SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
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FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
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DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): DECEMBER 4, 2002
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Commission file number 000-30656
APOGEE TECHNOLOGY, INC.
(Exact name of registrant as specified in its charter)
DELAWARE 04-3005815
(State or other jurisdiction of (I.R.S. Employer
incorporation or organization) Identification No.)
129 MORGAN DRIVE, NORWOOD, MASSACHUSETTS 02062
(Address of principal executive offices)
(781) 551-9450
(Issuer's telephone number, including area code)
NOT APPLICABLE.
(Former name, former address and former fiscal year,
if changed since last report)
ITEM 5. OTHER EVENTS.
The Company is filing this Current Report on Form 8-K in order to show
the pro forma effect on its balance sheet from its two recent private
placements. The first private placement was completed on November 5, 2002, and
the Company raised $500,000 by selling 83,333 shares of common stock at $6.00
per share. The second private placement was completed on December 4, 2002, with
the Company raising $300,000 by selling 60,000 shares of common stock at $5.00
per share. The Company's pro forma balance sheet reflecting the two private
placements is incorporated herein by reference and filed as Exhibit 99.1 hereto.
ITEM 7. FINANCIAL STATEMENTS AND EXHIBITS.
(c) Exhibits.
99.1 Pro forma balance sheet reflecting recent private placements.
SIGNATURES
In accordance with the requirements of the Securities Exchange Act of 1934, as
amended, the Registrant has caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
APOGEE TECHNOLOGY, INC.
Date: December 4, 2002 By: /s/ Herbert M. Stein
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Name: Herbert M. Stein
Title: Chairman of the Board, President
and Chief Executive Officer
EXHIBIT INDEX
Exhibit
Number Description
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99.1 Pro forma balance sheet reflecting recent private placements