TECHNOLOGY INC COM 016255101 2206 112644 SHR DEFINED 01 02 112644 0 0
ALLEGHENY ENERGY INC COM 017361106 539 21975 SHR DEFINED 01 02 21975 0 0
ALLEGHENY TECHNOLOGIES INC COM 01741R102 1858 40000 SHR DEFINED 01 02 40000 0 0
ALLEGHENY TECHNOLOGIES INC NOTE 4.250% 6/0 01741RAD4 22263 16385000 PRN DEFINED 01 16385000 0 0
ALLERGAN INC COM 018490102 6507 97800 SHR CALL DEFINED 01 97800 0 0
ALLERGAN INC COM 018490102 2649 39814 SHR DEFINED 01 02 39814 0 0
ALLIANT ENERGY CORP COM 018802108 490 13488 SHR DEFINED 01 02 13488 0 0
ALLSTATE CORP COM 020002101 3338 105790 SHR DEFINED 01 02 105790 0 0
ALLSTATE CORP COM 020002101 286 9058 SHR DEFINED 01 9058 0 0
ALPHA NATURAL RESOURCES INC COM 02076X102 1205 29272 SHR DEFINED 01 02 29272 0 0
ALUMINA LTD SPONSORED ADR 022205108 1046 149393 SHR DEFINED 01 02 149393 0 0
AMAZON COM INC COM 023135106 6642 42288 SHR DEFINED 01 02 42288 0 0
AMEREN CORP COM 023608102 836 29448 SHR DEFINED 01 02 29448 0 0
AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 6916 129692 SHR DEFINED 01 129692 0 0
AMERICAN CAPITAL AGENCY CORP COM 02503X105 1121 42174 SHR DEFINED 01 02 42174 0 0
AMERICAN EXPRESS CO COM 025816109 9233 219688 SHR DEFINED 01 02 219688 0 0
AMERICAN EXPRESS CO COM 025816109 693 16497 SHR DEFINED 01 16497 0 0
AMERICAN TOWER CORP CL A 029912201 2524 49234 SHR DEFINED 01 02 49234 0 0
AMERICAN WTR WKS CO INC NEW COM 030420103 5109 219568 SHR DEFINED 01 02 219568 0 0
AMERIPRISE FINL INC COM 03076C106 3 60 SHR DEFINED 01 60 0 0
AMERIPRISE FINL INC COM 03076C106 1919 40544 SHR DEFINED 01 02 40544 0 0
AMGEN INC COM 031162100 1537 27884 SHR DEFINED 01 27884 0 0
AMGEN INC COM 031162100 7660 139000 SHR DEFINED 01 02 139000 0 0
AMGEN INC COM 031162100 2051 37221 SHR DEFINED 02 37221 0 0
AMGEN INC NOTE 0.375% 2/0 031162AQ3 37242 37500000 PRN DEFINED 01 37500000 0 0
AMR CORP NOTE 6.250%10/1 001765BC9 19600 20000000 PRN DEFINED 01 20000000 0 0
AMYLIN PHARMACEUTICALS INC NOTE 2.500% 4/1 032346AD0 1502 1500000 PRN DEFINED 01 1500000 0 0
ANADARKO PETE CORP COM 032511107 13271 232626 SHR DEFINED 01 02 232626 0 0
ANGLOGOLD ASHANTI LTD SPONSORED ADR 035128206 10567 228526 SHR DEFINED 01 228526 0 0
APACHE CORP COM 037411105 15373 157254 SHR DEFINED 01 02 157254 0 0
APPLE INC COM 037833100 40200 141675 SHR DEFINED 01 141675 0 0
APPLE INC COM 037833100 37353 131640 SHR DEFINED 01 02 131640 0 0
APPLE INC COM 037833100 7617 26843 SHR DEFINED 02 26843 0 0
APPLE INC COM 037833100 5561 19600 SHR CALL DEFINED 01 19600 0 0
APPLE INC COM 037833100 113 400 SHR CALL DEFINED 02 400 0 0
APPLIED MATLS INC COM 038222105 651 55694 SHR DEFINED 01 02 55694 0 0
ARCELORMITTAL SA LUXEMBOURG NOTE 5.000% 5/1 03938LAK0 7928 6000000 PRN DEFINED 01 6000000 0 0
ARCHER DANIELS MIDLAND CO COM 039483102 1984 62153 SHR DEFINED 01 02 62153 0 0
ARM HLDGS PLC SPONSORED ADR 042068106 1670 89000 SHR DEFINED 01 89000 0 0
ARQULE INC COM 04269E107 1023 198600 SHR DEFINED 01 02 198600 0 0
ARROW ELECTRS INC COM 042735100 1919 71786 SHR DEFINED 01 71786 0 0
AT&T INC COM 00206R102 465 16251 SHR DEFINED 01 02 16251 0 0
AUTOLIV INC COM 052800109 451 6907 SHR DEFINED 01 02 6907 0 0
AUTOLIV INC COM 052800109 1035 15848 SHR DEFINED 02 15848 0 0
AUTOMATIC DATA PROCESSING IN COM 053015103 2629 62559 SHR DEFINED 01 02 62559 0 0
AUTOZONE INC COM 053332102 887 3875 SHR DEFINED 01 02 3875 0 0
AVNET INC COM 053807103 1828 67669 SHR DEFINED 01 67669 0 0
AVON PRODS INC COM 054303102 885 27548 SHR DEFINED 01 02 27548 0 0
BABCOCK & WILCOX CO NEW COM 05615F102 1138 53480 SHR DEFINED 01 02 53480 0 0
BAIDU INC SPON ADR REP A 056752108 391 3806 SHR DEFINED 01 02 3806 0 0
BAIDU INC SPON ADR REP A 056752108 896 8735 SHR DEFINED 02 8735 0 0
BAKER HUGHES INC COM 057224107 5698 133759 SHR DEFINED 01 02 133759 0 0
BALL CORP COM 058498106 1508 25624 SHR DEFINED 01 02 25624 0 0
BALTIC TRADING LIMITED COM Y0553W103 2949 267857 SHR DEFINED 01 02 267857 0 0
BANCO SANTANDER CHILE NEW SP ADR REP COM 05965X109 1371 14200 SHR DEFINED 01 14200 0 0
BANCOLOMBIA S A SPON ADR PREF 05968L102 1706 26000 SHR DEFINED 01 26000 0 0
BANK OF AMERICA CORPORATION 7.25%CNV PFD L 060505682 9127 9294 SHR DEFINED 01 9294 0 0
BANK OF AMERICA CORPORATION COM 060505104 6353 484590 SHR DEFINED 01 484590 0 0
BANK OF AMERICA CORPORATION COM 060505104 18262 1392972 SHR DEFINED 01 02 1392972 0 0
BANK OF AMERICA CORPORATION COM 060505104 642 48987 SHR DEFINED 02 48987 0 0
BANK OF NEW YORK MELLON CORP COM 064058100 4980 190587 SHR DEFINED 01 02 190587 0 0
BARCLAYS BK PLC IPATH S&P ST ETN 06740C527 1210 70000 SHR DEFINED 01 70000 0 0
BARCLAYS BK PLC IPATH S&P ST ETN 06740C527 19019 1100000 SHR CALL DEFINED 01 02 1100000 0 0
BAXTER INTL INC COM 071813109 3527 73930 SHR DEFINED 01 02 73930 0 0
BECTON DICKINSON & CO COM 075887109 2319 31294 SHR DEFINED 01 02 31294 0 0
BED BATH & BEYOND INC COM 075896100 4140 95370 SHR DEFINED 01 02 95370 0 0
BERKSHIRE HATHAWAY INC DEL CL A 084670108 4358 35 SHR DEFINED 01 02 35 0 0
BEST BUY INC COM 086516101 1086 26606 SHR DEFINED 01 02 26606 0 0
BIOGEN IDEC INC COM 09062X103 1342 23921 SHR DEFINED 01 02 23921 0 0
BIOMARIN PHARMACEUTICAL INC NOTE 1.875% 4/2 09061GAD3 6206 5000000 PRN DEFINED 01 5000000 0 0
BIOMIMETIC THERAPEUTICS INC COM 09064X101 15735 1380238 SHR DEFINED 01 02 1380238 0 0
BIOMIMETIC THERAPEUTICS INC COM 09064X101 1047 91828 SHR DEFINED 02 91828 0 0
BJS WHOLESALE CLUB INC COM 05548J106 14561 350865 SHR DEFINED 01 02 350865 0 0
BLACKROCK CORPOR HI YLD FD V COM 09255P107 6510 563666 SHR DEFINED 02 563666 0 0
BLACKROCK CREDIT ALL INC TR COM 092508100 5550 422678 SHR DEFINED 02 422678 0 0
BLACKROCK GLOBAL OPP EQTY TR COM 092501105 5283 286518 SHR DEFINED 02 286518 0 0
BLACKROCK MUNIHOLDINGS N Y I COM 09255C106 6674 434800 SHR DEFINED 02 434800 0 0
BMC SOFTWARE INC COM 055921100 10120 250000 SHR CALL DEFINED 01 250000 0 0
BMC SOFTWARE INC COM 055921100 4048 100000 SHR CALL DEFINED 01 02 100000 0 0
BOEING CO COM 097023105 2820 42377 SHR DEFINED 01 02 42377 0 0
BOSTON PPTYS LTD PARTNERSHIP NOTE 3.750% 5/1 10112RAG9 5531 5000000 PRN DEFINED 01 5000000 0 0
BOSTON SCIENTIFIC CORP COM 101137107 1165 190080 SHR DEFINED 01 02 190080 0 0
BP PLC SPONSORED ADR 055622104 1511 36700 SHR DEFINED 01 02 36700 0 0
BRE PROPERTIES INC NOTE 4.125% 8/1 05564EBH8 4332 4165000 PRN DEFINED 01 4165000 0 0
BRISTOL MYERS SQUIBB CO COM 110122108 3207 118310 SHR DEFINED 01 02 118310 0 0
BROADCOM CORP CL A 111320107 13570 383443 SHR DEFINED 01 383443 0 0
BROADCOM CORP CL A 111320107 1951 55118 SHR DEFINED 01 02 55118 0 0
BROADCOM CORP CL A 111320107 4128 116653 SHR DEFINED 02 116653 0 0
BROADSOFT INC COM 11133B409 1968 227251 SHR DEFINED 01 02 227251 0 0
C H ROBINSON WORLDWIDE INC COM NEW 12541W209 1522 21761 SHR DEFINED 01 02 21761 0 0
CABLEVISION SYS CORP CL A NY CABLVS 12686C109 1351 51582 SHR DEFINED 01 51582 0 0
CABLEVISION SYS CORP CL A NY CABLVS 12686C109 8095 309080 SHR DEFINED 01 02 309080 0 0
CABLEVISION SYS CORP CL A NY CABLVS 12686C109 1890 72148 SHR DEFINED 02 72148 0 0
CABOT OIL & GAS CORP COM 127097103 344 11423 SHR DEFINED 01 02 11423 0 0
CALIX INC COM 13100M509 696 48466 SHR DEFINED 01 02 48466 0 0
CALPINE CORP COM NEW 131347304 551 44270 SHR DEFINED 01 02 44270 0 0
CAMECO CORP COM 13321L108 2884 104000 SHR DEFINED 01 02 104000 0 0
CAMERON INTERNATIONAL CORP COM 13342B105 4082 95030 SHR DEFINED 01 02 95030 0 0
CAMPBELL SOUP CO COM 134429109 1123 31422 SHR DEFINED 01 02 31422 0 0
CAMPBELL SOUP CO COM 134429109 5362 150000 SHR CALL DEFINED 01 02 150000 0 0
CANADIAN SOLAR INC COM 136635109 163 10000 SHR DEFINED 01 02 10000 0 0
CAPITAL ONE FINL CORP COM 14040H105 1011 25550 SHR DEFINED 01 02 25550 0 0
CAPITOL FED FINL COM 14057C106 154 6221 SHR DEFINED 01 6221 0 0
CAPITOL FED FINL COM 14057C106 1050 42500 SHR DEFINED 01 02 42500 0 0
CARDINAL HEALTH INC COM 14149Y108 3141 95063 SHR DEFINED 01 02 95063 0 0
CAREER EDUCATION CORP COM 141665109 11340 528168 SHR DEFINED 01 02 528168 0 0
CAREER EDUCATION CORP COM 141665109 19860 925000 SHR CALL DEFINED 01 02 925000 0 0
CAREER EDUCATION CORP COM 141665109 172 8000 SHR CALL DEFINED 01 8000 0 0
CAREFUSION CORP COM 14170T101 594 23916 SHR DEFINED 01 02 23916 0 0
CASH STORE FINL SVCS INC COM 14756F103 327 21909 SHR DEFINED 01 21909 0 0
CASH STORE FINL SVCS INC COM 14756F103 1450 97037 SHR DEFINED 01 02 97037 0 0
CATERPILLAR INC DEL COM 149123101 6043 76799 SHR DEFINED 01 02 76799 0 0
CBS CORP NEW CL B 124857202 4978 313856 SHR DEFINED 01 02 313856 0 0
CBS CORP NEW CL B 124857202 2379 150000 SHR CALL DEFINED 01 02 150000 0 0
CELGENE CORP COM 151020104 2443 42400 SHR DEFINED 01 02 42400 0 0
CEMEX SAB DE CV SPON ADR NEW 151290889 1175 138190 SHR DEFINED 01 138190 0 0
CENTERPOINT ENERGY INC COM 15189T107 2158 137287 SHR DEFINED 01 02 137287 0 0
CENTRAL EUROPEAN DIST CORP COM 153435102 2091 93683 SHR DEFINED 01 93683 0 0
CEPHALON INC COM 156708109 593 9491 SHR DEFINED 01 02 9491 0 0
CEPHALON INC NOTE 2.500% 5/0 156708AR0 5637 5000000 PRN DEFINED 01 5000000 0 0
CF INDS HLDGS INC COM 125269100 938 9827 SHR DEFINED 01 02 9827 0 0
CHARLES RIV LABS INTL INC COM 159864107 698 21053 SHR DEFINED 01 02 21053 0 0
CHARM COMMUNICATIONS INC ADR SHS CL A 16112R101 2033 259976 SHR DEFINED 01 02 259976 0 0
CHENIERE ENERGY INC NOTE 2.250% 8/0 16411RAE9 12600 30000000 PRN DEFINED 01 30000000 0 0
CHESAPEAKE ENERGY CORP COM 165167107 646 28514 SHR DEFINED 01 02 28514 0 0
CHEVRON CORP NEW COM 166764100 21 260 SHR DEFINED 01 260 0 0
CHEVRON CORP NEW COM 166764100 1977 24393 SHR DEFINED 01 02 24393 0 0
CHINA MED TECHNOLOGIES INC NOTE 3.500%11/1 169483AB0 30167 31140000 PRN DEFINED 01 31140000 0 0
CHINA MED TECHNOLOGIES INC SPONSORED ADR 169483104 2667 205300 SHR PUT DEFINED 01 205300 0 0
CHUBB CORP COM 171232101 1371 24056 SHR DEFINED 01 02 24056 0 0
CHURCH & DWIGHT INC COM 171340102 616 9485 SHR DEFINED 01 02 9485 0 0
CIMAREX ENERGY CO COM 171798101 3102 46878 SHR DEFINED 01 02 46878 0 0
CIRRUS LOGIC INC COM 172755100 446 25000 SHR DEFINED 01 02 25000 0 0
CISCO SYS INC COM 17275R102 4241 193649 SHR DEFINED 01 193649 0 0
CISCO SYS INC COM 17275R102 16653 760400 SHR DEFINED 01 02 760400 0 0
CIT GROUP INC COM NEW 125581801 431 10550 SHR DEFINED 01 10550 0 0
CIT GROUP INC COM NEW 125581801 4584 112294 SHR DEFINED 01 02 112294 0 0
CITIGROUP INC COM 172967101 16576 4239470 SHR DEFINED 01 02 4239470 0 0
CITIGROUP INC COM 172967101 851 217604 SHR DEFINED 01 217604 0 0
CITRIX SYS INC COM 177376100 768 11250 SHR DEFINED 01 11250 0 0
CITRIX SYS INC COM 177376100 966 14155 SHR DEFINED 01 02 14155 0 0
CLEARWIRE CORP NEW CL A 18538Q105 4270 527773 SHR DEFINED 01 02 527773 0 0
CLEARWIRE CORP NEW CL A 18538Q105 2387 295000 SHR CALL DEFINED 01 02 295000 0 0
CLIFFS NATURAL RESOURCES INC COM 18683K101 1123 17571 SHR DEFINED 01 02 17571 0 0
CLOROX CO DEL COM 189054109 2265 33927 SHR DEFINED 01 33927 0 0
CLOROX CO DEL COM 189054109 7926 118722 SHR DEFINED 01 02 118722 0 0
CLOROX CO DEL COM 189054109 3120 46732 SHR DEFINED 02 46732 0 0
CME GROUP INC COM 12572Q105 1879 7213 SHR DEFINED 01 02 7213 0 0
CMS ENERGY CORP COM 125896100 5803 322056 SHR DEFINED 01 02 322056 0 0
CNH GLOBAL N V SHS NEW N20935206 1661 45328 SHR DEFINED 01 45328 0 0
COCA COLA CO COM 191216100 6191 105795 SHR DEFINED 01 02 105795 0 0
CODEXIS INC COM 192005106 2930 305242 SHR DEFINED 01 02 305242 0 0
COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 2472 38336 SHR DEFINED 01 02 38336 0 0
COLGATE PALMOLIVE CO COM 194162103 3786 49263 SHR DEFINED 01 02 49263 0 0
COMCAST CORP NEW CL A 20030N101 6696 370358 SHR DEFINED 01 02 370358 0 0
COMERICA INC COM 200340107 1104 29725 SHR DEFINED 01 02 29725 0 0
COMPANHIA BRASILEIRA DE DIST SPN ADR PFD CL A 20440T201 5176 75000 SHR DEFINED 01 75000 0 0
COMPANHIA BRASILEIRA DE DIST SPN ADR PFD CL A 20440T201 18 267 SHR DEFINED 01 02 267 0 0
COMPANHIA BRASILEIRA DE DIST SPN ADR PFD CL A 20440T201 37 542 SHR DEFINED 02 542 0 0
COMPANHIA SIDERURGICA NACION SPONSORED ADR 20440W105 4064 230000 SHR DEFINED 01 230000 0 0
COMPANIA DE MINAS BUENAVENTU SPONSORED ADR 204448104 455 10062 SHR DEFINED 01 10062 0 0
COMPUCREDIT HLDGS CORP NOTE 5.875%11/3 20478NAD2 5085 11964000 PRN DEFINED 01 11964000 0 0
CONOCOPHILLIPS COM 20825C104 8313 144758 SHR DEFINED 01 02 144758 0 0
CONSOL ENERGY INC COM 20854P109 4016 108665 SHR DEFINED 01 02 108665 0 0
CONSOLIDATED EDISON INC COM 209115104 3998 82913 SHR DEFINED 01 02 82913 0 0
COOPER INDUSTRIES PLC SHS G24140108 1087 22217 SHR DEFINED 01 02 22217 0 0
CORNING INC COM 219350105 3254 178027 SHR DEFINED 01 178027 0 0
CORNING INC COM 219350105 2651 144995 SHR DEFINED 01 02 144995 0 0
COSTCO WHSL CORP NEW COM 22160K105 4653 72146 SHR DEFINED 01 02 72146 0 0
COVIDIEN PLC SHS G2554F105 2575 64062 SHR DEFINED 01 02 64062 0 0
CREDICORP LTD COM G2519Y108 399 3504 SHR DEFINED 01 3504 0 0
CREE INC COM 225447101 709 13052 SHR DEFINED 01 02 13052 0 0
CROWN CASTLE INTL CORP COM 228227104 1801 40789 SHR DEFINED 01 02 40789 0 0
CROWN HOLDINGS INC COM 228368106 612 21340 SHR DEFINED 01 02 21340 0 0
CSX CORP COM 126408103 2876 51991 SHR DEFINED 01 02 51991 0 0
CUMMINS INC COM 231021106 2296 25346 SHR DEFINED 01 02 25346 0 0
CVS CAREMARK CORPORATION COM 126650100 7086 225162 SHR DEFINED 01 02 225162 0 0
D R HORTON INC NOTE 2.000% 5/1 23331ABB4 20382 18445000 PRN DEFINED 01 18445000 0 0
DANAHER CORP DEL COM 235851102 2647 65190 SHR DEFINED 01 02 65190 0 0
DARDEN RESTAURANTS INC COM 237194105 1070 25000 SHR DEFINED 01 02 25000 0 0
DEERE & CO COM 244199105 5242 75115 SHR DEFINED 01 02 75115 0 0
DELL INC COM 24702R101 2993 230905 SHR DEFINED 01 02 230905 0 0
DENBURY RES INC COM NEW 247916208 846 53239 SHR DEFINED 01 02 53239 0 0
DENTSPLY INTL INC NEW COM 249030107 586 18324 SHR DEFINED 01 02 18324 0 0
DEVELOPERS DIVERSIFIED RLTY NOTE 3.000% 3/1 251591AS2 4925 5000000 PRN DEFINED 01 5000000 0 0
DEVON ENERGY CORP NEW COM 25179M103 10662 164696 SHR DEFINED 01 02 164696 0 0
DIAMOND OFFSHORE DRILLING IN COM 25271C102 470 6940 SHR DEFINED 01 02 6940 0 0
DIRECTV COM CL A 25490A101 4901 117730 SHR DEFINED 01 02 117730 0 0
DISCOVER FINL SVCS COM 254709108 393 23573 SHR DEFINED 01 23573 0 0
DISCOVER FINL SVCS COM 254709108 6091 365192 SHR DEFINED 01 02 365192 0 0
DISH NETWORK CORP CL A 25470M109 685 35751 SHR DEFINED 01 02 35751 0 0
DISNEY WALT CO COM DISNEY 254687106 5461 164989 SHR DEFINED 01 02 164989 0 0
DOLAN CO COM 25659P402 3803 334440 SHR DEFINED 01 02 334440 0 0
DOLLAR FINL CORP COM 256664103 1185 56763 SHR DEFINED 01 02 56763 0 0
DOLLAR FINL CORP COM 256664103 277 13295 SHR DEFINED 01 13295 0 0
DOLLAR GEN CORP NEW COM 256677105 845 28886 SHR DEFINED 01 02 28886 0 0
DOMINION RES INC VA NEW COM 25746U109 2221 50870 SHR DEFINED 01 02 50870 0 0
DORAL FINL CORP COM NEW 25811P886 375 225690 SHR DEFINED 01 225690 0 0
DORAL FINL CORP COM NEW 25811P886 2004 1207500 SHR DEFINED 01 02 1207500 0 0
DOVER CORP COM 260003108 2086 39956 SHR DEFINED 01 02 39956 0 0
DOW CHEM CO COM 260543103 1468 53458 SHR DEFINED 01 02 53458 0 0
DPL INC COM 233293109 261 10000 SHR DEFINED 01 02 10000 0 0
DU PONT E I DE NEMOURS & CO COM 263534109 4089 91650 SHR DEFINED 01 02 91650 0 0
DUKE ENERGY CORP NEW COM 26441C105 1379 77890 SHR DEFINED 01 02 77890 0 0
DUKE REALTY CORP COM NEW 264411505 387 33399 SHR DEFINED 01 02 33399 0 0
E M C CORP MASS COM 268648102 1503 74000 SHR DEFINED 01 74000 0 0
E M C CORP MASS COM 268648102 4170 205319 SHR DEFINED 01 02 205319 0 0
E M C CORP MASS NOTE 1.750%12/0 268648AM4 37950 27500000 PRN DEFINED 01 27500000 0 0
EBAY INC COM 278642103 3797 155621 SHR DEFINED 01 02 155621 0 0
EDISON INTL COM 281020107 4137 120298 SHR DEFINED 01 02 120298 0 0
EL PASO CORP COM 28336L109 2262 182709 SHR DEFINED 01 02 182709 0 0
EMERSON ELEC CO COM 291011104 567 10770 SHR DEFINED 01 10770 0 0
ENDEAVOR INTL CORP INC NOTE 6.000% 1/1 29257MAB6 4738 5000000 PRN DEFINED 01 5000000 0 0
ENERGEN CORP COM 29265N108 365 7992 SHR DEFINED 01 02 7992 0 0
ENERGIZER HLDGS INC COM 29266R108 638 9485 SHR DEFINED 01 02 9485 0 0
ENERGY XXI (BERMUDA) LTD USD UNRS SHS G10082140 501 21688 SHR DEFINED 01 02 21688 0 0
ENTERGY CORP NEW COM 29364G103 2476 32348 SHR DEFINED 01 02 32348 0 0
ENZON PHARMACEUTICALS INC NOTE 4.000% 6/0 293904AE8 12600 10000000 PRN DEFINED 01 10000000 0 0
EOG RES INC COM 26875P101 3008 32359 SHR DEFINED 01 02 32359 0 0
EQT CORP COM 26884L109 806 22360 SHR DEFINED 01 02 22360 0 0
EQUINIX INC COM NEW 29444U502 1535 15000 SHR DEFINED 01 02 15000 0 0
EQUITY RESIDENTIAL SH BEN INT 29476L107 1359 28568 SHR DEFINED 01 02 28568 0 0
EVERGREEN SOLAR INC NOTE 4.000% 7/1 30033RAC2 3303 8692000 PRN DEFINED 01 8692000 0 0
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