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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Phantom Stock | $ 0 (2) | 05/08/2007 | A | 169 | (2) | (2) | Common Stock | 169 | $ 0 | 2,707 (3) | I | Deferred Compensation Plan | |||
Phantom Stock | $ 0 (2) | 05/08/2007 | A | 416 | 01/01/2012 | 01/01/2012 | Common Stock | 416 | $ 0 | 511 | I | Deferred Compensation Plan | |||
Phantom Stock | $ 0 | (2) | (2) | Common Stock | 6,849 | 6,849 | I | LTI Deferred Compensation Plan |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
PANZARELLA ANGELA J ONE BAUSCH & LOMB PLACE ROCHESTER, NY 14604- |
Vice President |
Jean F. Geisel, Power of Attorney for Angela J. Panzarella | 05/10/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes common shares credited to the reporting person's 401(k) Plan on March 31, 2007. |
(3) | Includes shares of phantom stock acquired through dividend reinvestment and credited to the reporting person's deferred compensation account on April 2, 2007. Each share of phantom stock is the economic equivalent of one share of BOL common stock. |
(2) | The reported phantom stock was acquired under the Company's Deferred Compensation Plan and will be settled upon the reporting person's payout election by delivery of BOL common stock on a 1-for-1 basis. Each share of phantom stock is the economic equivalent of one share of BOL common stock. |